Chongqing Small Towns Water Environment Management Project Land Acquisition and Resettlement Compensation Plan for Pengshui Landslides Treatment Chongqing Fuguan Investment Co., Ltd. November 2021 1 Letter of Commitment (draft) Due to the COVID-19 pandemic, landslides, and extraordinary floods, the construction of the Flood and Wastewater Management Subproject in Pengshui County (hereinafter, the “Pengshui Subproject�) is now behind schedule, and has been just completed by 75%. Since the closing date of the Subproject is December 31, 2021, its remaining construction period is less than 4 months. To ensure its complete implementation, and meet the World Bank safeguards policy, the Pengshui County Government (“we�) hereby make the following commitments: 1. We will do our best to ensure its construction progress and strive to complete all construction tasks by the closing date (December 31, 2021). If its construction is not fully completed by then, we will raise counterpart funds to ensure its full completion and meet the established project development objectives (PDOs). 2. Since two landslides (Guihuabang and Tianchi) and one deformation (Juanzipo) occurred during its construction, we will raise funds as soon as possible to conduct land acquisition and resettlement in accordance with the applicable policies and rates of Chongqing Municipality, and the World Bank safeguards policy, and complete the resettlement and compensation of all persons affected by the landslides before the closing date to ensure its construction progress, and protect the affected persons’ lives and properties. In addition, we will take measures to protect the safety of community residents in accordance with the relevant action plans. Social monitoring (both internal and external) will be conducted continuously according to the Land Acquisition and Resettlement Compensation Plan for Pengshui Landslides Treatment to ensure that landslide treatment, and the affected persons’ compensation and resettlement are completed by December 30, 2021. Pengshui County Government (Official seal) County head (or deputy county head in charge): (signature) (Date) i Contents EXECUTIVE SUMMARY ...................................................................... 5 1. BACKGROUND ......................................................................... 9 1.1 RELATIONSHIP BETWEEN LANDSLIDE SITES AND THE SUBPROJECT ............................... 9 1.2 CAUSES AND IMPACTS OF LANDSLIDES/DEFORMATION ........................................ 10 1.3 PURPOSE OF THIS PROGRAM ............................................................ 11 2. LA AND HD IMPACTS................................................................... 12 2.1 LANDSLIDE/DEFORMATION IMPACTS AND RANGE OF TREATMENT ................................ 12 2.2 DMS AND CONSULTATION............................................................... 14 2.3 DETAILED LA AND HD IMPACTS .......................................................... 16 3. LA AND HD COMPENSATION POLICIES AND RATES ...................................... 23 3.1 LA AND HD COMPENSATION POLICIES ..................................................... 23 3.2 LA AND HD COMPENSATION RATES AND RESETTLEMENT PROGRAM ............................. 25 4. ENTITLEMENT MATRIX ................................................................. 31 5. ORGANIZATIONAL ARRANGEMENTS .................................................... 34 6. LA AND HD EXPENSES ................................................................. 36 6.1 LA AND HD EXPENSES ................................................................. 36 6.2 PAID PART ........................................................................... 40 6.3 UNPAID PART ......................................................................... 41 7. LA AND HD PROGRESS, FUNDING PLAN AND DISBURSEMENT PROCESS .................. 44 7.1 LA AND HD IMPLEMENTATION SCHEDULE .................................................. 44 7.2 SUBSEQUENT FUND APPLICATION AND DISBURSEMENT PLAN .................................. 45 7.3 DISBURSEMENT PROCESS ............................................................... 46 8. COMMUNITY SAFETY MITIGATION MEASURES IN LANDSLIDE AREAS ..................... 47 8.1 MEASURES TAKEN ..................................................................... 47 8.2 MEASURES TO BE TAKEN................................................................ 48 9. GRIEVANCE REDRESS MECHANISM ..................................................... 50 10. MONITORING PLAN .................................................................. 51 10.1 SCOPE .............................................................................. 51 10.2 TIMING AND FREQUENCY ................................................................ 51 2 List of Tables Table 1 LA Impacts ........................................................ 17 Table 2 HD Impacts of Households Belonging to the Collective Economic Organization .......................................................... 19 Table 3 HD Impacts of Households not Belonging to the Collective Economic Organization .......................................................... 22 Table 4 Affected House Decoration and Interior Facilities ....................... 22 Table 5 Affected Structures (Attachments) on Acquired Land .................... 23 Table 6 Applicable Regulations and Policies .................................. 24 Table 7 Compensation Rates for Rural Collective Land ......................... 25 Table 8 Endowment Insurance Premiums and Pensions of LEFs ................ 26 Table 9 Compensation Rates for Households Belonging to the Collective Economic Organization .......................................................... 27 Table 10 Compensation Rates for House Decoration and Interior Facilities ........ 28 Table 11 Other Compensation Rates for Rural Houses ......................... 28 Table 12 Compensation Rates for Households not Belonging to the Collective Economic Organization ................................................ 29 Table 13 Compensation Rates for Structures (Attachments) on Acquired Land .... 30 Table 14 Entitlement Matrix ................................................. 31 Table 15 General LA and HD Budget (yuan) .................................. 36 Table 16 LA and HD Budget for Guihuabang Landslide Treatment ............... 36 Table 17 LA and HD Budget for Tianchi Landslide Treatment ................... 37 Table 18 LA and HD Budget for Juanzipo ..................................... 39 Table 19 Paid LA and HD Compensation (unit: yuan) .......................... 40 Table 20 Unpaid LA and HD Compensation (unit: yuan) ........................ 42 Table 21 LA and HD Implementation and Schedule ............................ 44 Table 22 Near-term Fund Plan .............................................. 45 Table 23 Contacts of Agencies Concerned ................................... 50 List of Figures Figure 1 Tianchi Landslide Affected Area and Treatment Area ................... 13 Figure 2 Guihuabang Landslide Area and Treatment Area ...................... 13 Figure 3 Juanzipo Deformation Area ......................................... 14 Figure 4 DMS Registration Form (Structures / Attachments) .................... 15 Figure 5 Consultation Meeting and Minutes ................................... 15 Figure 6 Disclosure of the Compensation Plan on the Community ............... 16 Figure 7 Disclosure of the Compensation Plan on the Government Official Website 16 3 BBREVIATIONS AH - Affected Household AP - Affected Person DMS - Detailed Measurement Survey FGD - Focus Group Discussion HD - House Demolition LA - Land Acquisition LAR - Land Acquisition and Resettlement LCP - Landslide Contingency Plan LEF - Land-expropriated Farmer M&E - Monitoring and Evaluation PCG - Pengshui County Government PDO Project Development Objectives PIU - Project Implementation Unit PRC - People’s Republic of China RAP - Resettlement Action Plan SCAP - Safety Correction Action Plan Units Currency unit = Yuan (RMB) 1.00 yuan = $0.15 1 hectare = 15 mu 4 Executive Summary The Flood and Wastewater Management Subproject in Pengshui County (hereinafter refers to the “Pengshui Subproject�) is a component of the World Bank-financed Chongqing Small Towns Water Environment Management Project. The land acquisition and house demolition involved in the subproject has been completed in 2019. Due to sustained heavy rains, two landslides occurred in Guihuabang on December 5, 2019 and July 5, 2020, one landslide occurred in Tianchi on July 16, 2020 and one deformation occurred in Juanzipo in December 2019. The two landslides and one deformation led to no casualty or personal injury. The crowns of the sliding surfaces at the first two landslide sites are out of the boundary line of the Pengshui Subproject, but the landslide masses have entered the boundary line, affecting construction in the Tianchi (about 110m) and Guihuabang (about 160m) segments. Juanzipo deformation site is almost located within the boundary line of Pengshui Subproject and 4 houses outside the project footprint are exposed to the risks of damaged and collapse. The treatment of the deformation site may affect the safety of the houses. To ensure the smooth progress of Pengshui Subproject and the people’s safety, it is necessary to demolish and resettle the houses prior to the treatment of Juanzipo deformation site and starting the construction of the Bank financed Pengshui subproject. The aforementioned Tianchi and Guihuabang landslides, Juanzipo deformation and its treatment has three types of direct and indirect social impacts. The first type is impacts from emergency evacuation and relocation organized by the government; the second type is land acquisition and resettlement (LAR) impacts arising from the landslide treatment; the third type is the community safety impacts imposed by the landslides and the civil work of landslide treatment on residents of Linjiang Community, Shaoqing Sub-district, with focus on those living in Guihuabang weak deformation zone but not to be relocated for the landslide treatment, those living near the Tianchi site. See Table 1 for the details. The first type involves 44 households with 200 persons. For the sake of prudence, the population evacuated and relocated was greater than the population affected by the land acquisition and resettlement because of landslides and treatment. After the disasters, the local government relocated 39 households with 169 persons living around the affected area of Tianchi and Guihuabang landslides in December 2019 and July 2020, and paid transitional allowances and resettlement transition subsidies to them. Between October 1-10, 2021, 5 households with 31 persons affected by Juanzipo deformation were evacuated to transitional houses in other safe places. These residents are still living in their own houses or temporarily leased houses in other safe areas. And the local government take measures to prevent the affected people from returning to the damaged houses through the layout of safety warning signs, publicity and education, and safety inspection, among others. The second type involves 60 households with 311 persons, in which 37 households with 159 persons are to be relocated (physically displaced). PCG will raise funds to compensate them 5 in two batches by reference to the land acquisition (LA) and house demolition (HD) compensation rates of an ongoing project located in the proximity of the Pengshui Subproject. The relevant compensation rates are much higher than the subsidy rates for affected persons in natural disaster emergency management of Chongqing Municipality, and generally consistent with the compensation principles in the Bank’s Safeguard Policy OP 4.12: Involuntary