Mobility and Development Periodical Fall 2024 The Case for Metropolitan Transit Authorities, in Dhaka and Beyond Catalina Ochoa Jesse Harber Mokaddes Hoque Mobility and Development Periodical ii Table of Contents About the Authors��������������������������������������������������������������������������������������������������������1 At a glance���������������������������������������������������������������������������������������������������������������������1 The need for urban mobility infrastructure����������������������������������������������������������� 2 The challenges of transport governance in Dhaka���������������������������������������������� 3 Towards metropolitan transport governance������������������������������������������������������ 6 Metropolitan in scale�������������������������������������������������������������������������������������������������� 7 Governing (all of) transport���������������������������������������������������������������������������������������� 8 Exercising authority���������������������������������������������������������������������������������������������������11 Other factors: Capacity, resourcing, and leadership���������������������������������������� 12 Conclusion and recommendations������������������������������������������������������������������������� 13 References������������������������������������������������������������������������������������������������������������������� 15 Image credits�������������������������������������������������������������������������������������������������������������� 16 Fall 2024 Edition 1 About the Authors Catalina Ochoa Senior Urban Transport Specialist, World Bank Catalina is a Senior Urban Transport Specialist at the World Bank. Her work focuses on transforming urban mobility and integrating disruptive technologies into the transport sector. Before joining the Bank, she worked in the transport tech sector as a Product Manager, Strategy Manager, and General Manager. She holds master’s degrees in urban and regional planning, transport engineering, and business administration. Jesse Harber Principal Professional Officer, City of Cape Town Jesse Harber is Principal Professional Officer in Transport Planning and Policy Development, City of Cape Town. He is an urban transport specialist working in strategic policy and planning. In this article, Jesse writes in his personal capacity. Mokaddes Hoque Transport Specialist, World Bank Md Mokaddesul Hoque is a Transport Specialist for the World Bank, specializing in transport policy, road safety, urban transport, road asset management, and project management. At a glance Cities across the world are investing in new and improved transport systems to meet the growing challenges of urban life. While these investments have the potential to benefit the poorest urban residents and enhance overall transport efficiency, managing the planning, construction, and ongoing operations of these systems poses significant challenges. The need for effective institutions of urban mobility governance becomes crucial to coordinate and integrate various components of these growing transport networks. The article discusses the potential of metropolitan transport agencies as a model to address these challenges by combining the planning, regulation, implementation, and enforcement powers necessary for effective urban transport governance. Mobility and Development Periodical 2 Dhaka, a rapidly growing city facing severe transport challenges, is a strong example to demonstrate the potential value of a metropolitan transport authority. This article highlights the limitations of the existing Dhaka Transport Coordination Authority (DTCA) in enforcing plans and coordinating with other institutions, and of the “coordinating authority” model in general. It argues for reforms to empower and resource the DTCA to transform it into a genuine authority capable of leading and disciplining the complex transport governance landscape in Dhaka. The article concludes that an effective metropolitan transport authority, with a clear mandate, sufficient powers, and adequate capacity, can play a pivotal role in addressing the urban transport challenges faced by Dhaka and other growing cities worldwide. The need for urban mobility infrastructure Cities across the world are investing in new and improved transport systems to meet the growing challenges of urban life. This includes cities with strong legacy transport systems as well as those that are having to rebuild or build urban transport anew. In many medium-sized and large cities, there is a major deficit of fixed infrastructure. To fill that deficit, urban rail and bus transit systems, commuter and metropolitan railways are being built along with infrastructure for non-motorized transport such as walking and cycling. These are also the investments that stand to directly benefit the poorest and least mobile urban residents, as well as improve the overall efficiency and