MANAGING RISKS FOR A SAFER
BUILT ENVIRONMENT IN MALAWI
Building Regulatory Capacity Assessment

Building Regulation for Resilience Program

June 2019
                         © 2019 International Bank for Reconstruction and Development / The World Bank
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                         Washington DC 20433
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                         Citation

                         Please cite the report as follows: Managing Risks for a Safer Built Environment in Malawi. Building Regulatory Capacity
                         Assessment. Washington, DC: World Bank.




                          Cover: Ndirande Mountain from Blantyre Malawi. Photo: Mark Jones

                          Back cover: Construction of Nkhoma Nursing College, Malawi. March 2015. Photo: © Clinton Health Access
                          Initiative, Inc.

                          Design: Miki Fernández/ULTRA Designs, Inc.




Photo credit: stevanovicigor / Thinkstock.com
MANAGING RISKS FOR A SAFER
BUILT ENVIRONMENT IN MALAWI
Building Regulatory Capacity Assessment

Building Regulation for Resilience Program

June 2019
Construction of Nkhoma Nursing College, Malawi. March 2015. Photo: © Clinton Health Access Initiative, Inc.
Table of Contents
Acknowledgements ............................................................................................................................................................ vii
Acronyms................................................................................................................................................................................... viii
Definitions.................................................................................................................................................................................. ix
Executive Summary............................................................................................................................................................... 1

1.	 Introduction........................................................................................................................................................................ 7
       1.1 Why is an Effective Building Regulatory Framework Important?........................................................................... 7
       1.2 The Government’s Recent Efforts to Strengthen the Building Regulatory Framework.................................... 9
       1.3 Why Act Now?............................................................................................................................................................... 10
       1.4 Report Approach........................................................................................................................................................... 11

2. 	 Drivers of Risk in the Built Environment........................................................................................................ 13
       2.1 Natural and Chronic Hazards in Malawi................................................................................................................... 13
       2.2 Key Drivers of Vulnerability in the Built Environment........................................................................................... 17

3. 	 National Level Capacity and Legislative Framework.............................................................................. 23
       3.1 Legislative Framework.................................................................................................................................................. 23
       3.2 Institutional Framework............................................................................................................................................... 28
       3.3 Recommendations......................................................................................................................................................... 40

4. 	 Building Regulation Development and Maintenance............................................................................. 43
       4.1 Status of Malawi’s Building Regulations................................................................................................................... 43
       4.2 Review of Current Building Bylaws........................................................................................................................... 44
       4.3 Review of the National Building Regulations.......................................................................................................... 45
       4.4 Process for Updating Malawi’s Building Regulations............................................................................................. 53
       4.5 Recommendations......................................................................................................................................................... 53

5. 	 Local Government Capacity for Implementing Building Regulations.......................................... 55
       5.1 Implementation Of Building and Land-Use Regulations in Lilongwe................................................................. 56
       5.2 Recommendations......................................................................................................................................................... 70

6. 	 Summary of Recommendations........................................................................................................................... 73

7. 	 Conclusion and Next Steps..................................................................................................................................... 77
iv / Building Regulatory Capacity Assessment




Annexes
    Annex 1: 	 Mapping of Malawi’s Legislation and Regulation Related to Building Development
               at Each Step of the Building Life Cycle....................................................................................................... 81
    Annex 2: 	 Malawi Polytechnic Department of Civil Engineering Materials Testing Facilities and Rates.......109
    Annex 3: 	 Details of Good Practices Included in the 1961 Building Bylaws of Lilongwe................................ 112
    Annex 4: 	 Detailed Analysis of the 1961 Building Bylaws of Lilongwe and Recommendations..................... 113
    Annex 5: 	 Details of Good Practices Included in the 2018 Building Bylaws of Blantyre................................. 116
    Annex 6: 	 Detailed Analysis of the 2018 Building Bylaws of Blantyre and Recommendations ..................... 117
    Annex 7: 	 Review of the 2017 Building Bylaws of Mzuzu ..................................................................................... 119
    Annex 8: 	 Details of Good Practices Included in the 1997 Draft National Building Regulations
               of Malawi ........................................................................................................................................................ 120
    Annex 9: 	 Detailed Analysis of the 1997 Draft National Building Regulations of Malawi
               and Recommendations ................................................................................................................................ 123
    Annex 10: 	Details of Good Practices Included in the 2010 Code of Practice for Design Loadings
               for Buildings Evaluation .............................................................................................................................. 127
    Annex 11: 	Detailed Analysis of the 2010 Code of Practice for Design Loadings for Building
               Evaluation and Recommendations ........................................................................................................... 129
    Annex 12: 	Process Map for Obtaining a Development Permit in Lilongwe City Council.................................. 132
    Annex 13: 	Process Map for Obtaining an Occupancy Permit in Lilongwe City Council.................................... 133
    Annex 14: 	Example of Construction Risk Matrices Used in Yangon, Myanmar................................................... 134



Figures, Tables and Boxes
    Figure 1: 	 Components of a Building Regulatory Framework................................................................................... 11
    Figure 2: 	 Building Life Cycle........................................................................................................................................... 12
    Figure 3: 	 Historical Climate and Future Climate........................................................................................................ 13
    Figure 4: 	 Destruction Caused by Flooding on the Outskirts of Blantyre, 2015................................................. 14
    Figure 5. 	 Total Damage, Loss, Recovery and Reconstruction Needs after the 2015 Floods........................... 15
    Figure 6: 	 Aftermath of Mulanje Bus Depot Fire, 2016............................................................................................ 16
    Figure 7: 	 Collapsed Restaurant in Blantyre................................................................................................................. 17
    Figure 8: 	 Expansion of Lilongwe Built-up Area, Projected from 2009 to 2030................................................. 18
    Figure 9: 	 Legal Mapping of Malawi’s Building and Development Control........................................................... 25
    Figure 10: 	Institutional Mapping of Malawi’s Building and Development Control Process................................ 31
    Figure 11: 	International References for Fire Competency Frameworks................................................................. 37
    Figure 12: 	Jamaica National Building Code Training Consortium............................................................................. 39
    Figure 13: 	Building Performance Objectives................................................................................................................. 49
    Figure 14: 	Local Government Jurisdictions in Malawi................................................................................................. 55
                                                                                           Managing Risks for a Safer Built Environment in Malawi / v




Figure 15: 	Population Increase/Decrease in Lilongwe (1998-2008)....................................................................... 56
Figure 16: 	Mapping of Lilongwe City Council Planning and Development Department.................................... 57
Figure 17: 	Development Permit Process in Lilongwe City Council.......................................................................... 59
Figure 18: 	Vacancies in the Planning and Development Department..................................................................... 64
Figure 19: 	Building Permit Archives Room of the City Council of Lilongwe (February 2018)........................... 67
Figure 20: 	Priority Activities and Opportunities for Technical Assistance.............................................................. 79


Table 1: 	       Breakdown of Residential Land Use, as of August 2009........................................................................ 19
Table 2: 	       Summary of National Institutional Responsibilities for Building Development Control................... 32
Table 3: 	 Plot Size Regulation in Malawi...................................................................................................................... 61
Table 4: 	 Comparison of the Cost to Obtain a Building Permit across 12 African Countries.......................... 69
Table 5: 	 Summary of Good Practices for Establishing Administrative Building Permit Fees.......................... 70