Resettlement. Pengshui County Government (PCG) has paid house rent and transition subsidy for the relocated households and compensated for some damaged houses (Table 1). PCG should accelerate fundraising, and pay compensation to the APs as soon as possible, thereby facilitating the completion of the landslide treatment and the Pengshui Subproject. PCG promises to pay all compensation in full by the closing date of the Pengshui Subproject. The third type involves community safety risks to the residents living in the neighboring communities, such as the Group 7, Group 8, Group 9 and Group 10 in Linjiang Community, Shaoqing Sub-district. PCG and the project implementation unit (PIU, Chongqing Fuguan Investment Co., Ltd.) of the Pengshui Subproject have developed and implemented appropriate measures for community safety risks, which are summarized as follows: 1) A qualified third party, commissioned by Pengshui PIU, is conducting a safety assessment on the houses in the Guihuabang weak deformation zone (involving 12 households with 47 persons in Group 7), and PCG and PIU will act properly based on the appraisal results; 2) The Landslide Monitoring Program has been improved, and geological monitoring sites have been expanded to cover the 12 houses within the Guihuabang weak deformation zone1 and the 6 houses with 20 persons2 in Group 7 out of the boundary line of Tianchi landslide treatment but close to it; 3) During the landslide treatment, provide a temporary alternative access road, or persuade residents to made a detour while driving (may need extra 30 minutes), and take other measures, such as layout of warning signs, publicity and education, to ensure the community traffic safety for the residents living in Group 7, Group 8, Group 9 and Group 10 (approximately 400 households with 1300 persons) whose access road is close to the landslide sites; and 4). The Landslide Contingency Plan (LCP) and Safety Correction Action Plan (SCAP) are being developed and implemented for the whole community. The emergency drill was conducted (around 100 persons participated) to improve the emergency response capacity of nearby residents. For the above social impacts and risks, this report includes: 1) an implementation plan for the subsequent compensation of the Treatment; 2) a summary of community safety management plan and relevant measures based on other special programs and reports; and 3) institutional arrangements, budget and monitoring plan for the implementation of relevant actions and measures. 1 The area affected by the Guihuabang landslide is divided into a strong deformation zone and a weak deformation zone, where the strong deformation zone involves LAR, and the weak deformation zone will be managed by drainage ditch construction, not involving land acquisition or resettlement. 2 The detailed measurement survey did not cover this part of the residents living outside the landslide treatment area, thus, the population data was estimated by the community. 6 Table 1 Impacts and Compensation of the Landslides/Deformation and the Treatment LA HD Compensation Type of impact AHs APs AHs APs Paid Unpaid Transitional resettlement, Including: / Compensation for house rental and transition Immediate Emergency Evacuation after subsidy; for some houses (20 in Guihuabang / / 40(2) 200 the landslides and one in Tianchi), house compensation, house decoration and interior facilities, and ground structures / attachments Monetary compensation for LA and HD. 8.0253 million yuan, including: 0.5285 million yuan already paid, including：  20% of land compensation, and fixed  House compensation, house decoration rate compensation for standing crops; and interior facilities, ground structures /  House compensation and moving Tianchi 16 71 12 46 attachments, and house rental subsidy for Dong Shiyun, and all compensation for one AH (Dong Shiyun); compensation for the other 11 houses  12-month transition subsidy for 9 AHs 46 Land Acquisition persons and Resettlement Monetary compensation for LA and HD. 10.7314 million yuan, including: because landslides 5.9422 million yuan already paid, including:  20% of land compensation, and fixed and treatment  House compensation, house decoration rate compensation for standing crops; Guihuabang 39 209 20 82 and interior facilities, ground structures /  House compensation and moving attachments, and house rental subsidy, etc. compensation for 20 AHs；  16-month transition subsidy for 20 AHs. Monetary compensation for LA and HD. 7.2687 million yuan, including Juanzipo 5 31 5 31 Unpaid compensation for housing land and all others related to house demolition. RMB 6.4707 million RMB 26.0254 million Subtotal 60(2) 311 37 159 (Note: The government has mobilized RMB 7 million on September 28, 2021.) These residents live in the weak deformation zone of Guihuabang. Their houses are not Weak deformation Local residents / / 12 47 cracked in which they can still live. To ensure safety, the PIU are conducting safety zone of Guihuabang exposed to assessments and these houses are being monitored. community safety Residents near These residents live near the boundary line of Tianchi Landslide treatment; the houses need risks boundary line of / / 6 20 to be monitored during treatment to ensure safety Tianchi landslide 7 LA HD Compensation Type of impact AHs APs AHs APs Paid Unpaid Residents whose The daily travel for residents living in Group 7-10 of Linjiang Community will be likely daily traffic may be affected by the landslide treatment. During the landslide treatment, the PIU will provide a affected by the / / 400 1300 temporary alternative access road, or persuade residents to make a detour while driving, Treatment and take other measures, such as layout of warning signs, publicity, and education, to ensure traffic safety. Note: （1）For the sake of prudence, the population evacuated and relocated was greater than the population affected by the land acquisition and resettlement because of landslides and treatment. （2）The impact of land acquisition includes that of housing land acquisition. Therefore, the number of households and population affected by land expropriation includes those affected by house demolition. 8 1. Background After the occurrence of Tianchi and Guihuabang landslides and Juanzipo deformation, Pengshui County Government (PCG) has evacuated and relocated the affected population to safe places for transition successively. This report aims to develop an implementation program for subsequent compensation of the landslides treatment involving people and summarize community safety management actions and measures.3 1.1 Relationship between Landslide Sites and the Subproject The Flood and Wastewater Management Subproject in Pengshui County (Hereinafter refers to the “Pengshui Subproject�) is the fourth component of the World Bank-financed Chongqing Small Towns Water Environment Management Project. Land acquisition (LA) and house demolition (HD) within the boundary line of the Pengshui Subproject were completed in 2019, and the PCG has paid compensation to and resettle the APs according to the policies and requirements specified in its 45 Resettlement Action Plan (RAP). Primarily due to sustained heavy rains, two landslides occurred in Guihuabang on December 5, 2019 and July 5, 2020, and a landslide occurred in Tianchi on July 16, 2020, and a geological deformation occurred in Juanzipo in December 2019. The landslides led to no casualty or personal injury. The crowns of the sliding surfaces at both sites are out the boundary line of the Pengshui Subproject, but the landslide masses have entered the boundary line, affecting construction in the Tianchi (about 110m) and Guihuabang (about 160m) segments. To promote the implementation of the Pengshui Subproject, the Pengshui project management office (PMO) was applying to use the World Bank loan savings to finance the treatment of Guihuabang and Tianchi landslides. There are 4 houses (5 households) close to the Juanzipo deformation site. After field investigation, the design institute proposed to reinforce the deformed area by replacing it with stone slag after excavation. To ensure the safety of villagers and their properties, it is necessary to tackle the deformed area after the demolition of the house. The 4 houses are located within the scope of the development project of Chongqing Jiuli Tourism Holding Group Co., Ltd. (hereinafter, “Jiuli Group�), which should have been relocated by Jiuli Group. But the project has not yet commenced because of the county's financial constraints. In order to promote the implementation of Pengshui 3 For potential community safety risks, the Pengshui PMO has developed a landslide contingency plan, temporary safety protection measures, a landslide monitoring report, a landslide treatment plan, etc. 4 According to the RAP for the Project and the No.7 external M&E report (as of May 30, 2021), LA for the Pengshui Subproject had affected 335 households with 1,200 persons, and HD had affected 29 households with 85 persons. 5 The disbursement of the balance of the resettlement subsidy after the payment of personal endowment insurance premiums to land-expropriated farmers (LEFs) started from June 2021. However, due to the large population involved, there are false information submitted by people to be verified and recalculated, and the payment has not been completed and is expected to be paid to all the LEFs by the end of November. 9 Subproject and ensure safety, Pengshui PMO decided to resettle these households, together with the landslide treatment. PCG promises to compensate for the LA and HD impacts of the landslide/ deformation treatment and assist the affected persons (APs) in relocation and house restoration as soon as possible. 1.2 Causes and Impacts of the Landslides and Deformation According to the geological investigation report prepared by Changjiang Geotechnical Engineering Co., Ltd. for the Guihuabang landslides (August 2021), “Sustained heavy rains are the main cause of the landslides, and excavation affects the local deformation of the front edge of the landslide mass to some extent.� The geological investigation report prepared by Changjiang Institute of Survey, Planning, Design and Research for the Tianchi landslide (September 2021) shows that, “Sustained rains, and the water level fluctuation of the Yinpan Hydropower Reservoir during May- July 2020 affected bank slope stability greatly. In addition, human construction activities have changed the landform and geological environment of the existing bank slope, affecting its stability to some extent.� The recommendation of Changjiang Geotechnical Engineering Co., Ltd. (March 30, 2020) for the landslide in the K2+700-K2+850 segment (i.e., Juanzipo) is, “The foundation is not deformed, but the inner slope of the dike slid and was damaged. The rear edge is the outer edge of a rural highway, and inside the highway is bedrock. The pavement is not damaged or deformed. Since the landslide is small in volume, the landslide should be removed, drainage measures taken, and the outlet protected with pressing stones to ensure the safety and smoothness of the highway.� The project implementation unit (PIU) has appointed the design agency to quantify the root causes of the landslides/deformation to demonstrate if the construction of the Pengshui Subproject is a cause of the landslides. The landslides/deformation resulted in no casualty or personal injury but affected the safety of some residents in Group 7 and 8 of Linjiang Community in Shaoqing Sub-district. After the Tianchi and Guihuabang landslides, the local government relocated the potentially affected community residents (39 households with 169 persons) in December 2019 and July 2020 6, and has been monitoring the movement of landslide masses. The 5 households with 31 persons in Juanzipo was evacuated and relocated on October 1-10, 2021. By the time of this report, the residents with houses affected have been living in their own houses or temporarily leased houses in safe areas. Despite of the tight fiscal budget, the competent county authority raised some funds through coordination to pay transitional period rental and compensation for seriously damaged houses in September 2020 and May 2021, and has granted the transitional subsidy and allowances to all relocated residents in Tianchi and Guihuabang in batches (see Section 5.2). 