REPUBLIC OF KENYA MINISTRY OF TRANSPORT, INFRASTRUCTURE, HOUSING AND URBAN DEVELOPMENT PY ABBREVIATED RESETTLEMENT ACTION PLAN FOR KAMBI MOTO INFORMAL SETTLEMENT CO RE NAIROBI CITY COUNTY GOVERNMENT SU MAY, 2020 LO PREPARED BY SC DI D IS CLO SU RE C OP Y Abbreviated Resettlement Action Plan for Kambi Moto ABBREVIATIONS AFD French Development Agency GoK Government of Kenya EMAT External Monitoring Assistance team GRC Grievance Redress Committee GRM Grievances Redress Mechanism KISIP Kenya Informal Settlements Improvement Project LP&LUDP Local Physical & Land Use Development Plan MTIH&UD Ministry of Transport, Infrastructure, Housing and Urban Development NLC National Land Commission O.P Operational Policy PY PAI Project Affected Institutions PAP Project Affected Person PCT Project Coordinating team CO RAP Resettlement Action Plan RIC Resettlement Implementation Committee SEC Settlement Executive Committee RE SGRC Settlement Grievance Redress Committee SIDA Swedish International Development Cooperation Agency WB World Bank SU LO SC DI Abbreviated Resettlement Action Plan for Kambi Moto|ABBREVIATIONS Page ii of 130 Abbreviated Resettlement Action Plan for Kambi Moto DEFINITION OF TERMS Abbreviated Resettlement Action Plan is a resettlement document prepared to mitigate impacts that has affected less than 200 Project affected persons in accordance to World Bank OP 4.12. Adoptive Planning: is a physical planning approach applied in this project that entailed application of practical planning interventions that suit the realities, challenges and characteristics of the project informal settlements. This was achieved through moderating of conventional planning standards that would otherwise have been applied. This approach helped to create responsive conditions that support the informal settlement’s capacity to respond to changes towards securing tenure security without necessarily disintegrating the settlement and at the same time sustaining the spatial functions at the minimum possible level. Facilitation means payments made in cash in recognition of loss of assets and livelihoods resulting from impacts caused by planning and surveying of the settlement. PY Complete Displacement: means the displacement of a structure owner or institution PAP etc. from one parcel of land to a different parcel of land outside the settlement due to the planning and survey activities including demarcation of internal access paths. CO Cut-off date is the date of start of the socio-economic survey/census and asset inventory of PAPs. Persons entering and/or occupying land in the project area after this date and not included in the inventory of PAPs will not be considered eligible for facilitation. Similarly, fixed assets such as structures, established after the cut-off date will not be compensated/facilitated. Formalization: This refers to the political and administrative acknowledgement or recognition RE of informal settlements and their subsequent absorption into the formal fold. Joint tenancy: is a concurrent form of property ownership where two or more persons share equal, undivided interests in property. SU Legalization: This refers to the process of providing some legal backing to the tenure systems operating within informal settlements. This is achieved through the recordation and maintenance of legal rights to land at the community or municipal level. LO Market rate: The selling price of a commodity in the open competitive market. Multiple ownership: This is the kind of ownership where a person or group of people own more than one parcel of land. SC Project Affected Person(s) (PAPs) are persons, enterprises, and public or private institutions affected because they may lose, be denied, or be restricted access to economic assets; lose occupancy/shelter, income sources, or means of livelihood. These persons are affected DI whether or not they must move to another location. Rehabilitation Assistance is the additional support, over and above compensation accorded to the vulnerable or at-risk members of the affected community during implementation of the ARAP e.g. labour support. Abbreviated Resettlement Action Plan for Kambi Moto|DEFINITION OF TERMS Page iii of 130 Abbreviated Resettlement Action Plan for Kambi Moto Relocation/Localized displacement means displacement of a structure owner or institution PAP etc. from one parcel of land to a different parcel of land (within the settlement) due to the planning and survey activities including demarcation of roads. Replacement cost means the market cost of the materials to build a replacement structure with an area and quality similar to or better than those of the affected structure, or to repair a partially affected structure, plus the cost of transporting building materials to the construction site, plus the cost of any labour and contractors' fees, plus the cost of any registration and transfer taxes. In determining the replacement cost, depreciation of the asset and the value of salvage materials are not taken into account, nor is the value of benefits to be derived from the project deducted from the valuation of an affected asset. Resettlement Action Plan (RAP) or Resettlement Plan is a resettlement instrument (document) to be prepared when program locations are identified. In such cases, planning and survey activities including demarcation of roads lead to loss of structures and sources of livelihood. RAPs are prepared by the party impacting on the people and their livelihoods. RAPS contain specific and legal binding requirements to resettle and compensate/facilitate the affected party before implementation of the project activities. PY Resettlement Assistance means the measures to ensure that Project Affected Persons who may require to be physically relocated are provided with assistance during relocation, such as moving/shifting allowances for ease of resettlement, residential housing or rentals, rental CO allowance whichever is feasible and as required, for ease of resettlement. Resettlement Policy Framework (RPF) has been prepared as an instrument to be used throughout the informal settlements improvement project implementation. The RPF will be disclosed to set out the resettlement and compensation policy, organizational arrangements and design criteria to be applied to meet the needs of the people who may be affected by the project. RE The Resettlement Action Plans (“RAPs”) for the project will be prepared in conformity with the provisions of this RPF. Survey means a 100% field assessment carried out to identify and determine the number of SU Project Affected Persons (PAP). Squatters are those who have extended their settlements into Government lands and have no formal right or claim to the portion of the lands. LO Tenancy-in-common: Tenancy in common is a form of concurrent ownership of land in which two or more persons possess the land simultaneously where each person holds an individual, undivided interest in the property and each party has the right to alienate, or transfer their interest. SC Tenure Regularization is a deliberate process aimed at bringing the informal and unauthorized (not formerly planned) settlements within the official, legal, and administrative system of land management. DI Titling: This refers to formal adjudication, cadastral survey and registration of individual or group rights to land in the legal land register; and the concomitant issuance of certificates of title. Valuation: is the art or science of establishing the worth of a particular interest in property for a specific purpose and at a particular moment in time, considered all the features of the property, demographics, topography as well as the underlying market drivers. Abbreviated Resettlement Action Plan for Kambi Moto|DEFINITION OF TERMS Page iv of 130 Abbreviated Resettlement Action Plan for Kambi Moto Vulnerable Groups include all those affected by the project that are below the poverty line, the elderly, women and children headed households, indigenous people, ethnic minorities or other Project Affected Person who may not be protected through national land compensation legislation. PY CO RE SU LO SC DI Abbreviated Resettlement Action Plan for Kambi Moto|DEFINITION OF TERMS Page v of 130 Abbreviated Resettlement Action Plan for Kambi Moto EXECUTIVE SUMMARY Project Description The Kenya Informal Settlements Improvement Project (KISIP) is a five-year project of the Government of Kenya (GOK) with support from the World Bank, through the International Development Association, (IDA), the Swedish International Development Cooperation Agency (Sida) and the Agence Française de Development (AFD). It is an initiative of the GoK, through the Ministry of Transport, Infrastructure, and Housing and Urban Development. The overall project strategic objective is to improve living conditions of people living and working in informal settlements in Kenya’s fourteen (14) selected counties, of which Nairobi County - where Kambi Moto informal settlement is located. Land Titling Process The process of enhancing tenure security in Kambi Moto Informal settlement, through planning and surveying, commenced in February 2019. The key objective was to facilitate provision of security of tenure to the residents of the settlement who occupied the present land upon signing PY memorandum of Understanding (M.O.U) with the defunct Nairobi City Council (now Nairobi City County Government). At the time KISIP initiated the project in the settlement, there were no official records of any Local Physical and Land Use Development Plan (LP&LUDP). However, the settlement exhibits a regular grid-layout pattern. CO The project commenced with introduction to the settlement SEC and Community members. Thereafter, a detailed base map prepared was used for physical mapping which subsequently was used for socio-economic survey. The socio-economic survey formed a key aspect for generation of preliminary List of Beneficiaries (LOB) and the findings informed/guided the community participatory planning. Following the community participatory planning activity, the process RE involved preparation of two planning models, namely, Adoptive planning model and nil intervention models incorporating the vision, the needs and aspirations of the community. The two alternatives were thereafter presented to the community, while highlighting the pros and cons of each option. The Adoptive planning model was unanimously adopted by the Kambi Moto Community, owing to its flexibility and minimal number of PAPs generated. SU This was also informed by the existing settlement pattern that is generally well defined and with most structures built to multi-storey level. The approved plan; together with the community endorsed LOB formed the basis for the preparation of survey data and subsequent amendment of LO the Registry Index Map (RIM) with the area list. The whole process culminated to preparation of sectional titles1 for the beneficiaries in Kambi Moto. The following table shows number of parcels and beneficiaries: SC Table E1: number of parcels and beneficiaries in Kambi Moto Settlement Category Total Number Males Females Institution Community of s Groups Beneficiaries DI Total no of 157 89 63 2 3 beneficiaries Total number of 145 sectional titles 1 Details on Sectional Title provided under Section 2.3 Abbreviated Resettlement Action Plan for Kambi Moto|EXECUTIVE SUMMARY Page vi of 130 Abbreviated Resettlement Action Plan for Kambi Moto Total Number of 145 Parcels During Implementation of this ARAP, the Nairobi City County Government will officially transfer the land from public to individual beneficiaries through issuance of title deeds as per Kenyan Land Laws. Approach and Methodology This ARAP for Kambi Moto Informal Settlement has been developed in compliance with the World Bank's Operational Policy 4.12 on Involuntary Resettlement, and Government of Kenya legal framework. Section 40 (Protection of right to property) in the Constitution of Kenya 2010 is most relevant in protecting people’s right to property. The World Bank OP 4.1 2 which requires that Project Affected Persons be consulted and assisted/facilitated before temporary displacement from road way leaves as in the case of the KISIP Tenure regularization project. The policy also provides that negative resettlement impacts should be avoided and where possible, they should be minimized and mitigated or compensated/offset. PY The ARAP approach was also guided by KISIP’s Resettlement Policy Framework (RPF) 2014. Therefore, in order to comply with the provisions of the World Bank OP4.12 and Kenya’s Land Act 2012, below listed activities were undertaken during preparation of the ARAP report. CO i. Socio-economic survey and census of the PAPs and assets; ii. Community, PAPs and an all-inclusive stakeholder consultation; iii. Valuation of affected assets iv. PAPs Meeting/consultations v. Preparation of PAP and Asset register and; RE vi. Sectional titling sensitization meetings2. Grievance Redress Mechanism This ARAP provides for a three tier Grievances Redress Mechanism (GRM) at no cost to the PAPs. SU The first tier is the Settlement Grievance Redress Committee (SGRC), which already exists within the Settlement; this committee will be the first level of grievance redress. The second level will be the Resettlement Implementation Committee (RIC), which will comprise of KISIP National PCT and Nairobi City County KISIP representative and the local administration, while the third tier LO will be the Courts of Law, which will be adopted as the last resort. All written/verbal grievances will be lodged through the chair of the SGRC. The SGRC will then convene, with presence of complainant; within one week (14 days) to address the registered SC grievances. Where the complainant is satisfied and accepts the decision, corrective action will be taken and verified by the SGRC. However, in case the SGRC is not able to resolve a complaint, it will escalate the grievance to the RIC who will within two weeks (14 days) from the date the complaint endeavour to resolve the grievance. Where an aggrieved party is not satisfied with the resolution by the RIC, the party will be at liberty to appeal to the Courts of Law at any given time DI and at his/her own cost. A grievance log will document all grievances and their status and will be used to monitor GRM progress. 2Emphasis of the sensitization was on sectional titling option given the settlement structural plinth areas were too small to allow for individual titling Abbreviated Resettlement Action Plan for Kambi Moto|EXECUTIVE SUMMARY Page vii of 130 Abbreviated Resettlement Action Plan for Kambi Moto Tenure Regularization impacts Prior to intervention by KISIP, the settlement was already developed with permanent buildings, without necessarily observing development control guidelines. Therefore, through the re- planning of the settlement, the adoptive Local Physical and Land Use Development Plan recommended that all the blocked accesses be opened up to create better connectivity and accessibility within the settlement. This resulted to creation of the 11 PAPs composed of 4 females and 5 males with 2 being vulnerable (1 male and 1 female), 1 religious Institution and 1 community group documented herein this report. This information is presented in the PAP diagram below: Figure 0-1: PAPs Diagram PAPs- 11 PAPs-9 PAI/PAG-2 Male Female - 5 4 Vulnerable- 2 PY Vulnerable - 1 Vulnerable-1 Impact mitigation CO Given the settlement is already built-up, the approved land use plan adopted to the existing settlement situation and gave proposals based on the practicality of their implementation and in response to the World Bank Social safeguards that require generation of zero PAPs or minimal numbers. This avoided the conventional planning standards that would have seen a significantly high impact on structures in the settlement. RE At the same time, cut-off date preventing any further developments and alterations in the settlement was set as 26/7/2019 during the plan adoption meeting with the community. SU The full implementation of Kambi Moto ARAP will be guided by the following: i. Ensure all PAPs are fully facilitated before any issuance of titles. Where possible, the two processes can be concurrent. ii. Involvement of the County Government of Nairobi through the Department of Physical LO Planning and Urban Development in implementation of the ARAP e.g. in development control. In addressing grievances, this ARAP has proposed a two-tier Grievance Redress Mechanism at no cost to the PAPs. However, the third level of legal redress carries cost implications for the PAPs. The design of the GRM will enable timely resolution of grievances at settlement level as well as SC provide for escalation mechanisms to KISIP and Courts of Law 3. A grievance log will document all grievances and their status and will be used to monitor GRM progress. An institutional framework, a conclusive implementation schedule and monitoring and evaluation mechanism will be applied in implementation of the ARAP, as documented in later DI sections of this ARAP. KISIP will adopt an internal M&E framework while external monitoring and ARAP completion audit will be conducted by a specialized firm. 3 This is a community led process and escalation of grievances to the Courts of Law is highly unlikely Abbreviated Resettlement Action Plan for Kambi Moto|EXECUTIVE SUMMARY Page viii of 130 Abbreviated Resettlement Action Plan for Kambi Moto Costs and Budget The total cost for implementation of this ARAP is KES. 803, 195.00 (Read Kenya Shillings Eight hundred and three thousand, One hundred and ninety five only). Institutional and implementation Framework The overall responsibility for the implementation of this ARAP is vested in KISIP. The specific implementation tasks will however be carried out by the Resettlement Implementation Committee (RIC) consisting of KISIP National PCT and Nairobi City County KISIP team. The ARAP implementation activities anticipated will consist of approval and disclosure of this ARAP by the World Bank via the website info shop and further disclosure on the ground by RIC and KISIP. The PAPs will open bank accounts prior to disbursement of compensation funds. After compensation funds have been disbursed, they will also be required to self-demolish their structures within 3 months of notification and salvage construction materials. These activities will be undertaken as detailed in the implementation schedule. Grievance redress as well as monitoring and evaluation will be continuous activities throughout the ARAP implementation phase while final audit will be undertaken at the end of the PY implementation process. This audit will be done by firms hired by KISIP for that purpose. This ARAP also provides for continuous sensitization of beneficiaries through KISIP PCT and Registrar of Titles on joint accounts for spouses and the use of funds and prevention of Gender CO Based Violence. Gender empowerment and sensitisation will be adequately conducted by stakeholders including: KISIP, Chief Land Registrar and Nairobi City County; Gender Department; local women and men-based organizations; SEC; and local community will participate. The vulnerable also on case-by-case basis will be assisted to demolish and reconstruct their structures by KISIP County team and the SEC. Monitoring and Evaluation RE Monitoring will ensure that the resettlement plan is well implemented and the affected persons are facilitated. Internal monitoring will be conducted by KISIP and the SGRC – the latter with reference to grievances they handled, but with the RIC having an oversight role over them. Also, monitoring will be done on a continuous basis to ensure that all responsible implementing SU agencies follow the schedule and comply with the principles of this ARAP. External resettlement monitoring which will cover compliance and impact monitoring will be conducted by an independent External consultant selected by KISIP. LO Conclusion and commitments This ARAP Report is prepared to mitigate impacts arising from the planning and surveying in readiness for tenure regularization and issuance of Title Documents for Kambi Moto informal settlement located in Nairobi City County. SC The ARAP presents an inventory (register) of PAPs, an Asset register of affected assets and the proposed compensation package. The process for preparation of this ARAP involved various stakeholders’ notably SEC members, the Kambi Moto community, local community leadership, DI and KISIP National and County representatives. The meetings and discussions held were conducted in languages that the community would easily understand Ownership of the ARAP was internalized by the affected persons through a rigorous and adequate consultation process. Commitments In order to ensure that this ARAP is fully implemented, KISIP commits to undertake the following: Abbreviated Resettlement Action Plan for Kambi Moto|EXECUTIVE SUMMARY Page ix of 130 Abbreviated Resettlement Action Plan for Kambi Moto • KISIP RIC in collaboration with the Registrar of Titles will organize and carry out Sensitization exercises aimed at enhancing women land rights as documented in this ARAP. • Facilitate all the affected persons according to provisions of this ARAP within 3 months after approval of this ARAP. • Ensure Grievances raised are addressed and resolved on a timely manner during implementation of the ARAP. • All vulnerable persons enumerated in this ARAP will be promptly facilitated in accordance with the provisions of this ARAP • Through the National Land Commission, KISIP will undertake issuance of sectional titles within three months after approval of the ARAP through the Ministry of Transport Infrastructure Housing and Urban Development (MoTIH&UD), and NLC to beneficiaries and PAPs concurrently with compensation payment. • Issue a three months’ notice to PAPs to enable them Self Demolish and salvage their assets. • Undertake Monitoring and Evaluation of this ARAP during and after implementation PY CO RE SU LO SC DI Abbreviated Resettlement Action Plan for Kambi Moto|EXECUTIVE SUMMARY Page x of 130 Abbreviated Resettlement Action Plan for Kambi Moto TABLE OF CONTENTS ABBREVIATIONS……………………………………………………………………………………………………. ii DEFINITION OF TERMS…………………………………………………………………………………………. iii EXECUTIVE SUMMARY…………………………………………………………………………… … vi LIST OF FIGURES………………………………………………………………………………………………….. xv LIST OF MAPS…………………………………………………………………………………… …….. xvi LIST OF TABLES… …………………………………………………………………………………. xvii CHAPTER 1: INTRODUCTION…………………………………………………………………………………..1 1.1 Background Information ............................................................................................ 