SFG2188 V1
           FEDERAL REPUBLIC OF NIGERIA

       COMMUNITY AND SOCIAL DEVELOPMENT
                 PROJECT (CSDP)




  ENVIRONMENTAL AND SOCIAL MANAGEMENT PLAN

                     (ESMP)

                       For

 CONSTRUCTION OF 1 BLOCK OF 6 MARKET STALLS

                       AT

KUKUWA TASHA COMMUNITY IN GUJBA LGA OF YOBE STATE



               DRAFT FINAL REPORT




                                                    May, 2016
                                                                            CSDP-ESMP 2016

Table of Contents
LIST OF ABBREVIATIONS AND ACRONYMS                                                                 3
EXECUTIVE SUMMARY                                                                                  4
CHAPTER 1:INTRODUCTION                                                                             5
  1.1   Background                                                                                 5

  1.2   CSDP Project Development Objectives and Components                                         5

  1.3   Environmental Classification and Rationale for Preparing an Environmental and Social
  Management Plan (ESMP)                                                                           6

  1.4   Objectives of the ESMP                                                                     6

  CHAPTER 2: MICRO PROJECT DESCRIPTION AND ENVIRONMENTAL AND SOCIAL
  IMPACTS                                                                                          7
  2.1   Micro Project Description                                                                  7

  2.2   Beneficial Impacts                                                                         7

  2.3   Negative Impacts                                                                           7

  2.4   Mitigation Measures                                                                        7

CHAPTER 3:POTENTIAL ENVIRONMENTAL AND SOCIAL MANAGEMENT PLAN                                       8
  3.1   ESMP and Monitoring Matrix                                                                 8

  3.2   Capacity Building Need and Targets                                                         9

  3.4   Summary of ESMP cost                                                                      10

REFERENCES                                                                                        11
APPENDIX 1:ESMP CHECKLIST                                                                         12
APPENDIX 2: CSDP PROJECT CYCLE AND EA PROCESS                                                     13




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LIST OF ABBREVIATIONS AND ACRONYMS

AF      Additional Financing                 GO     Gender Officer
BH      Boko Haram                           GRM    Grievance Redress Mechanism
CBO     Community Based Organization         IDA    International Development
                                                    Association
CDA     Community Development                IDPs   Internally Displaced Persons
        Association
CDD     Community Driven Development         LGA    Local Government Area
CPMC    Community Project Management         LGRC   Local Government Review Committee
        Committee
CSDA    Community and Social                 M&E    Monitoring & Evaluation
        Development Agency
CSDP    Community and Social                 OO     Operation Officer
        Development Project
EA      Environmental Assessment             OP     Operational Policy
EIA     Environmental Impact Assessment      PO     Project officer
ESMF    Environmental and Social             PRA    Participatory Rural Appraisal
        Management Framework
ESMP    Environmental and Social             RPBA   Recovery and Peace Building
        Management Plan                             Assessment
ESSF    Environmental and Social Screening   SA     State Agency
        Form




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                                                                           CSDP-ESMP 2016

EXECUTIVE SUMMARY
Kukuwa Tasha Community has identified the construction of 6 market stalls as a priority project in
their community which they believe will help in the improvement of sanitation and hygiene and
reduce the incidences of water borne diseases. The community seeks the assistance of CSDP to fund
the project.

Based on the environmental and social checklist screening carried out in the area, this micro project
is classified as a category B project. The screening result shows that this micro project is envisaged
to have minimal environmental and social impacts resulting from the construction activities and
wastes. But these are site specific and limited in scope, and can be readily addressed through
mitigation measures contained in this ESMP.
Beneficial Impacts
The beneficial impacts of this micro project are as follow:
      Stimulation of economic activities and development
      Employment for traders and shop attendants
      Increase income and welfare

2.3     Negative Impacts
The negative or adverse impacts of this micro project at the implementation stage are as follow:
    Market stalls will result in increase in solid and liquid waste generation and air pollution of
       the surrounding environment
    Poor waste management may result to public health crisis
    There may be incessant traffic obstruction along the adjoining road due to the market
    Activities of theft and burglary may increase especially, if they are open or unfenced
       shops/stalls
    Fire incidence from the market may result to loss of life and property

To mitigate the minimal adverse potential impacts, an ESMP is prepared which include impact,
mitigations and monitoring measures, cost implications which are all in this document. Also,
capacity need and training requirements and cost implications were prepared.