6 For the sake of prudence, the population relocated and resettled temporarily the local government is greater than the population affected by the Tianchi and Guihuabang landslides. 10 In the area affected by the Tianchi landslide, one house (one household with 7 persons) has collapsed, and 10 houses (11 households with 39 persons) have not cracked but need to be demolished for the treatment of landslide. According to the geological investigation report of the Guihuabang landslide site (July 2020), the landslide affected area is divided into a strong deformation zone (Zone I) and a weak deformation zone (Zone II), where a sign of large-scale deformation has been identified in the strong deformation zone, which is less stable, and whose stability trend is uncertain due to adverse factors like rainfall; no sign of large-scale deformation has been identified in the weak deformation zone, with local micro- deformation only, which is generally stable, but whose stability trend is uncertain due to adverse factors like rainfall. In the Guihuabang strong deformation zone, 20 houses (20 households with 82 persons) have been deformed or cracked apparently due to the landslide, and will be demolished for the landslide treatment. There are 12 houses (12 households with 47 persons) in the Guihuabang weak deformation zone to be treated by drainage ditch construction will not be demolished, where the local government will conduct safety assessment and monitor it dynamically. PCG and PIU will take required actions and measures according to the results of safety assessment to ensure the relevant houses are safe to live in. For safety, the 4 houses (with 5 households and 31 persons) close to Juanzipo deformation site will be resettled. 1.3 Purpose of this Plan This plan is intended to prepare for the Landslide treatment, including:  Learning the LA and HD impacts of the Tianchi, Guihuabang and Juanzipo landslides/deformation affected and treatment areas;  Making clear the LA and HD compensation and resettlement policies to ensure that the APs are resettled properly;  Summary statistics of compensation and subsidies already paid by PCG to the APs of Tianchi and Guihuabang landslides;  Defining the funding sources and disbursement schedule of the remaining compensation to ensure smooth LA and HD;  Making clear the LA and HD implementation schedule and institution arrangement to ensure the smooth implementation of the LA and HD, the landslide/deformation treatment and the timely completion of the civil works of the Pengshui Subproject;  Developing emergency monitoring, emergency drilling and house safety assessment measures, and preparing for the potential community safety management for the Landslide treatment, to ensure the safety of residents around Tianchi and Guihuabang (particularly close to the Guihuabang weak deformation zone). 11 2. LA and HD Impacts 2.1 Landslide/deformation Impacts and Range of Treatment Tianchi landslide mapped in Figure 1 is plotted as the red line, while the landslide affected area is marketed with grey dotted line and the landslide treatment area with yellow line. The landslide treatment involves land excavation, which will lead to land acquisition and house demolition (physical displacement or relocation). In Figure 2, Guihubang landslide affected area is marked with the red line, and within the yellow line is the treatment area. The landslide affected area is divided into I zone (strong deformation zone) and II zone (weak deformation zone). The treatment of strong deformation area involves land excavation, which will lead to land acquisition and house demolition. The treatment of weak deformation Zone adopts the way of constructing drainage ditch + monitoring, which does not involve land acquisition and house demolition (physical displacement or relocation). The Juanzipo deformation area is marked with the orange line in Figure 3. There are 4 houses (5 HHs) around it (outside the red line of Pengshui Subproject). After field investigation, the design institute proposed to reinforce the deformed area by replacing it with stone slag after excavation. To ensure the safety of villagers and their properties, it is necessary to tackle the deformed area after the demolition of the house. To ensure the safety of the villagers and smooth progress of the Pengshui Subproject, Pengshui PMO planned to demolish and resettle the 4 houses and relocate the five households (with 31 persons), together with the LA and HD of Tianchi and Guihuabang landslide treatment. Therefore, the treatment will result in new LA and HD in Linjiang Community, Shaoqing Sub- district, including the acquisition of 51.97 mu of collective land in Group 7 and 8 of Linjiang Community, and 37 households affected by HD. 12 Figure 1 Tianchi Landslide Affected Area and Treatment Area Figure 2 Guihuabang Landslide Area and Treatment Area 13 Figure 3 Juanzipo Deformation Area 2.2 Information Disclosure and Public Participation 1) DMS and Consultation For the landslide impacts, the county land acquisition and reservation center, PIU, Shaoqing Sub-district Office, Linjiang Community Committee, and APs conducted a detailed measurement survey (DMS) together:  In December 2019 and March 2020, a DMS was conducted on houses(including decoration and interior facilities) and ground attachment for 20 households in Guihuabang， one household in Tianchi and 5 households in Juanzipo. The APs signed for confirmation on the spot.  During August 1-6, 2021, a DMS was conducted on the land within the boundary line of Guihuabang landslide treatment area, and on the land, other houses (including decoration and interior facilities) and ground structures / attachments within Tianichi landslide treatment area. The APs signed for confirmation on the spot. 14 Figure 4 DMS Registration Form (Structures / Attachments) In addition, the county land acquisition and reservation center, PIU and Shaoqing Sub-district Office have fully disclosed the policies, rates and payment arrangements of the landslide/deformation treatment to the APs by means of meetings, interview, etc., and will conduct further public participation in the future, including information disclosure. See Section 6.1. Figure 5 Consultation Meeting and Minutes 15 2) Disclosure of the Compensation Plan The final report of Land Acquisition and Resettlement Compensation Plan for Pengshui Landslides Treatment was disclosed in the office of Linjiang Community starting from November 12 (Figure 6) and also on the official website of the Pengshui County Government on November 25 (http://www.psx.gov.cn/zwgk_174/zfxxgkml/jczwgk/xxgk/sthjly/202111/t20211125_10036359.html)( Figure 7). Figure 6 Disclosure of the Compensation Plan in the Community Figure 7 Disclosure of the Compensation Plan on the Government Official Website 2.3 Detailed LA and HD Impacts The landslides/deformation and treatment involves the acquisition of 51.97 mu of collective land in Group 7 and 8 of Linjiang Community, affecting 60 households with 311 persons, which include 37 households with 159 persons to be affected by HD. 16  Guihuabang landslide treatment: 40.11 mu of land will be acquired, economically affecting 209 persons in 39 households, which include 20 households with 82 persons affected by HD (relocation).  Tianchi landslide treatment: 10.05 mu of land will be acquired, economically affecting 71 persons in 16 households, which include 12 households with 46 persons affected by HD (relocation).  Juanzipo deformation treatment: 1.81 mu of housing plot will be acquired, affecting 5 households with 31 persons. The construction of drainage ditch in the weak deformation area will involve a small part of temporary land occupation. Since the current alignment is not clear, the PIU promises to make use of the existing drainage ditch or wasteland during the construction to avoid and minimize the impact as much as possible. 1) LA 51.97 mu of land will be acquired for the Landslide treatment, including 40.88 mu of cultivated land and 11.09 mu of housing land, affecting 60 households with 311 persons, in which 10 persons from 5 households are non-local residents (who don’t hold the local household registration), and the housing land purchased by them will be acquired for the landslide treatment. Since they are not members of the affected collective economic organization, they are not entitled to the endowment insurance policy for LEFs (also known as “conversion into urban status�) except monetary compensation. Among the affected population, 192 APs have been converted into urban status before, and the local government will convert 42 APs into urban status later. See Table 1. Table 1 LA Impacts LA area (mu) Affected population Landslide Community Cultivated Housing site / group Total HHs Population LEFs land land Tianchi Group 7 of 10.05 6.92 3.13 16 71 15 Linjiang Guihuabang 40.11 33.96 6.15 39 209 27 Community Group 8 of Juanzipo Linjiang 1.81 0.00 1.81 5 31 0 Community Total 51.97 40.88 11.09 60 311 42 Source: provided by the PIU based on the DMS data in August and October 2021 2) HD The HD will affect 37 households in Groups 7 and 8 of Linjiang Community, including:  32 households (128 persons) in Group 7, including 27 households with 118 persons belonging to the affected collective economic organization, and 5 households with 10 persons not belonging to it (who don’t hold the local household registration), and  5 households (31 persons) in Group 8. 17 a) Houses of residents belonging to the affected collective economic organization Houses of 14,406.96 m2 will be demolished, affecting 32 households with 149 persons, including 1,380.73 m2 in reinforced concrete structure, accounting for 10%; 8,544.47 m2 in masonry concrete structure, accounting for 59%; 1,457.93 m2 in masonry timber structure, accounting for 10%; and 3,023.83 m2 in simple structure, accounting for 21%. The total housing land area is 6,837.12 m2. All simple structure houses are not for residence, but pigpens or storerooms. The average house size of the AHs is 355.7 m2 per household or 76.4 m2 per capita. 69% of the houses are in reinforced and masonry concrete structure. See Table 2. 