1 1.1 Project Location .......................................................................................................... 1 1.2 Background of Kambi Moto Informal Settlement ...................................................... 3 PY 1.3 Project Description - KISIP’s Intervention in Kambi Moto Settlement ..................... 3 1.4 Objectives of the Abbreviated Resettlement Action ................................................... 4 CHAPTER 2: LAND TITLING AND TENURE REGULARIZATION………………………………. 5 CO 2.1 Introduction ................................................................................................................ 5 2.2 The Planning Process. ................................................................................................. 9 2.2.1 Plan Preparation…………………………………………………………………………………………………….. 9 2.3 Sectional Titling in the Settlement ........................................................................... 12 RE 2.3.1 Community sensitization on Land tenure Options…………………………………………………….. 12 2.3.2 Selection of the best titling option……………………………………………………………………………… 13 2.3.3 Application of Sectional Titles……………………………………………………………………………….. 14 SU 2.4 Validation of Plan and List of Beneficiaries .............................................................. 15 2.5 Plan Approval............................................................................................................ 15 2.6 Surveying Phase ........................................................................................................ 15 LO 2.7 Preparation of Abbreviated Resettlement Action Plan for Kambi Moto .................. 15 2.8 Continuous Sensitization on Title Registration ........................................................ 16 CHAPTER 3: POLICY AND LEGAL FRAMEWORK…………………………………………………….17 SC 3.1 Introduction ...............................................................................................................17 3.2 Relevant Policies and Laws of Kenya .........................................................................17 3.3 The Constitution of Kenya of 2010 ............................................................................17 DI 3.4 The Land Act (2012) and National Land Policy (2017) ............................................ 18 3.5 Land Registration Act (2012) .................................................................................... 18 3.6 Prevention, Protection and Assistance to Internally Displaced Persons and Affected Communities No. 56 of 2012 (Large Scale Development Projects) ........................................................... 18 3.7 National Land Commission Act 2012 ....................................................................... 19 3.8 The Valuer’s Act Cap 532 .......................................................................................... 19 Abbreviated Resettlement Action Plan for Kambi Moto|TABLE OF CONTENTS Page xi of 130 Abbreviated Resettlement Action Plan for Kambi Moto 3.9 Sectional Properties Act, 1987 (Rev. 2012) ............................................................... 19 3.10 KISIP’s Resettlement Policy Framework .................................................................. 20 3.11 The World Bank’s Involuntary Resettlement Policy OP 4.12 ................................... 20 3.12 Analysis of the Gaps between National Legal Frameworks and the World Bank Policies….21 CHAPTER 4: APPROACH AND METHODOLOGY…………………………………………………….26 4.1 Introduction .............................................................................................................. 26 4.2 Review of relevant documents .................................................................................. 26 4.3 Socio-economic interviews and Census Survey of PAPs .......................................... 26 4.4 Stakeholder consultation .......................................................................................... 27 4.5 Identification and Valuation of affected assets ......................................................... 27 4.6 Valuation Parameters ............................................................................................... 28 4.7 Cut-off date ............................................................................................................... 28 CHAPTER 5: PUBLIC CONSULTATION AND PARTICIPATION…………………………………. 29 PY 5.1 Introduction .............................................................................................................. 29 5.2 Categories of stakeholders ........................................................................................ 29 5.3 PAPs consultations.................................................................................................... 29 CO 5.4 Stakeholder meetings and issues raised ................................................................... 29 CHAPTER 6: PROJECT IMPACTS……………………………………………………………………………. 34 6.1 Introduction .............................................................................................................. 34 6.2 The Project Affected Persons .................................................................................... 34 RE 6.3 Impact on structures ................................................................................................. 35 6.4 Impacts on Community Facilities (PAI) ................................................................... 37 6.5 Impact on vulnerable Groups ................................................................................... 37 SU 6.6 Tenure Security Impact: Sectional Titles .................................................................. 37 CHAPTER 7: SOCIO-ECONOMIC PROFILE OF THE PAPS…………………………………………..38 7.1 Household identification .......................................................................................... 38 7.2 Structural details ....................................................................................................... 38 LO 7.3 Age of PAPS............................................................................................................... 38 7.4 Marital Status of PAPs .............................................................................................. 39 7.5 Education level of PAPS ............................................................................................ 39 SC 7.6 Health........................................................................................................................ 39 7.7 Social issues .............................................................................................................. 39 7.8 Economic Occupation ............................................................................................... 40 DI 7.9 PAPS Expenditure Patterns ...................................................................................... 40 7.10 Willingness to get the affected structure removed ................................................... 41 CHAPTER 8: MITIGATION OF IMPACTS…………………………………………………………………. 42 8.1 Introduction .............................................................................................................. 42 8.2 Planning and Survey Impact Mitigation Measures .................................................. 42 Abbreviated Resettlement Action Plan for Kambi Moto|TABLE OF CONTENTS Page xii of 130 Abbreviated Resettlement Action Plan for Kambi Moto 8.3 Mitigation and Entitlements ..................................................................................... 42 8.4 Entitlement Matrix ................................................................................................... 43 CHAPTER 9: GRIEVANCE REDRESS MECHANISM………………………………………………….. 44 9.1 Introduction .............................................................................................................. 44 9.2 Grievance Redress Management Mechanism........................................................... 44 9.3 Settlement Grievance Redress Committee (SGRC) .................................................. 44 9.4 RAP Implementation Committee (RIC) ................................................................... 45 9.5 Legal Redress ............................................................................................................ 45 9.6 Procedures for Receiving and Resolving Grievances ................................................ 45 CHAPTER 10: INSTITUTIONAL AND IMPLEMENTATION ARRANGEMENTS ………………48 10.1 Overview ................................................................................................................... 48 10.2 Resettlement Implementation Institutions .............................................................. 48 10.3 ARAP implementation at KISIP ............................................................................... 50 PY 10.3.1 KISIP Project Coordination Team…………………………………………………………………………….. 50 10.3.2 KISIP ARAP Implementing Committee…………………………………………………………………….. 50 10.3.3 County KISIP teams………………………………………………………………………………………………… 51 CO 10.3.4 Settlement Executive Committee (SEC)…………………………………………………………………….. 52 10.3.5 The Settlement Grievance Redress Committee…………………………………………………………… 52 10.4 ARAP Implementation Process Flow ........................................................................ 52 10.5 Other Supporting Institutions .................................................................................. 55 RE 10.6 Gender Empowerment during ARAP implementation ............................................ 55 10.7 Implementation procedures ..................................................................................... 55 10.8 ARAP Schedule ......................................................................................................... 57 10.9 Costs and Budget ...................................................................................................... 59 SU CHAPTER 11: MONITORING AND EVALUATION AND IMPLEMENTATION OF THE ARAP………………………………………………………………………………………………………………….. 60 11.1 Introduction .............................................................................................................. 60 LO 11.2 Monitoring and Evaluation Framework ................................................................... 60 11.2.1 ARAP Monitoring Plan 60 11.2.2 ARAP Monitoring Framework 61 SC 11.3 Resettlement Completion Audit ............................................................................... 63 CHAPTER 12: CONCLUSION AND COMMITMENTS……………………………………………………64 12.1 Conclusion................................................................................................................. 64 DI 12.2 Commitments ........................................................................................................... 64 REFERENCES ................................................................................................................... 66 ANNEXES…………………………………………………………………………………………………………….. 67 Annex 1: Minutes of the PAPs Consultation Meeting Held on 21 st August 2019 at the Muungano Kambi Moto Social Hall, Kambi Moto from 10:55 am. ................................................................... 67 Abbreviated Resettlement Action Plan for Kambi Moto|TABLE OF CONTENTS Page xiii of 130 Abbreviated Resettlement Action Plan for Kambi Moto Annex 2: Minutes of the Final Stakeholders Meeting Held on 4th of November 2019 at the New Mathare Church Hall, Kambi Moto from 2:00 pm. ........................................................................... 74 Annex 3: Minutes of the Presentation and Adoption of Proposed Kambi Moto Settlement Draft LP&LUDP, Final Verification Exercise of the List of Beneficiaries & Launch RAP meeting Held on 26th of July 2019 at New Mathare Church Hall, Kambi Moto from 10:20am. ........................... 86 Annex 4: Minutes of Stakeholder Engagement Meeting (Presentation of Socio Economic Survey Findings, Validation of Base maps, Visioning and Community Participatory Planning) Held on 30th May 2019 at Kambi Moto from 10: 30 am. .................................................................................. 94 Annex 5: Minutes of the Project Launch Workshop Held on 27th March 2019 at 2: 23 Pm in Kambi Moto Settlement, Nairobi ............................................................................................................ 102 Annex 6: Minutes of the Project Introduction Meeting Held on 27 th February 2019 at the Muungano Kambi Moto Hall, Kambi Moto from 11:55 am. ................................................................. 109 PY CO RE SU LO SC DI Abbreviated Resettlement Action Plan for Kambi Moto|TABLE OF CONTENTS Page xiv of 130 Abbreviated Resettlement Action Plan for Kambi Moto LIST OF FIGURES Figure 0-1: PAPs Diagram ......................................................................................................................... viii Figure 6-1: Kambi Moto PAPs Diagram ..................................................................................................... 34 Figure 7-1: Years when PAPs moved to Kambi Moto ................................................................................. 38 Figure 7-2: Education level of PAPS ........................................................................................................... 39 Figure 7-3: PAPS Expenditure ..................................................................................................................... 41 Figure 9-1: Grievance Redress Procedure ...................................................................................................47 Figure 10-1: ARAP Implementing Institutions............................................................................................53 Figure 10-2: Stakeholder Engagement Strategy ........................................................................................54 PY CO RE SU LO SC DI Abbreviated Resettlement Action Plan for Kambi Moto|LIST OF FIGURES Page xv of 130 Abbreviated Resettlement Action Plan for Kambi Moto LIST OF MAPS Map 1-1 : Location of Kambi Moto Settlement ............................................................................................. 2 Map 2-1: Kambi Moto LP&LUDP ................................................................................................................ 11 Map 6-1: Impacted Structures .................................................................................................................... 36 PY CO RE SU LO SC DI Abbreviated Resettlement Action Plan for Kambi Moto|LIST OF MAPS Page xvi of 130 Abbreviated Resettlement Action Plan for Kambi Moto LIST OF TABLES Table 2-1: Tenure Regularization Process .....................................................................................................5 Table 2-2: Analysis of planning alternatives in Kambi Moto Informal settlement..................................... 10 Table 2-3: Comparison of title options explored and discussed with the community ................................ 12 Table 2-4: Main Concerns raised by community and responses given during the Plan Adoption Meeting Held on 26th July 2019 ............................................................................................................................... 13 Table 3-1: Comparative Analysis of World Bank OP 4.12 and Kenya constitution and GAP filling Measures……………… .................................................................................................................................... 21 Table 4-1: Stakeholder participation during the PAPs meeting ................................................................. 28 Table 5-1: Stakeholder involvement ........................................................................................................... 30 Table 5-2: Main Issues raised by PAPs and responses given ..................................................................... 32 Table 6-1: Summary of the impacted structures .........................................................................................35 Table 8-2: Entitlement Matrix.................................................................................................................... 43 PY Table 10-1: National and County Government ARAP Implementing Institutions .................................... 49 Table 10-2: RAP implementation schedule ................................................................................................. 57 Table 10-3: Summary of ARAP Implementation budget for Kambi Moto settlement ................................59 CO Table 11-1: Monitoring Plan ........................................................................................................................ 60 Table11-2: Monitoring Indicators ................................................................................................................ 61 RE SU LO SC DI Abbreviated Resettlement Action Plan for Kambi Moto|LIST OF TABLES Page xvii of 130 Abbreviated Resettlement Action Plan for Kambi Moto CHAPTER 1: INTRODUCTION 1.1 Background Information The Kenya Informal Settlements Project (KISIP) is a five-year project of the Government of Kenya (GOK) with support from the World Bank, through the International Development Association, (IDA), the Swedish International Development Cooperation Agency (Sida) and the Agence Française de Development (AFD). KISIP is an initiative of the GoK, through the Ministry of Transport, Infrastructure, Housing and Urban Development (MTIH&UD). The overall project strategic objective is to improve living conditions of people living and working in informal settlements in Kenya’s fourteen (14) selected counties, of which Nairobi City County - where Kambi Moto informal settlement is located is one of the beneficiary counties. The Kenya Informal Settlements Improvement Programme (KISIP) aims at addressing inequality and disparities in livelihoods and quality of life in informal PY settlements through four key components namely: - 1. Institutional strengthening/development and program management to assist in strengthening the capacity of the Ministry of Transport, Infrastructure, Housing and Urban Development and the participating counties. CO This finances program management activities (including preparation of a baseline platform and systems for monitoring and evaluation). 2. Enhancing tenure security to scale-up and process systematization of ongoing efforts to regularize tenure in urban slums. It includes financing for the following types of activities: community organization and mobilization, RE identification and demarcation of settlement boundaries, preparation of Part Development Plans, and issuance of letters of offer/allotment to individuals/groups. 3. Investing in settlement restructuring and infrastructure to support SU implementation of settlement upgrading plans developed at the community level, investment in settlement level infrastructure and, where necessary, extension of trunk infrastructure to settlements. 4. Planning for growth: Supporting delivery of affordable housing and serviced LO land supporting proactive planning to dampen the growth of new slums and mechanisms for delivery of land and housing that can enhance affordability for middle- and low- income households. For this particular assignment, the project aimed at improving security of land tenure SC based on Local Physical and Land Use Development Plans developed through a community participatory process with the local Kambi Moto community. 