Box 1: 	         Building Practitioners in the Jamaica Building Act (2017)...................................................................... 26
Box 2: 	         Building Code and Seismic Hazard Maps in Colombia............................................................................ 47
Box 3: 	         Example of a Prevalent Form of Construction in Malawi....................................................................... 48
Box 4: 	         Nepal Society for Earthquake Technology and the Nepal Building Code........................................... 50
Box 5: 	         Malawi Safer Housing Construction Guidelines....................................................................................... 51
Box 6: 	         World Health Organisation’s Definition of Disability............................................................................... 52
Box 7: 	         Documentation Required for a Development Permit Application in Lilongwe City Council.......... 58
Box 8: 	         Composition of Lilongwe Town Technical Planning Sub-Committee................................................... 58
Box 9: 	         Lilongwe Town Planning Committee Ex-Officio Members..................................................................... 58
Box 10: 	        Composition of Local Council Planning Committee ............................................................................... 59
Box 11: 	        Ratio of Regulatory Personnel Versus Urban Population: A Comparison with the Building
                 Regulatory System in Two US States and the City of Nairobi .............................................................. 65
Box 12: 	 Benefits of E-permitting System to Governments and the Building Construction Industry........... 68
Box 13:	         Nairobi E-Permitting Platform....................................................................................................................... 68
Blantyre Post Office. Photo: Marcus DeYoung
                                                            Managing Risks for a Safer Built Environment in Malawi / vii




                                                           Acknowledgements


T
         his Assessment was financed by the EU-             (City Engineer, Lilongwe City Council), Daniel Mkumba
         funded ACP-EU Natural Disaster Risk                (Architect, Lilongwe City Council), Davlin Chokazinga
         Reduction Program, managed by the Global           Nkhoma (General Director, Malawi Bureau of Standards),
         Facility for Disaster Reduction and Recovery.      Esau Mwambira (Deputy Director, Ministry of Lands,
                                                            Housing and Urban Development), Flora Ngombende
The preparation of this report was led by Thomas
                                                            (Engineer, Ministry of Transport and Public Works),
Moullier (Senior Urban Specialist, World Bank) in close
collaboration with Antoine Hanzen (Consultant, World        Gerald Khonje (Technical Director, National Construction
Bank), Louisa Barker (Urban Development Consultant,         Industry Council), Gladwell Phigi (Architect, Department
World Bank), Theresa Abrassart (Urban Development           of Buildings, Ministry of Transport and Public Works),
Consultant, World Bank) and Eduardo Castell                 Gumbi Gumbi (Senior Land Information Systems Officer,
(Consultant, World Bank).                                   Ministry of Lands, Housing and Urban Development),
                                                            Henderson Sokosa (Chief Quantity Surveyor, Ministry
The overall coordination of the report was provided by      of Transport and Public Works), Hilary Kamera (Deputy
Ana Campos (Senior Disaster Risk Management Specialist,     Director of Planning, Lilongwe City Council), Hopson
World Bank) and Francis Samson Nkoka (Senior Disaster
                                                            Mikwala (Quantity Surveyor, Ministry of Transport and
Risk Management Specialist, World Bank).
                                                            Public Works), Kingsley Lungu (Chief Housing Officer,
Peer review and technical inputs were received from         Ministry of Lands, Housing and Urban Development),
David Hattis (Senior Consultant, World Bank), Frederick     Maliam Mdoko (President, Malawi Institute of Architects),
Krimgold (Senior Consultant, World Bank), Pilirani          Mathews Mwadzangati (Deputy Director Town Planning,
Mwaharaachite (Consultant, World Bank), Fernando            Blantyre City Council), Mphatso Matandik (Legal Services
Ramirez (Senior Disaster Risk Management Specialist,        Manager, Blantyre City Council), Mr. Gowelo (Principal
World Bank), Anup Karanth (Senior Disaster Risk             Occupational Safety Health Officer, Ministry of Labour),
Management, World Bank), Innocent Raisae Bright Prin        Obvious Mtaja Nyirenda (Development Control Manager,
Phiri (Consultant, World Bank), Keiko Sakoda (Disaster      Lilongwe City Council), Paul Kulemeka (Member of the
Risk Management Specialist, World Bank), Chikondi           Council, Malawi Institute of Engineers), Peter Nyirenda
Nsusa-Chilipa (Transport Specialist, World Bank) and        (Registration Officer, National Construction Industry
Carlos Costa (Senior Consultant, World Bank).               Council), Robert Jiya (Chief Fire Officer, Lilongwe City
The World Bank would like to thank the Government           Council), Sam Ngoma (Architect, Ministry of Transport
of Malawi and the many institutions, individuals and        and Public Works), Shadreck Chirwa (Housing Officer,
experts for their contribution to and support of the        Ministry of Lands, Housing and Urban Development),
Assessment, especially: Aaron Chikuse (Electrical           Terence Namaona (Director, Ministry of Transport and
Engineer, Department of Buildings, Ministry of Transport    Public Works), Vincent Mhone (Executive Secretary,
and Public Works), Alice Gwedeza (Acting Head               Malawi Building and Civil-Engineering Allied Traders
Mapping Director, Ministry of Lands, Housing and Urban      Association), Wickly Mhango (President, Malawi Building
Development), Amin Katasefa (Station Officer, Lilongwe      and Civil-Engineering Allied Traders Association), Willard
City Council), Ashan Kapulula (Chief Architect, Ministry    Chirwa, (Director of Planning and Development,
of Transport and Public Works), Brown Mhande (Principal     Lilongwe City Council), Wilson Nkhoma (Executive
Mapping Officer, Ministry of Lands, Housing and Urban       Director, Technical, Entrepreneurial and Vocational
Development), Chichizgani Msumba (Principal Building        Education and Training Authority) and Professor Alfred
Inspector, Lilongwe City Council), Cleaverson Nyando        Omenya (Principal Researcher, EcoBuild Africa).
viii / Building Regulatory Capacity Assessment




Acronyms
BCC 	           Blantyre City Council
BRCA 	          Building Regulations Capacity Assessment
BRR 	           Building Regulation for Resilience Program
DCCMS 	         Department of Climate Change and Meteorological Services
DoDMA 	         Department of Disaster Management Affairs
EU 	            European Union
GIS 	           Geographic Information System
GFDRR 	         Global Facility for Disaster Risk Reduction and Recovery
GoM 	           Government of Malawi
ICC 	           International Code Council
ICT 	           Information Communications Technology
IFC 	           International Finance Corporation
MAGIC 	         Malawi Geographic Information Council
MASDAP 	        Malawi Spatial Data Platform
MBS 	           Malawi Bureau of Standards
MABCATA 	       Malawi Building and Civil-Engineering Allied Traders Association
MECCM 	         Ministry of Environment and Climate Change Management
MGDS 	          Malawi Growth and Development Strategy
MHC 	           Malawi Housing Corporation
MIA 	           Malawi Institute of Architects
MIE 	           Malawi Institution of Engineers
MK 	            Malawian Kwacha
MoLHUD 	        Ministry of Lands, Housing and Urban Development
MoNREE 	        Ministry of Natural Resources, Energy and Environment
MoTPW 	         Ministry of Transport and Public Works
NCIC 	          National Construction Industry Council
NSDC 	          National Spatial Data Centre of Malawi
OPC	            Office of the President and Cabinet
OSHD 	          Occupational Safety and Health Directorate
PPP 	           Purchasing Power Parity
TEVETA 	        Technical, Entrepreneurial and Vocational Education and Training Authority
                                                            Managing Risks for a Safer Built Environment in Malawi / ix