sustainability of their transport systems. These improved urban transport networks pose two distinct, but related, challenges of their own. The first is how to deliver these improvements most effectively. This includes planning and designing the new systems and their operations; overseeing the construction of complex portfolios of often large infrastructure projects; and integrating old, new, and future components of these urban transport networks. The second challenge is how to manage the ongoing operations of the system. This requires administering and enforcing operating contracts; managing large flows of subsidies and fare revenue; and ensuring that the system runs smoothly and with resilience in the face of inevitable adverse events and changing circumstances. For an obvious example of having to operate with resilience, dramatic shifts in movement patterns due to the COVID-19 pandemic had major and far-reaching effects on urban transport systems globally, many of which persist. Cities need institutions of urban transport governance that can meet these challenges. Urban transport relies on network effects; every part of the system must depend on and support the others. However, integration doesn’t happen on its own. The project-based nature of large urban transport investments can mean that different parts of a new system can be (and often are) planned and built with little regard for the overall system. Instead, there needs to be effective master planning across the whole system, and enforcement of that master plan through the specific details of individual projects. Service planning must be closely aligned, and subsidies and revenues designed and managed for maximum effectiveness across the entire system. Rather than building a fragmented or haphazard system, efforts and resources should be pooled across the entire area to allow the entire city to benefit from improvements to its transport system. Legacy transport modes, over which the government often has only nominal control, must be integrated with new, forward-looking modes of mass transit and non-motorized transport. Fall 2024 Edition 3 As shown in the next section, the case of Dhaka is a clear illustration of some of these challenges, especially as it is a city with a complex legacy of urban mobility planning and implementation, and great ambitions (and investments underway) for an improved transport future. Our work with the Dhaka Transport Coordination Authority, and experience in other countries, can help illustrate the necessity and the promise of governance reform along the lines of a metropolitan transport authority. This is an institutional model that has been established in many cities, including those of low-, middle-, and high-income countries. It can take a variety of forms and represent a variety of approaches to improving integrated transport governance; the subsequent section will discuss the essential geographical, jurisdictional, and institutional characteristics of a metropolitan transport authority. The challenges of transport governance in Dhaka Dhaka is a rapidly growing city with a large and growing infrastructure backlog. The challenges that it faces are severe but not unique: across the developing world, cities are experiencing comparable technical and institutional challenges to their urban transport systems. From 2011 to 2017, Dhaka’s population increased from 15 million to 19 million, and registered automobiles doubled from 73,000 to 140,000.1 Bus is the primary travel mode for 47 percent of Dhaka residents because most households do not own a car, motorcycle, or bicycle.2 However, bus service is fragmented, underregulated, inefficient, and prone to accidents. Other popular modes of travel are rickshaw (16 percent), private car (11 percent), motorcycle (8 percent), and walking (5 percent).3 Mode share of cycling and associated infrastructure is negligible. In addition, traffic management in Dhaka is weak, with only a handful of traffic lights operating in the city. All travel modes, including buses, cars, and rickshaws, do not stay within a travel lane. Instead, the vehicles circulate, stop, and park wherever is convenient. The average resident spends 2.4 hours in traffic each day.4 Dhaka is lacking in hard transport infrastructure and has a chaotic legacy public transport system. Historically, roads have been built on an ad hoc basis without even medium-term planning or road hierarchy. Only 12 percent of Dhaka’s roads have pavements suitable for bus transit.5 The legacy public transport system was “artisanal”, comprising unscheduled, minimally regulated, privately owned buses that were usually part of an aging fleet operating in intense competition for very limited profits.6 One study indicated that 40 bus routes would be suitable for Dhaka as it exists; there are currently more than 380 separate routes operated by more than 10,000 buses.7 Until recently, routes were set by a colonial-era arrangement overseen by the Police Commissioner, with licenses issued by the Bangladesh Road Transport Authority. Licenses are largely nominal, with operators routinely running buses and routes outside of their license terms. 