18 Table 2 HD Impacts of Households Belonging to the Collective Economic Organization HD area (m2) Housing land area (m2) Family Masonry No. Household head Reinforced Masonry Masonry Reinforced concrete, Subtotal Simple size Subtotal timber, Simple concrete concrete timber masonry concrete earth wall Guihuabang landslide treatment 1 Liao Xianqiong 365.85 321.19 44.66 7 183.72 127.84 55.88 2 Yang Fuxiu 95.94 95.94 2 68.40 68.40 3 Yang Furong 759.76 574.16 185.60 5 465.10 279.50 185.60 4 Yang Ju 91.50 91.50 2 54.00 54.00 5 Yang Fuzhong 628.61 556.87 71.74 7 211.00 148.00 63.00 6 Xu Qianfeng 140.58 140.58 /(1) 140.58 140.58 7 Liao Xiuhe 262.15 262.15 5 186.67 186.67 8 Yang Furong 165.44 165.44 8 101.20 101.20 9 Xu Jianhua 420.70 386.70 34.00 5 202.28 168.98 33.30 10 Xu Qiansheng 402.20 344.35 57.85 4 195.62 137.77 57.85 11 Wang Shunyi 629.46 396.86 232.60 4 427.30 197.80 229.50 12 Yang Fujun 988.75 638.59 350.16 4 357.00 147.00 210.00 13 Yang Fuhua 519.16 519.16 6 224.88 224.88 14 Liu Hua 533.76 332.12 201.64 3 368.04 166.40 201.64 15 Xu Qiang 434.00 408.17 25.83 5 224.38 199.38 25.00 19 HD area (m2) Housing land area (m2) Family Masonry No. Household head Reinforced Masonry Masonry Reinforced concrete, Subtotal Simple size Subtotal timber, Simple concrete concrete timber masonry concrete earth wall 16 Xu Qianjin 483.10 483.10 3 226.03 226.03 17 Xu Dan 175.70 175.70 2 175.00 175.00 18 Yang Fubing 483.50 477.20 6.30 4 173.44 167.44 6.00 19 Xu Yingtang 30.10 30.10 2 60.20 30.10 30.10 20 Zhang Youshu 80.44 80.44 4 57.68 57.68 7,690.70 0.00 5,549.01 615.03 1,526.66 82 4,102.52 2,278.80 410.27 1413.45 Tianchi landslide treatment 1 Xu Qianfeng 555.80 323.66 232.14 5 309.76 135.89 173.87 2 Dong Shicheng 228.48 148.56 79.92 4 168.44 102.54 65.90 3 Wang Wenzhou 462.68 350.62 112.06 7 348.41 139.15 209.26 4 Wang Zhongyu 286.35 286.35 5 271.29 271.29 5 Dong Xiaomin 174.55 174.55 3 209.55 209.55 6 Dong Shiyun 784.86 115.20 582.26 87.40 7 115.20 115.20 / 7 Dong Shixiao 272.26 272.26 5 105.00 105.00 2,764.98 289.75 1,691.45 272.26 511.52 36 1,527.65 1,078.62 0.00 449.03 Juanzipo deformation 1 Liao Xianping 810.34 399.33 252.98 158.03 6 176.48 136.32 21.30 18.86 20 HD area (m2) Housing land area (m2) Family Masonry No. Household head Reinforced Masonry Masonry Reinforced concrete, Subtotal Simple size Subtotal timber, Simple concrete concrete timber masonry concrete earth wall 2 Huang Sifa 803.32 184.48 302.94 315.90 8 87.00 87.00 Wang 3 867.55 366.04 246.94 254.57 6 409.74 135.60 250.74 23.40 Zhongquan 4 Huang Qing 689.16 119.28 133.98 323.70 112.20 5 373.98 140.44 121.34 112.20 5 Huang Sirong 780.91 387.89 248.07 144.95 6 159.75 136.32 23.43 Subtotal 3,951.28 1,090.98 1,304.01 570.64 985.65 31 1,206.95 635.68 416.81 154.46 Total 14,406.96 1,380.73 8,544.47 1,457.93 3,023.83 149 6,837.12 3,993.10 827.08 2,016.94 Source: provided by the PIU based on the DMS data in August and October 2021 (1) Note: Two houses of Xu Qianfeng’s family will be affected, one in the area of Tianchi landslide treatment and the other in the area of Guihuabang landslide treatment. 5 members of this family will be affected, and the data is included in Tianchi landslide treatment. The house in the area of Guihuabang landslide treatment is a simple storeroom, and no affected population is counted to avoid repeated counting. 21 b) Houses of residents not belonging to the affected collective economic organization 5 houses of residents not belonging to the affected collective economic organization will be demolished for Tianchi landslide treatment. These 5 AHs are not affiliated to the affected collective economic organization, and have purchased housing land (totaling 5,55.41 m2) from other households to build houses. Three of the houses have not been completed, with a pile foundation completed only. The other two have been completed and occupied, with a total size of 846.05 m2, affecting 10 persons. The two completed houses have a total size in reinforced concrete structure of 90.2 m2, a total size in masonry concrete structure of 569.53 m2, and a total size in simple structure of 186.32 m2. See Table 3. According to Article 9 and Article 62 of the Land Administration Law (effective from January 1, 2021), housing land is collectively owned by farmers, and each rural household can apply for one housing site only. According to the applicable state and local regulations, for houses built by households not affiliated to collective economic organizations on purchased housing land, no real property certificate can be obtained, and compensation policies for housing land and house expropriation are different accordingly. Table 3 HD Impacts of Households not Belonging to the Collective Economic Organization HD area (m2) Housing land area (m2) Household Family No. Reinforced Masonry (reinforced concrete, head Subtotal Simple size concrete concrete masonry concrete) 1 Ran Jian Unfinished, only pile foundation completed / 90 Mao 2 Unfinished, only pile foundation completed / 180 Xiaohong 3 Lin Linjiang Unfinished, only pile foundation completed / 90 4 Liao Xiuquan 357.19 90.2 266.99 4 92.66 5 Dong Shihua 488.86 302.54 186.32 6 102.75 Total 846.05 90.2 569.53 186.32 10 555.41 Source: provided by the PIU based on the DMS data in August and October 2021 c) House decoration and interior facilities In addition, the Landslide treatment will affect the decoration and interior facilities of the above houses. See Table 4. Table 4 Affected House Decoration and Interior Facilities Item Structure Unit Total Tianchi Guihuabang Juanzipo Reinforced concrete, m2 3,913 1,634 2,279 636 House foundation masonry concrete leveling fee Masonry timber, m2 410 0 410 417 earth wall Simple m 2 1,862 449 1,413 154 Residual value m2 8,418 6,164 2,253 2,966 Suite wood door / 138 58 80 45 Burglarproof door / 20 7 13 10 Door / window Simple door / 150 50 100 60 Roller shutter m2 540 180 360 220 Stainless steel m 200 65 135 110 guardrail Urinal / 25 9 16 15 Item Structure Unit Total Tianchi Guihuabang Juanzipo Composite 9 3 6 5 Cooking range / Double 20 7 13 5 Reinforced wood m2 1,000 300 700 2,250 flooring 60×60 m2 450 150 300 520 Interior plastering m2 18,500 6,000 12,500 8,900 Exterior plastering m2 5,000 1,600 3,400 2,800 Sewer pipe m 290 90 200 100 Exterior wall paint m2 1,500 500 1,000 2,000 Laundry sink Cement / 29 9 20 10 Water tank Cement (slab) / 29 9 20 5 CCTV / 29 9 20 5 Water mains / 29 9 20 5 Power mains / 29 9 20 5 Solar water heater / 29 9 20 5 Air conditioner / 30 10 20 26 Source: As the statistical summary of the DMS has not been completed, the summary data in this table are estimated by the PIU in August and October 2021. 3) Structures (attachments) on acquired land The Landslide treatment will also affect such structures (attachments) as retaining walls, dams, manure pits, telegraph poles, electric wires, water pipes, and caves. See Table 5. Table 5 Affected Structures (Attachments) on Acquired Land Item Structure Unit Total Tianchi Guihuabang Juanzipo Retaining wall (including Cleft stone m3 840 200 640 180 fishpond retaining wall) Dam Cement m2 1700 500 1200 650 Ashlar and hard Manure pit m3 522 62 460 180 rock Telegraph pole >9m, round / 29 7 22 8 Electric wire Outdoor lighting m 4350 550 3800 1600 Water pipe Outdoor drinking m 5800 1200 4600 1100 Cave / 29 9 20 5 Source: As the statistical summary of the DMS has not been completed, the summary data in this table are estimated by the PIU in August and October 2021. 3. LA and HD Compensation Policies and Rates 3.1 LA and HD Compensation Policies Generally, landslide treatment is a natural disaster emergency response work, and government assistance for damaged houses is much lower than HD compensation rates under construction projects. According to the Guidelines for Natural Disaster Assistance of Chongqing Municipality (YMF [2017] No.20), assistance for natural disasters mainly includes:  Emergency assistance: 20 yuan per day per capita, not more than 15 days in principle;  Transitional living assistance: 20 yuan per day per capita, not more than 3 months in principle  Subsidy for reconstruction of collapsing and damaged house: 5,000 yuan per room, up to 20,000 yuan per house for reconstruction; an appropriate amount for repair. 23 To ensure the safety of community residents, ad resettle them properly as soon as possible, PCG has decided to pay compensation and subsidies at the LA and HD rates under an ongoing construction projects that is located in the proximity of the Pengshui Subproject, so the actually applied rates are much higher than those specified in the Guidelines for Natural Disaster Assistance of Chongqing Municipality. The laws and regulations by LA and HD compensation for Tianchi and Guihua-Pound landslides are shown in Table 6. Table 6 Applicable Regulations and Policies Level Name Issue date August 26, 2019 Land Administration Law of the PRC (3rd amendment) State Regulations on the Implementation of the Land Administration Law of July 30, 2021 the PRC Chongqing Measures of Chongqing Municipality for Compensation and May 31, 2021 Municipality Resettlement for Acquired Collective Land (CMP [2021] No.344) Pengshui Compensation and Resettlement Program for Collective Land Acquired June 23, 2020 County for the Chongqing-Qianjiang Railway Project (Pengshui Segment) World Bank Operational Policy OP4.12 “Involuntary Resettlement� and Annex A January 1, 2002 In May 2021, the Measures of Chongqing Municipality for Compensation and Resettlement for Acquired Collective Land (CMP [2021] No.344) were promulgated according to the new Land Administration Law, but the implementation regulation have not been promulgated. The district and county governments are preparing local implementation regulations in light of CMP [2021] No.344. The implementation regulation of Pengshui County has not been promulgated to date. In this context, the local government will apply the compensation rates in the compensation program for a high-speed rail project in a neighboring plot (namely the Compensation and Resettlement Program for Collective Land Acquired for the Chongqing- Qianjiang Railway Project (Pengshui Segment) promulgated in June 2020) to the LA and HD impacts of the Landslide treatment. The compensation rates specified in this program are much higher than the natural disaster assistance rates. If the new implementation regulation of Pengshui County is promulgated during the LA and HD of the Landslide treatment, and if the compensation rates therein are higher, PCG will apply such rates. In consideration of the urgency of the Landslide treatment implementation, to ensure the safety of community residents, and resettle them properly as soon as possible, PCG will pay all HD compensation, including house compensation, monetary compensation, house decoration and interior facilities (including housing land leveling compensation), moving subsidy, relocation subsidy, transition subsidy, HD reward and compensation for ground structures / attachments. For LA (including housing land), PCG will raise funds to pay 20% of land compensation, and fixed rate compensation for standing crops to the AHs before the implementation of the Landslide treatment. According to the applicable state and local regulations, 80% of land compensation, and resettlement subsidy will be used to pay endowment insurance premiums for LEFs, and will be disbursed after the LEFs are identified after the LA approval is obtained based on the subsequent land use plan (expected to be a development project of Chongqing Jiuli Tourism Holding Group Co., Ltd. (hereinafter, “Jiuli Group�)). LEFs are entitled to a monthly paid pension after reaching retirement ages (i.e., 55 for the female and 60 for the male). 24 The relevant compensation and resettlement policies, compensation rates, payment modes, etc. have been fully disclosed to the APs by means of meeting, FGD, bulletin board, etc., and received their support and acceptance. 