1.1 Project Location DI Kambi-Moto settlement is located in Mathare North Constituency near the northern boundary of Moi Forces Academy across Juja road in Huruma. It is approximately 12 Km from Nairobi City and North East of Nairobi City (1o 15’S, 36o 52’E). It is also in in close proximity to Outering road on the eastern side, 300m from the famous ‘Rounda’ landmark in the area. It covers 0.43 Ha. The settlement has a uniqueness Page 1 of 130 Abbreviated Resettlement Action Plan for Kambi Moto since upgrading efforts through improvement of houses to permanent multi-storey structures (up to 3rd floor) has already been done. PY CO RE SU LO SC DI Map 1-1 : Location of Kambi Moto Settlement Page 2 of 130 Abbreviated Resettlement Action Plan for Kambi Moto 1.2 Background of Kambi Moto Informal Settlement The settlement started in early 2000s. The settlers occupied the land, which was initially designated for car parking of the adjacent defunct Huruma ‘D’ and ‘E’ Nairobi City Council (now Nairobi City County Government) residential housing estates, and put up one-roomed “mabati” structures. With the increasing population and expanding families, extensions were made onto the initial access ways leading to congestion. The settlement was thereafter characterized by incessant infernos. This resulted to the name ‘Kambi Moto’ a Kiswahili phrase meaning –a camp of fire. Through the intervention of NGOs (Pamoja Trust and Muungano wa Wanavijiji) and Nairobi City Council in collaboration with the local community, they sought applicable and affordable approaches for upgrading of the informal settlement. With the community members being the source of labour, they upgraded the informal settlement in-situ using blocks. The community opted for incremental construction of these structures. As a result, this enabled the creation of through access paths with some open space squares also provided for. PY Currently, most of the settlement is built-up and occupied, with characteristic high- rise structures (3 floors high), with rooms measuring 16x14 ft. This, according to the community, is a perfect example of successful informal settlement upgrading model driven by the community. CO However, despite improvement of the housing conditions, the settlement still ails from insecurity of tenure, which still makes the community live with uncertainty and fear of imminent evictions. It is for this reason that KISIP in collaboration with the Nairobi City county government undertook to provide security of tenure to the inhabitants, through this project. RE 1.3 Project Description - KISIP’s Intervention in Kambi Moto Settlement SU At the time of starting the KISIP project in the settlement, the occupants were on public land under the Nairobi City County government. KISIP’s component 2 interventions in Kambi Moto informal settlement entailed physical planning and LO surveying of the informal settlement, which led to the development of a local physical and land use development plan. The plan was implemented through surveying process and eventually led to the beneficiaries being issued with sectional properties title deeds. SC The project is being executed through collaboration with various actors at the national, county and community level. The national government organs include; Ministry of Transport, Infrastructure, Housing and Urban Development, Ministry of Lands and DI Physical Planning, and National Land Commission (NLC). Nairobi City County is represented by the department of Lands, Housing and Physical Planning, KISIP county coordination team, Sub county and ward administration. The community is represented by the Settlement Executive Committee (SEC) selected from residents in the settlement and the Local administration / leadership as ex-officials (in particular the chief). As a result of this planning and surveying process, 11 temporary structures belonging to 11 PAPS were affected and all of them were surveyed and valued. This Page 3 of 130 Abbreviated Resettlement Action Plan for Kambi Moto then triggered the preparation of this Abbreviated Resettlement Action Plan to mitigate the resultant impacts. 1.4 Objectives of the Abbreviated Resettlement Action The objective of this Abbreviated Resettlement Action Plan (ARAP) is to identify, document and mitigate the impacts arising from implementation of the approved LP&LUDP which led to physical effects (loss of shelter/occupancy) in accordance with the provisions of World Bank Operational Policy 4.12 - Involuntary Resettlement, and the national legal framework. The ARAP provides Projected Affected Persons with facilitation for their affected assets at full replacement cost while at the same time providing support for vulnerable groups. The specific objectives of the ARAP are to: • Enumerate project affected persons in order to determine those affected by the project, the severity and extent of the impacts; • Generate list of the vulnerable groups so as to develop strategy to ensure that PY they proactively benefit from the project; • Adequately consult and actively involve all the PAPs and other stakeholders • Guide on the legal and other institutional frameworks governing resettlement as outlined in the World Bank policies and Kenyan law; CO • Develop mitigation measures in consultation with the affected people; • Prepare detailed entitlement matrix and an implementation plan; • Prepare a ARAP budget and; • Put in place a Monitoring and Evaluation and reporting system for the Resettlement Plan. RE The Kambi Moto ARAP was triggered by the planning and surveying of the informal settlement through the KISIP Intervention, which affected 11 structures. SU LO SC DI Page 4 of 130 Abbreviated Resettlement Action Plan for Kambi Moto CHAPTER 2: LAND TITLING AND TENURE REGULARIZATION 2.1 Introduction Land tenure refers to the manner in which individual/ groups of people within a particular community enjoy rights of access to land. There are three types of land tenure according to the constitution of Kenya (2010); Private, communal and public land. For this project, the intervention is meant to transfer the land from public to private ownership. The tenure regularization process, in this project defined by planning, surveying, preparation of ARAP and Titling Processes was therefore organized around 5 phases as shown in table 2-1 below; PY Table 2-1: Tenure Regularization Process Stage Activities Primary Seconda Indicators Timelines Actor ry Actor 1) Mobilizati • Communit SEC County ⎯ Gender Undertaken y CO on Stage Governm representati Mobilizatio KISIP ent ve SEC n Consulta compositio • Introductio nt n n of KISIP working ⎯ Community activities in under welcomed RE Kambi KISIP the project Moto as they have Informal been Settlement waiting on • Outlining title deed SU the for a long objective of time. Planning ⎯ Community and Survey committed which will LO to embrace lead to and support issuance of the project title deeds. until completion SC 2) Planning Stage i. Base Map • Transect Commun KISIP ⎯ Base map of Undertaken DI Preparati walks ity County Kambi on and guided by SEC Governm Moto physical SEC ent Informal Mapping • 157 Consulta Settlement Beneficiari nt ⎯ Every es working Beneficiary identified. Page 5 of 130 Abbreviated Resettlement Action Plan for Kambi Moto Stage Activities Primary Seconda Indicators Timelines Actor ry Actor ii. Socio- • Existing under was settlement KISIP enumerated economic Survey boundaries ⎯ Participatio and n of SEC developed ensured structure that only layout form members of basis for Kambi Planning Moto and Informal surveying settlement • 100 % were the Socioecono registered mic survey beneficiarie of the s settlement ⎯ Beneficiary PY Beneficiari list es representati ve of women beneficiarie CO s as well. i. Presentati Community Commun Nairobi Active Undertaken on of the adoption of ity County Women socio- the findings as Governm participation SEC the true ent in every RE economic findings reflection of Consulta planning to the the settlement nt stakeholder communit working meeting. A community y under led visioning Community SU ii. Visioning KISIP process adopts the and Plan KISIP pedestrianisa preparati Community tion of the on prioritizes existing iii. Prelimina accessibility LO internal ry Community accesses to verificatio involved in avoid n of the preparation of creation of List of plan that best high number beneficiar SC represents of PAPs ies their interests. Preliminary confirmation DI of the beneficiaries details on list of beneficiaries Page 6 of 130 Abbreviated Resettlement Action Plan for Kambi Moto Stage Activities Primary Seconda Indicators Timelines Actor ry Actor i. Plan A community Commun KISIP Community Undertaken Validation led validation ity adoption of Nairobi and of plan the plan SEC County Approval ensured Nairobi County Governm County ii. Final community Consulta Government ent approval of Verificati vision is nt approved the Plan step on of List represented working plan towards of under Community tenure Beneficiar KISIP endorsed Plan regularizatio ies n and Discussion on issuance of the titling titles options (community adopted the sectional PY properties titles) Final confirmation CO of list of beneficiaries w and Issuance of project ID cards to RE beneficiaries SU 3) Surveying stage Surveying Settlement Commun KISIP Impacts and Undertaken/ and Boundary ity PAPs Nairobi Computatio Beaconed and documented LO SEC County n of the Each Governm structure Consulta beneficiaries’ ent areas nt structural working area is under SC computed and KISIP coordinates picked Approval of Survey Survey of KISIP New RIM undertaken DI Survey Plan approval and Kenya forwarded to adjustment of Ministry of Registry Index Land for Map (RIM) to Titling include process. settlement surveyed Page 7 of 130 Abbreviated Resettlement Action Plan for Kambi Moto Stage Activities Primary Seconda Indicators Timelines Actor ry Actor boundary number 4) ARAP Preparation ARAP Identified Commun KISIP Entitlements Undertaken Preparation impacts are as ity are given to County a result of mitigate SEC Governm planning and impacts ent survey are Consulta identified, nt documented working and mitigated under KISIP ARAP Ensure client World Consulta Approved Ongoing Approval commitment Bank nt ARAP to PY to working guide implementati under implementati on of ARAP. KISIP on process and issuance All safeguards of Titles CO provisions are met and addressed ARAP Implementing KISIP Consulta Facilitation Not yet implementa ARAP nt of PAPs undertaken Commun tion activities as working RE ity GRM per under implementati County KISIP Issuance of on schedule Title Deeds (undertaken SU after facilitation) 5) Land Titling LO Sensitizatio Registrar of Registrar County Men allow for Undertaken/ n on Title Titles of Titles Governm joint titling more owner ship4 Sensitizes ent with spouses. sensitization to Commun Beneficiaries be carried out ity Consulta Beneficiaries on during nt aware of SC (i)Benefits of SEC implementatio working Benefits of the Titles KISIP n of the ARAP under the title being (ii) Condit KISIP issued. ions to be granted on Beneficiary DI sectional grievances Titles adequately addressed 4 The Community was Sensitized on the available tenure options out of which Sectional Titles was the most appropriate for the settlement Page 8 of 130 Abbreviated Resettlement Action Plan for Kambi Moto Stage Activities Primary Seconda Indicators Timelines Actor ry Actor (iii) Law requiremen ts in Regulation of land transaction s Titles The final Ministry Signed Titles Not yet Printing and beneficiary of Lands- are handed undertaken Signing list is the basis Chief over to of printing of Land National Titles Registrar Land Commission for Approval. Gazzetemen The NLC National The names of Not yet PY t approves Land Beneficiaries undertaken transfer of Commiss is officially Public land to ion published in individual the Kenya beneficiaries Gazette as CO in Kambi individual Moto title holders securing their tenure Issuance of Upon NLC County Beneficiaries Not yet RE Title facilitation of finally have undertaken KISIP All PAPs, individual Titles are sectional issued to titles to their respective land. Tenure SU beneficiaries regularizatio in a public n is complete event. LO 2.2 The Planning Process The following section details the planning process in Kambi Moto informal Settlement. SC 2.2.1 Plan Preparation A notice of intention to prepare local physical and land use development plan for Kambi Moto informal settlement was published in the print media, by the Director of physical planning, as stipulated in the repealed Physical Planning Act Cap 286 so as to DI pave way for the planning process. Following the community participatory planning activity, the process involved preparation of two planning models, namely, Adoptive planning model and nil intervention models incorporating the vision, the needs and aspirations of the community. The two alternatives were thereafter presented to the community, while highlighting the pros and cons of each option. The Adoptive planning model was unanimously selected, owing to its flexibility and minimal number Page 9 of 130 Abbreviated Resettlement Action Plan for Kambi Moto of PAPs. This was also informed by the existing settlement pattern that is generally well defined and with most structures built to multi-storey level. Table 2-2 below shows a summary of the analysis of the two models. Table 2-2: Analysis of planning alternatives in Kambi Moto Informal settlement Planning Advantages Disadvantages Alternative Alternative 1: • No demolition of existing • No planning intervention Nil structure/developments or • Can only achieve a community title intervention relocation of people. against the community preference to individual titles • Sustained encroachment onto existing foot path reserves/wayleaves Alternative: • Would enhance attainment of • The structures blocking the access ways Adoptive sectional properties titles to have to be removed creating PAPs. PY Planning each beneficiary Allows for Approach mixed-use developments • Provides Guidelines for futuristic development CO dynamics • Adopts the pedestrian internal access paths RE The community chose the Adoptive planning alternative5 due to its flexibility. The adoptive plan alternative would: i. Result in minimal interruptions as its implementation was likely to cause minimal PAPs. None of the beneficiaries would experience complete or SU localized displacement. ii. Lead to a realization of the vision of the settlement residents such as improved circulation and accessibility. iii. The Adoptive approach borrowed heavily from the community proposals and LO aspirations obtained from the visioning and participatory planning exercise. SC DI 5Full impact is applying since the structures are just temporary and they will be removed to open up the blocked accesses. Page 10 of 130 Abbreviated Resettlement Action Plan for Kambi Moto Map 2.1 presents LP&LUDP prepared for the settlement PY CO RE SU LO SC DI Map 2-1: Kambi Moto LP&LUDP Page 11 of 130 Abbreviated Resettlement Action Plan for Kambi Moto 2.3 Sectional Titling in the Settlement 2.3.1 Community sensitization on Land tenure Options The community was sensitized on the two tenure options (community & sectional titles) during the community participatory planning exercise held on 30th May and on 26th July 2019 (see annex 4). Although a majority of the community members (54%) had opted for one community title during the socio-economic survey exercise, they had a change of mind after sensitization of the two options (community and sectional properties title) upon the realization that individual titling was a possibility through sectional titles. Apart from ensuring security of tenure for individual beneficiaries, Sectional Titles will achieve a greater sense of communal lifestyle, maintaining the social networks and interactions within the community. The Settlement is comprised of individual structures of a footprint area of 4m by 4m with a 3 vertical levels(sections) with a total plinth area is 48m2. This settlement PY pattern, coupled with the World Banks’s provisions on zero or minimum generation of PAPs, greatly influenced the choice of sectional titles tenure option. The following table provides a comparison between the two tenure options presented to the community. CO Table 2-3: Comparison of title options explored and discussed with the community No Subject Community Title Sectional Titles 1. Form of One title issued to the Unit titles are issued to individual Tenure community beneficiaries RE 2. Ownership The property is owned Sections(units) are owned by the jointly by the community as respective individuals co-tenants Common properties are owned jointly as tenants in common. SU 3. Management Managed through a Community forms a corporation as corporation per the provisions of Sectional properties Act-process will be LO facilitated fully by KISIP 4. Disposition of Depending on the type of The individual owner can dispose off property shares ownership, it is his/her property with approval of possible to transfer shares the corporation between parties, with SC approval of the group 5. Loan It is not possible to use the The individual owner can use their application property for application of a property to apply for loans loan at an individual’s DI capacity 6. Alterations of The community title relates Owners lack freedom to alter, buildings to land and not buildings; it renovate or expand their sections is therefore possible to without the approval of the body impose changes on corporate individual buildings Page 12 of 130 Abbreviated Resettlement Action Plan for Kambi Moto 7. Community Both options achieve a greater sense of communal lifestyle Interactions 2.3.2 Selection of the best titling option Based on the above analysis that was also presented to the community, during a meeting held on 26th July, 2019, the sectional titles option was unanimously adopted by the Kambi Moto community. To foster legitimacy and acceptability of the LP&LUDP and the entire process of tilting thereof, community participation and engagements was central throughout the planning and surveying process. This comprehensive and inclusive planning process brought stakeholders including community members; (SEC members, landlords/structure owners, tenants, youths, the minority groups, community elders, business community, CBOs, NGOs, and religious leaders; technical staff (KISIP PY County and National Teams, the Consultant) and other key stakeholders including the area chief and area MCA. Details of the Meetings provided under Section 4.0. Out of the stakeholders’ engagement meetings, the key sensitization messages revolved around: • Progress of each project output accompanied by presentations to the community CO for comments and concurrence • Selection and adoption of most preferred planning option that would ensure minimum disruption of the community set-up • Formulation of plan proposals including community-led decisions on beneficiaries who had blocked the access ways. The community members RE expressed their willingness to relocate throughout the project period. • Selected provisions from the Constitution of Kenya on rights of ownership of Land and property, inclusion of women, the minority groups and vulnerable groups, and protection of the Environment. Protection of Children’s rights was also SU encouraged. • The community was also sensitized on possible grievances that would arise during the process and ensuring amicable resolution of disputes through the community led mechanism, that is the SEC and Grievance Redress committee LO • Ensuring that they do not interfere with the beacons, but rather, they were encouraged to protect them. • Cut-off date of 26th July 2019 during plan adoption stakeholders meeting. Table 2-4: Main Concerns raised by community and responses given during the Plan SC Adoption Meeting Held on 26th July 2019 Concern Response There are beneficiaries within the It was made clear that sectional property titling settlement who have not yet can be taken to any level of development. Unbuilt DI developed their parcels. How will parcels will be taken as plot numbers and upon they be considered under the development of structures, the owners will be sectional titling option? forced to adhere to the existing building plan Page 13 of 130 Abbreviated Resettlement Action Plan for Kambi Moto What name can best be adopted The beneficiaries were informed that they were by the residents for the Sectional free to choose their most preferred name for the Title option during title. They were advised to convene a meeting for establishment of the the same. corporation? What will happen to the It was made clear that individual titling was not residents occupying only one