1 Bangladesh Road Transport Authority 2 World Bank data 3 World Bank data 4 2018. Toward Great Dhaka. World Bank 5 World Bank data. 6 2016, Dhaka Bus Network and Regulatory Reform Implementation Study and Design Work 7 Stakeholder interview. Mobility and Development Periodical 4 The institution mandated to address these challenges is the Dhaka Transport Coordination Authority (DTCA). DTCA traces its origins to the World Bank’s Dhaka Urban Transport Project which recommended the establishment of a metropolitan transport institution. This led to the establishment of the Greater Dhaka Transport Planning and Coordination Board (GDTPCB). This would become the Dhaka Transport Coordination Board (DTCB) which formulated the city’s first Strategic Transport Plan (STP) in 2004, delivered it in 2006, and has since produced two revisions to the plan. From 2007, DTCB had a dedicated revenue structure and a staff contingent of 70. When Dhaka began planning new Mass Rapid Transit and Bus Rapid Transit systems, it was recognized that metropolitan transport governance would have to be strengthened for the projects to succeed. As a result, DTCB was reformed and renamed the Dhaka Transport Coordination Authority in 2012. Since then, the need for integration of Dhaka’s burgeoning transport system has only grown more pressing. Transport governance is distributed across a complex set of organizations that engage bilaterally and through coordinating committees (see Figure 1). This is the system that DTCA is nominally tasked with coordinating. With the construction of MRT and BRT, enormous capital budgets are now directed through the purpose-established implementing institutions. The various transport institutions, and nontransport institutions that nevertheless play roles in the transport system (such as the army, which builds and maintains certain major roads), have a complex set of interrelationships and division of labor. Fall 2024 Edition 5 Figure 1. Institutions of transport governance in Dhaka Ministr of Ro ds Urb n ro ds footp ths, Tr nsport nd bus t rmin ls, inst ll tion of tr ffic si n ls, lic nsin Brid s Dh k of c clin ricksh ws, Tr nsport str t v ndors,,p rkin Ro ds nd Coordin tion m n m nt, tc. Hi hw s D pt. Authorit Hi hw s Dh k North BRT North Dh k M ss Pl nnin nd Bus R form Cit Corp. Coordin tion Committ Tr nsit Comp. Urb n R structurin Ministr of MRT construct Tr nsport nd op r tion of bus s rvic s Loc l in Dh k Dh k BRT Gov rnm nt comp n Urb n ro ds, footp ths, BD. Ro d Tr nsport Corp. bus t rmin ls, inst ll tion BRT Op r tion BD. of tr ffic si n ls, lic nsin Ro d Tr nsp. Public Bus s of c clin ricksh ws, Authorit str t v ndors, p rkin Bus P rmits, m n m nt, tc. C r R istr tion, Dh k South Lic ns s Cit Corp. Ministr of Housin Ministr of nd PW Hom Aff irs R juk Prim Ministr of Dh k Minist r Pl nnin M tropolit n PPP Pl nnin Polic Authorit Commission Arm Source: Authors. It is this complex system that DTCA is mandated to coordinate, to “make the transportation system of Dhaka metropolis fair, planned, coordinated and modernized”. Its board includes the mayors of municipalities within its jurisdiction, senior national civil servants, and civil society representatives. It is chaired by the Minister of Road Transport and Bridges. DTCA’s powers include strategic planning and coordination regarding transport in Dhaka; a limited right of approval of final plans by other bodies; and very limited implementation of plans. Overall, DTCA is limited in its ability to meet its mandate. Although DTCA’s policymaking function and power of approval over other institutions’ transport activities is legislated, in practice, relationships with other institutions are ambiguous and ad hoc. The authority’s key instrument is the Strategic Transport Plan for Dhaka, but functionally it has no ability to enforce the plan. Although DTCA approval is nominally required for all transport projects in Dhaka, to ensure congruence with the STP, in practice, this is largely ignored. It has no power to enforce compliance. As a result, the implementation of large transport investments in particular is proceeding largely with insufficient reference to a larger strategy for transport in Dhaka. Similarly, the DTCA lacks effective authority over road building and management. Mobility and Development Periodical 6 In our research, officials from other organizations reported a lack of formal guidelines for how to engage with DTCA. They expressed uncertainty about divisions of responsibility, what is to be coordinated, with whom that coordination must happen, and what DTCA’s institutional role is. DTCA and other institutions treat each other largely as stakeholders to be consulted, whose views can be taken or left, rather than integrally involved institutions with a common purpose, and