PROCUREMENT PLAN (Textual Part)

Project information: INDIA, Maharashtra Strengthening Institutional
Capabilities in Districts for Enabling Growth Program (P181463)
Project Implementation agency: Maharashtra Institute for Transformation
(MITRA)
Date of the Procurement Plan (Textual Part): July 25, 2024
Period covered by this Procurement Plan (textual part): From July 25, 2024
until publication of next version of the Procurement Plan (Textual Part).

Preamble
In accordance with paragraph 5.9 of the “World Bank Procurement Regulations for
IPF Borrowers” (September 2023) (“Procurement Regulations”) the Bank’s
Systematic Tracking and Exchanges in Procurement (STEP) system will be used to
prepare, clear and update Procurement Plans and conduct all procurement
transactions for the Project.

This textual part along with the Procurement Plan tables in STEP constitute the
Procurement Plan for the Project. The following conditions apply to all procurement
activities in the Procurement Plan. The other elements of the Procurement Plan as
required under paragraph 4.4 of the Procurement Regulations are set forth in STEP.

The Bank’s Standard Procurement Documents: shall be used for all contracts
subject to international competitive procurement and those contracts as specified
in the Procurement Plan tables in STEP.

Procurement for the project will be carried out in accordance with the
World Bank’s Procurement Regulations for IPF Borrowers, September
2023 and applicable to Investment Project Financing (IPF). The project will
be subject to the World Bank’s Anticorruption Guidelines, dated October 15, 2006,
as revised in January 2011 and July 2016.

The table below describes various procurement methods to be used for
activities financed by the loan. The thresholds (Error! Reference source not
found.) indicated will govern the procurement approach and methods;

                 Table 1: Procurement Approaches and Methods

Procurement Approaches
                                       Thresholds (US$ equivalent)
     and Methods
                               For any value activity
 Open international
 Open national (Works –        Up to 40 million
 including turnkey, supply
 and installation of plant
 and equipment and PPP)
Open national (Goods, IT       Up to 10 million
system, and Non-
Consulting Services)

National request for           Up to 100,000
quotation (Works, Goods,
IT system and Non-
Consulting Services)


Direct selection               No threshold; For works, goods, non-consulting
                               services and IT system procurement: According
                               to paragraphs 6.8–6.10 of the Regulations; For
                               consultants: According to paragraphs 7.13–7.15
                               of the Regulations

National Market Approach       Up to 2,000,000
for Selection of
Consultants


Prior Review Thresholds
Works including Supply &       All contracts more than or equal to US$ 10 million
Installation of Plant and      equivalent.
Equipment

Goods, IT system and Non-      All contracts more than or equal to US$2 million
consulting services            equivalent

Consultants                    All contracts (i) more than or equal to US$1
                               million equivalent for firms; and (ii) more than or
                               equal to US$300,000 equivalent for individuals.