The overall cost of implementing the ESMP is as follows:
                                                    Cost
 Item                   Responsibility                          Cost Estimate in (USD)
                                                    Estimate(N)
 Mitigation &
                        CDA, CPMC, SA               520,000        750
 Monitoring
 Training & Capacity
                        Consultant                  450,000        2250
 Building
 Sub-Total                                          300,000        1500
 Management (20%)       SA                          60,000         300
 Contingency (10%)                                  30,000         150
 Total                                              1,360,000      4,950


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CHAPTER 1: INTRODUCTION

1.1     Background
The Federal Government of Nigeria has received financing from the World Bank (WB) for
implementing a 2-year World Bank Assisted Additional Financing (AF) of Community and Social
Development Project (CSDP). The thrust of the Community and Social Development Project
(CSDP) is to contribute to the realization of the Nigerian government’s strategy for poverty
reduction by improving the welfare and living conditions of many poor and vulnerable communities
in most states of Nigeria. The project has the objective to increase access by the poor to improved
social and natural resources infrastructure services in a sustainable manner throughout Nigeria. This
will be achieved through the provision of grant support to benefiting Communities for the
implementation of community-driven micro projects under approved Community Development
Plan (CDP). To commence State-level implementation of the additional financing, the Project
intends to use part of the proceeds for consultancy services for the review/upgrade of
Environmental and Social Management Plan (ESMP) and prepare Abbreviated Resettlement Action
Plan (ARAP) for the participating States in the North East Geopolitical Zone.

1.2     CSDP Project Development Objectives and Components

The initial consultation suggest that the Project Development Objective (PDO) for the CSDP AF
will remain unchanged as the original PDO- “to sustainably increase access of poor people to social
and natural resource infrastructure services�?, but the key performance indicators (KPIs) will be
revised. The CSDP AF KPIs will put some emphasis on support to vulnerable and disenfranchised
household and individuals expand scope of assistance to such households beyond public goods
(schools, health center, water etc.). It will also include demand side support i.e. a safety net. The use
of a community managed approach and emphasis on local government active partnership with
community groups will be retained and strengthened during CSDP AF period. The new emphasis
on safety net will result in an additional component, for ‘vulnerable groups’ transfers, to the original
design. In essence, the additional financing will now have 4 components:
        Component 1: Coordination and Program Support Component (Federal and State Level)
        Component 2: LGA/Sectoral Ministries Capacity and Partnership building Component
        Component 3: Community-Driven Investment Component
        Component 4: Vulnerable Groups livelihood investment grants/transfers component.




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1.3    Environmental Classification and Rationale for Preparing an Environmental and
Social Management Plan (ESMP)

As part of the credit agreement with the World Bank, projects supported by Bank’s funding are
usually subjected to safeguard screening to determine the environmental and social risk before
approval.

The environmental and social checklist screening carried out in the field is consistent with the ESMF
classification of the CSDP micro-projects as a category B project. The screening result shows that
this micro project is envisaged to have minimal environmental and social impacts resulting from the
construction activities and wastes. But these are site specific and limited in scope, and can be readily
addressed through mitigation measures
This ESMP is therefore prepared to set out site specific mitigation, monitoring and institutional
measures to be taken during implementation to eliminate adverse environmental and social impacts,
offset them or reduce them to acceptable levels.