whose activities need close alignment. This is especially the case concerning land use, which Bangladesh officials widely recognize as being inseparable from transport. In this area, DTCA is scarcely registered as a relevant stakeholder. While it is allowed to comment on spatial plans, its comments are almost always set aside. DTCA therefore functions entirely downstream of decisions integral to the planning of transport in Dhaka. DTCA lacks the standing needed to navigate these informal governance arrangements. Its leadership occupies more junior ranks than its equivalents at other institutions; senior staff is temporarily seconded from other organizations, discouraging long-term thinking; and DTCA is treated largely as a pre-retirement sinecure. It largely lacks a political champion. DTCA also does not control significant financial levers, with operational and capital funding flowing directly to implementing agencies giving them functional autonomy from DTCA’s oversight. As a result, urban governance in Dhaka suffers. In all, DTCA is a clear example of an institution of integrated transport governance that struggles to effectively govern. The next section will discuss a proposed alternative model, the metropolitan transport authority, which could more effectively meet the challenge of governing this complex system. Towards metropolitan transport governance An institutional arrangement for transport governance allows for: • More control over the transport system • Improved coordination of major new investments • A unified strategy for urban transport • Appropriate channels of accountability An example of just such an institutional form is the metropolitan transport authority, increasingly common around the world. The World Bank and its partners have varied and growing experience with establishing metropolitan transport authorities, and are in a position to describe some of the common factors for success.8 To put it simply, these institutions must be authorities, at the metropolitan scale, governing most or all of urban transport. 8 This section draws from Kumar and Agarwal (2013) who summarize much of the Bank’s experience to that date. Fall 2024 Edition 7 Metropolitan in scale Metropolitan government functions such as transport need to be governed at the metropolitan level. Contemporary large cities, especially megacities in the developing world, extend far beyond the boundaries of historical municipal governments and represent a single functional area with respect to economic activity and especially labor markets. This functional area is the metropolitan area. Transport networks, especially public transport, are integral to the functioning of such integrated labor markets, and so are inherently metropolitan by nature. These systems need to be governed at the metropolitan scale to ensure they are serving the entire functional area, rather than narrowly bounded areas within. The first and most important question in metropolitan transport governance is: To whom is the metropolitan institution accountable? There are several models for metropolitan governance overall, which vary in structure and lines of reporting. Some, like Nairobi’s NaMATA or Dar es Salaam’s DUTA, are directly accountable to national structures. This can give these agencies prominence and powerful political support, but can result in a lack of accountability to city residents and a loss of focus on the pressing needs of the metropolitan area. Others are accountable to multiple elected local governments. An example is Paris’s Syndicats Transportes Îles-de-France, which is a consortium of the regional government of Îles-de-France (the broader Paris region), the city of Paris, seven substructures of Îles-de-France, and partner organizations. This model provides greater accountability to local conditions but poses challenges for balancing the needs of the various members, especially when they are unequal in population, money, or power. Some of the oldest metropolitan transport authorities are in the USA, and typically are structured as in this second model, with representatives from multiple governments at local and state level. The third model is more straightforward, where the metropolitan transport agency is accountable to a directly elected metropolitan administration, which gives it the strongest incentives to focus on the city’s needs. This is how Transport for London is structured. Municipal governments in Seoul and Ahmedabad effectively perform the function of such locally-governed transport authorities, albeit without a separate dedicated agency. This accountability to the city’s residents is extremely important for metropolitan transport governance. There are many contradictory incentives applicable to transport governance, in different parts of the government. The way to keep a metropolitan institution focused on the needs of its metropolitan area is to make it directly accountable to the people who will be directly affected by its