China: HCFC Phase-out Project Procurement Plan ( P156397) 2018 I. General 1. Bank’s approval Date of the procurement Plan [Original 2018] 2. Date of General Procurement Notice: 3. Period covered by this procurement plan: 2018-2027 II. Goods, Works and Non-Consulting Services 1. Prior Review Threshold: Procurement Decisions subject to Prior Review by the Bank as stated in Appendix 1 to the Guidelines for Procurement: Thresholds for Procurement Methods and Bank Prior Review Expenditure Contract Procurement Method Bank Prior Review Category Value (US$) >=10 million ICB <10 million NCB All contracts >= US$ 4 million Goods <500k Shopping None NA DC All DC contracts >= US$ 4 million >=40 million ICB <40 million NCB All contracts >= US$ 15 million Works <500k Shopping None NA DC All DC contracts>= US$ 15 million 1 Notes: ICB – International Competitive Bidding NCB – National Competitive Bidding DC – Direct Contracting NA – Not Applicable 2. Prequalification. Bidders for _______shall be prequalified in accordance with the provisions of paragraphs 2.9 and 2.10 of the Guidelines: Not applicable. 3. Proposed Procedures for CDD Components (as per paragraph. 3.19 of the Guidelines: Not applicable. 4. Reference to (if any) Project Implementation Manual (PIM): The National Implementing Agency (FECO) has prepared a project implementation manual including a procurement management manual for the project, which has been reviewed by the Bank. 5. Any Other Special Procurement Arrangements: (i) Retroactive financing and advance contracting may be used under this project. The proposed retroactive financing is subject to the payments being made within 12 months of the signing date of the legal agreement; (ii) Goods, and non- consulting services for individual contracts under Components 1 will be procured by the beneficiary enterprises and follow the commercial practices, which will be established and specified in the PIM. The procurement activities under Component 1 do not need to be included in the procurement plan. 2 III. Selection of Consultants 1. Prior Review Threshold and Selection Method: Selection decisions subject to Prior Review by Bank as stated in Appendix 1 to the Guidelines Selection and Employment of Consultants: Thresholds for Selection Methods and Bank Prior Review Expenditure Contract Procurement Method Bank Prior Review Category Value (US$) >=300k QCBS, QBS, LCS, FBS <300k QCBS, QBS, CQS, LCS, Firms: All contracts ≥ FBS US$2 million; NA SSS Firms: All SSS contracts Consultant >= US$ 1 million; Services NA IC Individual Consultant: >= US$ 400,000; SSS for individual consultant: ≥ US$400,000 Other The terms of reference for consultant contracts subject to post review, will be subject to Bank team’s review on a selective basis (specified in the procurement plan) before proceeding with the selection process Notes: QCBS – Quality- and Cost-Based Selection QBS – Quality-Based Selection LCS-Least Cost Selection FBS-Selection under Fixed Budget CQS – Selection Based on the Consultants’ Qualifications SSS – Single (or Sole) -Source Selection 3 IC – Individual Consultant selection procedure NA – Not Applicable 2. Short list comprising entirely of national consultants: Short list of consultants for services, estimated to cost less than US$500,000 equivalent per contract, may comprise entirely of national consultants in accordance with the provisions of paragraph 2.7 of the Consultant Guidelines. 3. Any Other Special Selection Arrangements: NA. 4. Consultancy Assignments with Selection Methods and Time Schedule 4 PROCUREMENT China : China HCFC Phaseout Project Stage II PLAN General Information Country: China 2019-01-03 Bank’s Approval Date of the Original Procurement Plan: 2025-03-19 Revised Plan Date(s): (comma delineated, leave blank if none) Project ID: P156397 GPN Date: 2019-01-18 Project Name: China HCFC Phaseout Project Stage II Loan / Credit No: TF / A9046, / HCFC, FECO Executing Agency(ies): WORKS Activity Reference No. / Estimated Actual Am Bid Evaluation Report Loan / Credit N Market Approac Procurement Pro Prequalification High SEA/SH R Procurement D Process St Draft Pre-qualification Prequalification Evalu Draft Bidding Docum Specific Procurement Bidding Documents a Proposal Submission / Contract Complet Description Component Review Type Method Amount (U