Definitions
Building regulatory framework is the overarching            the specific vulnerability and capacity of the exposed
structure of a building regulatory regime and includes      elements to any particular hazard to estimate the
three core components: a legal and administrative           quantitative risks associated with that hazard in the
framework, a building code and implementation at            area of interest.
the local level. Building regulatory frameworks rely on
                                                            Fire regulations are the set of rules, standards and
an ecosystem of supporting institutions and system
                                                            recommendations intended to reduce to a minimum
elements such as the mortgage finance system,
                                                            the destruction caused by fire. Fire regulations are
frameworks for secure tenure, property and tax
                                                            intended to prevent the ignition of an uncontrolled fire
regimes, professional societies and training institutions
                                                            and to limit the development and effects of a fire after it
for the labour force.
                                                            starts. The National Fire Protection Association (NFPA),
Building codes create legal requirements in the             for example, has developed more than 300 consensus
construction process of any infrastructure or building      codes and standards aimed at eliminating death, injury,
development and must be enforced. Building codes            property and economic loss due to fire, electrical and
must refer to appropriate building standards. They          related hazards.
are promulgated by local Governments or national
Governments and have an independent legal value.            Hazard is defined by a process, phenomenon or human
In Malawi, the building code is referred to as National     activity that may cause loss of life, injury or other
Building Regulations.                                       health impacts, property damage, social and economic
                                                            disruption or environmental degradation. Hazards may
Building standards define test methods to determine         be natural, anthropogenic or socio-natural in origin.
product performance. Standards and specifically             Natural hazards are predominantly associated with
‘building standards’ do not have any independent legal      natural processes and phenomena. Anthropogenic
status, but they provide an essential reference in any      hazards, or human-induced hazards, are induced
building process. There are around 4,000 building-          entirely or predominantly by human activities and
related standards in the world.                             choices. Hazards may be single, sequential or combined
Chronic risk is a risk distributed over time and            in their origin and effects. Each hazard is characterized
space, such as individual building fires and individual     by its location, intensity or magnitude, frequency and
spontaneous collapses. These risks do not stem              probability.
from one isolated event but arise from continuous
                                                            Informal building is a building structure which does not
conditions, which accumulate over time.
                                                            benefit from regulatory attention or professional design
Disaster risk is the potential loss of life, injury and     or construction. An informal building does not comply
destroyed or damaged assets which could occur to a          with existing planning and building regulations and is
system, society or a community in a specific period         often situated in geographically and environmentally
and can be defined through the combination of three         hazardous areas, lacking the corresponding local
terms: hazard, exposure and vulnerability.                  permits for its development. Informal buildings can be
                                                            occupied by all income levels of urban residents – both
Exposure is the situation of people, infrastructure,
                                                            affluent and poor.
housing, production capacities and other tangible
human assets located in hazard-prone areas. Measures        Land-use regulations are the ordinances of
of exposure can include the number of people or types       Government, including permits and codes, created to
of assets in an area. These can be combined with            ensure that land resources are aligned with national
x / Building Regulatory Capacity Assessment




and local policy interests. Regulations are not restricted   properly monitored, violations of building and land-use
to controlling existing buildings and uses; in large part,   regulation often result in legal punishment, including
they guide future development. Mapping and master            fines or temporary suspension of the building process.
plans are essential to land-use regulation, which can be
                                                             Structural loads are forces, deformations or
conceived to determine land use at all territorial scales.
                                                             accelerations applied to a structure or its components
Mitigation refers to activities that lessen or minimize      (e.g. wind loads and seismic loads). Imposed loads are
the adverse impacts of a hazardous event.                    defined as a load applied to a structure that is not
                                                             permanent and can be variable, for example, due to
Non-engineered construction includes buildings that
                                                             changes in occupancy.
use traditional building practices without any or little
intervention by qualified architects and engineers in        Vulnerability defines the conditions determined by
their design.                                                physical, social, economic and environmental factors
                                                             or processes which increase the susceptibility of an
Regulatory compliance is an adherence to laws,
                                                             individual, a community, assets or systems to the
regulations, guidelines and specifications by
                                                             impacts of hazards.
individuals, associations, businesses or authorities,
in this case relevant to building regulations. When
    Managing Risks for a Safer Built Environment in Malawi / 1




Executive Summary
2 / Building Regulatory Capacity Assessment




The Accumulation of Risk in the Built                                   In many ways, Malawi is at a crossroads: the regulatory
Environment                                                             decisions made now will significantly impact the long-



I
                                                                        term safety, productivity and resilience of the built
  n a rapidly urbanising world, Malawi remains one of
                                                                        environment in rural and urban areas. With its low
  the least urbanised countries in Africa.1 Approximately
                                                                        base and moderate rate of urbanisation, Malawi is well-
  16.7 percent of Malawi’s population live in urban
                                                                        positioned to formulate plans to maximise the benefits
areas.2 Nevertheless, the country is urbanising at
a moderate rate of approximately 3.7–3.9 percent                        and to manage the challenges of urban agglomeration.
per year.3 If growth continues at this rate, by 2030,
approximately 20 percent of the population will be city                 Why Is an Effective Building Regulatory
dwellers, reaching 30 percent in 2050.4                                 Framework Important?
                                                                        To facilitate the construction of safe and resilient
This urban growth has the potential to improve eco-
                                                                        buildings, comprehensive and effective building
nomic opportunities and living conditions across Ma-
                                                                        regulatory frameworks are needed. The components
lawi. This is particularly significant given that approx-
                                                                        of a building regulatory framework, including building
imately 69 percent of the population are living under
                                                                        and land-use regulations, enabling legislation and local
the international poverty line of US$1.9/day in pur-
                                                                        compliance mechanisms, function together to ensure
chasing power parity terms.5
                                                                        that a particular building, on a particular site, achieves
However, challenges are also associated with this shift                 minimum levels of performance and resilience.
and concentration of population.
                                                                        Building regulatory frameworks can be cost-effective
With urbanisation comes a substantial amount of new                     mechanisms for reducing risk and can support other
construction. In Malawi, much of this new construction                  societal objectives such as: accessibility and usability
has occurred in cities and towns with limited capacity                  for persons with disabilities; climate change mitigation,
to ensure the structures in which people live, work and                 through energy-efficient buildings; climate change
gather are safely sited and built to withstand chronic                  adaptation, through promoting buildings resilient to
stresses (i.e. fire and spontaneous collapse) and disaster
                                                                        hydrometeorological hazards; and, preserving national
shocks (i.e. earthquakes and floods). In Lilongwe, for
                                                                        heritage sites.
example, estimates indicate that 76 percent of residents
live in informal settlements.6 These settlements are                    An efficient and transparent building regulatory
generally characterised by a lack of access to public                   process can also incentivise economic investment in
services, tenure insecurity and inadequate housing.7                    the construction sector by providing the market with a
                                                                        clear set of design and construction requirements and
Malawi is impacted by a wide range of hazards, par-
                                                                        performance expectations.
ticularly droughts, floods, landslides, wildfires and
earthquakes.8 Malawi is also vulnerable to recurrent                    In addition, sustained investment in effective building
and chronic risks. Large building fires in recent years                 regulatory systems would support Malawi in meeting
include the LL and Mchinji Markets and the Mulanje                      the objectives of its national development agenda
Bus Depot in 2016 and the Area 13 and Zomba Market                      (Malawi Growth and Development Strategy III) and its
in 2018.9                                                               commitment to multilateral frameworks, including the
                                                                        Sendai Framework for Disaster Risk Reduction (2015),
1
 	 World Bank, 2016, Malawi Urbanization Review.                        the Paris Agreement10 (2015) and the New Urban
2
 	 World Bank Data, 2017, Malawi Urban Population.
3
 	Ibid.
                                                                        Agenda (2016).
4
 	 National Statistics Office (NSO), Malawi, 2016, Malawi in Figures.
5
 	 World Bank, 2017, Malawi Economic Monitor, Source: 2016 data,
   World Bank staff calculations based on MoFEPD, RMB and IMF
   data.
6
 	 UN-Habitat, 2011, https:/   /www.zaragoza.es/contenidos/
   medioambiente/onu/    /issue06/1136-eng.pdf .
7
 	Ibid.                                                                    Law (IDRL) in Malawi.
8
 	 Think Hazard, 2018, Malawi.                                           	 Through Malawi’s Nationally Determined Contribution (NDCs)
                                                                        10