decisions: those who live in the metropolitan area.9 9 Klopp, Harber, and Quarshie, 2019 Mobility and Development Periodical 8 Governing (all of) transport Key to the concept of the metropolitan transport authority is that it has broad responsibility and ability to govern the entire urban transport system. A key reason for this is to be able to hold it accountable for the provision of quality transport. Where the functions of transport governance are diffused among institutions, typically none have sufficient control to meet the tightly integrated demands of the transport system. Systemic failures become the fault of all institutions and none; there is no one to be held to account because institutions can (reasonably) point to failings in the broader system as producing problems. It is only possible to demand institutional accountability when all or almost all of the relevant authority and powers belong to the accountable institution.10 As such, a strong lead institution is a key factor in effective metropolitan transport governance. The alternative to a lead institution is fragmented transport governance, limiting any prospects for functionally and spatially integrated planning, implementation, and regulation.11 An integrated transport system cannot be administered piecemeal, by many agencies operating in silos or openly competing for funding or passengers. Metropolitan governance is complex, involving many institutions, and transport cannot be governed by merely one institution working among many.12 Precisely which functions are performed by the institution vary between contexts but the overall role stands as leading and managing the metropolitan transport system. Kumar and Agarwal (2013) divide transport governance into three “levels” of functions: strategic (such as strategic planning and policy), tactical (such as detailed infrastructure and service planning, and regulation), and operational (construction or operation of transport systems) (see Figure 2). Within these levels, there is an even wider range of specific functions. 10 Seetharam Sridhar, Gadgil, and Dhingra, 2020 11 Kumar and Agarwal, 2013 12 Orfield and Dawes, 2016 Fall 2024 Edition 9 Figure 2. Functions required for the provision of urban transport Strategic Planning and Policy Formulation Strategic Regulation Planning Tactical Safety Commercial Infrastructure Service Regulation Regulation Planning Planning Infrastructure/Facility Public Transport Construction and Operational Operations Maintenance Common Services Independent Services Source: Kumar and Agarwal (2013, fig. 1). The metropolitan transport authority must have a functional mandate appropriate to the task at hand. The role of the institution must be specified and unambiguous. Figure 3 shows a matrix of which metropolitan institutions in various cities perform which functions and with what degree of responsibility. Note that while only about half of these transport agencies are responsible for road and traffic management, these are the generally best-performing and most efficient transport agencies. Concerning public transport, the role of the institution is usually significant if not paramount. Mobility and Development Periodical 10 Figure 3. Roles and responsibilities of lead metropolitan transport institutions Metropolitan Region and Transport Executive Mentioned in Toolbox Element of the integrated metropolitan regional transport system (Strategic level responsible authorities) Metropolitan Transport Masterplan Operation Urban Public Transport Public Transport Service Planning Road vehicle permits and licences Public Transport Control Center Mobility Education/Training (Tactical level organisation) Transport Data Warehouse Intermodal interchanges Cycling infrastructure Parking management Operator contracting Traffic management Taxi and assimilated Metropolitan Region Transport Executive Road Infrastructure Road pricing (ERP) Bus Infrastructure Operator licencing School transport Walking/Streets Spatial planning Shared mobility Commuter Rail Fare policy Urban Rail Ticketing Bangkok MRTA - + - - - - - - - + ++ ++ +++ - + + ++ - - ++ - - - + Brussels BM + +++ ++ + ++ ++ ++ + - + +++ ++ +++ +++ ++ ++ ++ +++ +++ ++ ++ ++ ++ ++ ++ Dubai RTA - +++ +++ + +++ +++ +++ +++ ++ + +++ +++ +++ +++ +++ +++ +++ +++ ++ ++ +++ +++ ++ ++ + Jakarta BPTJ + +++ + + ++ - - + - + ++ ++ +++ ++ + ++ - + - - + + + + + Kochi KMTA - +++ +++ + - - - - - ++ +++ ++ + +++ + ++ +++ +++ +++ ++ + ++ ++ ++ ++ London TfL - +++ +++ ++ ++ +++ ++ +++ - ++ +++ ++ +++ +++ +++ +++ +++ +++ + +++ ++ ++ ++ ++ ++ Manila LTFRB - + + + - - - - +++ ++ ++ ++ ++ + + ++ - + +++ - - ++ - - - Newcastle NEXUS - + + + + ++ + - - - +++ ++ +++ ++ ++ + + - ++ +++ - + + + + Paris IdFM + ++ +++ + - - - - - ++ ++ ++ + +++ + +++ + +++ + +++ - - - - - Seoul MTC + ++ ++ - - - - - - +++ + ++ + ++ - + + + - - - - - - - Singapore LTA ++ +++ ++ +++ +++ +++ +++ +++ - +++ +++ +++ +++ +++ + ++ +++ +++ + +++ - +++ ++ +++ + Stockholm SL + ++ ++ - - - - + - +++ +++ +++ + +++ ++ +++ +++ +++ + +++ - - - - - Metropolitan Region XY Geography Actor Element of the integrated metropolitan regional transport system (as above, to be adapted in detail to local situation) Metro <<MTE>> Muni Mayor Province Governor State Ministry Central Ministry KEY - No involvement + Contribution ++ Co-responsible +++ Lead Executive Source: ASEAN (2021, fig. 41). Fall 2024 Edition 11 Exercising authority It is vital that the metropolitan transport authority has sufficient powers to deliver on its mandate. This point appears trivial but must be emphasized. An institution tasked to plan, make policy, and regulate must have the mechanisms to give effect to those plans, policies, and regulations. It must not be merely “recommendatory” or a stakeholder to be consulted: it must make binding decisions on the matters for which it has responsibility.13 Otherwise, it is likely to become a “Department for Reports”14 whose role in the system is trivial. Key among these powers is the ability to enforce its decisions. The decisions of the metropolitan transport authority, properly taken, must be binding and followed by other actors. It therefore needs the power to investigate and if needed level penalties on people and organizations, public or private, that fail to adhere to its leadership of the metropolitan transport system. Founding legislation has a significant role to play in establishing this enforcement authority.15 It is not possible to hold the institution accountable when it lacks the power to deliver on its mandate.16 On top of formal enforcement powers, the institution must wield sufficient political and bureaucratic authority. A political champion is thus essential to the success of a metropolitan transport authority. This is used to backstop the formal powers of the institution and to help it maneuver in situations where it needs to deploy convening or persuasion powers. It is also key to the sustainability of the institution: it will have to manage an inherently contested sector through future challenges and reforms and will require substantial resources to do so. The only way to protect and enhance its ability to govern on a sustainable basis is through strong and ongoing support from key political figures.17 It must also be bureaucratically powerful, able to hold its own and more against all other institutions involved in the metropolitan system. The most important power for the institution to wield is control over the finances of the metropolitan transport system. Administering ongoing transport subsidies, investment capital, and donor funds is key to giving the institution an integral role in how the money gets spent, even if that spending is ultimately delegated to other institutions. This not only gives the metropolitan transport authority control over the sector it will be held accountable for but will guarantee its political and bureaucratic power as well as the support it has for its mission.18 Centralizing funding flows like this also makes possible economies of scale and cross-subsidization between modes that would otherwise be impossible in a fragmented system. The ability to effectively control and administer financial resources in the transport sector is arguably the most important factor of success for a metropolitan transport authority.19 13 Seetharam Sridhar, Gadgil and Dhingra, 2020 14 Jeremy Timm in conversation, 2014 15 Seetharam Sridhar, Gadgil, and Dhingra, 2020 16 Orfield and Dawes, 2016 17 Kumar and Agarwal, 2013 18 ASEAN, 2021 19 Kumar and Agarwal, 2013 Mobility and Development Periodical 12 Other factors: Capacity, resourcing, and leadership To be able to exercise its powers to deliver on its mandate, the metropolitan transport authority needs substantial internal capacity and resourcing. Transport governance is technically and administratively demanding, requiring capacities including (at a minimum) transport and urban planning, engineering, and financial management. The transport authority needs large numbers of technically skilled people. The strategic functions of transport governance alone require dedicated people capable of and experienced in gathering and managing data; modelling transport systems; assessing detailed plans; and managing technically complex contracts. To build a track record of successful transport governance, and protect its ongoing status as a lead institution, it will require a wide and deep pool of technical capacity. Skilled staff must be able to be recruited freely, on competitive salaries and terms of employment, and must be cultivated through additional training and prospects for advancement. Technical staff cannot be penalized with limited career prospects in the institution, or the institution will lose them.20 Administrative skills are similarly important. As the institution’s role grows, so will the complexity of its projects. It needs to be able to oversee, if not administer, significant flows of funds, both in the form of ongoing