Public Disclosure Copy The World Bank Implementation Status & Results Report SWAp for Parana Multi-sector Development Project (P126343) SWAp for Parana Multi-sector Development Project (P126343) LATIN AMERICA AND CARIBBEAN | Brazil | Governance Global Practice | IBRD/IDA | Specific Investment Loan | FY 2013 | Seq No: 10 | ARCHIVED on 14-Dec-2016 | ISR25613 | Implementing Agencies: State Secretariat of Planning Key Dates Key Project Dates Bank Approval Date:06-Nov-2012 Effectiveness Date:13-Jan-2014 Planned Mid Term Review Date:04-Apr-2016 Actual Mid-Term Review Date:04-Apr-2016 Original Closing Date:30-Nov-2017 Revised Closing Date:30-Nov-2017 Project Development Objectives Project Development Objective (from Project Appraisal Document) The objective of the Project is to make access to economic and human development opportunities more equitable and environmentally sustainable in the Borrower s territory through the modernization of the Borrower s public sector and revenue management. Has the Project Development Objective been changed since Board Approval of the Project Objective? No PHRPDODEL Components Name Component 1: Fostering equitable and environmentally sustainable economic and human development:(Cost $315.00 M) Component 2: Technical Assistance for more efficient and effective public management:(Cost $35.00 M) Overall Ratings Name Previous Rating Current Rating Progress towards achievement of PDO  Moderately Satisfactory  Moderately Satisfactory Overall Implementation Progress (IP)  Moderately Satisfactory  Moderately Satisfactory Overall Risk Rating  Moderate  Moderate Implementation Status and Key Decisions 12/14/2016 Page 1 of 16 Public Disclosure Copy Public Disclosure Copy The World Bank Implementation Status & Results Report SWAp for Parana Multi-sector Development Project (P126343) A supervision mission was carried out from November 7 to 11, 2016, composed of specialists from all of the sectors involved in the project, as well as those from FM, safeguards and disbursement. Progress under the SWAp Component continues to be observed. Currently, three TA-financed contracts have been signed and are under implementation. Another 13 activities are in the late stages of the procurement processes. Some of these contracts, however, are dependent on the project restructuring, given that their execution period would fall outside the life of the project if an extension is not granted. The Bank will move ahead with internal approval processes once it has received all authorizing documents from the Federal Government. The Bank emphasized the need for the final audit report for 2015 to be sent by no later than December 30, 2016. 12/14/2016 Page 2 of 16 Public Disclosure Copy Public Disclosure Copy The World Bank Implementation Status & Results Report SWAp for Parana Multi-sector Development Project (P126343) 12/14/2016 Page 3 of 16 Public Disclosure Copy Public Disclosure Copy The World Bank Implementation Status & Results Report SWAp for Parana Multi-sector Development Project (P126343) 12/14/2016 Page 4 of 16 Public Disclosure Copy Public Disclosure Copy The World Bank Implementation Status & Results Report SWAp for Parana Multi-sector Development Project (P126343) Risks Systematic Operations Risk-rating Tool Risk Category Rating at Approval Previous Rating Current Rating Political and Governance  --  High  High Macroeconomic  --  Substantial  Substantial Sector Strategies and Policies  --  Moderate  Moderate Technical Design of Project or Program  --  Moderate  Moderate Institutional Capacity for Implementation and Sustainability  --  Moderate  Moderate Fiduciary  --  Substantial  Substantial Environment and Social  --  Moderate  Moderate Stakeholders  --  Moderate  Moderate 12/14/2016 Page 5 of 16 Public Disclosure Copy Public Disclosure Copy The World Bank Implementation Status & Results Report SWAp for Parana Multi-sector Development Project (P126343) Other  --  --  -- Overall  --  Moderate  Moderate Results Project Development Objective Indicators PHINDPDOTBL  Revenue from tax arrears as a share of the stock of tax arrears (Percentage, Custom) Baseline Actual (Previous) Actual (Current) End Target Value 0.50 2.22 2.22 1.20 Date 15-Jun-2012 15-Apr-2016 15-Apr-2016 22-Aug-2017 Comments This indicator is measured once a year. PHINDPDOTBL  Producer groups supported through the project with improved access and integration to output markets (Percentage, Custom) Baseline Actual (Previous) Actual (Current) End Target Value 0.00 0.00 0.00 60.00 Date 15-Jun-2012 15-Sep-2015 15-Sep-2015 22-Aug-2017 Comments This indicator is being modified with the project restructuring, and will only be measured in 2017. PHINDPDOTBL  Improved Identification of Disaster Risks (Percentage, Custom) Baseline Actual (Previous) Actual (Current) End Target Value 5.00 4.96 4.96 100.00 Date 15-Jun-2012 15-Sep-2015 15-Sep-2015 22-Aug-2017 Comments This indicator is being changed to an intermediate indicator. 