3.2 LA and HD Compensation Rates and Resettlement Program 1) LA a) LA compensation rates LA compensation includes land compensation, resettlement subsidy and fixed compensation rate for standing crops. See Table 7. Land compensation: Land compensation is based on acquired land area, regardless of land type (including cultivated land and housing land), being 15,000 yuan/mu. Land compensation will be received by the affected collective economic organization, where 80% will be used for endowment insurance for LEFs converted into urban status, and disbursed by the land authority to the labor security authority, and 20% paid to the affected collective economic organization and AHs. Resettlement subsidy: 35,000 yuan per capita for LEFs converted into urban status. Fixed compensation rate for standing crops: 4,000 yuan/mu of cultivated land, excluding rural housing land area. According to the compensation policies and payment arrangements of the Landslide treatment, for LA (including housing land), PCG will pay 20% of land compensation, and fixed rate compensation for standing crops to the AHs before the implementation of the Landslide treatment at 3,000 + 4,000 = 7,000 yuan/mu. Most local young people migrated out for labor, and the employment income accounts for over 80% of gross income, so LA has little impact on their income. The local cultivated land is used to grow non-commercial crops, such as corn and sweet potato, with a net output value of about 500 yuan. The compensation rate of 7,000 yuan/mu is equivalent to 12 times the net output value. Therefore, this compensation rate can cover 12 years of net income from the land. Table 7 Compensation Rates for Rural Collective Land No. Item Unit Rate Remarks 1 Land compensation 15,000 This sum is used for endowment insurance for LEFs converted into urban status, and its Where: pooling fund of endowment payment is not associated with the progress of 1.1 12,000 insurance (80%) yuan/mu landslide treatment. It will be paid after the LA approval is obtained for the future development project of Jiuli Group. Paid to the AHs before the implementation of 1.2 Paid to LEFs (20%) 3,000 the Landslide treatment. This sum is used for endowment insurance for LEFs converted into urban status, and its yuan per payment is not associated with the progress of 2 Resettlement subsidy 35,000 capita landslide treatment. It will be paid after the LA approval is obtained for the future development project of Jiuli Group. 25 No. Item Unit Rate Remarks Fixed rate compensation for other Paid to the AHs before the implementation of 3 ground attachments and standing yuan/mu 4,000 the Landslide treatment. crops b) Resettlement program for LEFs In the long run, PCG will secure long-term livelihoods for the APs through endowment insurance for LEFs converted into urban status in conjunction of the future development project of Jiuli Group. The number of LEFs converted into urban status is the sum of 0.5 time the acquired cultivated area (garden land and pastureland is counted as cultivated area) and non-cultivated area (including unused land, housing land, etc.) divided by the per capita cultivated area of the affected collective economic organization. After the remaining per capita cultivated area is less than 0.5 mu after LA, the AHs may apply for increasing the number of LEFs converted into urban status until the remaining per capita cultivated area is 0.5 mu or more. Among the 244 APs of the Landslide treatment, 10 are not members of the affected collective economic organization and don’t hold local rural household registration. They are not entitled to the endowment insurance policy for LEFs except monetary compensation. Among the 234 local APs, 192 have been converted into urban status under other construction projects, and the other 42 will be converted into urban status later under the Landslide treatment. Among those converted into urban status, those under 16 years will receive the resettlement subsidy at a tie, and for those aged 16 years or above, endowment insurance premiums of different amounts will be paid (deducted from the resettlement subsidy), in which 50% are borne by the government and the other 50% by the individual. The balance of the resettlement subsidy will be paid to the LEFs. Table 8 Endowment Insurance Premiums and Pensions of LEFs Endowment Number insurance premium Pension Starting time of Type Age group of paid by the receivable pension payment persons individual at a time (yuan) (yuan) >0 4 7,500 750 Month following the 75-79 24 7,500 650 approval of the LA Old people 70-74 29 8,150-10,750 550 compensation and Male: 60-69 100 11,400-20,500 500 resettlement program Female: 55-69 Month following the Post-40s Male: 50-59 199 20,500 500 attainment of the and 50s Female: 40-54 statutory retiring age Male: 40-49 98 11,532 500 Female: 30-39 Male: 20-39 Middle-aged 32 5,766 500 Month following the Female: 20-29 and young attainment of the 16-19 42 1,153.2-4,612.8 500 people statutory retiring age Male: 20-39 94 5,766 500 Female: 20-29 16-19 135 1,153.2-4,612.8 500 Note: The above rates are under the prevailing policy. The actual rates will be based on any new policy (if any). 26 When the one-time endowment insurance premium is paid up, eligible LEFs aged 60 years or above (male) or 55 years or above (female) will receive a basic pension from the month following the approval of the LA compensation and resettlement program. An LEF having just attained the statutory retiring age will receive a pension of 500 yuan per capita per month (equivalent to 6,000 yuan per annum, much higher than land-based income from the parcels of land affected), which will grow as one ages. In addition, pensions will be paid monthly, and become a more stable and secure income source than farming. In addition, for labor-age LEFs, the county labor and social security bureau will establish sound unemployment registration and employment service systems, and provide policy consulting, employment guidance, employment training, job referral and other services to them. Any household eligible for minimum living security for urban residents may apply for relevant subsidies. 2) HD a) Houses of residents belonging to the affected collective economic organization The affected members of the affected collective economic organization will be subject to house construction on housing land or monetary compensation. All AHs have chosen monetary compensation, including house compensation, monetary compensation for eligible family members, relocation subsidy, transition subsidy, HD reward, etc. i) Compensation for the residential houses See Table 9. Table 9 Compensation Rates for Households Belonging to the Collective Economic Organization Compensation rate Structure (RMB/m2) Reinforced concrete 660 Masonry concrete 600 Masonry timber 480 Simple 120 ii) Monetary compensation (subsidy) for eligible family members choosing cash compensation The amount of monetary compensation for eligible family member is 30 m2 per capita multiplied by the difference between the average selling price of ordinary commercial housing the county town in recent years, and the compensation rate for brick wall and prefabricated roof houses, namely (4,300 yuan/m2 – 600 yuan/m2) * 30m2 = 111,000 yuan per capita. The compensation will be paid in two batches, 50% within 7 working days after agreement signing and HD, and the remaining 50% within 15 working days after house purchase. This aims to ensure that the compensation is used for house purchase only, thereby protecting the AHs’ long- term interests and ensure their living conditions would not be deteriorated. iii) Compensation for house decoration and interior facilities See Table 10. 27 Table 10 Compensation Rates for House Decoration and Interior Facilities Item Structure Unit Compensation rate Reinforced concrete, masonry m2 250 House foundation leveling concrete fee Masonry timber, earth wall m2 160 Simple m2 100 Residual value m 2 20 Suite wood door / 700 Burglarproof door / 800 Door / window Simple door / 180 Roller shutter m2 140 Stainless steel guardrail m 100 Urinal / 100 Composite 1,800 Cooking range / Double 750 m2 120 Reinforced wood flooring 60×60 m2 55 Interior plastering m2 20 Exterior plastering m2 15 Sewer pipe m 15 Exterior wall paint m2 57 Laundry sink Cement / 300 Water tank Cement (slab) / 250 CCTV / 200 Water mains / 400 Power mains / 660 Solar water heater / 200 Air conditioner / 150 iv) Other compensation Other compensation includes moving subsidy, relocation subsidy, transition subsidy, HD reward, etc. See Table 11. Table 11 Other Compensation Rates for Rural Houses No. Item Rate 600 yuan per household (3 members or less), or 1,000 yuan per household 1 Moving subsidy (over 3 members) 2 Relocation subsidy 1,200 yuan per household 3 Transition subsidy 200 yuan per capita per month (transition period: 18-22 months) 200 yuan/m2 of building area if the HD enters into an HD compensation 4 HD reward agreement within 30 days after the release of the LA announcement (HD notice) The affected members of the affected collective economic organization will be subject to house construction on housing land or monetary compensation. All AHs have chosen monetary compensation. According to Table 2, the average house size of the AHs is 355.7 m2 per household, the average housing land area is 213.7 m2 per household, and the monetary compensation is 111,000 yuan per capita. A 4-member family choosing monetary compensation will receive one-time compensation of 516,150 yuan (=111,000 yuan per capita x 4.65 persons), plus house compensation of 213,433.7 yuan (355.7 m2 x 600 yuan/m2, based on masonry concrete structure), plus residual value compensation of 7,114.5 yuan (355.7 m2 x 20 yuan/m2), plus a house foundation leveling fee of 53,415 yuan (208.5 m2 x 250 yuan/m2, based on masonry concrete structure), etc., totaling at 28 least 790,113 yuan. Based on the market price of commercial housing in Dianshui New Town of 4,500 yuan/m2, this sum can buy a 175.6 m2 commercial house (nearly 40 m2 per capita). For example, Yang Ju’s family has the smallest population (2) and the smallest house size (91.5 2 m in masonry timber structure). It will receive one-time compensation of 222,000 yuan (=111,000 yuan per capita x 2 persons), plus house compensation of about 43,920 yuan (91.5 m2 x 480 yuan/m2), plus residual value compensation of 1,830 yuan (91.5 m2 x 20 yuan/m2), plus a house foundation leveling fee of 8,640 yuan (54 m2 x 160 yuan/m2), totaling at least 276,390 yuan. Based on the market price of commercial housing in Dianshui New Town of 4,500 yuan/m2, this sum can buy a 61 m2 commercial house (30.5 m2 per capita). In sum, the monetary compensation received by an AH will buy a commercial house of 30-40m2 per capita, largely consistent with the per capita house size of Pengshui County in 2019 (35 m2). In addition, new houses will much better than old houses in structure, quality and supporting facilities. c) Houses of residents not belonging to the affected collective economic organization Article 9 and Article 62 of the Land Administration Law (effective from January 1, 2021) stipulate that housing land is collectively owned by farmers, and each rural household can apply for one housing site only. According to the applicable state and local regulations, for houses built by people not affiliated to collective economic organizations on purchased housing land, no real property certificate can be obtained, and compensation policies for housing land and house expropriation are different. For housing land, they will receive monetary compensation, but will not be entitled to the endowment insurance policy for LEFs; for HD, they will not be entitled to monetary compensation for eligible family members like members of the affected collective economic organization, but the other compensation and subsidy rates (including 20% of land compensation, and fixed compensation rate for standing crops, house compensation, compensation for house decoration and interior facilities, moving subsidy, relocation subsidy, transition subsidy, HD reward, compensation for ground structures / attachments, etc.) are the same as members of the affected collective economic organization. The 3 unfinished houses will be appraised by a third party at replacement cost. Based on pre- appraisal, the houses of two AHs (Ran Jian and Lin Linjiang) will receive about 150,000 yuan in compensation each, and the house of the other AH (Mao Xiaohong) will receive about 400,000 yuan in compensation. For the two completed and occupied unlicensed houses, house compensation is based on cost, and the AHs are not entitled to monetary compensation for eligible community members, but the other compensation and subsidy rates (including house decoration, interior facilities, moving subsidy, transition subsidy, etc.) are the same as members of the affected collective economic organization. See Table 12. Table 12 Compensation Rates for Households not Belonging to the Collective Economic Organization Structure Compensation rate (yuan/m2) 29 Reinforced concrete 990 Masonry concrete 900 Simple 180 According to the survey, local self-built houses cost 900-1,000 yuan/m2 for reinforced concrete structure, 700-800 yuan/m2 for masonry concrete structure and 150 yuan/m2 for simple structure. These compensation rates are sufficient for replacement. 