9
 	 Malawi Red Cross Society, 2015, International Disaster Response         submitted in 2015.
                                                               Managing Risks for a Safer Built Environment in Malawi / 3




Report Approach                                                The Government of Malawi’s Efforts
This report follows the Building Regulation for                to Strengthen the Building Regulatory
Resilience (BRR) Program’s Building Regulatory Capacity        Framework
Assessment (BRCA) methodology.11                               The Government has taken steps to strengthen its
                                                               building regulatory and land-use systems. These
The Assessment covers three main components:
                                                               actions have been driven by, amongst others, a desire
1)	 National legal and institutional framework focuses         to increase the country’s resilience to disasters and
    on identifying whether the necessary legal (acts,          chronic stresses, to strengthen the profitability and
    decrees and laws) and institutional structures are         safety of the construction sector and to manage the
    in place to enable the enforcement of land-use and         process of rural–urban migration.
    building regulations. To be effective, the legal, admin-
                                                               Highlights include:
    istrative and institutional structures in place should
    include provisions for all steps of the life cycle of a    ■■   Initiating new draft National Building Regulations.
    building from the project’s siting, design, construc-           The Department of Buildings at the Ministry of
    tion, maintenance and retrofits to its demolition.              Transport and Public Works is leading this initiative in
2)	 Building code development and maintenance exam-                 coordination with the Department of Housing at the
    ines the adequacy of the building code, referred                Ministry of Lands, Housing and Urban Development
    to in Malawi as National Building Regulations, and              and the Department of Disaster Management Affairs
    how it is maintained over time. The Assessment                  at the Office of the President and Cabinet. The new
    focuses on the extent to which these regulations                National Building Regulations will be based on a
    reflect an up-to-date scientific understanding of               draft developed in 1997.12
    how buildings perform against chronic risks, di-           ■■   Developing Safer House Construction Guidelines.
    saster events and climate change. It also assesses              Following a series of earthquakes in Karonga in
    how these regulations have been adapted to re-                  December 2009, the Department of Housing
    flect local conditions and construction practices.              initiated the development of Safer House
    Land-use regulations are examined to determine                  Construction Guidelines in 2012.13 These guidelines
    whether they include provisions for the safe and                provide an illustrated set of instructions for building
    resilient siting of buildings.
                                                                    a resilient two-room house in a rural area using local
3)	 Local implementation reviews the administration                 building techniques and materials.
    of building and land-use regulations at the Local
                                                               ■■   Reforming land-related laws. In recent years, four
    Council level. The Assessment focuses on the ca-
                                                                    pieces of legislation have been passed. These
    pacity of the Planning, Building and Fire Depart-
                                                                    include the Physical Planning Act (2016),14 the
    ments to administer building and land-use regula-
                                                                    Customary Land Act (2016),15 the Land Act (2016)16
    tions. In this Assessment, Lilongwe City Council is
    used as a case study.
                                                               12
                                                                 	 This 1997 draft was developed by an international firm under the
Beyond these three components, building regulatory                 leadership of the MoTPW and MoLHUD.
frameworks also rely on an ecosystem of supporting
                                                               13
                                                                 	 The Guidelines were produced in collaboration with other
                                                                   Government Departments, UNHABITAT, Malawi Red Cross
elements such as insurance markets, mortgage finance               Society, TEVETA, CCODE, and the Malawi Institute of Engineers,
systems, frameworks for secure land tenure, and                    with technical and financial assistance from the World Bank and
                                                                   DFID. They were later revised in 2014 with financial support from
property and tax regimes. These elements are beyond                the World Bank.
the scope of this report since this report maintains its       14
                                                                 	 Government of Malawi, Physical Planning Act, 2016 (Date of
focus on the core aspects of land-use and construction             promulgation, September 2016, Date of commencement May
                                                                   2018).
regulation of specific relevance to new and existing           15
                                                                 	 Government of Malawi, Customary Land Act, 2016 (Date of
buildings and their immediate environment.                         promulgation, September 2016, Date of commencement March
                                                                   2018).
                                                               16
                                                                 	 Government of Malawi, Land Act, 2016 (Date of promulgation
 	 World Bank, GFDRR, 2017, BRCA Level 2.
11
                                                                   September 2016, Date of commencement on notice).
4 / Building Regulatory Capacity Assessment




     and the Registered Land (Amendment) Act (2017).17             Recommendations
     Together, this legislation provides a comprehensive           The recommendations made in this report are
     legal framework for the management of land across             summarised below. These recommendations are
     Malawi.                                                       intended to support the Government of Malawi to
                                                                   launch comprehensive building regulatory reform.
Key Challenges
A selection of the key challenges identified throughout            Legislative and Institutional Framework
the BRCA are outlined below. These challenges are
                                                                   National Legislative Reforms
explored in greater depth throughout the report and
are linked to corresponding recommendations.                       ■■   Strengthen and pass the Buildings Control and
                                                                        Development Bill (2019) referencing the new
■■   National Building Legislation is needed. Malawi does
                                                                        National Building Regulations.
     not currently have national legislation that defines
     the Government’s responsibility to regulate buildings         ■■   Develop a national-level framework for fire
     and principles for local enforcement.                              prevention, including the development and passage
                                                                        of fire prevention legislation.
■■   The draft National Building Regulations needs to be
     strengthened, finalised and promulgated. Malawi does          National Institutional Reforms and Capacity
     not have National Building Regulations. Instead, the
                                                                   ■■   Support the establishment of the proposed Building
     country’s largest cities (Lilongwe, Blantyre, Mzuzu
                                                                        Regulation Division of the Ministry of Transport and
     and Zomba) rely on their own building bylaws.18
                                                                        Public Works and build its institutional capacity.
     These bylaws are not consistent. To address this
     challenge, the Government of Malawi is in the process         ■■   Strengthen Malawi’s capacity to test construction
     of developing National Building Regulations.19 It is               products, materials and soil. Testing facilities should
     critical to articulate the relationship between the                be available for both the public and private sector.
     National Building Regulations and the city bylaws
                                                                   ■■   Assist the Department of Physical Planning in
     to avoid overlapping and potentially contradictory
                                                                        developing guidance materials for Local Councils
     provisions.
                                                                        to help them develop risk-sensitive land-use and
■■   Local    Council    Development      and     Planning              physical development plans.
     Departments require additional human and technical
                                                                   ■■   Strengthen the coordination between different
     capacity to effectively administer building and land-
                                                                        Government Agencies and Departments for
     use regulations. For example, the Lilongwe City
                                                                        developing and sharing hazard maps. This includes
     Council Development Control Section, responsible
                                                                        the development of data-sharing standards and
     for processing development permit applications, has
                                                                        methodologies for hazard mapping.
     a total of three staff. Whilst, the Building Control
     Section, responsible for plan reviews and building            ■■   Support the Land Survey Department in the
     inspections, only has two staff. 20                                completion of Malawi’s Geodetic Network.