Prior   Review     contracts   Irrespective of the contract value, the following
irrespective of value          procurement activities are subject to the Bank’s
                               procurement prior review:
                                (a)procurement processes involving contract
                                  negotiations, as described in Section VI,
                                  paragraphs 6.34-36, of the Procurement
                                  Regulation for Borrowers
                                (b) competitive dialogue;
                                (c) sustainable procurement;
                                (d) selection of probity assurance providers, as
                                  described in Section III, paragraph 3.3 of the
                                  Procurement Regulations for Borrowers; and
                                (e) best and final offer.
Domestic preference- The provision of domestic preference for goods will be
applied in the evaluation of bids in accordance with Annex VI of the Regulations.
National Procurement Arrangements: National competition for the
procurement of works, goods, IT system procurement and non-consulting services
according to the established thresholds will be conducted in accordance with
paragraphs 5.3–5.5 of Section V of the Regulations and the following provisions:
   1. Only the model bidding documents for National Competitive Procurement
      (NCP) agreed with the GOI Task Force (and as amended for time to time),
      shall be used for bidding.
   2. Invitations to bid shall be advertised on a widely used website or electronic
      portal with free open access at least 30 days prior to the deadline for the
      submission of bids, unless otherwise agreed in the approved procurement
      plan.
   3. No special preference will be accorded to any bidder either for price or for
      other terms and conditions when competing with foreign bidders, state-
      owned enterprises, small-scale enterprises or enterprises from any given
      State.
   4. Except with the prior concurrence of the Bank, there shall be no negotiation
      of price with the bidders, even with the lowest evaluated bidder.
   5. Government e-Marketplace (GeM) set-up by Ministry of Commerce,
      Government of India will be acceptable for procurement under Request for
      Quotations (RFQ) method.
   6. At the Borrower’s request, the Bank may agree to the Borrower’s use, in
      whole or in part, of its electronic procurement system, provided that the Bank
      is satisfied with the adequacy of such system.
   7. Procurement will be open to eligible firms from any country. This eligibility
      shall be as defined under Section III of the Procurement Regulations.
      Accordingly, no bidder or potential bidder shall be declared ineligible for
      contracts financed by the Bank for reasons other than those provided in
      Section III of the Procurement Regulations.
   8. The request for bids/request for proposals document shall require that
      Bidders/Proposers submitting Bids/Proposals include a signed acceptance in
      the bid, to be incorporated in any resulting contracts, confirming application
      of, and compliance with, the Bank’s Anti-Corruption Guidelines, including
      without limitation the Bank’s right to sanction and the Bank’s inspection and
      audit rights.
   9. The Borrower shall use an effective complaints mechanism for handling
      procurement related complaints in a timely manner.
   10.       Procurement Documents will include provisions, as agreed with the
      Bank, intended to adequately mitigate against environmental, social
      (including sexual exploitation and abuse and gender-based violence), health
      and safety (“ESHS”) risks and impacts.


Procurement of Works, Goods (Supply and Installation; and IT
Equipment), Non-Consultancy Services and Consultancy Services – As per
procurement plan approved in STEP.
Use of Government e-Marketplace will be allowed in lieu of RFQ as per following
details:
1. Up to INR 50,000 in catalog mode (viz. any available item could be selected
   by Implementing Agency without further competition), provided selected
   Item/Supplier meeting the requisite quality, specification and delivery period.
2. Up to INR 3 Million from the Supplier having lowest price amongst at least
   three suppliers meeting the requisite quality, specification and delivery
   period. The tools for online bidding and online reverse auction available
   on GeM may be used by the Purchaser.
3. Up to INR equivalent of US$ 100,000 from the supplier having lowest price
   and meeting the requisite quality, specification and delivery period
   after mandatorily obtaining bids from at least three suppliers, using online
   bidding or reverse auction tool provided on GeM.
4. While making use of GeM portal, the borrower shall make use of Special
   Terms and Conditions meant for World Bank financed projects.
PROCUREMENT
                India : Maharashtra Strengthening Institutional Capabilities in Districts for Enabling Growth
PLAN
General Information
Country:           India                                                                                   2024-08-07
                                                      Bank’s Approval Date of the Original Procurement Plan:
                                                                                                           2024-08-21
                                                      Revised Plan Date(s): (comma delineated, leave blank if none)
Project ID:        P181463                            GPN Date:                                            2024-08-07
Project Name:      Maharashtra Strengthening Institutional Capabilities in Districts for Enabling Growth
Loan / Credit No:   /
                   Maharashtra Institute for Transformation
Executing Agency(ies):