4) Compensation rates for structures (attachments) on acquired land Table 13 Compensation Rates for Structures (Attachments) on Acquired Land Item Structure Unit Total Compensation rate Retaining wall (including Cleft stone m3 1,200 190 fishpond retaining wall) Dam Cement m2 2,900 60 Manure pit Ashlar and hard rock m3 522 90 Telegraph pole >9m, round / 29 500 Electric wire Outdoor lighting m 4,350 6 Water pipe Outdoor drinking m 5,800 5 Cave / 29 150 30 4. Entitlement Matrix Table 14 Entitlement Matrix Type of Entitled Number of entitled Description Compensation policy Steps for Implementation impact persons persons LA 51.97 mu of 1) Collective Among the 280 APs in 1) Land compensation rate: 16,000 1) 80% will be used for endowment insurance for collective land in economic 55 HHs of Group 7, 42 yuan/mu (regardless of land type). LEFs and disbursed by the land authority to the Group 7 of Linjiang organization will be converted into 2) Resettlement subsidy: 35,000 yuan per labor security authority, and 20% paid to the Community, including owning such urban status. 10 APs capita for LEFs converted into urban status affected collective economic organization and AHs. 40.88 mu of land; in 5 HHs are not 3) Fixed compensation rate for young 2) Among those converted into urban status, those cultivated land and 2) Land members of the crops: 4,000 yuan/mu of cultivated land, under 16 years will receive the resettlement 11.09 mu of housing contracting affected collective excluding rural housing land area subsidy at a time, and for those aged 16 years or land households economic organization above, endowment insurance premiums of different and are not entitled to amounts will be paid (deducted from the the endowment resettlement subsidy). The balance of the insurance policy for resettlement subsidy will be paid to the LEFs. LEFs except monetary 3) The young crop compensation will be paid to the compensation. AHs directly by bank transfer. 31 APs in 5 HHs of Group 8 (entitled to housing land compensation only). HD (group Houses of 14,406.96 Proprietors 27 households with All AHs choose monetary resettlement. HD compensation is paid to the AHs directly by members) m2 in Groups 7 and 118 persons in Group 1) House compensation rates: 660 bank transfer. 8, affecting 32 7, and 5 households yuan/m2 for reinforced concrete structure, Monetary compensation will be paid in two households with 149 with 31 persons in 600 yuan/m2 for masonry concrete batches, 50% within 7 working days after persons, including Group 8 structure, 480 yuan/m2 for masonry timber agreement signing and HD, and the remaining 50% 1,380.73 m2 in structure and 120 yuan/m2 for simple within 15 working days after house purchase. reinforced concrete structure Type of Entitled Number of entitled Description Compensation policy Steps for Implementation impact persons persons structure, 8,544.47 2) Amount of monetary compensation: m2 in masonry 111,000 yuan per capita concrete structure, 3) Compensation rates for house 1,457.93 m2 in decoration and interior facilities: See Table masonry timber 10. structure, and 4) Other 3,023.83 m2 in simple Moving subsidy: 600 yuan per HH (=<3 structure. members), 1,000 yuan per HH (>3 See Table 4. members); Relocation subsidy: 1,200 yuan per HH; Transition subsidy: 200 yuan per capita per month; HD reward: 200 yuan/m2 HD (non- Houses of 846.05 m2 Proprietors 5 households with 10 All AHs choose monetary resettlement. The The 3 unfinished houses will be appraised by a members) in Group 7, including persons rates for completed houses are as follows: third party at replacement cost. For the completed 90.2 m2 in reinforced 1) House compensation rates: 990 houses, the compensation will be paid at a time. concrete structure, yuan/m2 for reinforced concrete structure, 569.53 m2 in 900 yuan/m2 for masonry concrete masonry concrete structure and 180 yuan/m2 for simple structure and 186.32 structure m2 in simple structure 2) Compensation rates for house See Table 4. decoration and interior facilities: See Table 10. 3) Other Moving subsidy: 600 yuan per HH (=<3 members), 1,000 yuan per HH (>3 members); 32 Type of Entitled Number of entitled Description Compensation policy Steps for Implementation impact persons persons Relocation subsidy: 1,200 yuan per HH; Transition subsidy: 200 yuan per capita per month; HD reward: 200 yuan/m2 Ground Enclosing walls, Propreitors 55 households with See Table 11 for detailed compensation The compensation will be paid directly to the structures / dams, manure pits, 280 persons in Group rates. proprietors. attachments poles, wires, etc. 7 and 5 households (See Table 5 for with 31 persons in details.) Group 8 of Linjiang Community 33 5. Organizational Arrangements The LA and HD task force of the Landslide treatment has been established under the leadership of PCG. Its members are from the Shaoqing Sub-district Office, county planning and natural resources bureau, county land acquisition and reservation center, county water resources bureau, Jiuli Group, and the PIU. PCG: leading and coordinating the Landslide treatment, and raising LA and HD compensation funds County planning and natural resources bureau: managing LA work, including:  Supervising and directing LA, and organizing LA approval;  Drafting the LA announcement, and LA compensation and resettlement program;  Organizing an LA public hearing;  Coordinating LA information disclosure County land acquisition and reservation center: handling specific LA affairs, including:  Entering into an LA agreement with the land user;  Disbursing LA compensation funds in advance;  Directing the township government / sub-district office to conduct LA compensation and resettlement, and responsible for LA staff training, and policy explanation;  Appointing an agency to conduct the DMS;  Verifying DMS data and conducting resettlement;  Participating in LA announcement and information disclosure;  Reviewing and entering into LA compensation agreements, and disbursing compensation;  Gathering and analyzing LA compensation and resettlement data;  Conducting LA information filing;  Participating in dispute coordination, administrative ruling and reconsideration, and litigation;  Assisting the township government / sub-district office in grievance redress;  Reviewing changes of relevant certificates and the payment of subsidies. PIU: preparing the LA and HD compensation and resettlement program, and applying for funds from PCG. Jiuli Group: paying 20% of land compensation, and fixed compensation rate for standing crops, all compensation related to HD, and compensation for ground structures / attachments to the AHs timely based on the LA and HD compensation payment plan of the Landslide treatment (see Table 17); and according to the future project development plan, applying for the land approval documents, raising and disbursing the remaining funds of LA (including 80% of land compensation fees, resettlement subsidies and related taxes and fees) (see Table 17). Shaoqing Sub-district Office: responsible for LA implementation, including:  Conducting publicity, assisting the agency in conducting the DMS and disclosure, estimating compensation, and entering into compensation agreements;  Declaring and preliminarily reviewing the LA staff;  Supervising compensation, and assisting the bank in paying compensation;  Urging agencies concerned to obtain LA approval, pay relevant taxs and fees;  Handling disputes and grievances, and ensuring work safety 35 6. LA and HD Expenses 6.1 LA and HD Expenses The LA and HD compensation expenses of the Landslide treatment is 39.662 million yuan (see Table 15), including 22.305 million yuan (see Table 16) for Guihuabang landslide treatment, 9.989 million yuan for Tianchi (see Table 17), and 7.368 million yuan for Juanzipo (see Table 18). To date, 6.471 million yuan has been paid, with 33.192 million yuan remaining. Table 15 General LA and HD Budget (yuan) Compensation for house decoration, No. Item LA HD Taxes and fees Subtotal interior facilities and ground attachments Total LA and HD 1 2483049.87 28098078.40 4078603.03 5002553.76 39662285.06 costs Tianchi 703348.62 7495686.80 1000311.30 789550.67 9988897.39 Guihuabang 1682546.24 14625427.60 1791957.40 4205399.68 22305330.92 Juanzipo 97155.02 5976964.00 1286334.33 7603.40 7368056.75 2 Paid 0.00 4657295.60 1813401.40 0.00 6470697.00 Tianchi 0.00 507076.00 21444.00 0.00 528520.00 Guihuabang 0.00 4150219.60 1791957.40 0.00 5942177.00 Juanzipo 0.00 0.00 0.00 0.00 0.00 3 Unpaid 2483049.87 23440782.80 2265201.63 5002553.76 33191588.06 Tianchi 703348.62 6988610.80 978867.30 789550.67 9460377.39 Guihuabang 1682546.24 10475208.00 0.00 4205399.68 16363153.92 Juanzipo 97155.02 5976964.00 1286334.33 7603.40 7368056.75 Note: The paid data in the table are those occurred before October 10, 2021. Table 16 LA and HD Budget for Guihuabang Landslide Treatment Compensation Amount (yuan) No. Item Unit Qty. rate (yuan) Total Paid 1 LA 1.1 Land compensation mu 15000 40.11 601706.24 0 1.2 Resettlement subsidy Person 35000 27 945000 0 Fixed rate compensation for 1.3 mu 4000 33.96 135840 0 standing crops and ground attachments Subtotal yuan 1682546.24 0 2 HD House compensation 3807819.60 3807819.60 Reinforced concrete m2 660 0 0 0 structure Masonry concrete 2.1 m2 600 5549.01 33294060 33294060 structure Masonry timber m2 480 615.03 295214.4 295214.4 structure Simple structure m2 120 1526.66 183199.2 183199.2 36 Compensation Amount (yuan) No. Item Unit Qty. rate (yuan) Total Paid Monetary compensation for 2.2 Person 111000 82 9102000 0 eligible family members Other compensation 1715608 342400 HH (=<3 600 5 3000 0 members) Moving subsidy HH (>3 1000 15 15000 0 members) 2.3 Relocation subsidy HH 1200 20 24000 0 yuan per Transition subsidy capita per 200 82 360800 262400 month HD reward m2 200 6164.0 1232808 0 House rental HH 4000 20 80000 80000 Compensation for 2.2 house decoration and 1497157.4 1497157.4 interior facilities Subtotal yuan 16122585 5647377 Compensation for 3 ground attachments Retaining wall (including fishpond m3 190 640 121600 121600 retaining wall) Dam m2 60 1200 72000 72000 3.1 Manure pit m3 90 460 41400 41400 Telegraph pole / 500 22 11000 11000 Electric wire m 6 3800 22800 22800 Water pipe m 5 4600 23000 23000 Cave / 150 20 3000 3000 Subtotal yuan 294800 294800 Total of 1-3 yuan 18099931.24 5942177 4 Taxes and fees 4.1 LA management fee yuan 4200 40.11 168477.75 0 4.2 Land reclamation fee mu 38000 33.96 1290480 0 Farmland occupation 4.3 m² 15 22641.13 339616.98 0 tax 4.4 LA planning fee mu 60000 40.11 2406824.95 0 Total yuan 22305330.92 5942177 Note: The paid data in the table are those occurred before October 10, 2021. Table 17 LA and HD Budget for Tianchi Landslide Treatment Compensation Amount (yuan) No. Item Unit Qty. rate (yuan) Total Paid 1 LA Land 1.1 mu 15000 10.04 150668.62 0 compensation Resettlement 1.2 Person 35000 15 525000 0 subsidy Fixed rate compensation for standing 1.3 mu 4000 6.92 27680.00 0 crops and ground attachments Subtotal yuan 703348.62 