                                                                   ■■   Provide technical and financial assistance to the
                                                                        Technical, Entrepreneurial and Vocational Education
                                                                        and Training Authority (TEVETA) to develop a
                                                                        market-oriented training curriculum for construction
                                                                        workers which incorporates building regulation
                                                                        requirements.
17
  	 Government of Malawi, Registered Land (Amendment) Act, 2017.
18
  	 BRCA Interview, 2018, Representatives from the Building
    Department of the MoTPW and Department of Housing of the
    MoLHUD.
19
  	Ibid.
20
  	Ibid.
                                                                Managing Risks for a Safer Built Environment in Malawi / 5




Building Regulation Development and                                  Departments of Lilongwe, Blantyre, Mzuzu and
Maintenance                                                          Zomba in building plan reviews and inspection.

Strengthening the Building Regulations                          ■■   Explore the option of leveraging resources from
                                                                     the private sector to expand local capacity for plan
■■   Address the technical gaps in the draft National
                                                                     reviews and inspections.
     Building Regulations and ensure they are aligned
     with international best practice, including:               Construction Permitting
     ●●   Referencing hazard maps with the determination        ■■   Review Local Councils’ processes for building permits
          of building structural requirements;                       and streamline where possible to improve efficiency
     ●●   Integrating provisions for access and usability for        and transparency.
          persons with disabilities; and
                                                                ■■   Consider introducing a web-based MIS software
     ●●   Integrating provisions for green and energy                application for building permits and inspections
          efficient buildings.                                       modelled on the cost-effective solutions introduced
■■   Determine the relationship between the city bylaws              in Nairobi and Kigali.
     and the National Building Regulations.
                                                                ■■   Review the current fee policy of Local Councils to
■■   Initiate dialogue between the Building Regulation               make it affordable for builders and home-owners to
     task team and a wide range of stakeholders to decide            apply for a development permit.
     whether and how provisions and/or guidelines for
                                                                ■■   Accompany the local permitting reform process
     non-engineered vernacular construction should
                                                                     with a strategic communication campaign targeting
     be integrated or referenced in the new National
                                                                     stakeholders such as building professionals, building
     Building Regulations.
                                                                     and planning regulators, contractors and the general
■■   Finalise, legally mandate and disseminate the                   public.
     finalised National Building Regulations.
                                                                Building Inspections
Building Regulation Maintenance
                                                                ■■   Develop a risk classification system for buildings to
■■   Establish a systematic and inclusive technical process          enable a more efficient prioritisation and allocation
     for the update, publication and distribution of the             of resources for building site inspections.
     National Building Regulations. The process should
     be outlined in the Building Regulations themselves         Physical Planning
     and in the Buildings Control and Development Bill
                                                                ■■   Expand Local Councils’ capacity to integrate hazard
     (2019).
                                                                     information into land-use regulations and urban
                                                                     planning, particularly for flood and landslide risks.
Local Implementation
Local Council Capacity                                          ■■   Make risk-informed land-use maps available online
                                                                     to all citizens.
■■   Initiate human resource capacity needs assessments
     to inform staffing plans in Local Council Planning and     Land Access Reform
     Development Departments.
                                                                ■■   Initiate steps to lower fees and costs associated with
■■   Require minimum academic and professional                       the registration of property rights and leasehold
     qualifications for Local Government Building,                   agreements. The cost is currently a deterrent for
     Planning and Fire Regulators.                                   registration and formalisation.

■■   Provide training for building regulatory staff in          ■■   Lilongwe City Council should initiate steps to reduce
     the Fire Brigades and Planning and Development                  the size of the minimum and maximum plot size.
6 / Building Regulatory Capacity Assessment




Next Steps                                           The analysis and recommendations outlined in the
This report provides an assessment of the building   report provide inputs with which the Government of
regulatory framework in Malawi. The report was       Malawi can launch a comprehensive process of building
developed by the World Bank with the strategic       regulatory reform.
objective of supporting the Government to improve    The recommendations build on the Government’s
building safety and resilience across the country.   previous achievements and reforms in this area.
                                                                         Managing Risks for a Safer Built Environment in Malawi / 7




                                                                         1. Introduction

1.1.	 Why Is an Effective Building                                       Malawi’s towns and cities have played an important role
                                                                         in recent economic growth patterns, including positive
      Regulatory Framework
                                                                         signs of structural change. The share of agriculture to
      Important?


I
                                                                         gross domestic product (GDP) and to employment has
  n a rapidly urbanising world, Malawi remains one of                    been falling and that of more productive sectors such as
  the least urbanised countries in Africa.21 Approximately               industry and services has been increasing.26 Projected
  16.7 percent of Malawi’s population live in urban                      urbanisation and economic growth rates for the period
areas.22 Nevertheless, while Malawi is at an early stage                 from 2010 to 2030 show that even a slightly increased
of urbanisation, the country is urbanising at a moderate                 rate of urbanisation could enhance Malawi’s long-term
rate of approximately 3.7–3.9 percent per year.23 If                     economic prospects.27
growth continues at this rate, by 2030, approximately 20
                                                                         However, challenges are also associated with this
percent of the population will be city dwellers, reaching
                                                                         shift and concentration of population. In Lilongwe, for
30 percent in 2050. In 2015, the capital city of Lilongwe
                                                                         example, 76 percent of residents are estimated to live in
broke the one million population mark. The city of Blantyre
                                                                         informal settlements.28 These settlements are generally
is projected to follow a similar growth trajectory.24
                                                                         characterised by a lack of access to public services,
This urban growth has the potential to improve
economic opportunities and living conditions across
Malawi. This is particularly significant given that                          IMF data.
                                                                         26
                                                                           	 In 2016, Malawi’s real GDP grew by 2.5 percent despite a
approximately 69 percent of the population are living
                                                                             significant contraction in the agriculture sector. Floods and
under the international poverty line of US$1.9/day in                        droughts in early 2015, followed by another major drought in
purchasing power parity (PPP) terms.25                                       2016, have had severe consequences on agricultural production,
                                                                             energy generation and poverty reduction. The agriculture sector,
                                                                             which contributes to around 30 percent of GDP, contracted by 2.3
21
  	 World Bank, 2016, Malawi Urbanization Review.                            percent in 2016. By contrast, the industrial and services sectors
22
  	 World Bank Data, 2017, Malawi Urban Population.                          were both estimated to have recorded positive rates of growth of
23
  	Ibid.                                                                     2.4 percent and 4.4 percent, respectively. (Source: World Bank,
24
  	 National Statistics Office (NSO), Malawi, 2016, Malawi in Figures.       2017, Malawi Economic Monitor.)
25
  	 World Bank, 2017, Malawi Economic Monitor, Source: 2016              27
                                                                           	 World Bank, 2017, Malawi Economic Monitor.
    data, World Bank staff calculations based on MoFEPD, RMB and         28
                                                                           	 UN-Habitat, 2011, Malawi: Lilongwe Urban Profile.
Roadside markets and street life in Malawi. Photo: © Hecke01 | Dreamstime.com
                                                                    Managing Risks for a Safer Built Environment in Malawi / 9