WORKS
Activity Reference No. /                                                                                                                                                          Estimated Actual Am                                                                                                                                                                     Bid Evaluation Report
                                   Loan / Credit N                                                    Market Approac Procurement Pro Prequalification High SEA/SH R Procurement D                     Process St Draft Pre-qualification Prequalification Evalu                   Draft Bidding Docum Specific Procurement      Bidding Documents a Proposal Submission /                                                  Contract Complet
       Description                                   Component      Review Type       Method                                                                                      Amount (U ount (US$                                                                                                                                                                     and Recommendation           Signed Contract
                                          o.                                                                 h             cess           (Y/N)             isk     ocument Type                         atus         Documents               ation Report                         ent / Justification Notice / Invitation            s Issued        Opening / Minutes                                                           ion
                                                                                                                                                                                      S$)       )                                                                                                                                                                               for Award
                                                                                                                                                                                                                  Planned     Actual      Planned      Actual                     Planned    Actual      Planned     Actual      Planned     Actual  Planned     Actual    Planned     Actual        Planned     Actual    Planned




GOODS
Activity Reference No. /                                                                                                                                                                                                                                                                                                                           Bid Evaluation Report
                                   Loan / Credit N                                                    Market Approac Procurement Pro Prequalification Estimated Am Actual Amount             Process St Draft Pre-qualification Prequalification Evalu      Draft Bidding Docum Specific Procurement     Bidding Documents a Proposal Submission /
       Description                                   Component      Review Type       Method                                                                                                                                                                                                                                                       and Recommendation          Signed Contract       Contract Completion
                                          o.                                                                 h             cess           (Y/N)        ount (US$)      (US$)                    atus         Documents              ation Report             ent / Justification Notice / Invitation           s Issued        Opening / Minutes
                                                                                                                                                                                                                                                                                                                                                         for Award
                                                                                                                                                                                                          Planned         Actual     Planned     Actual     Planned     Actual    Planned    Actual       Planned     Actual  Planned     Actual    Planned     Actual        Planned    Actual      Planned     Actual




NON CONSULTING SERVICES
Activity Reference No. /                                                                                                                                                                                                                                                                                                                           Bid Evaluation Report
                                   Loan / Credit N                                                    Market Approac Procurement Pro Prequalification Estimated Am Actual Amount             Process St Draft Pre-qualification Prequalification Evalu      Draft Bidding Docum Specific Procurement     Bidding Documents a Proposal Submission /
       Description                                   Component      Review Type       Method                                                                                                                                                                                                                                                       and Recommendation          Signed Contract       Contract Completion
                                          o.                                                                 h             cess           (Y/N)        ount (US$)      (US$)                    atus         Documents              ation Report             ent / Justification Notice / Invitation           s Issued        Opening / Minutes
                                                                                                                                                                                                                                                                                                                                                         for Award
                                                                                                                                                                                                          Planned         Actual     Planned     Actual     Planned     Actual    Planned    Actual       Planned     Actual  Planned     Actual    Planned     Actual        Planned    Actual      Planned     Actual




CONSULTING FIRMS
Activity Reference No. /                                                                                                                                                                                                                                                                                                                  Combined Evaluation
                                   Loan / Credit N                                                    Market Approac        Contract Type   Estimated Amo Actual Amount                                                 Expression of Interest Short List and Draft R Request for Proposals Opening of Technical    Evaluation of Technic
       Description                                   Component      Review Type       Method                                                                            Process Status        Terms of Reference                                                                                                                          Report and Draft Neg     Signed Contract      Contract Completion
                                          o.                                                                 h                                 unt (US$)      (US$)                                                            Notice          equest for Proposals        as Issued         Proposals / Minutes         al Proposal
                                                                                                                                                                                                                                                                                                                                             otiated Contract
                                                                                                                                                                                              Planned      Actual        Planned     Actual     Planned      Actual     Planned    Actual   Planned       Actual    Planned      Actual    Planned     Actual    Planned      Actual    Planned       Actual

 IN-MITRA-444151-CS-QCBS /
Selection of Consultancy Ser                                                      Quality And Cost-   Open - Internationa
                                   /                             Prior                                                                         4,000,000.00         0.00   Under Review      2024-08-07   2024-08-11    2024-08-07             2024-08-26                                   2024-09-25             2024-10-04             2024-10-15             2024-11-19             2029-11-18
vices Package A (Division – K                                                     Based Selection     l
onkan) to support DSUs