0 37 Compensation Amount (yuan) No. Item Unit Qty. rate (yuan) Total Paid 2 HD Houses in the affected 2.1 collective economic organization House 1398172.2 435876 compensation Reinforced concrete m2 660 289.75 191235 76032 structure Masonry 2.1.1 concrete m2 600 1691.45 1014870 349356 structure Masonry timber m2 480 272.26 130684.8 0 structure Simple m2 120 511.52 61382.4 10488 structure Monetary compensation 2.1.2 for eligible Person 111000 36 3996000 0 family members Other 556242 47200 compensation HH (>3 Moving subsidy 1000 7 7000 0 members) Relocation HH 1200 7 8400 0 2.1.3 subsidy yuan per Transition capita per 200 36 86400 43200 subsidy month HD reward m2 200 2253.46 450692 0 House rental HH 4000 1 4000 4000 Subtotal yuan 5950664.2 483076 Houses not in the affected 2.2 collective economic organization 3 houses with Pre-appraised 2.2.1 pile foundation m3 700000 700000 0 rate only Completed and 2.2.2 occupied houses House 635412.6 0 compensation Reinforced concrete m² 990 90.2 89298 0 structure Masonry concrete m² 900 569.53 512577 0 structure Simple structure m² 180 186.32 33537.6 0 Other 209610 24000 compensation 38 Compensation Amount (yuan) No. Item Unit Qty. rate (yuan) Total Paid HH (>3 Moving subsidy 1000 2 2000 0 members) Relocation HH 1200 2 2400 0 subsidy yuan per Transition capita per 200 10 36000 24000 subsidy month HD reward m2 200 846.05 169210 0 Subtotal 1545022.6 24000 Compensation for house 2.3 decoration and 912581.3 13280 interior facilities Subtotal yuan 8404268.1 520356 Compensation 3 for ground attachments Retaining wall (including m3 190 200 38000 2614 fishpond retaining wall) Dam m2 60 500 30000 0 3.1 Manure pit m3 90 62 5580 4050 Telegraph / 500 7 3500 1500 pole Electric wire m 6 550 3300 0 Water pipe m 5 1200 6000 0 Cave / 150 9 1350 0 Subtotal yuan 87730 8164 Total of 1-3 yuan 9199346.72 528520 Taxes and 4 fees LA 4.1 management yuan 4200 10.04 42187.2 0 fee Land 4.2 mu 38000 6.92 262960.0 0 reclamation fee Farmland 4.3 m² 15 4613.56 69203.5 0 occupation tax 4.4 LA planning fee mu 60000 6.92 415200.0 0 Subtotal yuan 789550.67 0 Total yuan 9988897.39 528520 Note: The paid data in the table are those occurred before October 10, 2021. Table 18 LA and HD Budget for Juanzipo Compensation No. Item Unit Qty. Amount rate(yuan) 1 LA 1.1 Land compensation mu 15000 1.81 27155.02 1.2 Resettlement subsidy Person 35000 2 70000 Subtotal yuan 97155.02 2 HD 39 Compensation No. Item Unit Qty. Amount rate(yuan) House compensation 1894638.00 Reinforced concrete structure m2 660 1090.98 720046.8 2.1 Masonry concrete structure m2 600 1304.01 782406 Masonry timber structure m2 480 570.64 273907.2 Simple structure m2 120 985.65 118278 2.2 Monetary compensation person 111000 31 3441000. Other compensation 641326 HH (=<3 600 members) Moving subsidy HH (>3 1000 5 5000 members) 2.3 Relocation subsidy HH 1200 5 6000 yuan per Transition subsidy capita per 200 31 37200 month HD reward m2 200 2965.63 593126 Compensation for house 2.3 decoration, interior facilities 502662.73 and ground attachments Subtotal yuan 7263298.33 Total of 1 and 2 yuan 7360453.35 4 Taxes and fees 4.1 LA management fee yuan 4200 1.81 7603.4 4.2 Land reclamation fee mu 38000 0 0 4.3 Farmland occupation tax m² 15 0 0 Subtotal yuan 7603.4 Total yuan 7368056.8 6.2 Paid Part As of October 10, 2021, 6.471 million yuan had been paid in LA and HD compensation. See Table 19. Table 19 Paid LA and HD Compensation (unit: yuan) Guihuabang Tianchi Total Item HH HH HH Funding source Yuan Yuan Yuan s s s 3807819. 435876. 4243695. House compensation 6 0 6 house decoration and interior 1497157. 1510437. the PIU 20 13280 1 21 facilities 4 4 Ground structures / attachments 294800 8164 302964 House rental 80000 4000 84000 Other channels Transition subsidy 262400 20 67200 9 329600 29 of county Subtotal (1) 5942177 20 528520 10 6470697 29 finance 40 Note: The 29 households receiving the transitional subsidy include those 21 households that got (1) compensation for the house compensation, house decoration and interior facilities, ground attachment and house rental. 5.9422 million yuan has been paid for Guihuabang landslide treatment, including the house compensation, house decoration and interior facilities, and compensation for ground structures / attachments for 20 AHs (agreements entered into on May 2, 2021, and paid on May 11), house rental compensation (paid in January 2020), and 16-month transition subsidy (paid in January 2020 for the period of January-August 2020, and in August 2020 for the period of September 2020-May 2021). 528,500 yuan has been paid for Tianchi landslide treatment, including house compensation, house decoration and interior facilities, ground structures / attachments, and house rental compensation for one AH (the head of the AH named Dong Shiyun) (paid in September 2020), and 12-month transition subsidy for all AHs (July 2020-July 2021). 6.3 Unpaid Part In the balance of 33.1916 million yuan, 26.0254 million yuan will be paid by the end of December 2021, including:  10.7314 million yuan for Guihuabang: including 20% of land compensation, and fixed rate compensation for standing crops for 39 households；monetary compensation for eligible persons for 82 persons in 20 households；transition subsidy for an additional 6 months and the moving subsidy, relocation subsidy and HD reward for 20 households.  8.0253 million yuan for Tianchi: ； including 20% of land compensation, and fixed rate compensation for standing crops for 16 households monetary compensation for eligible persons for 36 persons in 7 households；house compensation, compensation for house decoration, interior facilities and ground attachments for 11 households；transition subsidy for an additional 6 months and the moving subsidy, relocation subsidy and HD reward for 9 households.  7.2687 million yuan for Juanzipo: including 20% of land compensation, fixed rate compensation for standing crops and all compensation related to houses for 5 households. And the remaining 7.1662 million yuan to be paid after the LA approval is obtained for the future development project of Jiuli Group, mainly including endowment insurance for LEFs, and LA taxes and fees. See Table 20. It should be noted that the future development project of Jiuli Group has no plan yet, so it is unknown when this part will be paid. Since 80% of land compensation, and resettlement subsidy will be used for endowment insurance for LEFs, this part will be advanced by Jiuli Group to the county land acquisition and reservation center (as a precondition to obtaining the LA approval), and then transferred to the county social security bureau. Therefore, this part will not be defaulted or partially paid at future due time. 41 Table 20 Unpaid LA and HD Compensation (unit: yuan) Guihuabang Tianchi Juanzipo Subtotal Item Yuan HHs Yuan HHs Yuan HHs Yuan HHs Paid in advance 20% of land compensation, and fixed rate 256181.2 39 57813.7 16 5431 319426 60 compensation for standing crops Monetary compensation for 9102000 20 3996000 7 3441000 16539000 32 eligible persons House 已支付 0 2297708.8 11 1894638.0 4192346.8 16 compensation Compensation for 5 house decoration, 已支付 0 978867.3 11 1286334.3 2265201.6 16 interior facilities and ground attachments Transition 98400 55200 37200 190800 subsidy Moving subsidy 18000 9000 5000 32000 20 9 34 Relocation 24000 10800 6000 40800 subsidy HD reward 1232808 619902 593126 2445836 10731389. Subtotal(1) 39 8025291.8 16 7268729.3 5 26025410.4 60 2 Paid after LA approval 80% of land compensation, 1426365 39 645534.9 16 91724 5 2163623.9 60 and resettlement (2) subsidy Taxes and fees 4205399.7 / 789550.7 / 7603.4 / 5002553.8 / Subtotal 5631764.7 39 1435085.6 16 99327.4 5 7166177.7 60 16363153. Total / 9460377.4 / 7368056.8 / 33191588.1 / 9 Note: (1) the number of households affected by land acquisition includes those affected by house demolition. 42 (2) As shown in Table 7, this sum is used to pay premiums of endowment insurance for LEFs mainly. 43 7. LA and HD Progress, Funding Plan and Disbursement Process 7.1 LA and HD Implementation Schedule The LA and HD implementation schedule of the treatment is as shown in Table 21. The fund disbursement plan will be otherwise specified in Section 6.2. Table 21 LA and HD Implementation and Schedule Landslide site Guihuabang Tianchi Juanzipo  DMS (March 2020 and August  DMS (December  DMS (December 2021); 2019 and August 2019);  Compensation estimation (April 2021);  Compensation 2020 and September 2021);  Payment of house estimation  Information disclosure (April compensation, (October 2021). 2020 and September 2021); house decoration  Information  Agreement signing (April 2020); and interior disclosure  Payment of house facilities, ground (December 2019) compensation, house structures / decoration and interior facilities, attachments, and Completed Tasks ground structures / attachments house rental of one for all the 20 households AH (Dong Shiyun) (except for the monetary (September 2020); compensation for family  Payment of 12- members) (May 2020); month transition  house rental (January 2020) subsidy to all AHs  Payment of 16-month transition (July 2020) subsidy to all AHs (January and August 2020)  HD (by October 10, 2021)  Signing of HD supplementary  Asset evaluation of  Contract signing agreements (ongoing, including unfinished houses;  Payment of monetary compensation for  Compensation compensation eligible persons, moving estimation;  HD subsidy, relocation subsidy, HD  Information reward, etc.). disclosure;  Disbursing land compensation  Signing of Outstanding Tasks (20% of land compensation, agreements; and fixed compensation rate for  Payment of young crops); compensation  Payment of monetary  HD compensation for eligible persons, moving subsidies, etc.. Next steps  Signing of HD supplementary Completion of all Completion of all Before the agreements by October 25, preparatory work by preparatory work by implementation 2021 (including monetary 44 Landslide site Guihuabang Tianchi Juanzipo of the Landslide compensation for eligible October 25, 2021, October 25, 2021, treatment persons, moving subsidy, including: including: relocation subsidy, HD reward,  Asset evaluation of  Consultation of etc.) unfinished houses; policies and  Information payment modes. disclosure;  Signing of  Consultation of intention policies and agreements payment modes;  Signing of intention agreements After the LA 80% of land compensation, resettlement subsidy (used mainly to pay endowment approval is insurance premiums for LEFs), and relevant taxes and fees obtained Note: The information in this table was provided by the PIU on October 10, 2021. 7.2 Subsequent Fund Application and Disbursement Plan In the balance of the LA and HD budget, the sum to be paid soon (26.0254 million yuan, including 10.7314 million yuan for Guihuabang, 8.0253 million yuan for Tianchi and 7.2687 million yuan for Juanzipo) will be applied for by the PIU with county finance, and disbursed to Jiuli Group for payment. On September 28, 2021, 7 million yuan from county public finance was in place. PCG needs to raise additional 19 million yuan for the compensation as soon as possible. See Table 22 for the fund plan. Table 22 Fund Disbursement Plan before Starting to Treat Relevant Landslide and Deformation Sites Fund plan Arrangement Fund application  Applying for the balance of about 19 million yuan from PCG by October 25  Paying 20% of land compensation, and fixed rate compensation for young crops for Guihuabang and Tianchi, 50% of monetary compensation for the 20 AHs in Guihuabang by October 25 (provided relevant evidence is available), and moving subsidy, relocation subsidy, transition subsidy, HD reward, etc.; Fund  On November 30, the remaining 50% of monetary compensation for the 20 AHs in Disbursement Guihuabang will be paid (subject to the presentation of new house purchase vouchers, such as title certificates or house purchase agreements).  