tenure insecurity and inadequate housing.29 This poses              Investing in building regulatory capacity can also
a challenge for city managers seeking to ensure current             support other societal objectives such as: accessibility
and future building stock are safely constructed.                   for people with disabilities; climate change mitigation,
                                                                    through resource-efficient buildings; and, climate
With urbanisation comes a substantial amount of new
                                                                    change adaptation, through promoting buildings
construction. In Malawi, much of this new construction
                                                                    resilient to hydrometeorological hazards. With changing
has occurred in cities and towns that have limited
                                                                    climate patterns, many countries, including Malawi,
capacity to ensure the structures in which people live,
                                                                    will face the growing risks linked to more intense and
work and gather are safely sited and built to withstand
                                                                    lengthy droughts and extreme rainfall and flooding.31
chronic stresses (i.e. fire and spontaneous collapse)
                                                                    Increasing the resilience of towns and cities to climate
and disaster shocks (i.e. earthquakes and floods).
                                                                    change requires a dynamic adjustment in building
Without effective building and land-use guidance,
                                                                    siting, design, construction and maintenance – this is a
urban development has extended to hazardous sites
                                                                    function that well-designed building regulatory regimes
and resulted in the construction of unsafe, vulnerable
                                                                    can provide.
settlements. This has led to an expansion of disaster
and chronic risks in Malawi’s built environment.                    An efficient and transparent building regulatory
                                                                    process can also incentivise economic investment in
To facilitate the construction of safe and resilient
                                                                    the construction sector by providing the market with
buildings, comprehensive and effective building
                                                                    a clear set of design and construction requirements,
regulatory frameworks are needed. Components of
                                                                    quality standards and performance expectations. The
a building regulatory framework, including building
                                                                    construction sector provides a strategic entry point
regulations, enabling legislation and local compliance
                                                                    for promoting building safety and resilience in Malawi.
mechanisms, function together to ensure that a
                                                                    Over the last decade, the industrial sector has been the
particular building, on a particular site, achieves
                                                                    major driver of economic growth in Malawi, growing at
minimum levels of performance and safety. Building
                                                                    an average annual rate of 5.4 percent mainly due to the
regulatory frameworks can be a cost-effective
                                                                    expansion of manufacturing and construction.32
mechanism for optimising risk reduction.
                                                                    In many ways, Malawi is at a crossroad: the regulatory
Strengthening the country’s building regulatory
                                                                    decisions made now will have a significant impact on
framework is aligned with the Government’s objective
                                                                    the long-term safety, productivity and resilience of the
to move from an ex post approach of disaster response
                                                                    built environment in both rural and urban areas. With
to an ex ante approach that proactively manages and
                                                                    its low base and moderate rate of urbanisation, Malawi
reduces disaster and climate risks. As will be discussed
                                                                    is well-positioned to formulate plans to maximise
in the next chapter, Malawi is vulnerable to a wide range
                                                                    the benefits and manage the challenges of urban
of hazards, both disaster shocks and chronic stresses.
                                                                    agglomeration in the future.
The Government has made several commitments to this
agenda through international and regional frameworks,
including the Africa Regional Strategy for Disaster                 1.2.	 The Government’s Recent Efforts
Risk Reduction (2004) and the Sendai Framework for                        to Strengthen the Building
Disaster Risk Reduction (2015). Malawi’s Disaster Risk
                                                                          Regulatory Framework
Management Policy (2015) and Malawi’s Growth and
Development Strategy III (2017-2020)30 both promote                 The Government of Malawi has taken several steps to
the mainstreaming of disaster risk management into                  strengthen its building regulatory and land-use systems.
development and planning processes at the national                  These steps span the three main components of a
and local level.
                                                                    31
                                                                      	 Overseas Development Institute (ODI), U.K. Met Office, and Risk
                                                                        Management Solutions (RMS), 2013, The Geography of Poverty,
 	 Ibid.
29
                                                                        Disasters and Climate Extremes in 2030.
 	 The fourth and last medium-term strategy formulated to achieve
30                                                                  32
                                                                      	 World Bank, 2017, Malawi Economic Monitor (Annual Growth
   Vision 2020.                                                         from 1998-2013).
10 / Building Regulatory Capacity Assessment




building regulatory framework: (i) legal and institutional                     land laws. These include the Physical Planning Act
framework, (ii) building regulation development and                            (2016),37 the Customary Land Act (2016),38 the Land
maintenance and (iii) local implementation. These                              Act (2016)39 and the Registered Land (Amendment)
actions have been driven by several motivations,                               Act (2017).40 Together, this legislation provides a
including a desire to increase the country’s resilience                        comprehensive legal framework for the management
to disasters and chronic stresses, to strengthen the                           of land across Malawi.
profitability and safety of the construction sector and
to manage the process of rural–urban migration. These                     ■■   Developing the National Construction Industry Policy
actions include:                                                               (2015).41 This Policy, spearheaded by the National
                                                                               Construction Industry Council (NCIC), details the
■■   Initiating the development of National Building                           direction and intent of the Government in facilitating
     Regulations. Malawi does not have National Building                       infrastructure development across the country. The
     Regulations, instead the country’s largest cities rely                    policy aims at ensuring an enabling environment for
     on their own building and planning bylaws.33 These                        the development of a vibrant, efficient, sustainable
     bylaws are not consistent across the country and do                       and risk-sensitive local construction industry, in line
     not always reflect an up-to-date understanding of
                                                                               with Malawi’s Vision 2020.
     building science and disaster risk.34 Recognising this
     limitation, the Department of Buildings, under the                   The Government can build on this momentum and
     Ministry of Transport and Public Works, is leading                   undertake a comprehensive reform of the country’s
     a task-team35 to develop new National Building                       building regulatory framework. These reforms should
     Regulations. This activity is being supported by                     target the limitations of the current building regulatory
     the World Bank-funded Malawi Floods Emergency                        framework which will be outlined later in this report.
     Recovery Project (MFERP).

■■   Developing Safer House Construction Guidelines.                      1.3.	 Why Act Now?
     Following a series of earthquakes in Karonga in
                                                                          Since 2014, Malawi’s decentralisation agenda has
     December 2009, the Department of Housing
     initiated the development of Safer House                             gained momentum. A wide range of administrative
     Construction Guidelines in 2012.36 These guidelines                  and political authority has been assigned to local
     provide an illustrated set of instructions for how to                Governments, including regulation and control of
     build a resilient two-room house using local building                building structures.42 In the 1990s, the Government
     techniques and materials in rural and peri-urban                     of Malawi initiated a far-reaching and ambitious
     areas. The guidelines were revised in 2014 with                      decentralisation policy following the development
     financial support from the World Bank.                               of a new Constitution (1994), the passage of the
                                                                          National Decentralisation Policy (1998) and the Local
■■   Reforming land-related laws. In recent years, four
                                                                          Government Act (1998).43 In its early years, progress on
     pieces of legislation have been passed to help reform
                                                                          implementing the decentralisation policy was modest
33
   	 BRCA Interview, 2018, Representatives from the Department            and came to a standstill from 2005 to 2013 when a
     of Buildings of the MoTPW and Department of Housing of the
     MoLHUD..                                                             37
                                                                            	 Government of Malawi, Physical Planning Act, 2016 (Date of
34
   	 For example, the Building Bylaws of Lilongwe were promulgated            promulgation, September 2016, Date of commencement May
     in 1961, based on the then British Building Bylaws.                      2018).
35
   	 Other than the organisations already mentioned, this Task Team       38
                                                                            	 Government of Malawi, Customary Land Act, 2016 (Date of
     comprises core participants such as the Department of Disaster           promulgation, September 2016, Date of commencement March
     Management Affairs (DoDMA), the National Construction                    2018).
     Industry Council of Malawi (NCIC), Malawi Institute of Architects    39
                                                                            	 Government of Malawi, Land Act, 2016 (Date of promulgation
     (MIA), Malawi Institution of Engineers (MIE) and the Malawi              September 2016, Date of commencement on notice).
     Polytechnic.                                                         40
                                                                            	 Government of Malawi, Registered Land (Amendment) Act, 2017.
36
  	 The Guidelines were produced in collaboration with other              41
                                                                            	 Government of Malawi, 2015, National Construction Industry
     Government Departments, UNHABITAT, Malawi Red Cross                      Policy.
     Society, TEVETA, CCODE and the Malawi Institute of Engineers, with   42
                                                                            	 World Bank, 2016, Malawi Urbanization Review.	
     technical and financial assistance from the World Bank and DFID.     43
                                                                            	Ibid.
                                                              Managing Risks for a Safer Built Environment in Malawi / 11