12/14/2016 Page 6 of 16 Public Disclosure Copy Public Disclosure Copy The World Bank Implementation Status & Results Report SWAp for Parana Multi-sector Development Project (P126343) PHINDPDOTBL  Survival rate in the final cycle of fundamental education in State Schools (Percentage, Custom) Baseline Actual (Previous) Actual (Current) End Target Value 78.40 84.20 85.00 80.00 Date 15-Jun-2012 15-Apr-2016 15-Nov-2016 22-Aug-2017 PHINDPDOTBL  Decrease in Maternal Mortality Ratio (Percentage, Custom) Baseline Actual (Previous) Actual (Current) End Target Value 65.11 35.00 39.20 37.00 Date 31-Dec-2010 15-Apr-2016 15-Nov-2016 22-Aug-2017 Overall Comments Intermediate Results Indicators PHINDIRITBL  Number of Farmers trained or receiving technical assistance (Number, Custom) Baseline Actual (Previous) Actual (Current) End Target Value 0.00 17338.00 17840.00 21000.00 Date 15-Jun-2012 15-Sep-2015 15-Nov-2016 22-Aug-2017 Comments Target achieved and surpassed. 12/14/2016 Page 7 of 16 Public Disclosure Copy Public Disclosure Copy The World Bank Implementation Status & Results Report SWAp for Parana Multi-sector Development Project (P126343) PHINDIRITBL  Number of business proposals approved and to be financed (Number, Custom) Baseline Actual (Previous) Actual (Current) End Target Value 0.00 25.00 0.00 150.00 Date 15-Jun-2012 15-Apr-2016 15-Nov-2016 22-Aug-2017 Comments This target had not been achieved by the time of the mission in November. However, all 15 proposals had been prepared and were pending only legal authorization for signature. It is expected to be completed before the next disbursement. PHINDIRITBL  Number of Micro-catchment actions plans elaborated (Number, Custom) Baseline Actual (Previous) Actual (Current) End Target Value 0.00 150.00 170.00 350.00 Date 15-Jun-2012 15-Apr-2016 15-Nov-2016 22-Aug-2017 PHINDIRITBL  Strengthening of the Disaster Risk Monitoring capacity and Warning System for Hydro-meteorological events (Text, Custom) Baseline Actual (Previous) Actual (Current) End Target Monitoring Model for simulation System and Purchase of equipment projects of hydro- Value None Warning is in process meteorological events in System the State concluded. operational Date 15-Jun-2012 15-Sep-2015 15-Nov-2016 22-Aug-2017 Comments This target was achieved. 12/14/2016 Page 8 of 16 Public Disclosure Copy Public Disclosure Copy The World Bank Implementation Status & Results Report SWAp for Parana Multi-sector Development Project (P126343) PHINDIRITBL  Implementation of a water resources subsystem of an Integrated Environmental and Water Resources Management System (Text, Custom) Baseline Actual (Previous) Actual (Current) End Target No integrated One of the four environmental and water In process of request In process of request for modules of the Value resource management for proposals proposals subsystem is system in place implemented Date 27-Mar-2015 15-Sep-2015 15-Sep-2015 22-Aug-2017 Comments The targets for this indicator are being altered with the restructuring, and will only begin to be measured in 2017. PHINDIRITBL  Student Learning Assessment System operational (Text, Custom) Baseline Actual (Previous) Actual (Current) End Target One pilot and two One pilot and two assessments carried Fifth assessments carried out Value None out and results Assessment and results published published and carried out. and disseminated disseminated Date 15-Jun-2012 15-Apr-2016 15-Apr-2016 22-Aug-2017 Comments The targets for this indicator are being altered with the restructuring, and will only begin to be measured in 2017. PHINDIRITBL  Establishment of State Disaster Risk Management (DRM) Policy Framework (Text, Custom) Baseline Actual (Previous) Actual (Current) End Target State Law establishing the State DRM Publication of State DRM Plan pending due State Civil Defense and Policy Value Decree establishing the to pending approval of Protection Committee Framework DRM working group federal law legally established published in the Borrower’s Diario Oficial Date 15-Jun-2012 15-Sep-2015 15-Nov-2016 22-Aug-2017 Comments This target, as modified by the restructuring, was met. 12/14/2016 Page 9 of 16 Public Disclosure Copy Public Disclosure Copy The World Bank Implementation Status & Results Report SWAp for Parana Multi-sector Development Project (P126343) PHINDIRITBL  Teachers participating in Peer-to-peer in-service Teacher Training (Percentage, Custom) Baseline Actual (Previous) Actual (Current) End Target Value 57.00 82.50 89.00 90.00 Date 15-Jun-2012 15-Apr-2016 15-Nov-2016 22-Aug-2017 PHINDIRITBL  University-based in-service Teacher Training, Education Development Plan (EDP) (Number, Custom) Baseline Actual (Previous) Actual (Current) End Target Value 2351.00 3898.00 5640.00 7830.00 Date 15-Jun-2012 15-Apr-2016 15-Nov-2016 22-Aug-2017 Comments This number is slightly under the expected target, as there was no new cohort in 2015. A new cohort entered in 2016, however, with 1929 teachers expected to complete the Program in December 2017. PHINDIRITBL  State Schools Rehabilitated and/or Expanded (Number, Custom) Baseline Actual (Previous) Actual (Current) End Target Value 92.00 323.00 328.00 340.00 Date 15-Jun-2012 15-Apr-2016 15-Nov-2016 22-Aug-2017 Comments Target achieved and surpassed. 12/14/2016 Page 10 of 16 Public Disclosure Copy Public Disclosure Copy The World Bank Implementation Status & Results Report SWAp for Parana Multi-sector Development Project (P126343) PHINDIRITBL  Percentage of pregnant women identified with high risk of complications referred by primary care units to a hospital that is part of the Borrower’s Infant and Maternal Healthcare Network (Percentage, Custom) Baseline Actual (Previous) Actual (Current) End Target Value 5.50 90.59 100.00 80.00 Date 15-Jun-2012 15-Sep-2015 15-Nov-2016 22-Aug-2017 PHINDIRITBL  Proportion of live births to pregnant women who attended more than 7 ante-natal check-ups (Percentage, Custom) Baseline Actual (Previous) Actual (Current) End Target Value 80.00 87.00 100.00 80.00 Date 15-Jun-2012 15-Sep-2015 15-Nov-2016 22-Aug-2017 Comments Target achieved and surpassed. The proportion of live births to pregnant women who attend 7 or more ante-natal check-ups is now 100% in the State. PHINDIRITBL  Percentage Increase in the Number of ICU beds in the State of Paraná (Percentage, Custom) Baseline Actual (Previous) Actual (Current) End Target Value 0.00 31.95 31.95 59.10 Date 15-Jun-2012 15-Sep-2015 15-Sep-2015 22-Aug-2017 Comments The restructuring is proposing to remove this indicator. Another two intermediate indicators are being proposed to measure the results achieved by the Emergency Health Care Program. 12/14/2016 Page 11 of 16 Public Disclosure Copy Public Disclosure Copy The World Bank Implementation Status & Results Report SWAp for Parana Multi-sector Development Project (P126343) PHINDIRITBL  Enhancing core competencies of civil servants (Text, Custom) Baseline Actual (Previous) Actual (Current) End Target 4,000 civil servants are Competencies certified No online training platform Development Plan through the in place and need for Contract signed in Value prepared, including participation in additional training for civil March 2016 timelines, activities, and the face-to-face servants methodology. and online training modules Date 27-Mar-2015 15-Apr-2016 15-Nov-2016 22-Aug-2017 Comments The target was achieved, and the indicator is well on its way to achieve the next target of 8000 civil servants certified through face-to-face and online training developed as part of the Technical Assistance. PHINDIRITBL  Strengthening of Internal Control Systems (Text, Custom) Baseline Actual (Previous) Actual (Current) End Target Information system for the Internal Control Unit internal control recently created and In process of short list Contract expected to be Value systems lacking formal methods preparation signed shortly implemented and procedures procedures for internal control Date 15-Jun-2012 15-Sep-2015 15-Nov-2016 22-Aug-2017 PHINDIRITBL  Strengthening State Capacity for Evidence-based Policy-making (Text, Custom) Baseline Actual (Previous) Actual (Current) End Target Report with recommendatio Report on the ns on the Weak capacity to monitor achievement of the sustainability Value and evaluate public performance indicators -- and policies from the log frames for continuation of all EEPs. the land regularization activities. Date 15-Jun-2012 15-Apr-2016 15-Apr-2016 22-Aug-2017 12/14/2016 Page 12 of 16 Public Disclosure Copy Public Disclosure Copy The World Bank Implementation Status & Results Report SWAp for Parana Multi-sector Development Project (P126343) Comments The restructuring proposes to alter the name of this indicator to "Strengthening State capacity to monitor and evaluate public policies", as well as the targets. The next measurement would be in 2017. PHINDIRITBL  Development and implementation of an occupational health policy (Text, Custom) Baseline Actual (Previous) Actual (Current) End Target Report on reduction of Implementation of number of The State has started to TDRs for intervention