achievable in the settlement due to the small sizes floor with regards to sectional of land occupied by the residents (16m2). property titling option? However, it can be achieved through sectional Residents need to be issued titles properties titling where during the survey basing on the land they occupy process, structure coordinates will be picked by and not the structures. the project surveyor. KISIP will bear all the costs of the titling process. Moreover, it was also made clear that beneficiaries seeking to develop their structures further after completion of the KISIP PY project will be forced to undertake further survey at their own cost CO 2.3.3 Application of Sectional Titles On operationalization of the sectional properties, the community was informed on the following; i. Sectional Titles will be issued for each unit (against the total plinth area of the RE structure). Certificates will also be issued to show the share in the common property apportioned to each unit owner. ii. After registration of the Unit, as stipulated in subsection (1) of the Sectional Properties Act of 1987, the unit may devolve or be transferred, leased, charged SU or otherwise dealt with in the same manner and form as land held under the Registered Land Act (Land Act). iii. In the case of Kambi Moto where there are shared property walls, one registered unit can effect minimal alterations in case of change in desired design iv. As provided by the Sectional Properties Act of 1987 the community is required LO to form a corporation for all the 145 beneficiaries to facilitate registration of sectional Plan. The community was guided on the formation of the corporation, and the community already undertook this activity during the planning phase, including election of officials and formulation of the requisite constitution that SC dictates the rules and regulations of their administrating and managing their community henceforth. The community officials and the constitution formulated by the community was presented and discussed during the final stakeholders meeting held on 4th of November 2019 (See Annex 2). However, DI more sensitization will be done by KISIP in collaboration with the department of lands, Ministry of Lands and Physical Planning in subsequent steps of registration of the sectional titles. All costs accruing to the formation, registration and training on the corporation on their mandates in tenure management will be borne for by KISIP v. The Corporation shall have perpetual succession and a common seal. Page 14 of 130 Abbreviated Resettlement Action Plan for Kambi Moto vi. The Corporation formulated by the 145 Kambi Moto beneficiaries shall be regulated in accordance with the provisions of the Sectional Properties Act, and the bylaws specified in the regulations shall subject thereto, have effect in relation to the corporation and its board. However, the provisions of Company’s Act shall not be applicable to the corporation. vii. The corporation shall be required to make by laws to ensure control, management and regulation of the units as well as utilization of shared property 2.4 Validation of Plan and List of Beneficiaries The Kambi Moto community validated and endorsed the LP&LUDP on 26 th of July 2019 (see annex 3) in the presence of the project’s consultant, KISIP National and County teams and local Member of County Assembly representative. The community confirmed that the Adoptive plan was their best choice and it had been prepared with their inputs. The final verification and validation of list of beneficiaries was necessary to ensure that only the legitimate structure owners were enumerated in the list of beneficiaries. This PY exercise was conducted twice during the project period – (Preliminary Verification and the Final Verification). Verification of the Final list of beneficiaries was done between 26th and 27thJuly 2019. It involved issuance of project ID cards to the beneficiaries and those signing in the List of beneficiaries confirming their details were correctly CO captured. To safeguard the legitimate beneficiaries against imposters, the following measures were undertaken; • The SEC was involved and they played a key role in ascertaining the actual structure owners in the settlement RE • Involvement of local leadership / administration (including the area chief, Deputy County Commissioner, village elders) • To avoid any ownership disputes, all the beneficiaries would identify their close neighbours thus preventing people from outside the settlement claiming structure ownership in the settlement. SU • The exercises of verification of the List of beneficiaries was done publicly 2.5 Plan Approval LO The Kambi Moto LP&LUDP was approved by the Nairobi City County Government under the plan approval reference - UP/UPR&S/ZONE 17/182/01/20. 2.6 Surveying Phase SC The surveying phase involved boundary picking, pickings and computing the structural areas for registration of the sectional titles, approval process of the survey plans and amendment of the RIM. DI 2.7 Preparation of Abbreviated Resettlement Action Plan for Kambi Moto The preparation of the Local Physical and Land Use Development Plan and surveying for Kambi Moto Settlement, which aims at achieving tenure regularization, resulted to 11 PAPs. This was as a result of the proposed opening up of all the foot path access within the settlement, which led to removal of the blocking structures. Page 15 of 130 Abbreviated Resettlement Action Plan for Kambi Moto With the community adopted plan and the expected no change in the plan layout, it formed the basis of the process of preparing this report. Considering that, the impact was minimal, and the affected beneficiaries are less than 200, an Abbreviated Resettlement Action Plan has been prepared, as per the World Bank’s OP 4.12 and specifications in the KISIP Resettlement Policy Framework. 2.8 Continuous Sensitization on Title Registration There has been a continuous community sensitization on land ownership rights. It was encouraged that everyone (male, female, institutions and vulnerable groups) had equal rights to be registered as the rightful landowners of their parcels they occupy in the settlement. Additional Sensitization will be undertaken during implementation of this ARAP. The community was sensitized on the two possible tenure options, which included community titles and sectional titles. Due to the semi-autonomous nature and other benefits associated with sectional titles, the community preferred this option against PY the alternative of one community title. This is backed up with the fact that before KISIP intervention, the Nairobi City County had approved the building plans that were used to construct the structures in the settlement albeit their small sizes. CO Additional sensitization meeting on the subsequent registration of the sectional titles, rules and regulations will be done by KISIP during the RAP implementation to enlighten the beneficiaries on dynamics such as transfer of ownerships and management of the common areas. RE SU LO SC DI Page 16 of 130 Abbreviated Resettlement Action Plan for Kambi Moto CHAPTER 3: POLICY AND LEGAL FRAMEWORK 3.1 Introduction Preparation of the Local Physical & Land Use Development Plan (LP&LUDP) for tenure regularization may trigger Project impacts to people’s assets and livelihoods sources. KISIP’s RPF, anticipates minimal displacement impacts of the project activities which could be occasioned by: i. Partial demolition of structures to expand / realign road reserves and; ii. Reclamation of encroached way-leaves, The RPF has been prepared in conformity with OP 4.12 of the World Bank and is anchored in the policy and legal provisions of the GoK pertinent to Involuntary Resettlement. However insignificant the impacts may be, this ARAP observes that negative impacts of displacements, resulting from tenure regularization in Kambi PY Moto informal settlement, has to be mitigated through observance of appropriate legal guidelines stipulated in the Kenya constitution 2010 and the World Bank Operational Policy 4.12 and where the Kenyan Laws conflict with the World Bank policy, the Bank policies takes precedence. CO Provisions of both GoK Laws and OP 4.12 of the World Bank will apply in the KISIP project and where gaps are encountered, gap filling measures have been provided. Additionally, project development has been firmly anchored on principles aimed at mitigating displacement impact as follows: RE i. Involuntary Resettlement should be avoided where feasible ii. Minimization of displacement iii. Ensure all PAPs are adequately compensated for all losses they suffer as a result of the project intervention. iv. Assistance to vulnerable groups. SU v. Gender Empowerment and Inclusivity. vi. Continuous Community Consultation and engagement 3.2 Relevant Policies and Laws of Kenya LO In order to mitigate the negative impacts of the affected persons, relevant national and local laws, regulations and guidelines on resettlement have been adopted for this ARAP. These regulations and guidelines are as follows: SC 3.3 The Constitution of Kenya of 2010 The Constitution of Kenya 2010 recognizes individuals’ right to matters of owning property including land, and displacement. Chapter Five of the Constitution, entitled DI "Land and Environment,” articles 60 – 68, describes the principles of land policy. Land should be held, used and managed in a manner that is equitable, efficient, productive and sustainable and in accordance with security of land rights, sound conservation and protection of ecologically sensitive areas. Page 17 of 130 Abbreviated Resettlement Action Plan for Kambi Moto 3.4 The Land Act (2012) and National Land Policy (2017) Land Act (2012) guides the implementation and harmonisation of the National Land Policy and the Constitution by regulating land management and administration to increase the security of tenure The National Land Policy classifies land in Kenya as public, community or private land. The public land is held by the state and used for public purposes. Community land refers to land lawfully held, managed and used by a given community as defined in article 63 of the constitution. Private land refers to land lawfully held, managed and used by an individual or other entity under statutory tenure. 3.5 Land Registration Act (2012) In public land management, the Commission is required in section 10(1) to prescribe guidelines for the management of public land by all public agencies, statutory bodies and state corporations in actual occupation or use. In these guidelines management priorities and operational principles for management of public land resources for identified uses shall be stated. The land occupied by Kambi Moto informal settlement PY is classified as Public land thereby invoking some sections of this Act. 3.6 Prevention, Protection and Assistance to Internally CO Displaced Persons and Affected Communities No. 56 of 2012 (Large Scale Development Projects) In terms of large-scale development projects, the Act defines Internally Displaced Persons as a person or group of persons who have been forced to leave their homes or RE places of habitual residence as a result of large scale development projects. Hence this project triggers the Act. According to article 5(2) and 6(3), the government shall prevent such displacements except where it is justified by overriding public interests. Article 22(1-5) explains the procedures for displacement induced by development SU projects, which should take into considerations the following: • Seek the free consent and informed consent of the affected persons; • Hold public hearings on the project planning • Give justification for displacement and demonstrate that the LO displacement is unavoidable and no feasible alternative exist • Give reasonable time to the persons affected to review the decision and challenge it if need be • the displacement to be carried out in a manner that is respectful of the SC human rights of those affected, taking in particular into account the protection of community land and the special needs of women, children and persons with special needs • The process to incorporate information for those affected and their DI effective participation, including by women, in planning, management of the displaced, and in defining suitable durable solutions; • Provisions of safe, adequate and habitable sites and to the greatest practicable extent, of proper accommodation; and • Creation of satisfactory conditions of safety, nutrition, health and hygiene and the protection of family unity. Page 18 of 130 Abbreviated Resettlement Action Plan for Kambi Moto • Ensure the presence of government official when the displacement and relocation is effected and the monitoring by the independent body. 3.7 National Land Commission Act 2012 The National Land Commission (NLC) 2012 under Article 67(2) of the Constitution is mandated to alienate public land on behalf of, and with the consent of the national and county governments, monitor the registration of all rights and interests in land; ensure that public land and land under the management of designated state agencies are sustainably managed, manage and administer all unregistered trust and community land. 3.8 The Valuer’s Act Cap 532 The Act establishes a board (Valuers Registration Board-VRB) with the responsibility of registering the valuers and regulating their activities according to the provision of the Act. In this project, the Act is triggered since a registered valuer is required to carry PY out valuation estimates for the project according to the regulations in the Act. All affected assets under this ARAP has therefore been valued by a qualified and registered valuer. CO 3.9 Sectional Properties Act, 1987 (Rev. 2012) It is an Act of Parliament that provides for the division of buildings into units to be owned by individual proprietors and common property to be owned by proprietors of the units as tenants in common and to provide for the use, management of the units and for common property and connected Purposes. Section 4 of this Act, stipulates RE that the Provisions of Land use planning, relating to subdivision of land, do not apply under a sectional plan. In this form of tenure, each beneficiaries’ unit shall be registered and issued with a title. The requirements of sectional plans are as follows; SU a) The heading of the plan shall be described as a sectional plan; b) Delineation of the external surface boundaries of the parcel and the location of the building in relation to them; LO c) Bear a statement containing those particulars as may be necessary to identify the title to the parcel; d) Include a drawing illustrating the units and distinguishing the units by numbers or other symbols; SC e) Define the boundaries of each unit; f) Show the approximate floor area of each unit; Section 17 of the act requires that a corporation is registered to facilitate the DI registration process: 1) On the registration of a sectional plan there shall be constituted a Corporation under the name “The Owners, Sectional Plan No. (the number to be specified being the number given to the plan on registration)”. 2) A Corporation shall consist of all those persons— Page 19 of 130 Abbreviated Resettlement Action Plan for Kambi Moto (a) who are the owners of units in the parcel to which the sectional plan relates; or (b) who are entitled to the parcel when the sectional arrangement is terminated under this Act. 3) The Corporation shall have perpetual succession and a common seal. 4) The Corporation shall be regulated in accordance with this Act and the bylaws specified in the regulations shall subject thereto, have effect in relation to the corporation and its board. 5) The provisions of the Companies Act (Cap. 486) shall not apply to the Corporation. 3.10 KISIP’s Resettlement Policy Framework KISIP’s RPF conforms to OP 4.12 of the World Bank and is guided by the legal provisions of the Kenya constitution 2010 as relates to Involuntary Resettlement namely; - The National Constitution, Sessional Paper No. 3 of 2009 on National Land Policy. The OP 4.12 of the World Bank requires that an RPF be prepared for all projects PY that anticipate displacement of both settlements and livelihoods. Under KISIP’s activities, minimal displacements are anticipated and therefore, the RPF: i. Provides for a policy, legal and institutional framework for responding to all CO direct economic and social displacement impacts occasioned by activities undertaken under KISIP: • the involuntary taking of land resulting in relocation or loss of shelter; loss of assets or access to assets; or loss of income sources or means of livelihood, whether or not the affected persons must move to another location; or RE • The involuntary restriction of access to legally designated parks and protected areas resulting in adverse impacts on the livelihoods of the affected persons. ii. Offers choices among, and identify technically and economically feasible SU resettlement alternatives; and, iii. Puts in place modalities for providing prompt and effective compensation at full replacement cost for loss of assets attributable directly to the project and provide support during the transitional period to enable the affected people to LO improve or at least restore their pre-impact living standards. 3.11 The World Bank’s Involuntary Resettlement Policy OP 4.12 SC The World Bank’s Involuntary Resettlement Policy OP 4.12 requires that social impacts of all project it supports be mitigated according to operational polices that spell out the principles and planning methods for mitigation work. The World Bank’s IRP applies whenever property must be acquired, or its use modified, for a project, and DI that acquisition or modification results in the loss of income, residence or access to resources, either permanent or temporary and whether the occupation is legal or illegal. World Bank Involuntary Resettlement (OP 4.12) states that: • Avoiding or minimizing involuntary resettlement where feasible, exploring all viable alternative project design; where it is not feasible to avoid resettlement, resettlement activities should be conceived and executed as sustainable Page 20 of 130 Abbreviated Resettlement Action Plan for Kambi Moto development programs, providing sufficient investment resources to give the persons displaced by the project the opportunity to share in project benefits; • Displaced persons should be meaningfully consulted and have opportunities to participate in planning and implementing resettlement programs; • Displaced persons should be assisted in their efforts to improve their livelihoods and standards of living or at least to restore them, in real terms, to pre-displacement levels or to levels prevailing prior to beginning of project implementation, whichever is higher and; • The production/livelihood systems of a community are safeguarded to the extent that guarantees their livelihoods and that their skills base remain relevant regardless of the resettlement site. The policy objectives are also designed to minimize kinship group dislocation that might subject the affected persons to unfair competition when mutual help is diminished or lost. World Bank’s (OP 4.12) allows that “for projects in which the number of people to be displaced with a loss of assets or restriction of access to assets is less than 200 persons will experience resettlement effects, and abbreviated resettlement plan (ARAP) should be prepared. The displacement of 11 assets in Kambi Moto meets these conditions. PY 3.12 Analysis of the Gaps between National Legal Frameworks and the World Bank Policies CO The principles behind the national legal framework and World Bank Policies are to ensure that the affected persons are not disadvantaged due to involuntary resettlement. Where there is a gap between Kenya law and the World Bank policy, the World Bank policy shall apply in this ARAP. RE Table 3-1: Comparative Analysis of World Bank OP 4.12 and Kenya constitution and GAP filling Measures OP 4.12 Kenyan Gap filling Legislation Measures SU GENERAL REQUIREMENTS World Bank OP 4.12 has 1. The Land Act, 1. Ensure that overall policy objectives, 2012 Act resettlement requiring that: outlines issues are LO 1. Involuntary procedures for considered at the resettlement should be sensitizing the design stage of avoided wherever affected the project to possible, or minimized, population to avoid/ minimize SC exploring all the project and resettlement. alternatives. for consultation this includes 2. Resettlement programs on implications minimum should be sustainable, and grievance planning DI include meaningful procedures. standards consultation with 2. The Land Act adopted for affected parties, and 2012 guarantees KISIP provide benefits to the the right to fair 2. Implement affected parties. and just World Bank OP 3. Displaced persons compensation in 4.12 policy – should be assisted in affected persons Page 21 of 130 Abbreviated Resettlement Action Plan for Kambi Moto OP 4.12 Kenyan Gap filling Legislation Measures improving livelihoods case of should be etc., or at least relocation. assisted in restoring them to 3. The Land Act improving their previous levels. does not livelihood to pre- stipulate that project status. resettlement should be avoided wherever possible; on the contrary, as long as a project is for public interest, involuntary PY resettlement is considered to be inevitable. 