 IN-MITRA-444337-CS-QCBS /
Selection of Consultancy Ser                                                      Quality And Cost-   Open - Internationa
                                   /                             Prior                                                                         4,000,000.00         0.00   Under Review      2024-08-07   2024-08-11    2024-08-07             2024-08-26                                   2024-09-25             2024-10-04             2024-10-15             2024-11-19             2029-11-18
vices Package B (Division – P                                                     Based Selection     l
une) to support DSUs


 IN-MITRA-444339-CS-QCBS /
Selection of Consultancy Ser                                                      Quality And Cost-   Open - Internationa
                                   /                             Prior                                                                         4,000,000.00         0.00   Under Review      2024-08-07                 2024-08-07             2024-08-26                                   2024-09-25             2024-10-04             2024-10-15             2024-11-19             2029-11-18
vices Package C (Division – N                                                     Based Selection     l
ashik) to support DSUs


 IN-MITRA-444341-CS-QCBS /
Selection of Consultancy Ser                                                      Quality And Cost-   Open - Internationa
                                   /                             Prior                                                                         4,000,000.00         0.00   Under Review      2024-08-07   2024-08-11    2024-08-07             2024-08-26                                   2024-09-25             2024-10-04             2024-10-15             2024-11-19             2029-11-18
vices Package D (Division – A                                                     Based Selection     l
urangabad) to support DSUs


 IN-MITRA-444345-CS-QCBS /
Selection of Consultancy Ser                                                      Quality And Cost-   Open - Internationa
                                   /                             Prior                                                                         4,000,000.00         0.00   Under Review      2024-08-07   2024-08-11    2024-08-07             2024-08-26                                   2024-09-25             2024-10-04             2024-10-15             2024-11-19             2029-11-18
vices Package E (Division – N                                                     Based Selection     l
agpur) to support DSUs


 IN-MITRA-444346-CS-QCBS /
Selection of Consultancy Ser                                                      Quality And Cost-   Open - Internationa
                                   /                             Prior                                                                         4,000,000.00         0.00   Under Review      2024-08-07   2024-08-11    2024-08-07             2024-08-26                                   2024-09-25             2024-10-04             2024-10-15             2024-11-19             2029-11-18
vices Package F (Division – A                                                     Based Selection     l
mravati) to support DSUs


 IN-MITRA-444012-CS-QCBS /                                                        Quality And Cost-                                                                        Under Implement
                                   /                             Prior                                Open - National                          1,500,000.00         0.00                     2024-08-07   2024-08-10    2024-08-07             2024-08-07                                   2024-09-09             2024-09-16             2024-09-26             2024-10-28             2029-10-28
PMC for PMU of MahaSTRIDE                                                         Based Selection                                                                          ation
project

 IN-MITRA-444691-CS-QCBS /
Appointment of an Independ
ent Verification Agency (IVA)
to evaluate Disbursement Lin
                                                                                  Quality And Cost-                                                                        Pending Impleme
ked Indicators (DLIs) for thW      /                             Post                                 Open - National                           200,000.00          0.00                     2024-08-13                 2024-08-13             2024-09-03                                   2024-09-05             2024-09-12             2024-09-21             2024-10-26             2029-11-14
                                                                                  Based Selection                                                                          ntation
orld Bank Assisted Maharasht
ra Strengthening Institutional
Capabilities in Districts for En
abling Growth (MahaSTRIDE)
project in Maharashtra



INDIVIDUAL CONSULTANTS
Activity Reference No. /
                                   Loan / Credit N                                                    Market Approac        Contract Type   Estimated Amo Actual Amount                                                 Invitation to Identifie Draft Negotiated Cont
       Description                                   Component      Review Type       Method                                                                            Process Status        Terms of Reference                                                         Signed Contract    Contract Completion
                                          o.                                                                 h                                 unt (US$)      (US$)                                                     d/Selected Consultant            ract
                                                                                                                                                                                              Planned      Actual        Planned     Actual     Planned      Actual     Planned    Actual   Planned       Actual




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