occupational health medical Value define an occupational in the education sector policy in the education examinations health policy in progress. and citizen security and sick sectors leaves/absence s due to illness or injury. Date 10-Feb-2014 15-Sep-2015 15-Nov-2016 22-Aug-2017 Comments The restructuring proposes to alter the name of this indicator to "Reduction of sick leave and absenteeism due to work-related illness or injury", which would better capture the results expected. Nevertheless, the target for this indicator has been met. PHINDIRITBL  Revision of tax management processes (Text, Custom) Baseline Actual (Previous) Actual (Current) End Target Progress Lack of enforcement in tax Revision of tax Revision of tax collection Report on arrears collection and Value collection processes processes are done in- Action Plan adequate resources to are done in-house house acceptable to administer tax receipts the Bank Date 15-Jun-2012 15-Sep-2015 15-Sep-2015 22-Aug-2017 Comments The restructuring proposes to alter the name of this indicator to "Improvement of the Borrower’s tax management system", as well as the targets. The next measurement would be in 2017. 12/14/2016 Page 13 of 16 Public Disclosure Copy Public Disclosure Copy The World Bank Implementation Status & Results Report SWAp for Parana Multi-sector Development Project (P126343) PHINDIRITBL  Number of Municipalities with a Decentralized Environmental Licensing and Monitoring System (Number, Custom) Baseline Actual (Previous) Actual (Current) End Target Value 0.00 16.00 27.00 22.00 Date 15-Jun-2012 15-Sep-2015 15-Nov-2016 22-Aug-2017 PHINDIRITBL  Improved Management of Physical Infrastructures is schools for SEED (Text, Custom) Baseline Actual (Previous) Actual (Current) End Target Monitoring System for Module for Planning of The management of Physical public works concluded Piloting of the system 2 physical infrastructure in Infrastructures Value and module on public NREs (regional the education sector is is operational work monitoring in educational centers) inadequate (implemented preparation in SEED and the NREs) Date 15-Jun-2012 15-Apr-2016 15-Nov-2016 22-Aug-2017 Comments The target for this indicator was met PHINDIRITBL  Capacity strengthening of SEED to evaluate teacher training programs. (Text, Custom) Baseline Actual (Previous) Actual (Current) End Target Report with recommendatio Contracting for the The capacity for teacher ToR for evaluation of ns of evaluation is currently at Value training evaluation is first dimension of PDE improvements the request for inadequate in preparation in EDP as a proposals stage result from the evaluation. Date 15-Jun-2012 15-Apr-2016 15-Nov-2016 22-Aug-2017 12/14/2016 Page 14 of 16 Public Disclosure Copy Public Disclosure Copy The World Bank Implementation Status & Results Report SWAp for Parana Multi-sector Development Project (P126343) PHINDIRITBL  Impact assessment of the reduction of premature births in pregnant women with chlamydia, by applying rapid antigen detection test during prenatal care (Text, Custom) Baseline Actual (Previous) Actual (Current) End Target Final report on Rapid antigen detection Preliminary report on the the study's Value testing during prenatal ToRs in preparation study’s results delivered results care not being applied delivered Date 27-Mar-2015 15-Sep-2015 15-Nov-2016 22-Aug-2017 PHINDIRITBL  Number of teachers who work in indigenous schools trained (Number, Custom) Baseline Actual (Previous) Actual (Current) End Target Value 437.00 554.00 787.00 631.00 Date 10-Feb-2014 15-Sep-2015 15-Nov-2016 22-Aug-2017 PHINDIRITBL  Indigenous lands with productive projects supported (Number, Custom) Baseline Actual (Previous) Actual (Current) End Target Value 0.00 1.00 1.00 14.00 Date 10-Feb-2014 15-Sep-2015 15-Nov-2016 22-Aug-2017 Comments The target for this indicator was met Overall Comments Data on Financial Performance Disbursements (by loan) Project Loan/Credit/TF Status Currency Original Revised Cancelled Disbursed Undisbursed Disbursed P126343 IBRD-82010 Effective USD 350.00 350.00 0.00 200.77 149.23 57% Key Dates (by loan) 12/14/2016 Page 15 of 16 Public Disclosure Copy Public Disclosure Copy The World Bank Implementation Status & Results Report SWAp for Parana Multi-sector Development Project (P126343) Project Loan/Credit/TF Status Approval Date Signing Date Effectiveness Date Orig. Closing Date Rev. Closing Date P126343 IBRD-82010 Effective 06-Nov-2012 12-Dec-2013 13-Jan-2014 30-Nov-2017 30-Nov-2017 Cumulative Disbursements Restructuring History Level 2 Approved on 31-Dec-2015 Related Project(s) There are no related projects. 12/14/2016 Page 16 of 16 Public Disclosure Copy