4. Just and fair compensation as CO outlined in the Land Act 2012 is not clear and can only be determined by RE NLC, which can be subjective. It is does not talk about improving SU livelihood or restoring them to pre-project status. PROCESS REQUIREMENTS LO Consultation: Displaced The Land Act Implement persons should be outlines procedures consultation meaningfully consulted and for consultation procedures as should have opportunities with affected outlined in both SC to participate in planning population by the Kenyan legislation and implementing NLC and grievance and World Bank. resettlement programs, the management For involvement of policy is particular on procedures. vulnerable and DI involving vulnerable and women, the OP 4.12 marginalized as well as will be applicable. women in the process. Page 22 of 130 Abbreviated Resettlement Action Plan for Kambi Moto OP 4.12 Kenyan Gap filling Legislation Measures Grievance: For physical Land Act 2012 Adopt both by resettlement, appropriate clearly outline the providing for and accessible grievance steps and process alternative mechanism will be for grievance grievance established. redress that mechanism that are includes alternative project based. dispute resolution, Affected persons re-negotiation with also free to seek NLC and is backed legal redress if not by the judicial satisfied. system through Environmental and Land Court Kenyan legislation PY meets OP4.12 requirements. Eligibility Criteria The Land Act 2012 Ensure ALL users Defined as: provides that (including squatters, (a) those who have formal written and laborers, rights of CO legal rights to land unwritten official or access) of affected (including customary and customary land lands are included traditional rights recognized rights are in the census survey under the laws of the recognized as valid or are paid. country); land right. The Law RE (b) those who do not have provides that Implement cut-off formal legal rights to land at people eligible for procedures as the time the census begins compensation are outlined in the RPF but have a claim to such land those holding land and Kenyan Law. SU or assets—provided that tenure rights. such claims are recognized Land Act also under the laws of the country recognizes those or become recognized who have interest through a process identified or some claim in LO in the resettlement plan. the land such (c) Those who have no pastoralist or who recognizable legal right or use the land for claim to the land they are their livelihood. SC occupying. The constitution To determine eligibility: recognizes Carry out resettlement ‘occupants of land census. Cut-off date for even if they do not DI eligibility is the day when the have titles’ and census begins. payment made in good faith to those occupants of land. However, this does not include those Page 23 of 130 Abbreviated Resettlement Action Plan for Kambi Moto OP 4.12 Kenyan Gap filling Legislation Measures who illegally acquired land. Land Act 2012 provides for census through NLC inspection and valuation process but is not clear on cut-off date. Measures: Preference Land Act 2012 Ensure that all should be given to land- appears to prefer alternative options are based resettlement cash for cash as the considered before strategies for displaced mode of providing cash persons whose livelihoods compensation by compensation. PY are land-based. the Government to Cash based compensation the affected OP 4.12 Prevails. should only be made where population. (a) land taken for the project is a small fraction of Land Act talks of CO the affected asset and the prompt, just OP 4.12 Prevails. residual is economically compensation Implement prompt viable; (b) active markets before the and effective for lost assets exist and acquisition of land. compensation at full there is sufficient supply of However, replacement cost for RE land and housing; or (c) interpretation of the losses of the livelihoods are not land- just compensation assets. Ensure that based. is yet to be clearly ALL resettlement outlined through a options are agreed on with PAPs and SU World Bank OP4.12 Article specific schedule. 6(a) requires that displaced Attorney’s fees, cost put in place persons are provided with of obtaining advice BEFORE prompt and effective or cost incurred in displacement of compensation at full preparing and affected persons. LO replacement cost for losses making written of assets attributable claim not in the directly to the project. Land Act. If physical relocation is an SC impact, displaced persons The Act does not must be provided with out rightly stipulate assistance during assistance for relocation and residential relocation but DI housing, housing sites rather that is left and/or agricultural sites to subject to at least equivalent interpretation. standards as the previous site. Replacement cost does not take depreciation into account. In terms of Page 24 of 130 Abbreviated Resettlement Action Plan for Kambi Moto OP 4.12 Kenyan Gap filling Legislation Measures valuing assets, if the residual of the asset being taken is not economically viable, compensation and assistance must be provided as if the entire asset had been taken. Valuation: With regard to Valuation is Apply the World houses and other covered by the Bank structures, it is the market Land Act 2012 and OP4.12valuation cost of the materials to build stipulates, as and compensation a replacement structure already mentioned, measures. with an area and quality that the affected similar to or better than person receive just PY those of the affected compensation, but structure, or to repair an it is not specific of affected structure, the cost the exact amount or of transporting building procedures on the materials to the same. CO construction site, cost of any labour and contractors’ fees, cost of any registration and transfer taxes. RE SU LO SC DI Page 25 of 130 Abbreviated Resettlement Action Plan for Kambi Moto CHAPTER 4: APPROACH AND METHODOLOGY 4.1 Introduction The Abbreviated Resettlement Action Plan for tenure regularisation of Kambi Moto informal settlement was developed within a method consistent with the WB OP 4.12 and the Government of Kenya legal framework. The affected assets were valued by a qualified and registered land valuer as guided by this Abbreviated Resettlement Action Plan. The PAP census and consultations were led by an experienced sociologist. The ARAP process included review of relevant documents, field visits, public consultations, and PAP household surveys. Specifically, the various activities undertaken to prepare the ARAP were as follows: 4.2 Review of relevant documents PY This involved reviewing of relevant documents including: i. KISIP Resettlement Policy Framework (RPF) which provides a framework consistent with the World Bank’s OP 4.12 for mitigating physical and livelihood CO displacement impacts. ii. World Bank policies on Involuntary Resettlement iii. Nairobi City County Integrated Urban Development Plan. iv. KISIP Environmental and Social Management Framework (EMSF) which provides a framework for identification and mitigation of potential RE environmental and social impacts arising from any KISIP project intervention. v. Socio Economic Report for Kambi Moto Informal settlement 2019 (prepared as part of this consultancy) to provide baseline information for design and monitoring project interventions. SU vi. Survey Plans, Registry Index Maps (RIMs) and Local Physical & Land Use Development Plans (LP&LUDPs). The maps provided for the main settlement access from the existing (12m Ndingi Mwanzeki Road) and internal circulation LO footpaths of minimum width of 1.5m. Literature review was aimed at understanding the socio-economics of the project area; harmonizing differences in resettlement and compensation guidelines between the Kenya constitution and the World Bank Operational Policies, notably O.P 4.12 and SC establishing land tenure systems in the project area. 4.3 Socio-economic interviews and Census Survey of PAPs DI Field visits were undertaken to identify the properties affected by the project. The analysis of the settlement’s high-resolution imagery combined with ground Physical measuring was used to establish the extent of the property affected. In addition, observation of social and physical setting of the area as well as economic activities was undertaken. Page 26 of 130 Abbreviated Resettlement Action Plan for Kambi Moto Interviews were held with each of the 11 affected PAPs using pre-designed semi- structured questionnaires. A 100% census of all PAPs was undertaken. Using a GPS, affected properties were identified and measurements and photographs taken. During the household interviews, the following aspects were covered: • Contact details and demographic data of the affected household, • Vulnerability of PAPs • Culture and social networks • Livelihoods and income sources, • Access to facilities and services’ • Land tenure/ownership and structures in the homestead, • Perceptions of the titling programme and clearance from ROW for infrastructure provision and, • Anticipated impacts of the project PY Analysis of the data collected for the socio-economic survey, was done using MS- EXCEL and presenting the analysis results in charts and graphs into the ARAP report for Kambi Moto informal settlement. CO 4.4 Stakeholder consultation Public participation is a key principle in the Kenyan Constitution (2010)-article 10. This was achieved through various community meetings that were held from the time of project initiation to the culmination of the ARAP report preparation. RE 4.5 Identification and Valuation of affected assets Valuation, which is the art or science of establishing the worth of a particular interest SU in property for a specific purpose and at a particular moment in time, considered all the features of the property, demographics, topography as well as the underlying market drivers. The valuation exercise was undertaken as per the Valuers Act Cap 532, which provides for a Valuers Registration Board that regulates the activities and LO conduct of registered valuers. The Act governs the formation and guidelines of valuation practice including the annual licensing and gazettement of valuers. The Board also deals with ethics of the profession as well as registering complaints, disciplining and deregistering of unethical members. SC The dates of inspection or survey were on 21st August 2019, which was the last day of the exercise. During the PAP census survey, the type of structures affected ranging from semi-permanent to temporary structures were documented. The amount of compensation for individual PAPs was arrived at after computation of what he/she DI owned based on the asset inventory. A detailed breakdown of the affected assets is appended to this report. The valuation method adopted was full replacement cost method or contractor’s method for asset valuation. This method of valuation is based on an estimate of the current market value of the asset and other considerations. Valuation was based on Page 27 of 130 Abbreviated Resettlement Action Plan for Kambi Moto detailed field data, description on type of property, condition, plinth/built-up area and replacement cost value. Through these methods, the assets valued were basically temporary structures within the project area boundaries. A detailed valuation report has been presented as an annex to this report. 4.6 Valuation Parameters Different parameters were used in this valuation depending on the specific item under valuation, their nature, their use, and intervening circumstances that may have effect on the value. In this case, the items were categorized as: Plants, temporary structures, and semi-permanent structures. 4.7 Cut-off date In the KISIP Resettlement Policy Framework, the cut-off date is described as the date PY of start of the socio-economic survey/census and asset inventory of PAPs. Following declaration of the cut-off date on 26th July 2019 during community plan validation/adoption meeting. It was made clear that new persons entering and/or occupying land in the project area after the cut-off date will not be included in the CO inventory of PAPs and not eligible for any facilitation or displacement assistance. In addition, assets including structures established or modified after the cut-off date could not be considered for compensation. The affected properties were identified and valuation carried out to assess commensurable values. In this process, only PAPs registered during the baseline RE survey were considered eligible for facilitation. The PAP’s census survey, a consultative sensitization meeting with all PAPs and valuation of properties was undertaken and completed on 21stAugust, 2019. The meeting was attended by 25 stakeholders (including the Nairobi City County government representatives and local community SU project affected persons, the PAPs were again sensitised on the cut-off date implications if anyone would have gone against the cut-off date directions. Participation during the PAPs consultative meetings is presented in the following table 4-1: LO Table 4-1: Stakeholder participation during the PAPs meeting Purpose of Date Category of Number of Participants by Subjects of Meeting Stakeholders Gender Discussion Male Female Total Consultative 21.8.2019 Community PAPs 11 14 25 Community SC RAP meeting Consultant, Nairobi City appraisal on the Undertaking a County Representatives and RAP process mobilization SEC official Sensitization on social safeguards and (Gender, sensitization DI vulnerable groups, for PAPs GRC/M etc.) and entitlement Recap of cut-off date Page 28 of 130 Abbreviated Resettlement Action Plan for Kambi Moto CHAPTER 5: PUBLIC CONSULTATION AND PARTICIPATION 5.1 Introduction Community participation in the ARAP process was critical to ensure that the needs, priorities and aspirations of the PAPs provided guidance for effective participatory planning. Through this process, the community ultimately owned the project. The main objectives of Consultation and Participation were to: i. Create awareness among the affected persons on the impact ii. Have an all-inclusive process involving all the stakeholders – community, county government, and other stakeholders with interests on the settlement; iii. Provide an opportunity for PAPs in the proposed project area to raise PY issues and concerns pertaining to the project; iv. Facilitate collection and collation of PAPs and other stakeholders’ views as well as incorporating them into the ARAP procedures and structures and; CO 5.2 Categories of stakeholders The main stakeholders involved included; Primary stakeholders: Structure owners, SEC, Institutions within the settlement; Secondary stakeholders: persons living in the settlement/local community leadership and elected leaders; Key stakeholders: KISIP RE national team, relevant national line ministries and county department. 5.3 PAPs consultations SU The participatory forums provided an opportunity to the PAPS to be sensitized and informed on many issues among them; planning and survey process, Kenyan legal and policies including World Bank OP 4.12 on Involuntary Resettlement provision on resettlement and informing PAPs on the planned census schedule in the settlement. LO 5.4 Stakeholder meetings and issues raised A total of four planning meetings were held where a number of RAP issues were discussed. These issues included among others; possible project impacts and available SC grievance redress mechanisms available to PAPS as detailed in table 5.2. Also, one PAP consultative meeting was held with the Kambi Moto PAPs on 21st August 2019. During this meeting, the following areas were covered; • Appraisal of the community members about the entire RAP process DI • Briefing of the PAPs of the enumeration exercise that was set to be undertaken immediately after the meeting • The PAPs were informed that the guidelines that the RAP process is based on included i) The Kenyan Constitution (2010) chapter five on land and environment, which has three classifications on land ownership rights; public, private and communal. For the case of Kambi Moto, the residents had settled on public land on which the project was meant to undertake adjudication to give Page 29 of 130 Abbreviated Resettlement Action Plan for Kambi Moto them private rights. ii) Kenyan land laws legal framework and iii) World Bank Safeguard Policies (Operation Policy 4.12). He added that the policies governing land in Kenya would continue to exist even after issuance of the title deeds. The schedule of the consultative stakeholder meetings including number of participants is presented in table 5-1 below. Table 5-1: Stakeholder involvement PURPOSE DATE PARTICIPA NUMBER OF IN OF NTS PARTICIPANTS DISCUSSI MEETING MAL FEMAL TOTA ON E E L Introductio 27/3/2019 Community 42 37 79 • Sensitizati n to the Members on on the community KISIP 1 1 2 project meeting & National • Introductio project Nairobi 1 2 3 PY n of launch County consultant Government to the Consultant 3 3 6 community working under CO KISIP Local 4 0 4 administration Total 51 43 94 Presentatio 30/05/201 SEC & 50 29 79 • Presentatio RE n of Socio- 9 Community n & economic members confirmati findings Nairobi County 2 1 3 on of -Validation Government socioecono of base SU Consultant 3 2 5 mic maps working under findings - KISIP • Validation Community 2 1 3 and Visioning KISIP endorseme LO &participat Local 2 1 3 nt of the ory Administratio Basemap planning n by the Total 59 34 93 community SC • Communit y visioning for the settlement DI • Communit y participato ry planning • Sensitizati on on the Page 30 of 130 Abbreviated Resettlement Action Plan for Kambi Moto tenure options (communit y& sectional titles Technical 19/7/201 KISIP 9 9 18 • Discussion Meeting 9 Nairobi on the County proposed Government Adoptive Local planning Administratio model n • Discussion Consultant on possible working under tenure KISIP options PY Presentatio 26/07/201 SEC & 56 43 99 • Presentation n of draft 9 Community and Final members discussion of LP&LUDP Nairobi 2 5 7 the CO to the County conventional Community Government and adoptive for KISIP 1 1 2 planning adoption Consultant 2 2 4 models, working under based on the Final RE KISIP community verification Local 1 0 1 proposals of LoB Administratio arrived at n during the SU community participatory planning. • Sensitizatio LO n on the tenure options (community SC & sectional titles • Setting of cut-off date DI Total 62 51 113 21/8/2019 Community 3 11 14 Community members (11 appraisal on Page 31 of 130 Abbreviated Resettlement Action Plan for Kambi Moto Consultativ PAPs and 3 the RAP e meeting SEC reps.) process with PAPs KISIP 0 0 0 Sensitization Nairobi 2 0 2 on social County safeguards Government (Gender, Local 0 0 0 vulnerable Administratio groups, n GRC/M etc.) Consultant 6 3 9 and working under entitlement KISIP Recap of cut- Total 11 14 25 off date The consultative RAP meeting held at Kambi Moto Social Hall on 21st August 2019 was targeted for consultation with PAPs only. During this meeting various issues on the PY ARAP process being undertaken were raised by the PAPs and responded to as documented under Annexed minutes of the final Abbreviated Resettlement Action Plan. In summary ARAP issues raised by PAPs and responses provided are presented in table 5-2 below; CO Table 5-2: Main Issues raised by PAPs and responses given Issue Response What is the fate of the social All stakeholders including the Nairobi City hall which is above the sewer County were involved in responding to this line question RE The members were informed that the social hall was not impacted by the KISIP plan proposals, therefore did not qualify as an affected structure SU under the project. What are guidelines that are They were informed that KISIP project was not to be followed if the local involved in structures building including that of LO church members wanted to the church. However, they were advised that they continue building their should follow the county government regulations. church hall which already had ongoing construction works? SC Can a structure owner’s No representatives or tenants would be representative be interviewed except with consent from the owner interviewed on his behalf? what would happen to the These errors would be addressed during DI errors in the cards that were surveying and beaconing phase issued The community member Project team present assured the PAPs and asked the project team to settlement committee present that they will implement the project