ount (US$ and Recommendation Signed Contract o. h cess (Y/N) isk ocument Type atus Documents ation Report ent / Justification Notice / Invitation s Issued Opening / Minutes ion S$) ) for Award Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned GOODS Activity Reference No. / Bid Evaluation Report Loan / Credit N Market Approac Procurement Pro Prequalification Estimated Am Actual Amount Process St Draft Pre-qualification Prequalification Evalu Draft Bidding Docum Specific Procurement Bidding Documents a Proposal Submission / Description Component Review Type Method and Recommendation Signed Contract Contract Completion o. h cess (Y/N) ount (US$) (US$) atus Documents ation Report ent / Justification Notice / Invitation s Issued Opening / Minutes for Award Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual NON CONSULTING SERVICES Activity Reference No. / Bid Evaluation Report Loan / Credit N Market Approac Procurement Pro Prequalification Estimated Am Actual Amount Process St Draft Pre-qualification Prequalification Evalu Draft Bidding Docum Specific Procurement Bidding Documents a Proposal Submission / Description Component Review Type Method and Recommendation Signed Contract Contract Completion o. h cess (Y/N) ount (US$) (US$) atus Documents ation Report ent / Justification Notice / Invitation s Issued Opening / Minutes for Award Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual CONSULTING FIRMS Activity Reference No. / Combined Evaluation Loan / Credit N Market Approac Contract Type Estimated Amo Actual Amount Expression of Interest Short List and Draft R Request for Proposals Opening of Technical Evaluation of Technic Description Component Review Type Method Process Status Terms of Reference Report and Draft Neg Signed Contract Contract Completion o. h unt (US$) (US$) Notice equest for Proposals as Issued Proposals / Minutes al Proposal otiated Contract Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual CS-1 / Consultants for Baseli ne Verification-2019. The con sultant will be required to co Technical Assistance and Pol Consultant Qualifi nduct on-site verification for f TF / A9046 Post Open - National 135,000.00 105,030.32 Signed 2019-01-14 2019-01-14 2019-02-04 2019-08-12 2019-02-25 2019-07-26 2019-03-08 2019-09-24 2019-03-22 2019-10-03 2019-12-31 2020-07-16 icy Support cation Selection oam enterprises for their elig ibility, baseline HCFC-141b c onsumption, baseline equipm ent and business status. CS-3 / Assessment Impact of Technical Assistance and Pol Consultant Qualifi the Proposed Bans in Solar W / Post Open - National 70,000.00 0.00 Canceled 2019-03-25 2019-04-08 2019-04-26 2019-05-17 2019-05-31 2020-05-30 icy Support cation Selection ater Heaters and Pipes. CS-4 / Consultants for Benefi Technical Assistance and Pol Consultant Qualifi ciary Enterprises Performanc TF / A9046 Post Open - National 80,000.00 41,798.34 Completed 2019-05-31 2020-05-21 2019-06-14 2020-06-03 2019-07-10 2020-06-22 2019-07-31 2020-07-08 2019-08-14 2020-07-23 2020-08-13 2022-09-28 icy Support cation Selection e Verification (2019) PRO-CS-1 / Investigation on Technical Assistance and Pol Consultant Qualifi 2016-2018 consumption of fe TF / A9046 Post Open - National 105,600.00 96,584.30 Signed 2019-08-13 2019-11-13 2019-09-03 2020-04-22 2019-10-17 2019-10-25 2019-11-16 2019-11-14 2019-12-21 2020-01-03 2020-06-18 2020-09-01 icy Support cation Selection edstock applications of HCFC s CN-HCFC-134968-CS-3 / Res earch on the ban of use HCF Technical Assistance and Pol Consultant Qualifi TF / A9046 Post Open - National 96,800.00 88,492.87 Completed 2019-09-24 2019-09-23 2019-10-11 2019-10-28 2020-05-06 2019-10-28 2020-05-19 2019-11-01 2020-06-05 2020-07-31 2021-11-12 C-141b as blowing agent in p icy Support cation Selection ipe insulation sub-sector PRO-CS-3 / Investigation of Technical Assistance and Pol Consultant Qualifi TF / A9046 Post Open - National 150,000.00 141,188.57 Completed 2021-12-03 2021-12-10 2021-12-24 2022-01-19 2022-02-06 2022-01-19 2022-03-08 2022-02-16 2022-04-12 2022-03-04 2022-10-09 2023-04-03 HCFCs dealers in 2020-2021 icy Support cation Selection PRO-CS-4 / Research on HCF Technical Assistance and Pol Consultant Qualifi Cs feedstock applications sta TF / A9046 Post Open - National 150,000.00 0.00 Signed 2022-06-10 2022-06-10 