1.4       Objectives of the ESMP
The main objective of this ESMP is to review and update the environmental and social checklist
prepared for the micro-project and document the actions necessary to prevent or minimize
predicted negative impacts of the sub-project during project implementation.
Specifically, this ESMP is designed to ensure the following:
         Identify potential impacts that may occur during implementation stage of the various project
          activities;
         Develop detailed specific mitigation measures with relevant costs implication that will need
          to be achieved during and after sub-project implementation;
         Specify responsibilities and institutional arrangement that will be put in place to ensure that
          the mitigation measures are implemented
         Integrating environment fully into the various activities of the proposed project and ensuring
          inclusion of environmental requirements into tender documents, continuing management
          and evaluation of the environmental performance of the micro-project.
       Providing detailed design criteria for specific mitigation measures to be implemented.
         Tracking to ensure the effectiveness of the mitigation measures at meeting the discharge
          standards.
         Provide implementation and monitoring schedule




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                                                                              CSDP-ESMP 2016

CHAPTER 2:               MICRO PROJECT DESCRIPTION AND ENVIRONMENTAL
                         AND SOCIAL IMPACTS

2.1       Micro Project Description

The Kukuwa Tasha community has selected the construction of 1 block of 6 Market Stalls as
priority micro-projects which they are asking for the assistance of CSDP for funding. The market
stall when constructed will boost economic activities and attract income to households.
2.2       Beneficial Impacts
The beneficial impacts of this micro project are as follow:
      Stimulation of economic activities and development
      Employment for traders and shop attendants
      Increase income and welfare
2.3       Negative Impacts
The negative or adverse impacts of this micro project at the implementation stage are as follow:
    Market stalls will result in increase in solid and liquid waste generation and air pollution of
          the surrounding environment
         Poor waste management may result to public health crisis
         There may be incessant traffic obstruction along the adjoining road due to the market
         Activities of theft and burglary may increase especially, if they are open or unfenced
          shops/stalls
         Fire incidence from the market may result to loss of life and property

2.4    Mitigation Measures
Necessary and specific mitigation measures to the identified adverse impacts are described in the
ESMP matrix that follows in the next section.




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CHAPTER 3: POTENTIAL ENVIRONMENTAL AND SOCIAL MANAGEMENT PLAN

In line with the TOR, this ESMP is to mitigate the adverse impacts at the implementation/operation phase since construction activities
have been completed. It details the identified impacts, mitigation measures, responsibility for implementation and cost amongst others. The
sub-section after the ESMP matrix is the monitoring arrangement to ensure effective implementation and delivery of project development
objectives.

3.1        ESMP and Monitoring Matrix
                                                                                 OPERATIONAL PHASE
         Impact            Mitigation measures           Method of           Performance indicator                Responsibility           Time           Cost
      identification                                     Monitoring                                                                       frame       estimate (N)
                                                                                                             Mitigation     monitorin
                                                                                                                               g
Solid and liquid       -Introduce and implement          Site inspection   -Evidence of waste bins         CPMC,           CPMC, SA     Daily         150,000
waste generation       effective waste management                          -Evidence of order in waste     Market
                       plan                                                handling and disposal           authorities,
                                                                                                           OO, PO
Disease    outbreak    -Construct VIP toilets            Community         -Availability of sanitary       CPMC,           CPMC,        Daily         100,000
may occur due to       -Construct a borehole to          survey            materials                       Market          SA, GO
poor hygiene           ensure water supply                                          (soap, tissue paper,   authorities,
                       -Constitute      a      market                               disinfectant)          OO, PO
                       committee for sanitation and                        -Evidence of functional
                       hygiene                                             water supply
                       -Sensitize on hygiene and
                       sanitation
Fire outbreak and      -Training on fire fighting and    Community         -Number       of      persons   CPMC,           CPMC, SA     Annually      50 000
risk of loss of life   safety measure                    survey            trained/evidence of training    Market
and property           -Provide           firefighting                     -Number of firefighting         authorities,
                       equipment                                           equipment installed             OO, PO
                       -Provide fire assembling
                       points and sensitize the
                       market association
Loss of asset/income   -Fence the market (Life           Survey            -Evidence of fenced area        CPMC,                        -During       150,000
due to theft           Fencing)                                            -Number of complaints           Market                       constructio
                       - Form a committee for                              -Minutes     of    meetings     authorities,                 n
                       Rotational         Communal                         indicating agreements           OO, PO                       -During
                                                                                CSDP-ESMP 2016