follow KISIP timelines. Page 32 of 130 Abbreviated Resettlement Action Plan for Kambi Moto speedily as they have waited for long Sought to know from the The Consultant working under KISIP confirmed Consultant team, whether this will be considered during filling of beacon the survey team will be certificates in the upcoming week and coming to ground to sensitization will be done on a continuous basis. sensitize members who have issues with interpretation of beacons COMMUNITY CONSULTATION ON SECTIONAL TITLES The community was sensitized on the two tenure options (community & sectional titles) during the community participatory planning exercise held on 30th May and on 26th July 2019 (see annex 3 and 2 respectively). Although a majority of the community members (54%) had opted for one community title during the socio-economic survey exercise, they had a change of mind after sensitization of the two options6 (community and sectional properties title) upon the realization that individual titling was a PY possibility through sectional titles. Apart from ensuring security of tenure for individual beneficiaries, Sectional Titles will achieve a greater sense of communal lifestyle, maintaining the social networks and interactions within the community. Section 2.2 of this ARAP report has a detailed coverage on the administration and CO management of sectional titles. RE SU LO SC DI 6 This is documented in Section 2.3 and 2.8 of this Report. Page 33 of 130 Abbreviated Resettlement Action Plan for Kambi Moto CHAPTER 6: PROJECT IMPACTS 6.1 Introduction The prepared and approved LP&LUDP generated positive and negative impacts. These impacts resulted from planning and surveying; specifically, the proposed clearance of access paths within the settlement. The impacts led to PAPs losing structures. Positive impacts include secure Land Tenure that enhance land ownership security and hence an impetus for improvement of the settlement to a better place. With secure land tenure, those living in the informal settlement can make long – term investment commitment on the land. Issuance of title deeds guarantees permanency of property. This will in turn improve the livelihoods of the beneficiaries in form of permanency and access to finances by using the titles as collateral. There will also be improved ways as encroaching structures will be cleared. PY Negative impacts will result from the plan implementation that will require removal of structures that had encroached into the settlement accesses/passages as provided for by the plan proposals and persons being affected thereof would require facilitation to effect the necessary adjustments as per the approved plan proposals. CO 6.2 The Project Affected Persons This KISIP project (on tenure regularisation) intervention in the Kambi Moto informal settlement was done post- development, after some earlier remedial interventions of upgrading (building of permanent structures with common and uniform designs) RE which were facilitated by an NGO-Pamoja Trust, Nairobi City Council and the Community- even though the redevelopment models were not done to conventional planning standards due to space limitations. To achieve the key project objective of enhancing tenure security in the settlement, it required preparation and approval of SU the physical and land use development plan. Therefore, through the re-planning of settlement, there were incidences where some structures happened to be affected by the plan proposals of reopening blocked access paths and proposing some complementary support land uses-open/green spaces. Through the plan, it was recommended that all the blocked accesses needed to be cleared to create better LO connectivity and accessibility within the settlement. This resulted to creation of the 11 PAP/Is composed of 4 females, 5 males, 1 Institution-church and 1 community self- help group) as documented herein this report. This information is presented in the PAP diagram below: SC Figure 6-1: Kambi Moto PAPs Diagram PAPs- 11 DI PAPs-9 PA/I/G-2 Male Female - 5 4 Vulnerable- 2 Page 34 of 130 Abbreviated Resettlement Action Plan for Kambi Moto Vulnerable - 1 Vulnerable-1 6.3 Impact on structures The Kambi Moto ARAP is triggered by the planning and surveying of the settlement, which affected 11 structures which have been impacted by approved LP&LDP proposals e.g. Opening up of blocked access paths. All the structures are fully affected. The breakdown of the affected structures is indicated in the table below. Table 6-1: Summary of the impacted structures Description of affected property Number and/or Unit of Measurement Veranda extension 1 (full impact7) PY 20 feet Container laid on concrete blocks 1(full impact) Semi-permanent structures /Temporary stores 7(full impact) Empty Temporary poultry house 1 (full impact) CO Semi-permanent structures extensions (church structure is 1(full impact) temporary one used as a store, religious activities will not be affected since they have an alternative main structure adjacent) Total 11 RE SU LO SC DI 7Fullimpact is applying since the structures are just temporary and they will be removed to open up the blocked accesses. Page 35 of 130 Abbreviated Resettlement Action Plan for Kambi Moto PY CO RE SU LO SC DI Map 6-1: Impacted Structures Page 36 of 130 Abbreviated Resettlement Action Plan for Kambi Moto 6.4 Impacts on Community Facilities (PAI) The church structure affected is a semi-permanent house made of iron-sheet walls and roof which was temporarily put up to act as a store. However, they have an adjacent permanent structure which is the main hall. Therefore, the removal of the temporary structure will not interrupt any religious activities. 6.5 Impact on vulnerable Groups The KISIP RPF recognises the need for an inventory of vulnerable persons so as to ensure provision of additional support so as to cushion them from impacts associated with the project and to facilitate faster adjustment after effects caused by planning and survey. There are two vulnerable PAPs of which one is both aged and widowed, and the other is aged. The vulnerable PAPs will be given a financial assistance of KES. 2,000 per month for two months. In addition, they will be given priority in disbursement of compensation funds. KISIP will share details of the 2 Elderly PAPs to the County PY Government Department of Social Services for enlisting to government social programme such as the "Inua Jamii 70 years and above cash transfer programme for aged PAPs. CO 6.6 Tenure Security Impact: Sectional Titles The sectional property titling option resulted from the Adoptive Local Physical and Land Use development plan for Kambi Moto settlement to achieve the main objective of enhancing tenure security for identified beneficiaries. The impacts generated from RE the titling option include; (i) Sectional ownerships and (ii) formation of a corporation to manage the sections as stipulated by the Sectional Properties Act (1987). To ensure this impact is adequately mitigated, KISIP will ensure provision of adequate sensitization of the beneficiaries during implementation of the ARAP and facilitate the SU formation, registration and training of the corporation to be formed. LO SC DI Page 37 of 130 Abbreviated Resettlement Action Plan for Kambi Moto CHAPTER 7: SOCIO-ECONOMIC PROFILE OF THE PAPS 7.1 Household identification There are 11 PAPS in Kambi Moto composed of (Individuals; 4 female and 5 males 1 institution-Catholic church and 1 self-help group (Muungano wa Kambi Moto). All PAPS are from Kambi moto Settlement in Kiamaiko Sub- location. 7.2 Structural details From the survey, 56% of the PAPS mentioned to have moved to Kambi Moto for residential purposes while 44% mentioned to have moved for work purposes. The table below indicates the years when the PAPS moved to Kambi Moto PY Figure 7-1: Years when PAPs moved to Kambi Moto 0% CO 2010-2019 22% 1970- 1989 33% RE 1990-2009 45% SU LO From the survey, 78% of the structures affected are used as temporary structures, 11% are used as a personal storage facility and the remaining 11% is a veranda extension. All the affected structures were constructed between 1992 and 2017. All the affected SC structures are temporary where majority are constructed with iron sheets for walling and roofing with a concrete floor except for two structures that have stone walls and are tiled floor. With regards to sources of capital for construction, 78% of the PAPs mentioned they sourced from their personal saving and 22% used loans from economic organizations to construct their structures. DI 7.3 Age of PAPS The PAPS are aged between 36 to 68 years with an average age of 49 years. The female PAPS are aged between 46-68 years with an average age of 52 years while the male PAPS are aged between 36-63 years with an average age of 46 years. Page 38 of 130 Abbreviated Resettlement Action Plan for Kambi Moto 7.4 Marital Status of PAPs Of the PAPs interviewed 67 % (5 males and 1 female) were married, 11 % (1 female) mentioned to be widowed while 22% (2 females) mentioned to be single. 7.5 Education level of PAPS The PAPs recorded different levels of education attained; 67% of the mentioned to have attained primary level of education, 22% mentioned to have attained secondary level of education and 11% have attained college of education as illustrated below; Figure 7-2: Education level of PAPS 80% 70% 67% PY 60% 50% 40% CO 30% 22% 20% 11% 10% RE 0% Primary level of Seconadry level College level of education of education education Majority of the PAPS (55%) mentioned to have been trained on several courses such SU as driving, tailoring and geographical information system. 44% have not received any training and one female PAP has received training on tailoring; the other three female PAPs have not received any training. LO 7.6 Health Majority (78%) of the PAPS mentioned not to have suffered from any illness for the last six months on the other hand22% mentioned to have suffered from several SC illnesses over the last six months that ranged from Malaria to respiratory illnesses. 7.7 Social issues DI In terms of social groups and integration; under religion, 89% of the PAPS are Christians while 11% are Muslim. The PAPs also indicated they joined various socio-economic groups such as Milimani SACCO, Maelewano Welfare, Eclof Kenya, Jirani Mzee welfare, Nduru- Runo and Kariobangi welfare. The main activities of the organizations where PAPs are members Page 39 of 130 Abbreviated Resettlement Action Plan for Kambi Moto include table banking, savings and loan and help in social activities. Just 33% of the PAPS mentioned that they did not belong to any socio-economic welfare/group. PAPS indicated to receive social services such as health, education, water, energy, sanitation, sports and market from within the area with an average distance of 3km. The main energy source for the PAPS was mentioned to be cooking gas for cooking and electricity for lighting purposes. 7.8 Economic Occupation Project affected persons are involved in a number of economic activities including Livestock rearing, business, casual jobs and renting of houses. Two PAPS mentioned to be rearing poultry with average units of 14 and KES 2500 income per month. Seven PAPS mentioned to be running businesses such as grocery, hair dressing, sand sale, oil sale and water sale. The average income from the business per month is KES 14,571. Two PAPs were engaged in casual jobs such as farming and construction with an average monthly income of KES 8,500. The economic Activities do not take place in PY the Affected Structures. 67% of the PAPS are engaged in businesses, 22% are casual workers and 11% are unemployed. Three of the four female PAPs are involved in businesses while one CO female PAP is unemployed. All male PAPS are either in businesses or in casual works. Two PAPS mentioned to have rented houses out with an average monthly income of KES 5,500. Four PAPS mentioned to have obtained loans from different institutions. The average amount of loans is KES 105,000. RE Majority (67%) of the PAPS work within the settlement, while 33% work outside the settlement. All female PAPS work from within the settlement except one. 56% of the PAPS use Bus/ Matatu as a mode of transport, 33% go on foot while 11% use private means. SU 7.9 PAPS Expenditure Patterns PAP’s income is spent on various needs including education, food, hiring business LO premises/labour, transportation, house rent and maintenance. The figure below summarises the distribution of PAP’s income expenditures in various items: SC DI Page 40 of 130 Abbreviated Resettlement Action Plan for Kambi Moto Figure 7-3: PAPS Expenditure Medication Water Sanitation 3% 3% 1% Energy… House Rent and Maintenance… Education 34% Transportation 11% Hiring busines premises Food 16% 20% 7.10 Willingness to get the affected structure removed PY Majority of the PAPS 77.8% are willing to have the affected structures removed and preferred to be given an opportunity to remove the structures by themselves after facilitation. Those willing to have the structures removed mentioned to require CO support to remove the structure which they quoted compensation (cash or kind) of the affection structure. On the other hand, 22.2% of the PAPS mentioned to be unwilling to have the structures removed. They cited such reasons as loss of a place to reside and loss of storage space8for declining removal of their structures. RE The average monthly income from the affected structures is KES 10,500 while the average monthly profit from the affected business is KES 4,875. PAPS mentioned impacts of the removal of the structures to be: loss of storage space, loss of residence for a child and vulnerable child. SU LO SC DI 8This has been mitigated as PAPs will be Given enough facilitation to enable then relocate their Structures as well as 3 months self-demolition, salvaging of materials and reconstruction of affected Assets Page 41 of 130 Abbreviated Resettlement Action Plan for Kambi Moto CHAPTER 8: MITIGATION OF IMPACTS 8.1 Introduction The Kenya Informal Settlements Improvement Project (KISIP) Resettlement Policy Framework (RPF) defines Project Affected Persons (PAPs) as persons affected because they may lose, be denied, or be restricted access to shelter and/or economic assets thus losing income sources, or means of livelihoods. These persons are affected whether or not they must move to another location. The World Bank’s Operational Policy O.P. 4.12 on ‘Involuntary Resettlement’ states that the Project affected persons should be compensated at full relocation cost prior to the actual move. Further, the PAPs should be supported during the transition period, and/or their incomes restored to pre-impact or better status (in case of a commercial structure affected) and also advocates for support to vulnerable groups. PY One of the objectives of this ARAP is to ensure that the PAPs conditions are improved or restored to the project pre-impact levels. The negative impacts that are to be mitigated, result from impacts on structures by the plan proposals in the approved LP&LUDP. Consequently, the PAPs will require facilitation to remove these structures. CO 8.2 Planning and Survey Impact Mitigation Measures During the planning of Kambi Moto Informal Settlement, the application of adoptive planning approach saw the settlement planning done based on the existing situation. Given the built-up structures were already storeyed and permanent, there was no intervention that would be done to widen internal accesses. This informed the RE adoption of the existing internal access ways as foot-paths with only recommendations of opening up the sections that had been blocked. Also given the smallness of the settlement (measuring 135m x 32m), it was considered SU to be a walkable settlement across direction thus the adoption of the pedestrianized internal accesses. On the other hand, rather than demolishing of the built structures in order to achieve registrable parcel sizes for tenure regularization, the plan proposed for the alternative LO Sectional properties titling option to allow the beneficiaries be entitled to the total areas of their constructed structures. This was adequately done through community consultations. At the time of RAP implementation, KISIP will enhance sensitization of beneficiaries during the community meeting on management of sectional titles (see also annex 2, 3) SC 8.3 Mitigation and Entitlements Opening up of accesses as a result of planning and surveying resulted to partial or full DI impact on structures therefore generation of PAPs. All those persons who are affected by these activities regardless of their legal tenure status are eligible for facilitation if they had assets at the affected sites before the project cut-off date of 26th July, 2019. Sectional titles is not a common property registration option, necessitating adequate sensitization to the beneficiaries. Although the process of sensitization commenced Page 42 of 130 Abbreviated Resettlement Action Plan for Kambi Moto during the planning phase, further sensitization especially on subsequent titles registration and operational modalities (post registration) will be done by KISIP during the ARAP implementation phase, in collaboration with the department of Lands, Ministry of Lands and Physical Planning. Formulation of a constitution that dictates the rules and regulations of the beneficiaries and subsequent submission of the same to the chief land registrar will be well ensure the beneficiaries aligns and adheres to the spirit of this form of tenure security. The entitlement matrix outlined in table 8-2 below defines the type of facilitation and assistance provided to the different categories of Project Affected Persons. 8.4 Entitlement Matrix Table 8-2 below shows the entitlement matrix that was used to determine the compensation for the PAPs. Table 8-1: Entitlement Matrix NO TYPE OF PAP ENTITLEMENTS LOSS CATEGORY PY A. Loss of structures 1. Fully Squatter • Cash facilitation at replacement cost without depreciation affected/part CO affected and • Right to salvage materials. remaining structure is non-viable B. Support to vulnerable groups (Elderly, widowed, female heads etc.) RE • Additional cash support of Kshs 2000/month for the first three months. • Assistance on a case by case basis in self-demolition, salvaging of Materials and rebuilding of fully affected structures. • Forwarding of names of Elderly PAPs through county SU government for consideration for the unconditional cash transfer programme "Inua Jamii 70 years and above cash transfer programme’ administered by the national government’s Ministry of Labour and Social Protection. LO C. Formation and Registration of a Corporation KISIP shall undertake to foot all the statutory costs for formation, registration and training on operationalization of the corporation SC DI Page 43 of 130 Abbreviated Resettlement Action Plan for Kambi Moto CHAPTER 9: GRIEVANCE REDRESS MECHANISM 9.1 Introduction Grievance redress mechanisms are essential tools for facilitating PAPs to voice their concerns about the compensation processes as they arise and, where necessary, for corrective action to be taken promptly. Such mechanisms are fundamental to achieving transparency in compensation processes. The key grievance subject matters likely to arise in case of the planning and execution for the Kambi Moto settlement include: i. Mistakes on inventory of the affected assets that might have occurred during the census survey; PY ii. Dispute over ownership of given assets between two or more affected individual(s); iii. Disagreements on structure valuation where the PAP feels that his/her asset have been undervalued; CO iv. Delays in facilitation payment; v. Extent and values for the resettlement and disturbance assistance vi. Grievances arising from the titling process. RE These grievances necessitate the setting up of appropriate grievance and appeals redress mechanisms to address the grievances and disputes that may arise from time to time. SU 9.2 Grievance Redress Management Mechanism This ARAP has established procedures and mechanisms through which complaints and disagreements can be resolved without costs and in a timely manner. The LO grievance redress mechanism (GRM) is simple and transparent; accessible to all the affected persons irrespective of their location and/or socio-economic status; flexible and open to scrutiny and; speedy, just and fair. The grievance redress mechanism adopted in this ARAP. The proposed GRM is at 3 levels namely the settlement, the RIC and the court of law. Each of the levels is discussed below: SC 9.3 Settlement Grievance Redress Committee (SGRC) DI This Settlement Grievance Redress Committee (SGRC) was established at the onset of the planning and surveying process, constituting of three members of the Settlement Executive Committee with representation of a woman member, the Area Chief and the ward Administrator. Its organizational structure comprises of the chair, vice