process of re-centralisation was initiated: locally elected   1.4.	Report Approach
Councils were replaced by Consultative Committees
appointed by the Central Government.44 In 2014, new           With a view to strengthen the resilience of the built
local elections were held; the functions and financing        environment, including new and existing construction,
of local governments are currently under review.45            this report provides an assessment of building regulatory
                                                              capacity in Malawi, identifying critical gaps and
This process provides an opportune moment for the             developing a baseline to inform future reform activities.
Government of Malawi to initiate building regulatory
reform as local governments have increased                    The Assessment methodology is structured around
administrative and political authority and have had           the three major components of a building regulatory
to establish institutions and processes to manage             framework (see Figure 1):
devolved functions. Assessing the effectiveness of
these institutions early on provides an opportunity
for capacity building and process re-mapping before           FIGURE 1: Components of a Building Regulatory
systems become too entrenched. While decentralisation         Framework
holds the prospect of improved local land and urban
governance on development and building control,
there are important questions about the availability of                               National level
appropriate funding for local and city councils.                                      legislation and
                                                                                        institutions
Furthermore, as outlined at the beginning of the
chapter, at the current rate and pace of urbanisation,
Malawi is well positioned to plan ahead to maximise                        Building code
                                                                                                    Local level
the benefits of urban agglomeration while addressing                      development and
                                                                                                  implementation
                                                                            manitenance
the challenges.

Strengthening the building regulatory framework
will support Malawi to achieve its urban and rural
development agenda, articulated in MGDS III and Vision
2020. For example, MGDS III articulates the need to           Source: World Bank, 2017, Building Regulation for Resilience Program.
“undertake comprehensive disaster risk assessment
and mapping covering all sectors and disseminate              1)	 National legal and institutional framework
the results to enhance risk-informed development                  focuses on identifying whether the necessary legal
planning.”                                                        (acts, decrees and laws) and institutional structures
Finally, a sustained investment in an effective building          are in place to enable the enforcement of land-
regulatory system would support Malawi in meeting                 use and building regulations. To be effective, the
its commitments to multilateral frameworks, including:            legal, administrative and institutional structures
the Sendai Framework for Disaster Risk Reduction                  should include provisions for all steps of the life
(2015), the Paris Agreement through Malawi’s National             cycle of a building from the project’s siting, design,
Determined Contribution (submitted in 2015) and the               construction, maintenance, retrofits and demolition
New Urban Agenda (2016).                                          (see Figure 2).

                                                              2)	 Building regulation development and maintenance
                                                                  examines the adequacy of the building regulations
                                                                  and how they are maintained over time. The
                                                                  Assessment focuses on the extent to which
                                                                  these regulations reflect an up-to-date scientific
                                                                  understanding of how buildings perform against
 	Ibid.
44

 	Ibid.
45                                                                chronic risks, disaster events and climate change.
 12 / Building Regulatory Capacity Assessment




 FIGURE 2: Building Life Cycle
LIFE-CYCLE
 BUILDING




                                                                                                                   MODIFICATIONS
                                                                                                 USE &
                       SITING                   DESIGN              CONSTRUCTION                                     & CHANGE               DEMOLITION
                                                                                              MAINTENANCE              OF USE



                •	 Planning & land use   •	 Building             •	 Building             •	 Fire & health        •	 Building & fire     •	 Building
INTERVENTION
 GOVERNMENT




                •	 Administration          departments & plan       departments &           inspectorates          departments            departments
                  organizations            reviews                  inspection           •	 Fire & health                               •	Environment
                                                                 •	 Materials testing       departments                                   agencies
                                                                    labs                 •	Environment
                                                                                            agencies



                •	 Map hazard zones      •	 Establish building   •	License               •	 Establish fire and   •	 Identify existing   •	Establish
                •	 Regulate land use        codes                   construction firms     health inspection       building code          environmental
                •	 Establish cadastral   •	 Certify building     •	 Certify building       for existing            with appropriate       standards for debris
REQUIRED
 ACTIONS




                  system                    designers               materials              buildings               plan review and        removal and site
                                         •	 Establish plan       •	 Establish code-                                inspection             restoration
                                            review authority        based inspections
                                                                 •	 Certify building
                                                                    trades


 Source: World Bank, 2018, Building Regulation for Resilience Program.


               It also assesses how these regulations have been                          security of tenure, etc.), this report maintains focus
               adapted to reflect local conditions and construction                      on building control mechanisms in order to provide
               practices. Land-use regulations are examined to                           actionable recommendations.
               determine whether they include provisions for the
                                                                                         It is important to note that a wide range of social,
               safe and resilient siting of buildings.
                                                                                         economic and political factors can lead to settlements
 3)	 Local implementation reviews the implementation                                     in unsafe areas and unsafe building practices. For
     and management of building and land-use                                             example, the functioning of land and housing markets,
     regulations at the Local Council level. The                                         and the absence of inclusive construction and
     Assessment focuses on the capacity of the planning,                                 mortgage finance. These are beyond the scope of this
     building and fire departments to administer the                                     Assessment.
     building and land-use regulations.
                                                                                         This Assessment is consistent with the methodology
 For the local implementation component, the                                             of the Building Regulation for Resilience Program.46The
 Assessment focused on the Lilongwe City Council.                                        analysis in the report is based on:
 While Malawi’s cities and towns have different levels
                                                                                         ■■   A desk review of legislation, policies, building
 of capacity, organisational frameworks and building
                                                                                              regulations and land-use regulations.
 regulatory processes in place, achievements and
 challenges identified in Lilongwe have also been                                        ■■   Interviews with key stakeholders and a national
 reported in other cities and towns across the country.                                       workshop facilitated by the World Bank in Lilongwe
                                                                                              between February 11, 2018 and February 16, 2018.
 While there is an ecology of different factors and
 institutions that have an effect on safe and sustainable                                46
                                                                                           	 World Bank, GFDRR, 2017, Building Regulatory Capacity
 built environments (e.g. building finance, land valuation,                                  Assessment: Level 2.
                                                                          Managing Risks for a Safer Built Environment in Malawi / 13




                                            2. Drivers of Risk in
                                          the Built Environment


2.1.	 Natural and Chronic Hazards                                          floods, have and will continue to increase in frequency,
                                                                           intensity and magnitude as a result of climate change.
      in Malawi


M
                                                                           See Figure 3 for a summary of historical observations
        alawi is impacted by many hazards, particularly                    and projected changes to the climate in Malawi.
        droughts, floods, landslides, wildfires and                        These hazards have an adverse impact on sustainable
        earthquakes.47 Evidence indicates that                             livelihoods across many rural and urban communities.48
hydrometeorological hazards, namely droughts and


FIGURE 3: Historical Climate and Future Climate


                       Observations since 1960 indicate:
                       •	 Temperature increases of approximately 0.9°C, with the most increase in summer months (Dec–Feb),
     Historical
                          between 1960 and 2006.
      Climate          •	 Increase in the number of days (+30 days) and nights (+41 days) considered “hot”.
                       •	 Highly variable year-to-year rainfalls totals, with no statistically significant trends.
                       •	 Increased length of dry spells during rainy season.
                       •	 Increased intensity, frequency and magnitude of floods and droughts.