                      Policing                                                                                                  operation


Traffic obstruction   -Provide locally improvised   Site inspection    -Number of speed breakers    CPMC,                       -After         70, 000
                      speed breakers and road                          and evidence of road         Market                      constructio
                      signage                                          signage                      authorities,                n
                      -Provide First Aid Kits                          -Availability of First Aid   OO, PO                      -Annually
                                                                       Kits
Total (Mitigation)                                                                                                                             520,000


3.2      Capacity Building Need and Targets
The ESMP would also include a detailed capacity building/training for staff of CSDP at the Federal level and for the 26 states. Here below
is a breakdown of the proposed training and cost implications.
Capacity Need                       Participants                      Subject                           Resource Person      Duration       Cost (N)
Environmental and Social Management OO, PO, GO, M&E                   CSDP project cycle and            WB        Safeguards 1 day          150,000
in Micro Projects                                                     Environmental        checklist    Consultant
                                                                      process
WB safeguard policies and guidelines      GO, M&E                     Principles and Application of     WB        Safeguards 1 day          150,000
                                                                      OP 4.01 and OP 4.12               Consultant
Medical Waste Management, Sanitation OO, PO,                          Preparation               and     WB        Safeguards 1 day          150,000
and Hygiene                                                           Implementation of Waste           Consultant
                                                                      management
Total (Capacity Building)                                                                                                                   450,000
This cost is exclusive of cost of hall, and other logistics which shall be undertaken by the CSDP under management cost.




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                                                                      CSDP-ESMP 2016

3.4     Summary of ESMP cost
                                                 Cost
 Item                  Responsibility                        Cost Estimate in (USD)
                                                 Estimate(N)
 Mitigation &
                       CDA, CPMC, SA             520,000      750
 Monitoring
 Training & Capacity
                       Consultant                450,000      2250
 Building
 Sub-Total                                       300,000      1500
 Management (20%)      SA                        60,000       300
 Contingency (10%)                               30,000       150
 Total                                           1,360,000    4,950

Note: The budget for capacity building has been integrated into another ESMP report by the
CSDA.




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                                                                      CSDP-ESMP 2016

REFERENCES
   Environmental and Social Management Plan Framework for CSDP-AF (2014)

    ESMP for the Construction of Alternative Bridge No 2 at Emene, Enugu (2012); RSDT
      Federal Ministry of Works, Nigeria

    Federal Ministry of Agriculture and Water Resources (2003): Third National Fadama
      Development Project (Fadama III), Rural Infrastructure, Manual No. 4, August

    IFC General Environmental Health and Safety Guidelines: Occupational Health and Safety

    Lochner, P. (2005): Guideline for Environmental Management Plans. CSIR Report No ENV-S-C
      2005-053 H. Republic of South Africa, Provincial Government of the Western Cape,
      Department of Environmental Affairs & Development Planning, Cape Town.

    Ministry Of Agriculture And Animal Resources (Minagri) (2010): Environmental
      Management Plan (EMP) For Nyanza 23 Sub Project , Land Husbandry, Water Harvesting
      And Hillside Irrigation Project (LWH) Prepared by Green and Clean Solution Ltd

    Project Appraisal Document (PAD) for CSDP-AF

    Pollution Prevention and Abatement Handbook (World Bank Group) 1998

    Resettlement Policy Framework for CSDP-AF, (2014)

    UNEP (1988): Environmental Impact Assessment, Basic procedures for developing
      Countries.