2022-06-30 2022-07-25 2022-07-25 2022-08-04 2022-09-16 2022-08-19 2022-09-30 2023-04-05 icy Support cation Selection tus and trends in China CN-HCFC-403141-CS-CQS-6 / Investment in the Reduction Consultants for Beneficiary E Consultant Qualifi TF / A9046 of the Consumption of Contr Post Open - National 60,000.00 0.00 Signed 2024-01-22 2024-01-17 2024-02-29 2024-04-19 2024-04-13 2024-05-28 2024-05-13 2024-06-24 2024-06-17 2024-06-27 2025-12-31 nterprises Performance Verifi cation Selection olled Substances cation (For signed beneficiari es in 2022) CN-HCFC-404360-CS-CQS-7 / Investment in the Reduction Consultants for Baseline Verif Consultant Qualifi TF / A9046 of the Consumption of Contr Post Open - National 135,000.00 0.00 Completed 2024-01-29 2024-01-25 2024-03-01 2024-04-28 2024-04-14 2024-05-28 2024-05-14 2024-06-16 2024-06-18 2024-06-24 2024-12-15 2024-12-24 ication (For System Houses a cation Selection olled Substances nd Third Batch of Foam Enter prises) CN-HCFC-417259-CS-CQS-8 / Investment in the Reduction Research on the ban of use H Consultant Qualifi TF / A9046 of the Consumption of Contr Post Open - National 200,000.00 0.00 Completed 2024-05-09 2024-03-20 2024-05-30 2024-05-07 2024-07-13 2024-06-18 2024-08-12 2024-07-03 2024-09-16 2024-07-10 2025-03-15 2024-12-30 CFC-141b as blowing agent i cation Selection olled Substances n PU Foam Sector in China CN-HCFC-483977-CS-CQS-10 Investment in the Reduction / Study of Technologies for S Consultant Qualifi Pending Impleme TF / A9046 of the Consumption of Contr Post Open - National 136,540.00 0.00 2025-04-01 2025-04-22 2025-06-05 2025-07-05 2025-08-09 2026-05-31 ubstituting HCFC-141b in sho cation Selection ntation olled Substances e soles sub-sector in Polyuret hane foam sector INDIVIDUAL CONSULTANTS Activity Reference No. / Loan / Credit N Market Approac Contract Type Estimated Amo Actual Amount Invitation to Identifie Draft Negotiated Cont Description Component Review Type Method Process Status Terms of Reference Signed Contract Contract Completion o. h unt (US$) (US$) d/Selected Consultant ract Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual CS-2 / Implementation Supp Technical Assistance and Pol TF / A9046 Post Direct Selection Direct 374,200.00 53,147.37 Signed 2019-01-10 2019-01-20 2019-01-24 2019-03-08 2019-04-12 2021-01-31 orting Agency (2019-2020). icy Support PRO-CS-2 / Investigation on Technical Assistance and Pol Feedstock Applications of HC TF / A9046 Post Direct Selection Direct 263,000.00 262,863.01 Completed 2021-03-19 2021-03-19 2021-04-02 2021-03-22 2021-04-23 2021-04-06 2023-08-31 2023-09-27 icy Support FCs in 2019-2022 Page 1 CS-5 / ISA for second batch Technical Assistance and Pol of individual sub-subprojects TF / A9046 Post Direct Selection Direct 122,800.00 110,186.01 Signed 2022-02-16 2022-02-17 2022-02-20 2022-03-14 2022-04-20 2022-03-22 2023-12-31 icy Support in PU Foma sector PRO-CS-6 / Investigation on Technical Assistance and Pol Under Implement Feedstock Applications of HC TF / A9046 Post Direct Selection Direct - National 229,400.00 0.00 2024-04-15 2024-03-21 2024-05-15 2024-06-04 2024-07-20 2025-10-15 icy Support ation FCs in 2023-2024 in China PRO-CS-5 / Consultancy Serv ices for Monitoring and Super Technical Assistance and Pol Individual Consult vision on Environmental Safe TF / A9046 Post Open - National 27,480.00 0.00 Signed 2024-05-12 2024-04-25 2024-07-06 2024-05-15 2024-08-05 2024-05-17 2024-09-19 2024-05-28 2025-03-31 icy Support ant Selection guards Management on HCF Cs Production Lines Closure CN-HCFC-462347-CS-CDS-9 / The objective of the ISA assig nment is to provide technical Investment in the Reduction support to the ODS project m TF / A9046 of the Consumption of Contr Post Direct Selection Direct - National 454,890.00 0.00 Signed 2024-12-02 2024-11-28 2024-12-12 2025-02-14 2025-02-15 2025-02-27 2025-08-14 anagement office (PMO) foa olled Substances m team on implementation o f the PU Foam sector plan an d its annual programs. PRO-CS-7 / Consultancy Serv ices for Monitoring and Super Individual Consult vision on Environmental Man TF / A9046 Project Management Post Open - National 29,920.00 0.00 Under Review 2025-02-21 2025-02-21 2025-04-17 2025-05-02 2025-05-22 2026-12-31 ant Selection agement on HCFCs Productio n Lines Closure in 2025 Page 2