chair and three members. The grievances are received by the chair of the SGRC and entered into the grievance logbook. The SGRC for Kambi Moto settlement is already functional. The Page 44 of 130 Abbreviated Resettlement Action Plan for Kambi Moto Settlement Grievance Redress Committees (SGRC) will continue to operate during implementation of this ARAP including times of disclosure and issuance of titles. During community consultation forums, PAPs were continuously sensitized on the available grievance redress mechanisms provided by this ARAP. 9.4 RAP Implementation Committee (RIC) In case the grievance is not resolved at first tier, they will be forwarded to the proposed ARAP Implementation Committee (RIC). At this level, county officials from the County Government (as a key component of the RIC) are occasionally involved in intricate land ownership disputes. In case of Kambi Moto settlement, this ARAP recommends the RIC members to be composed of: From KISIP National PCT: a) Head of Component 1 b) Head of Component 2 c) Project Liaison Officer PY d) Social safeguard specialist e) Community Development specialist f) 3 members from Component 2 – Surveyor, Land Administrator and Valuer g) KISIP Finance Officer CO From the County: a) County KISIP Coordinator who will be the chairman b) Community Development Officer c) County Surveyor d) County Physical Planner RE e) County Land Officer f) Representative from NLC 9.5 Legal Redress SU In cases where PAPs are not satisfied with the decision of the Grievance Redress committee of KISIP, the PAPs will be at liberty to seek legal redress at courts of law. LO 9.6 Procedures for Receiving and Resolving Grievances The proposed step-by-step procedures for receiving and resolving grievances are as SC follows: 9.6.1 Step 1: Receipt and Redress of complaint/grievance by SGRC DI All grievances whether verbal or written by a PAP or community member will be lodged at any time directly through the chair of the SGRC. During receipt of the grievances, the chair will interview the complainant and enter responses into a grievance form (if the PAP cannot read/write). The chair will record the complaint in a register while the complainant will fill the grievance receipt form for which s/he will take a copy home. Page 45 of 130 Abbreviated Resettlement Action Plan for Kambi Moto The SGRC will then meet within two weeks (14 days), based on the frequency of grievances received by the chair, hold site level meetings to address the registered grievances. The SGRC may opt to call the complainant or pass judgement/make decision. If the SGRC is not able to resolve the complaint, it escalates the grievance to the RIC. Whichever the case, the decision arrived at by the SGRC will be communicated to the complainant not more than two days following the decision. If satisfied, the complainant signs the satisfaction form and the same is entered into the register. But if dissatisfied, the complainant will appeal to the RIC. Where the complainant is satisfied and accepts the decision, corrective action will be taken and verified by the SGRC. 9.6.2 Step 2: Escalation of the complaint to RIC Where the SGRC is not able to resolve a complaint, it will escalate the grievance to the RIC. The RIC will hold meetings to address grievances escalated to this level, these meetings will be held at settlement level on case by case basis when required. PY Following redress decisions reached, the RIC will communicate the same to the complainant through the SGRC. Decisions by the RIC will be taken within two weeks (14 days) from the date the complaint is escalated. CO 9.6.3 Step 3: Alternative Action/Judicial Recourse Where an aggrieved party is not satisfied with the resolution by the RIC, the party will be at liberty to appeal to the courts of law at any given time and at his/her cost. The proposed schematic diagram of the grievance redress mechanism is presented in the RE following figure: SU LO SC DI Page 46 of 130 Abbreviated Resettlement Action Plan for Kambi Moto Level 1 Registration of the grievance with GO and resolution by SGRC (14 days) Level 2 Forward findings and recommendation Complainan s to Resettlement YES NO t satisfied Implementation with the (RIC) outcome Committee PY Grievance Final closure YES processing CO Complainant satisfied by with Mediation outcome committee (14days) RE NO SU Level 3 Complainant seeks LO legal redress Figure 9-1: Grievance Redress Procedure SC DI Page 47 of 130 Abbreviated Resettlement Action Plan for Kambi Moto CHAPTER 10: INSTITUTIONAL AND IMPLEMENTATION ARRANGEMENTS 10.1 Overview The overall responsibility for the implementation of the ARAP is vested in KISIP - the Project Coordinator and staff of the Project Coordinating team (PCT). The PCT consists of Component heads, planners, social safeguards experts, Monitoring and Evaluation, procurement officer etc. The main objectives of resettlement and compensation are to ensure that the PAPs get fair and prompt compensation. In this way it is expected that their income, productivity and standards of living will be improved, or at least restored to their previous levels or even better. PY The guiding principles for the implementation of the ARAP will be as follows: a. Resettlement or relocation has been minimised by taking into consideration all possible alternative measures. b. Compensation will be paid concurrently with issuance of titles in a manner that does not curtail the livelihoods of the PAPs in terms of access and CO utilisation of such compensation. c. The compensation values awarded are fair. d. All other activities related to the ARAP will be communicated in advance to the PAPs using the preferred channels of communication. e. Where grievances arise, the respective PAPs/beneficiaries who lodged the RE grievance will be given an opportunity to be heard, fairly and promptly. f. Measures will be taken to ensure that vulnerable PAPs get special assistance and support as documented in the entitlements of this ARAP. 10.2 Resettlement Implementation Institutions SU This ARAP will be implemented within a period of not more than 90 days upon approval from the World Bank. At implementation phase, KISIP will ensure all PAPs are adequately facilitated according to the provisions of this ARAP before Title Deeds LO are issued to all beneficiaries. The implementation tasks will be carried out by KISIP Resettlement Implementation Committee (RIC) for Nairobi City County whose composition is outlined in this ARAP. Table 10-1 below indicates the County and National Government role in this ARAP implementation: SC DI Page 48 of 130 Abbreviated Resettlement Action Plan for Kambi Moto Table 10-1: National and County Government ARAP Implementing Institutions No. Institution Role Capacity 1. Ministry of Transport, It houses the KISIP •The Ministry has the Infrastructure, project and provides capacity for Housing and Urban for policy direction. implementation of this Development. Preparation of Title ARAP deeds for the •The Ministry has the settlement capacity for infrastructure improvement in the planned settlements •The Ministry has experts in the necessary key areas: land management, land administration and physical planning. PY 2. Ministry of Finance •Financial management Capacity exists and funds on behalf of the will be made available. Borrower (GoK). •Provision of CO counterpart funding – part of which is used to settle compensation claims by PAPs. 3. National Land •Custodian of all public The commission has the RE Commission land on behalf of the capacity on this mandate. County Governments. •Ensures Issuance of Title Deeds to SU beneficiaries. 4. County Government •Ensures that all PAP’s •The county has capacity are authentic in the enforcement •Ensures that there is department. LO no re encroachment or •The county has a any new development functional social after cut-off date and development office that before compensation has been collaborating SC process is completed. with KISIP national office. •There is a functional KISIP County office DI existing. 5. Ministry of Lands •Processing of title •Exist capacity to handle deeds the tasks Page 49 of 130 Abbreviated Resettlement Action Plan for Kambi Moto In addition to the above government institutions, several structures have been established to ensure effective implementation of this ARAP 10.3 ARAP implementation at KISIP 10.3.1 KISIP Project Coordination Team The overall coordination of the whole process is provided by the KISIP Project Coordinating Team (PCT). The National KISIP Coordinating Unit has the following roles: a. Coordinate the effective implementation of the RAP as provided for by the RPF. b. Prepare Progress Reports on the implementation of the Social Safeguards. c. Procure and supervise consultants for Social safeguards. d. Build the capacity at all levels to implement the RAP. e. Supervise RAP implementation during and after project implementation. f. Ensure integration of RAPs into Contract and Bid Documents. PY g. Ensure adequate community participation. The Project Coordinator is the overall technical coordinator in the Project Coordinating Team (PCT) and implementation of KISIP. She/he will supervise the CO project team and ensure that project implementation activities and reports are done on schedule and in compliance with the financing agreement. The coordinator will report to the Principal Secretary in the Ministry of Infrastructure, Transport Housing and Urban Development and will from time to time draw the attention of the PS to all emerging policies issues for decision at that level or a higher level. RE The PCT is responsible for routine implementation and technical aspects of the KISIP project and comprises of a Safeguards Team which has Social Safeguard SU Specialists responsible for ensuring that the Social Safeguards are implemented. 10.3.2 KISIP ARAP Implementing Committee A Resettlement Implementations Committee, appointed by the Project Coordinator LO is has been incorporated in the GRM and has the overall responsibility of Monitoring and Evaluation of the resettlement process. The following are the recommended members: SC From KISIP National PCT: a. Head of Component 1. b. Social Safeguard Specialist. c. Community Development Specialist. DI d. 3 members from Component 2 – Surveyor, Land Administrator and Valuer. e. KISIP Finance Officer. From the County a. County KISIP Coordinator who will be the chairman. b. Assistant County Commissioner. Page 50 of 130 Abbreviated Resettlement Action Plan for Kambi Moto c. Community Development Officer. d. County Surveyor. e. A representative from enforcement department. f. Town Administrator. The committee works with the Project Affected Persons for each settlement. The committees’ roles are as presented below. a. The Resettlement Implementation Committee shall ensure the list of all PAPs has been verified and documented in the PAP register. The register shall have, among other parameters, (1) the name of the person, (2) type of loss (structure / Livelihood) (3) identification number of the PAP, (3) Compensation Amount (3) Bank Details or M-Pesa details of the PAP. b. The Resettlement Implementation Committee will verify the identity of each PAP as stated in the register and ascertain that every identity card holder is correctly documented in the register. c. Resettlement Implementation Committee will support KISIP in carrying out PY sensitization about opening of joint accounts and appropriate use of compensation funds for households. RIC will support PAPs in opening individual and joint accounts with financial institutions of their choice. RIC will support KISIP in following up on PAPs to ensure they have received their compensation. CO d. On completion of the PAP Audit and resolution of any grievance, the committee shall recommend compensation. Payments will be made according to locations and adequate information will be made available to all affected persons prior to payment. Such information will include: dates and locations of payment, list of eligible people and mode of payment, etc. RE 10.3.3 County KISIP teams For effective implementation of the project, Counties have established County KISIP Teams whose composition is a replica of the national team. The county team was SU crucial in development of this ARAP and they will also be important during implementation of the ARAP prior to commencement of civil works. The role of the County KISIP Team includes: a. Validation of assets and PAPs before compensation. LO b. Formation of the Grievance Redress Committee. c. Capacity building of ARAPs committee. d. Sensitization of PAPs on bank accounts and use of compensation funds. SC e. Monitoring of ARAP activities. f. Oversight and supervision of rebuilding of structures owned by vulnerable PAPs who need assistance. g. Nairobi City County Government DI The county’s role includes: i. Facilitate implementation of ARAP and ensuring project success. ii. Delivery of other assistance to PAPs will be the responsibility of County Government under the coordination of respective RIC. Page 51 of 130 Abbreviated Resettlement Action Plan for Kambi Moto iii. Responsibility for appropriate and suitable measures to prevent further encroachments after the cut-off date and before facilitation is made. iv. Oversight and quality control of rebuilding of structures for vulnerable PAPs identified for this additional assistance. v. Clearance of structures after expiry of self-demolition period and compensation. vi. Part of Grievance Redresses Mechanism through County KISIP office. vii. Maintaining roads and safeguarding them from encroachment after ARAP Implementation. 10.3.4 Settlement Executive Committee (SEC) This was instrumental in mobilizing the community and providing a link between KISIP, the Consultants, and the community. The Committee has been involved in all stages of ARAP development and is expected to continue playing an active role in monitoring its implementation. PY The Settlement Executive Committee role in the ARAP process as follows: h. It provides an entry point into the informal settlement. i. It is the crucial link between the community and other institutions. j. Plays an important role in the formulation of the community resettlement CO committee and other engagement structures. k. Will play a crucial role in additional assistance to vulnerable PAPs during Implementation e.g. rebuilding of structures, and movement. 10.3.5 The Settlement Grievance Redress Committee RE This will be formed to address all grievances related to the development and implementation of this ARAP at settlement level. 10.4 ARAP Implementation Process Flow SU The ARAP provides for coordination of relevant institutions discussed above during ARAP implementation, figure 10-1 below presents a flow chart which illustrates roles of institutions involved in ARAP implementation while figure 10-2 presents LO information sharing and Stakeholder Engagement Strategy. SC DI Page 52 of 130 Abbreviated Resettlement Action Plan for Kambi Moto Figure 10-1: ARAP Implementing Institutions KISIP Project Coordination Team Overall coordination Overall responsibility of ARAP implementation Ensure budget for implementation is available Resettlement Implementation Committee Monitoring and Coordination of PY resettlement process Grievance redress Nairobi City County KISIP Team Validation of Assets CO Nairobi City County Ensure sustainability of the project RE Handling grievances ARAP implementation SU The SEC and Settlement Grievance Redress Committee First tier of grievance redress LO SC DI Page 53 of 130 Abbreviated Resettlement Action Plan for Kambi Moto Figure 10-2: Stakeholder Engagement Strategy What Why Areas Whom How - Avert Disputes/conflicts and GBV - Benefits of Title Deed - Chief Registrar of Titles - All Community - Enhance/safeguard Women’s - Types of Registrations - KISIP beneficiaries meetings Titles Sensitization Land Rights - Joint Registration of Titles - NLC - Spouses with - Regulation of land transactions - Land Control Board Joint (mandatory spousal consent) Ownership - Relevant land related institutions W - Allow PAPs to self-demolish, - Entitlements - RIC PAPS Community O salvage and rebuild affected - PAP register - Nairobi City County meetings M structures in time - Notice for self-demolish and implications (NCC) Notification & E - Ensure PAPs use compensation of failure to do so within time - Area Chief Disclosure N for right purpose - Ensure grievances are directed - Unilateral Grievance Redress Mechanism RIC PAPS Community PY C towards the right institutions for for ARAP implementation meetings O timely resolution - Procedures and processes in GRM Sensitization on N - Avert conflicts and GBV over - Full disclosure of facilitation payment to - RIC PAPS - Community C GRM compensation both spouses - CGM meetings E - Ensure PAPs use funds for right - Opening of Joint Accounts - Area Chief - Individuals/S R CO purpose - Utilization of funds, GBV - SGRC pouses N meetings S Compensation & Joint Accounts Sensitization E Guiding Principles UR Proactive Engagement Clear and Open Information Sharing Learning & Modifying performance Overall Coordination by KISIP PCT OS CL Page 54 of 130 Abbreviated Resettlement Action Plan for Kambi Moto 10.5 Other Supporting Institutions In addition, several agencies and institutions are to be involved in the ARAP implementation process as well as monitoring and evaluation. These institutions include: i. Ministry of Lands and Physical Planning – For registration of the corporation, preparation and issuance of titles ii. The National Land community mission – As a custodian of public land, key in the process of issuance of titles. 10.6 Gender Empowerment during ARAP implementation In implementing this ARAP, gender empowerment and sensitisation will be adequately PY conducted by stakeholders including: KISIP, Chief Land Registrar and Nairobi County; Gender Department; local women and men based organizations; SEC; and local community will participate. These Sensitization exercises will include but not limited to: CO i. Women’s landownership rights enhancement through recommendations such as joint spousal registration and titling. ii. Enhancing women’s decision-making on land use and Land Laws. For example, women will be sensitized to know that a spouse cannot sell land without their consent iii. Sensitization on land transfer processes e.g. in the event of a spouse’s death or RE transfer to children. iv. Educating community on the benefits of recognizing promoting women’s land rights. SU 10.7 Implementation procedures The key activities anticipated prior to, during and after implementation of the ARAP are LO outlined under the implementation schedule namely Abbreviated Resettlement Action Plan Activity Schedule (ARAPAS). Implementation of the Abbreviated Resettlement Action plan will consist of the following main interlinked activities: SC i. ARAP approval and Disclosure will be undertaken on the ground by RIC, KISIP, in conjunction with SEC. This will be done in Kiswahili for better comprehension by the community. KISIP and The World Bank will also disclose via their website and Info Shop respectively. DI ii. KISIP shall oversee and bear full costs on formation, registration and training of the corporation on operationalization of the sectional Page 55 of 130 Abbreviated Resettlement Action Plan for Kambi Moto properties titles as stipulated by the Sectional Properties Act (1987) during implementation of the ARAP iii. Validation of asset valuation/values will be undertaken by KISIP RIC. iv. Capacity building for Grievance Redress Committee will be undertaken by KISIP. The training will cover topics including grievance collection and documentation, strategies for settling complaints and escalation of grievances to RIC including types of grievances to escalate to RIC. Dispute /grievances resolution will be a continuous process and undertaken by KISIP, RIC, SGRC. v. PAPs mobilization and sensitization will be undertaken by RIC. This will include sensitization on how to use the compensation amounts and the importance of joint spousal involvement. vi. Bank account opening by each of the affected PAPs so as to facilitate PY smooth payment process will then happen. vii. Offering of awards by RIC. The PAPs will then choose to accept or reject the award. Where the PAP rejects the award, s/he will explain the reasons CO and can launch a grievance. For those who sign the award, they will wait for payment. viii. Issuance of titles will be undertaken by Ministry of Lands, at the same time as offering of compensation. RE ix. Following payment of facilitation, the PAPs will be issued with notice for self-demolition, so as to salvage the building materials, which will be 1 month. For PAPs who will not Self-demolish, the County Government is mandated to undertake development control. Therefore, demolition of SU any structures that have not been demolished at the expiry of the notice period by the Nairobi County Development