When the balance is available, all compensation for the houses in Tianchi and Juanzipo will be paid immediately. Note: The information in this table was provided by the PIU on October 10, 2021. The remaining 7.1662 million yuan to be paid after the LA approval is obtained for the future development project of Jiuli Group, mainly including endowment insurance for LEFs, and LA taxes and fees. The payment of this part is not associated with the progress of the Landslide treatment and the Pengshui Subproject, and cannot be estimated. When the future development project is 45 determined, PCG will make an estimate based on the latest rates and make the sum available before applying for LA approval, thereby ensuring that the APs are covered endowment insurance for LEFs. 7.3 Disbursement Process After fund disbursement by county finance to Jiuli Group, Jiuli Group will make payment according to Table 19, including: 1) Part to be paid soon  20% of land compensation: to be disbursed by Jiuli Group to the Shaoqing Sub-district Office, disbursed to Linjiang Community, and then paid to the AHs before the implementation of the Landslide treatment;  Fixed rate compensation for standing crops, all compensation related to HD, and compensation for ground structures / attachments: to be paid by Jiuli Group to the AHs by bank transfer before the implementation of the Landslide treatment. 2) Part to be paid after the LA approval is obtained for the future development project of Jiuli Group  80% of land compensation, and resettlement subsidy for endowment insurance for LEFs: to be advanced by Jiuli Group to the county land acquisition and reservation center, and then transferred to the county social security bureau;  Balance of the resettlement subsidy: to be paid by Jiuli Group to the AHs by bank transfer 46 8. Community Safety Mitigation Measures in Landslide Areas According to the relevant documents provided by the PIU, including the geological investigation report, landslide monitoring report, temporary safety protection measures, landslide treatment plan, etc., PCG has taken such measures as relocation, continuous dynamic monitoring, traffic control, safety warning, publicity and education, and safety patrol, and will conduct a safety assessment on houses in the Guihuabang weak deformation zone, and organize community emergency drills. 8.1 Measures Taken For the two landslide sites, the local government has taken the following measures to ensure personal safety: 1) Timely evacuation and relocation After the landslides, PCG held an emergency risk evasion meeting with agencies concerned, determining that temporary risk evasion would be conducted by the Shaoqing Sub-district Office with the support of the PIU, including scattered and centralized temporary resettlement, with a house rental subsidy of 4,000 yuan per household per annum and a transition subsidy of 200 yuan per capita per month. In December 2019 and July 2020, the APs in Tianchi and Guihuabang landslide sites were relocated to evade risks; in September 2020 and May 2021, the PIU compensated for the damaged houses, house decoration and interior facilities, ground structures / attachments, and house rental of one AH in Tianchi and 20 AHs in Guihuabang, and granted subsidies to them in batches. Between October 1-10, the 5 AHs next to Juanzipo deformation site were evacuated and relocated to transitional houses at other safe places. 2) Dynamic landslide monitoring The PIU appointed Chongqing Wenqi Surveying & Geographic Information Co., Ltd. to conduct landslide monitoring. The monitoring agency set up 64 monitoring sites (10 for the Tianchi landslide; 20 in the strong deformation zone and 11 in the weak deformation zone of the Guihuabang landslides; and 24 for Juanzipo), covering the houses isn the Guihuabang weak deformation zone, and 6 houses out of the boundary line of Tianchi landslide treatment but close to it. Routine monitoring is conducted once every 3 days, and monitoring data analyzed timely. A report is submitted once a month by the 10th of each month. The timing and frequency of landslide monitoring will be adjusted based on geological complexity, surrounding buildings, climatic conditions, etc., and strengthened when a danger arises. Intensive monitoring will be conducted in rainy days, and comprehensive judgment made by reference to surface cracking and macroscopic geological patrol. 3) Conducting geological investigation and preparing a landslide treatment plan For the Guihuabang landslides, a geological investigation report was completed in July 2020, and the treatment plan completed in July 2021. For the Tianchi landslide, the treatment plan was completed in December 2020. Before landslide treatment construction, the contractor should prepare a special construction scheme to avoid any secondary landslide during construction. 47 4) Developing a contingency plan PCG has established an emergency rescue office, with members from the county emergency management bureau, county water resources bureau, county planning and natural resources bureau, county public security bureau, ecology and environment bureau, Shaoqing Sub-district Office, County Weather Bureau, Shaoqing Hospital, 107 Geological Brigade, the PIU, and Anhui Construction Engineering Group Co., Ltd. The emergency rescue office is located at the Shaoqing Sub-district Office, and governs 6 specialized teams. See the emergency rescue plan filed with the county emergency management bureau on August 24, 2021. 5) Other measures Providing an alternative temporary access road: Before starting the landslide treatment, the PIU will establish new access roads for the relevant sections for the neighboring communities, such as the Group 7, Group 8, Group 9 and Group 10 in Linjiang Community whose access road is close to the landslide sites. Traffic control: After the landslides, the Shaoqing Sub-district Office has closed both ends of the existing rural highway to prohibit vehicles from passing, and set up traffic signs to guide vehicles. Safety warning: Geological disaster bulletin boards and warning signs have been set up in Tianchi and Guihuabang landslide sites. Water interception and drainage: Surface water in the landslide sites is intercepted and drained through horizontal intercepting ditches in the upper part, horizontal and vertical drain ditches in the middle, and vertical drain ditches in the lower part to ensure timely discharge. Cracks are closed or covered timely to reduce surface water seepage. Education and publicity: The Shaoqing Sub-district Office will communicate landslide hazards and impacts, and self-protection measures to nearby residents, and avoid gathering and cultivation in the landslide sites. Safety patrol: The Shaoqing Sub-district Office, and the dike contractor (Anhui Construction Engineering Group Co., Ltd.) will conduct safety patrols in the landslide sites to prevent the return of those relocated, and prevent secondary disasters. 8.2 Measures to be Taken 1) Safety assessment of houses in the Guihuabang weak deformation zone 12 households with 47 persons in the weak deformation zone are affected by the Guihuabang landslides, including 8 local households and 4 non-local ones, where the houses of the 4 non-local households have not been finished. According to the Guihuabang landslide treatment plan, the weak deformation zone will be managed by drain ditch construction and monitoring, not involving HD. The PIU appointed a third party to conduct a safety assessment on the houses in the weak deformation zone starting from September 15, and plan to submit a safety assessment report by 48 October 30, and handle these houses properly based on the assessment results, including setting up 4 monitoring sites. 2) Emergency drills The contingency plan has been filed with the county emergency management bureau, and a landslide emergency drill was organized on the site on September 17, with 100 villagers living around the landslide area participating in. The drill report will be submitted to the Bank by October 30, and the contingency plan will be updated accordingly. 49 9. Grievance Redress Mechanism During the implementation of the Landslide treatment, attention is always paid to public participation. Any AP may file a grievance through the following procedure: 1) LA and HD Stage 1: If an AP is dissatisfied with LA and HD, he/she may file a grievance to the Linjiang Community Committee, which should be solved within one week. Stage 2: If the AP is dissatisfied with the solution of Stage 1, he/she may file a grievance to the Shaoqing Sub-district Office orally or in writing, where an oral grievance should be recorded. Such grievance should be solved within one week. Stage 3: If the AP is dissatisfied with the solution of Stage 2, he/she may file a grievance to county land acquisition and reservation center for administrative arbitration, and an arbitration award should be made within 4 weeks. Stage 4: If the AP is dissatisfied with the arbitration award of Stage 3, he/she may bring a suit in a people’s court in accordance with the Administrative Procedure Law. The APs may file a grievance about any aspect of resettlement, including compensation rates. See Table 23 for contact information. Table 23 Contacts of Agencies Concerned Agency Name Tel Linjiang Community Committee Mr. Liao 13648245345 Shaoqing Sub-district Office Mr. Hu 13996918695 County land acquisition and reservation center Ms. Zhou 13594918169 The PIU Mr. Gong 18083099650 2) Landslide treatment During construction, an AP may file a grievance directly to the PIU or construction agency, which should solved such grievance as soon as possible. An extension may be possible but should not exceed two weeks. In addition, the PIU or construction agency should keep records after the grievance is closed for future M&E. All grievances received to date are about payment timing. The PIU has made careful explanation by means of FGD, door-to-door visit, etc. through the Shaoqing Sub-district Office and Linjiang Community Committee, and largely got the understanding of local residents. 50 10. Monitoring Plan To ensure the successful implementation of this program, protect the APs’ personal safety, and resettle the APs properly, periodic M&E of resettlement activities will be conducted in accordance with the Bank’s OP4.12 “Involuntary Resettlement�, and the Operational Guide to the Monitoring and Evaluation of Resettlement of World Bank Financed Projects in China. Monitoring is divided into internal and external independent monitoring. 10.1 Scope The scope of monitoring is mainly social mitigation measures related to landslide treatment, including:  LA and HD compensation to be paid before landslide treatment, namely 20% of land compensation, fixed compensation rate for standing crops, and all compensation related to HD;  Safety assessment results of houses in the weak deformation zone;  Endowment insurance arrangement; and  Implementation of other safety protection measures, including continuous dynamic monitoring on the houses in the Guihuabang weak deformation zone, and 6 houses out of the boundary line of Tianchi landslide treatment but close to it. 10.2 Timing and Frequency Internal monitoring will be conducted by the PIU from September 2020, which will submit an internal monitoring report to the Chongqing PMO monthly. External monitoring will be conducted by the external M&E agency of the Chongqing Small Towns Water Environment Management Project, which will submit external M&E reports and a final report to the Chongqing PMO. These reports will be submitted to the Bank for review. 51