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                                                                         CSDP-ESMP 2016

APPENDIX 1:            ESMP CHECKLIST
S/n Description                                                     Response/Yes   No
1   Name of District
2   Is the site close to
        a. Market
        b. School
        c. Hospital
        d. Residence
        e. Government institution
        f. Surface water
3   What is the distance of the site to settlement/economic
    activity area
4   Type of settlement in the area
5   Are there economic activities within the corridor?
6   Will construction work affect the movement of road
    users?
7   Will it cause a slowdown of traffic flow?
8   Will bridge construction result to public accident?
9   Will bridge construction result to occupational hazard?
10  Will there be waste management concerns during
    construction stage
11  Will there be involuntary displacement of persons
12  Soil: Is the project leading to changes in soil
    characteristics within the project area
13  During operation, are pedestrians likely to voluntarily use
    the pedestrian bridge?
14  Are there social menaces to worry about during operation
    (eg robbery during night hours)?
15  Are there going to be vulnerability concerns (women,
    disables) that need to be addressed?
16  Will the sitting of the bridge bring about trading activities
    and clustering in the vicinity?
17  If yes to question #16:
        a. Will this affect/increase social menace in the area?
        b. Will it lead to poor/bad traffic condition within
             the arena?
        c. Will it lead to waste littering on the bridge and
             around the area?




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APPENDIX 2: CSDP PROJECT CYCLE AND EA PROCESS


                                                                  STANDARD EA PROJECT LIFE CYCLE
                                                                                                                                 PROJECT CYCLE PLAN FOR CSDP
           IMPACT ASSESSMENT STAGES                                          STAGES

                                                                                                                                    Information Campaign by
                    Screening                                           Project concept                                                  the Agency/LGA
Cons       ESSF & Environmental Checklist
                                                     ESSF
ult                                                    &
Stak                                                 Envtal                                                                        Community defines needs         OO assists in
ehold                                                                                        CDP for review & re-submission        Develops and submits CDP
                                                    Checklist                                                                                                      CDP design
ers                                                                                                                                        to LGRC
                                                                     Pre-feasibility study
                     Scoping
          Environmental Scoping Checklist                                                                                           Desk Appraisal by LGDO
                                                                                             Community revises request in line
                                                                                                                                        using checklist
                                                                                                with reviews from LGRC
                                                Envtal Scoping Checklist &
                                                Pre-Appraisal Envtal Checklist
                                                Envtal Checklist
           Environmental and Social Impact
                                                                       Feasibility study
                   Assessment                                                                                                        LGRMC Reviews and
                                                                                               CDP rejected and returned            recommends to Agency
                                                                                                       to CPMC
                                                                                                                                   Agency/LGA Ministry joint
                                                                                                                                      CDP field appraisal
         Environmental & Social Management
           Plan/Resettlement Action Plan                                   Contract
                                                                    signing/Documentation                                            Agency Approves CDP           CPMC
                                                                                                                                                                   Training
                                                EMP
                                                Checklist

        Inspections and compliance Monitoring                            Construction
                                                                                                          Supervision                    Project Launch




                                                                                                                                                                     trenches
                                                                                                                                                                     releases
                                                                                                                                                                     Agency
                                                                                                                                    (Community/Agency sign
                                                                                                              M&E                      funding agreement
                                                                                                             CPMC
                                                                                                             CSDA
          Environmental Management System                              Commissioning                         LGRC
                                                                                                      State Line ministries
                                                                                                             FPSU
                                                                                                          World Bank                 Community implements
                                                                                                                                            CDP
               Auditing and Monitoring                                    Operations




                                                                                                                                                               Subsequent
                                                                                                                                                                Trenches
                                                                                                                                                                released
                                                Envtal                                                                                 Project Completion
                                                Audit
                                                Checklist
           Closure Plans and Rehabilitation     Checklist            Decommissioning &
                                                                                                                                     Post Completion Joint
                                                                          Closure
                                                                                                                                          Evaluation




                                                                                                                                                            EAR
                                                                                                                                                            THG
                                                                                                                                                            UAR
                                                                                                                                                             DS


Source: CSDP Environmental Checklist Training by Earthguards Consult (2009)




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CSDP-ESMP 2016




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