Control Section. x. Monitoring and evaluation will be undertaken on a continuous basis by LO KISIP/RIC xi. Evaluation and final audit will be undertaken following completion of implementing the ARAP by KISIP, MoTIH&UD & World Bank. This is SC discussed in detail in Chapter 10. DI Page 56 of 130 Abbreviated Resettlement Action Plan for Kambi Moto 10.8 ARAP Schedule The Abbreviated Resettlement Action Plan Activity Schedule (ARAPAS) is spread over a period of Six months. Table 10-2 below summarizes the Abbreviated Resettlement Action Plan Activity Schedule (ARAPAS). Table 10-2: RAP implementation schedule Actor Implementation to begin immediately after approval of TASK NAME ARAP Period in Months 1 2 3 4 5 6 1. Approval of ARAP World Bank PY 2. Formation of a corporation KISIP Sensitization on Title Registration KISIP, RIC, PAPs, (including Gender Empowerment on Beneficiaries 3. land ownership), sectional Title CO Management KISIP, PAPs, 4. Disclosure of ARAP Beneficiaries KISIP, RIC, GRC, Capacity building of Grievance Redress PAPs 5. Committee RE KISIP, County 6. Validation of asset valuation/values Government, KISIP, RIC, PAPs, Beneficiaries, GRC SU 7. Grievance Redress KISIP, PAPs, RIC, Sensitization of PAPs on bank accounts County Government, LO and use of compensation funds Women Based 8. Organizations (if including joint spousal management of cash, GBV in use of funds present), SEC SC 9. Payment of compensation KISIP, RIC KISIP, RIC 10.Issuance of notice for self-demolition DI 11. Self-Demolition PAPs Demolition of any structures that have Nairobi County 12. not been demolished at the expiry of the notice period Page 57 of 130 Abbreviated Resettlement Action Plan for Kambi Moto Actor Implementation to begin immediately after approval of TASK NAME ARAP Period in Months 1 2 3 4 5 6 KISIP 13.Monitoring activities MoTIH&UD KISIP, Ministry of Formation, Registration and training of Lands & Physical 14. the Corporation Planning MoTIH&UD PY CO RE SU LO SC DI Page 58 of 130 Abbreviated Resettlement Action Plan for Kambi Moto 10.9 Costs and Budget The budget for this project has been prepared considering that the compensation will be in the form of cash. Any administrative expenses e.g. costs of facilitation transfer, logistics for committees etc. will be incurred by the project. The values projected in the budget have also been estimated with consideration of the market trends in the project area taking into consideration the expected immediate changes in the short-term future. In this ARAP, the cost for implementation amounted to KES. 803,195.00 (Read Kenya Shillings Eight hundred and Three thousand, one hundred and ninety-five only). This is inclusive of a total of KES. 633,460 for Vulnerability support, corporation registration, supervision, implementation, disturbance allowance and monitoring/evaluation fund for the project. These costs are summarized in the following table: Table 10-3: Summary of ARAP Implementation budget for Kambi Moto settlement S/ DESCRIPTION VALUE N PY 1. Loss of assets (structures) 169, 735.00 2. Vulnerability Support and assistance 8,000.00 CO 3. Formation, registration and training of the 50,000.00 corporation 4. Awareness raising and sensitization of Beneficiaries 120,000.00 and PAPs - RE 5. Training and Capacity Building for GRM 80,000.00 - 6. Operational & Administrative Costs of RAP 100,000.00 Committees - SU 7. Monitoring and Evaluation 250,000.00 - 8. Disturbance allowance 25,460 LO GRAND TOTAL 803,195.00 SC DI Page 59 of 130 Abbreviated Resettlement Action Plan for Kambi Moto CHAPTER 11: MONITORING AND EVALUATION AND IMPLEMENTATION OF THE ARAP 11.1 Introduction Monitoring and evaluation for implementation of this ARAP will be undertaken on a continuous basis to ensure that the resettlement plan is smoothly implemented and PAPs have been adequately assisted before implementation of component two of the project; and whether the PAPs enjoy the same or higher standard of living than before. Monitoring will also ensure that attention is given to the 2 vulnerable persons affected by the plan. Monitoring will provide both as a warning system for the project proponent and a channel for the affected persons to make known their needs and their reactions to resettlement activities. PY Monitoring and evaluation activities and programs will be adequately funded and staffed. In-house monitoring will need to be supplemented by independent monitors to ensure complete and objective information gathering. The primary responsibility for monitoring CO rests with proponent i.e. KISIP which already has a Social Safeguards Team which will work in collaboration with the RIC, and other external actors, where needed. 11.2 Monitoring and Evaluation Framework RE 11.2.1 ARAP Monitoring Plan The ARAP Monitoring Plan and Framework involves internal monitoring by KISIP, impact monitoring commissioned to specialized firms and Resettlement Completion SU Audit. The ARAP Monitoring Plan to be adopted is presented below: Table 11-1: Monitoring Plan Activity Monitoring Means of Responsibility Frequency LO Parameters verification Impact Tracking Quarterly or Project Frequently Monitoring effectiveness of semi-annual safeguards and as required inputs against quantitative and RIC or by the baseline qualitative contracted (KISIP) SC indicators surveys external monitoring Assessment of Regular public agency PAP satisfaction meetings and DI compensation other proposals of the consultation with affected assets people affected by the project; Page 60 of 130 Abbreviated Resettlement Action Plan for Kambi Moto review of grievance mechanism outputs Completion Measurement of External Contracted On Audit output assessment of external completion indicators such ARAP auditing and of the ARAP as productivity implementation, evaluation time table gains and independent agency developmental surveys and impact against consultation with baseline affected persons 11.2.2 ARAP Monitoring Framework PY ARAP Implementation Reports will be verified by a field check of the following: i. Payment of compensation ii. Stakeholder engagement iii. Formation and Registration of a corporation for titles Management CO iv. Adequacy of training and other developmental inputs. v. Infrastructure repair, relocation or replacement. vi. Transition allowances. The mechanism of the above shown field check includes the following: RE i. Public Consultations with affected people at the community level will be observed. ii. The resettlement operation at all levels will be observed to assess its effectiveness and compliance with the ARAP. iii. The type of grievance issues and the functioning of Grievance Redress SU Mechanisms will be checked by reviewing the processing of appeals at all levels and interviewing aggrieved PAP’s. iv. The standards of living of the PAP’s before and after implementation of resettlement will be surveyed to assess whether the standards of living of the LO PAP’s have improved or been maintained. v. Project management will be advised regarding necessary improvements in the implementation of the ARAP, if any. vi. Functional corporation able to manage issues related to sectional titles SC The Table 11-2 below shows Internal Monitoring Indicators that will be checked during Internal Performance Monitoring by KISIP: DI Table11-2: Monitoring Indicators Activity/Parameters Indicators Compensation for • Number of PAPs promptly paid disaggregated by gender loss of structures • Number and amounts of payments made to PAPs Page 61 of 130 Abbreviated Resettlement Action Plan for Kambi Moto • Number of PAPs with restored assets disaggregated by type of structure • Number of restored structures disaggregated by type, building/construction material, asset use/purpose and standard • Average income level by source • Employment status of household head • Use of compensation cash • Development of settlement triggered by land tenure process • Changes in land values and plot ownership Access to services • Number of PAPs with access to water services disaggregated by type of water source • Number of PAPs with access to sanitation services disaggregated by type of water source • Number, type of educational establishments and proximity to PAPs PY • Number, type of health facilities establishments and proximity to PAPs • Length of roads that are newly constructed or expanded Vulnerability • Status of “vulnerable” homesteads CO • Structures constructed to PAPs through Additional Assistance Community • Number of local consultative meetings held participation and • Type of issues raised at public consultation meetings public engagement • Number of participants attending public consultation RE meetings related to displacement disaggregated by gender Training and • Number of trainings held disaggregated by target Capacity Building group/institutions and issues • Number and type of participants disaggregated by gender SU • Themes discussed in various trainings • Perception of PAPs on usefulness and timing of these issues discussed Gender Concerns • Number of women with land titles disaggregated by type LO (e.g. sole owners, joint owners) • Number of Cases of GBV • Participation of women and men in trainings • Number of Joint accounts opened for facilitation funds SC Grievance • Number of grievances received management • Number of grievances resolved promptly (within the duration allowed in the grievance redress mechanism) • Number of outstanding grievances not resolved DI • Average timelines for resolution of grievances disaggregated by the various levels of grievance redress mechanism/institutions • Number of grievances referred to Level 3 (Courts of Law) Page 62 of 130 Abbreviated Resettlement Action Plan for Kambi Moto • Number of complaints referred to World Bank Awareness and • Type of information disclosed to PAPs during each meeting Access to • Accessibility of the ARAP document at the local level Information • Accessibility of the ARAP document on the Ministry’s website and the Bank’s Info shop • Awareness on ARAP/Entitlement information • Number of people seeking information on displacement and compensation Process Management • Formation of proposed institutions or better alternatives • Census and asset verification/quantification procedures in place • Effectiveness of compensation delivery system by KISIP • Efficiency of compensation delivery system by KISIP • Co-ordination between KISIP national, KISIP, County Government and the community • Availability of adequate funds for the process PY Sectional Title • Formation and registration of a corporation (facilitated by Management KISIP) • Training of the corporation membership on sectional titles management CO • Gender mainstreaming in the corporation leadership. 11.3 Resettlement Completion Audit The purpose of the completion audit will be to verify and ascertain that the resettlement RE process at the end of ARAP implementation has complied with resettlement commitments as defined by the ARAP. This audit will be done at end of ARAP implementation either internally by KISIP PCT or by an external audit firm to be hired by KISIP. Reference document for the completion audit will be this ARAP Report and the legal framework lay therein. SU The Completion Audit will have following specific objectives: i. Assessment of compliance of implementation with laws, regulations and LO safeguard policies. ii. Assessment of the adequacy and promptness of the compensation and resettlement procedures as implemented. iii. Evaluation of the impact of the compensation and resettlement program measured through incomes and standards of living, with an emphasis on the SC “no worse-off if not better-off” requirement; and iv. Identification of potential corrective actions necessary to mitigate the negative impacts of the program, if any, and to enhance its positive impacts. DI The Completion Audit will be based on documents and materials generated by internal and external monitoring persons. In addition, auditors will make their own assessments, surveys and interviews in the field and with Project Affected Persons. Page 63 of 130 Abbreviated Resettlement Action Plan for Kambi Moto CHAPTER 12: CONCLUSION AND COMMITMENTS 12.1 Conclusion This ARAP Report is prepared to mitigate impacts arising from the planning and surveying in readiness for tenure regularisation and issuance of Sectional Title Deeds for beneficiaries in Kambi Moto informal settlement located in Nairobi City County. The planning and Surveying activity is undertaken by the Kenya Informal Settlements Improvement Project (KISIP). The Kambi Moto ARAP has been prepared in compliance with the applicable Kenyan Legal Framework and the provisions of the World Bank's Safeguard Policy on Involuntary Resettlement (OP 4.12). Under the World Bank’s OP 4.12, for all projects that anticipate displacement of persons including shelter, livelihood and associated PY impacts, a RAP has to be prepared. World Bank’s (OP 4.12) allows that “for projects in which the number of people to be displaced with a loss of assets or restriction of access to assets is small (less than 200 persons will experience resettlement effects), an abbreviated resettlement plan (ARAP) CO should be prepared. The displacement of economic activities in Kambi Moto informal settlement meets these conditions. The ARAP presents an inventory (register) of PAPs, an Asset register of affected assets and the proposed compensation package. The process for preparation of this ARAP RE involved all stakeholders notably the SEC members, the Kambi Moto community, KISIP National and County Teams, NLC and the Consultant under KISIP. Ownership of the ARAP has been internalised by all the affected persons through a rigorous and adequate consultations. SU 12.2 Commitments • KISIP RIC in collaboration with the Registrar of Titles will organize and carry out LO Sensitization exercises aimed at enhancing women land rights as documented in this ARAP. • Facilitate all the affected persons according to provisions of this ARAP within 3 months after approval of this ARAP. SC • KISIP will Ensure Grievances raised are addressed and resolved on a timely manner during implementation of the ARAP. • All vulnerable persons enumerated in this ARAP will be promptly facilitated in accordance with the provisions of this ARAP DI • KISIP through the Ministry of Lands and Physical Planning and NLC will immediately begin issuance of title deeds to beneficiaries, concurrently with compensation. Page 64 of 130 Abbreviated Resettlement Action Plan for Kambi Moto • Issue a three months’ notice to PAPs to enable them Self Demolish and salvage their assets. • To undertake thorough community engagement and sensitization on Sectional title during implementation. • KISIP will incur all costs associated in management of the Sectional Title from formation of the cooperation up until handover to beneficiaries • Undertake Monitoring and Evaluation of this ARAP during and after implementation • KISIP will work with the County Government of Nairobi in ensuring the RAP is successfully implemented. The County Government will be part of the RIC and GRM committees. The County Government will also enforce development controls, clearance of structures on road reserves after the expiry of self-demolition period • Facilitate and assist in formation, registration and training on the cooperation PY CO RE SU LO SC DI Page 65 of 130 Abbreviated Resettlement Action Plan for Kambi Moto REFERENCES 1. Socio-economic survey of Kambi Moto Settlement, Nairobi 2019. 2. Local Physical and Land Use Development Plan for Kambi Moto Settlement, Nairobi 2019. 3. International Finance Corporation; Handbook for Preparing a Resettlement Action Plan 4. Resettlement Policy Framework (RPF) for KISIP, October, 2014 PY CO RE SU LO SC DI Page 66 of 130 Abbreviated Resettlement Action Plan for Kambi Moto ANNEXES Annex 1: Minutes of the PAPs Consultation Meeting Held on 21st August 2019 at the Muungano Kambi Moto Social Hall, Kambi Moto from 10:55 am. PY CO RE SU LO SC DI Page 67 of 130 Abbreviated Resettlement Action Plan for Kambi Moto PY CO RE SU LO SC DI Page 68 of 130 Abbreviated Resettlement Action Plan for Kambi Moto PY CO RE SU LO SC DI Page 69 of 130 Abbreviated Resettlement Action Plan for Kambi Moto PY CO RE SU LO SC DI Page 70 of 130 Abbreviated Resettlement Action Plan for Kambi Moto PY CO RE SU LO SC DI Page 71 of 130 Abbreviated Resettlement Action Plan for Kambi Moto PY CO A photograph of the RAP meeting in session RE SU LO SC The RAP Expert appraising the community on resettlement policies and guidelines DI Page 72 of 130 Abbreviated Resettlement Action Plan for Kambi Moto A photograph of the valuer taking measurements of an affected structure. PY CO RE SU LO SC DI Page 73 of 130 Abbreviated Resettlement Action Plan for Kambi Moto Annex 2: Minutes of the Final Stakeholders Meeting Held on 4th of November 2019 at the New Mathare Church Hall, Kambi Moto from 2:00 pm. PY CO RE SU LO SC DI Page 74 of 130 Abbreviated Resettlement Action Plan for Kambi Moto PY CO RE SU LO SC DI Page 75 of 130 Abbreviated Resettlement Action Plan for Kambi Moto PY CO RE SU LO SC DI Page 76 of 130 Abbreviated Resettlement Action Plan for Kambi Moto PY CO RE SU LO SC DI Page 77 of 130 Abbreviated Resettlement Action Plan for Kambi Moto PY CO RE SU LO SC DI Page 78 of 130 Abbreviated Resettlement Action Plan for Kambi Moto PY CO RE SU LO SC DI Page 79 of 130 Abbreviated Resettlement Action Plan for Kambi Moto PY CO RE SU LO SC DI Page 80 of 130 Abbreviated Resettlement Action Plan for Kambi Moto PY CO RE SU Page 81 of 130 LO Abbreviated Resettlement Action Plan for Kambi Moto PY CO RE SU Page 82 of 130 LO Abbreviated Resettlement Action Plan for Kambi Moto PY CO RE SU Page 83 of 130 LO Abbreviated Resettlement Action Plan for Kambi Moto PY CO RE SU Page 84 of 130 LO Abbreviated Resettlement Action Plan for Kambi Moto PY CO RE SU Page 85 of 130 LO Abbreviated Resettlement Action Plan for Kambi Moto Annex 3: Minutes of the Presentation and Adoption of Proposed Kambi Moto Settlement Draft LP&LUDP, Final Verification Exercise of the List of Beneficiaries & Launch RAP meeting Held on 26th of July 2019 at New Mathare Church Hall, Kambi Moto from 10:20am. PY CO RE SU LO SC DI Page 86 of 130 Abbreviated Resettlement Action Plan for Kambi Moto PY CO RE SU LO SC DI Page 87 of 130 Abbreviated Resettlement Action Plan for Kambi Moto PY CO RE SU LO SC DI Page 88 of 130 Abbreviated Resettlement Action Plan for Kambi Moto PY CO RE SU LO SC DI Page 89 of 130 Abbreviated Resettlement Action Plan for Kambi Moto PY CO RE SU LO SC DI Page 90 of 130 Abbreviated Resettlement Action Plan for Kambi Moto PY CO RE SU LO SC DI Page 91 of 130 Abbreviated Resettlement Action Plan for Kambi Moto PY CO RE SU LO SC DI Page 92 of 130 Abbreviated Resettlement Action Plan for Kambi Moto PY CO RE SU LO SC DI Page 93 of 130 Abbreviated Resettlement Action Plan for Kambi Moto Annex 4: Minutes of Stakeholder Engagement Meeting (Presentation of Socio Economic Survey Findings, Validation of Base maps, Visioning and Community Participatory Planning) Held on 30th May 2019 at Kambi Moto from 10: 30 am. PY CO RE SU LO SC DI Page 94 of 130 Abbreviated Resettlement Action Plan for Kambi Moto PY CO RE SU LO SC DI Page 95 of 130 Abbreviated Resettlement Action Plan for Kambi Moto PY CO RE SU LO SC DI Page 96 of 130 Abbreviated Resettlement Action Plan for Kambi Moto PY CO RE SU LO SC DI Page 97 of 130 Abbreviated Resettlement Action Plan for Kambi Moto PY CO RE SU LO SC DI Page 98 of 130 Abbreviated Resettlement Action Plan for Kambi Moto PY CO RE SU LO SC DI Page 99 of 130 Abbreviated Resettlement Action Plan for Kambi Moto PY CO RE SU LO SC DI Page 100 of 130 Abbreviated Resettlement Action Plan for Kambi Moto PY CO RE SU LO SC DI Page 101 of 130 Abbreviated Resettlement Action Plan for Kambi Moto Annex 5: Minutes of the Project Launch Workshop Held on 27th March 2019 at 2: 23 Pm in Kambi Moto Settlement, Nairobi PY CO RE SU LO SC DI Page 102 of 130 Abbreviated Resettlement Action Plan for Kambi Moto PY CO RE SU LO SC DI Page 103 of 130 Abbreviated Resettlement Action Plan for Kambi Moto PY CO RE SU LO SC DI Page 104 of 130 Abbreviated Resettlement Action Plan for Kambi Moto PY CO RE SU LO SC DI Page 105 of 130 Abbreviated Resettlement Action Plan for Kambi Moto PY CO RE SU LO SC DI Page 106 of 130 Abbreviated Resettlement Action Plan for Kambi Moto PY CO RE SU LO SC DI Page 107 of 130 Abbreviated Resettlement Action Plan for Kambi Moto PY CO RE SU LO SC DI Page 108 of 130 Abbreviated Resettlement Action Plan for Kambi Moto Annex 6: Minutes of the Project Introduction Meeting Held on 27th February 2019 at the Muungano Kambi Moto Hall, Kambi Moto from 11:55 am. PY CO RE SU LO SC DI Page 109 of 130 Abbreviated Resettlement Action Plan for Kambi Moto PY CO RE SU LO SC DI Page 110 of 130 Abbreviated Resettlement Action Plan for Kambi Moto PY CO RE SU LO SC DI Page 111 of 130 Abbreviated Resettlement Action Plan for Kambi Moto PY CO RE SU LO SC DI Page 112 of 130