subsidies and large capital investments. Managing relationships with other institutions, contracts with service providers, and a large internal staff requires skillful and experienced administrative staff and managers. As discussed above, managing the sector’s finances is perhaps the most important power for a metropolitan transport authority; it follows that doing so effectively is among the most important capacities for it to have. The institution needs strong, dedicated, and high-quality leadership. This is related, but distinct, to the question of managerial capacity. The ability of the institution to exert leadership over the metropolitan transport system depends strongly on the quality of its leadership. Leaders must be experienced, knowledgeable in the field, and (at a minimum) conversant with its technical details. They must be committed to the institution and have appropriate tenure: effective transport governance requires a time horizon of five years at the very minimum. The leadership must therefore be stable over at least this period, with turnover being staggered and succession carefully planned to ensure continuity. While flexibility is important, long-term plans must be robust to shifts in personnel at every level. Leadership must have sufficient seniority, political backing, and bureaucratic status to exercise control over the transport system. The institution must be sufficiently and sustainably resourced. To govern the metropolitan transport system on the necessary timeline of decades, the institution must be able to count on sufficient resources to uphold its role. It needs sufficient and stable core funding appropriate to its role; economizing on the resources of the institution is a false economy, liable to cost much more in maladministration and waste downstream in the transport system. In addition to core funding, the institution should be able to develop sectoral revenue streams. To start with, this would include farebox revenue, tolls, licensing fees, and top-slicing administrative funds (within reason) from subsidies and capital grants. A key component in sufficient resourcing is being able to operationalize capital spending in this way. As the institution matures and builds capacity, it can develop larger and more sophisticated revenue streams such as land value capture. Kumar and Agarwal, 2013; Seetharam Sridhar, Gadgil and Dhingra, 2020 20 Fall 2024 Edition 13 Conclusion and recommendations In summary, an effective metropolitan transport authority requires: a) An appropriate functional and geographical mandate, with matching lines of accountability b) Powers sufficient to exercise that mandate and enforce its decisions, most especially financial powers c) Sufficient technical, administrative, and institutional capacity to wield those powers effectively Figure 4 is a schematic representation of the relationship between these three requirements. It shows, on the left, an institution whose capacity falls short of its powers, which are themselves insufficient to serve its mandate. On the right, it shows the preferred outcome of reform where its capacity more closely matches its powers, which in turn more closely matches its mandate. Figure 4. Schematic representation of the relationship between mandate, powers, and capacity. Left: insufficient resources and powers to deliver on the mandate. Right: increased capacity and powers more closely match the mandate Mandate Mandate Powers Powers Capacity Capacity Source: World Bank. The experience of Dhaka is striking but not unique. It, along with cities worldwide, is grappling with the challenge of governing urban transport on a scale much larger than its traditional municipalities and under difficult circumstances. While pursuing bold and ambitious capital investments in its transport system, it is finding that it lacks the governance tools to deliver these large projects most effectively and to integrate them into a coherent urban transport system. Mobility and Development Periodical 14 The DTCA, created to meet a previous generation of comparable challenges, is such a tool with untapped potential. If empowered, resourced, and capacitated to exercise its mandate, it could be the apex institution for transport governance in Dhaka. Such a metropolitan transport authority, able to wield effective power over transport at the most appropriate urban scale, has the potential to discipline and lead a way out of a currently messy governance situation. How does DTCA compare to an effective metropolitan transport authority? With respect to its mandate, it has jurisdictional authority over an appropriate metropolitan area. It is also placed nominally at the center of the urban transport system, with responsibility across the sector. These are indeed features of a metropolitan transport authority. However, DTCA answers entirely upwards, to national government. While this is the case with some metropolitan transport authorities, it muddies the institution’s incentives and detaches it from the key task at hand: governing transport for the people of Dhaka. DTCA is also not an authority in any meaningful sense, despite its name. Its mandate is limited to coordination and it lacks even the powers to achieve that. To be an effective metropolitan transport authority, DTCA would have to be a truly apex institution, to which other institutions of urban transport are responsible and by which they are funded. This would require a significant repositioning of DTCA upwards, its endowment with extensive new powers, and a dramatically more senior leadership. A political champion would have to work hard to reinforce its formal powers with informal authority, positioning DTCA as the apex institution for transport in Dhaka. Finally, DTCA presently lacks the capacity to effectively deliver on its current mandate: it is understaffed and underfunded. To rise to the challenge of truly governing transport, as a metropolitan transport authority, it would require substantial reinforcement of these capacities. Technical, administrative, and financial expertise would have to be recruited, possibly first as consultants but increasingly internally. DTCA needs engineers, planners, financial managers, and contract managers able to go toe-to-toe with the many public and private organizations involved in transport in Dhaka; to govern them, it should be the most capable of them all. To maintain this governance infrastructure, it needs sufficient dedicated long-term funding, and to maintain a long-term program of capital and operational improvements, it needs steady, predictable flows of funding and revenue. This should include an increasing range and amount of self-collected revenue from within the sector. There have been past efforts to strengthen or reform the DTCA, aiming either to bolster its internal capacity or elevate its role to address broader challenges. However, these attempts were unsuccessful, primarily due to a lack of political will and the necessary leadership during critical moments of change. To achieve effective governance and ensure the sustainable delivery of transport services, Dhaka must return to fundamental principles while drawing lessons from successful examples in comparable cities around the world. Dhaka’s scale, complexity, and challenges are far too significant to be managed as just another city in Bangladesh. It requires a dedicated metropolitan transport authority to coordinate and oversee its transportation needs effectively. With such an authority in place, Dhaka has the potential for a much brighter future in both transport and urban development. This model of a metropolitan transport authority also merits careful consideration for other large cities and urban agglomerations facing similar challenges. Fall 2024 Edition 15 References Andersson, M., 2015. Unpacking Metropolitan Governance for Sustainable Development (Discussion Paper). GIZ, Bonn and Eschborn. ASEAN, 2021. Toolbox for the Establishment of Metropolitan Transport Executives (MTE) in ASEAN Metropolitan Regions. ASEAN, Jakarta. Dubash, N.K., Morgan, B. (Eds.), 2013. The rise of the regulatory state of the South: infrastructure and development in emerging economies, 1st ed. ed, Law and global governance series. Oxford University Press, Oxford. Jaimurzina, A., 2018. Transport Governance: theoretical and policy perspectives. FAL Bulletin 5. Kumar, A., Agarwal, O.P., 2013. Institutional Labyrinth. designing a way out for improving urban transport services: lessons from current practice. World Bank, Washington D.C. Kumar, A., Barrett, F., 2008. Stuck in Traffic: Urban Transport in Africa. World Bank, Washington D.C. Merk, O., 2014. Metropolitan Governance of Transport and Land Use in Chicago (OECD Regional Development Working Papers No. 2014/08), OECD Regional Development Working Papers. https://doi.org/10.1787/5jxzjs6lp65k-en Metropolis, 2014. Comparative Study on Metropolitan Governance. Asociación Mundial de las Grandes Metrópolis, Barcelona. OECD, 2017. Getting Infrastructure Right: A framework for better governance. OECD. https://doi.org/10.1787/9789264272453-en Orfield, M., Dawes, B., 2016. Metropolitan Governance Reform (No. 8), Local Government Reconsidered. Seetharam Sridhar, K., Gadgil, R., Dhingra, C., 2020. Paving the Way for Better Governance in Urban Transport: The Transport Governance Initiative. Springer Singapore, Singapore. https://doi.org/10.1007/978-981-13-9620-5 Trejo Nieto, A.B., Niño Amezquita, J.L., Vasquez, M.L., 2018. Governance of metropolitan areas for delivery of public services in Latin America. REGION 5, 49–73. https://doi.org/10.18335/ region.v5i3.224 Wegrich, K., Kostka, G., Hammerschmid, G. (Eds.), 2017. The governance of infrastructure, First edition. ed. Oxford University Press, Oxford, New York. Image credits Cover Page Flickr 4 Adobe Stock 7 Adobe Stock 8 Adobe Stock 16 Adobe Stock Back Cover Adobe Stock Read the full Mobility and Development Periodical Fall 2024 Edition