                       Projected changes include:
                       •	 Higher average temperatures of 1–3°C by 20150, with largest increases in early summer months.
      Future           •	 Increase in the number of days and nights considered “hot” by 2060.
      Climate          •	 Overall increases or decreases in rainfall difficult to project.
                       •	 Later onset/earlier cessation of rainy season.
                       •	 Increased in average monthly rainfall from Dec–Jan and a decrease from Feb–April.
                       •	 Increases in the proportion of rainfall during extreme events of up to 19 percent anually by 2090.

                     Source: USAID, 2017, Climate Change Risk Profile, Malawi.



                                                                            	 Department of Disaster Management Affairs, 2015, Malawi
                                                                           48

 	 Think Hazard, 2018, Malawi.
47
                                                                              Hazards and Vulnerability Atlas.
14 / Building Regulatory Capacity Assessment




FIGURE 4: Destruction Caused by Flooding                        The financial impacts of natural disasters are further
on the Outskirts of Blantyre, 2015                              exacerbated by Malawi’s economic dependence on
                                                                agriculture. It is estimated the agriculture sector
                                                                provides and generates approximately 80 percent of
                                                                total export earnings and employment.53 A 2010 study
                                                                by the International Food Policy Research Institute
                                                                (IFPRI) estimated that Malawi loses, on average, close
                                                                to US$22 million every year due to the combined
                                                                effects of droughts and floods.54 However, an extreme
                                                                drought, such as the one experienced in 1991/92, can
                                                                contract the GDP up to 10.4 percent.55

                                                                Historically, the most critical floods on record are
                                                                associated with the La Nina phenomenon. In January
                                                                2012, floods affected more than 10,000 people and
                                                                caused US$3 million worth of damage to households
                                                                and infrastructure.56 In 2015, Malawi suffered a period
                                                                of intense flooding, which forced the displacement of
Source: The Guardian, 2015 (photo by Bonex Julius/AFP/Getty     around 230,000 people, with 276 reported dead or
Images).
                                                                missing.57 The flooding caused substantial damage and
                                                                losses in the productive, public infrastructure and social
Hydrometeorological Hazards                                     service sectors, including private and community assets.58
While Malawi is vulnerable to flood risks across                An assessment conducted soon after the flooding by the
the country, Southern Malawi is most exposed to                 Government of Malawi, the World Bank, European Union
frequent and high-magnitude flood-events. Due to                (EU) and United Nations (UN) estimated the damage and
its topography, Malawi’s Shire Valley is regularly hit by       losses at close to US$335 million, while the recovery and
floods that repeatedly affect populations by causing loss       reconstruction close to US$494 million. The housing
of lives and assets.49 Out of Malawi’s total population         sub-sector’s recovery and reconstruction needs were
of 18.7 million, the southern region has the highest            estimated at almost US$180 million (see Figure 5).59 The
population. The southern region has nearly 8.5 million          droughts in the following months, however, doubled these
inhabitants, including the 1.4 million households of a          numbers.60 The floods were followed by a protracted
total of 3 million households in the country.50                 period of droughts, creating the country’s worst food
                                                                crisis in a decade.61 More recently, heavy rains in February
Between 1990 and 2018, floods cumulatively represented
                                                                2018 caused floods across the country, damaging
the most frequent and financially damaging of natural
                                                                894 households (approximately 2,200 people), while
disasters on record.51 Between 1967 and 2003, 18 major
                                                                approximately 560 people were displaced.62
floods were recorded; these have resulted in at least 570
casualties and 132,000 homeless or displaced people.
They also have affected a total of 1.8 million inhabitants.52
                                                                53
                                                                  	 GFDRR, 2018, Malawi Country Profile.
                                                                54
                                                                  	 IFPRI, 2010, Droughts and Floods in Malawi: Assessing the
Repeated flooding damages private and public property               Economywide Effects.
and infrastructure and causes major disruption in               55
                                                                  	 GFDRR, 2011, Economic Vulnerability and Disaster Risk
                                                                    Assessment in Malawi and Mozambique.
agricultural practices (see Figure 4).                          56
                                                                  	 World Bank, 2015, Recent Floods in Malawi Hit the Poorest
                                                                    Areas: What This Implies.
                                                                57
                                                                  	 World Bank and Government of Malawi, 2015, Floods Post
49
  	 IFPRI, 2010, Droughts and Floods in Malawi: Assessing the       Disaster Needs Assessment Report.
    Economywide Effects.                                        58
                                                                  	Ibid.
50
  	 GFDRR, 2011, Economic Vulnerability and Disaster Risk       59
                                                                  	Ibid.
    Assessment in Malawi and Mozambique.                        60
                                                                  	Ibid.
51
  	 Prevention Web, 2018, Malawi Data.                          61
                                                                  	 Floodlist, 2015, 2015 Floods Leave Malawi Facing Worst Food
52
  	 GFDRR, 2011, Economic Vulnerability and Disaster Risk           Crisis in 10 Years.
    Assessment in Malawi and Mozambique.                        62
                                                                  	 DoDMA and UN Office of the Resident Coordinator, 2018,
                                                                         Managing Risks for a Safer Built Environment in Malawi / 15




FIGURE 5. Total Damage, Loss, Recovery and Reconstruction Needs after the 2015 Floods


               Water and Sanitation

                            Transport

     Social Protection Infrastructure

                            Nutrition

                             Housing

                               Health

                        Environment

                               Energy

                            Education

                 Commerce & Trade

                          Agriculture

                                        –      20.0     40.0    60.0   80.0   100.0 120.0 140.0 160.0 190.0 200.0

                                         n Recovery and Reconstruction Needs (US$ m)         n Disaster Effects (US$ m)

Source: GFDRR, 2015.


Geologic Hazards                                                         population and non-engineered buildings.67 In March
Malawi is situated in the southern branch of the active                  2018, a moderate earthquake near the border with
East Africa Rift System, an area prone to earthquakes. The               Mozambique injured people and damaged houses
distribution of previous events shows northern Malawi as                 around Nyasa.68
the most seismically active area, followed by the central                The potential size of earthquakes in the Malawi Rift
region, whereas the South has historically shown little                  is significantly larger than the historically experienced
activity.63 In the Malawi Rift, research indicates that several          events, including those in Karonga in 2009 and Salima-
major geological faults could generate earthquakes up to                 Dedza-Mchinji in 1989.69 Furthermore, a pattern of
a moment magnitude (Mw) of 7.0.64                                        unplanned and unregulated urbanisation is increasing
Although seismic events occur less frequently than                       the number of buildings vulnerable to seismic hazards.
other disasters, the impact and losses of earthquakes                    The north basin of Lake Malawi lies below three
have been considerable. In 2009, a series of earthquakes                 volcanoes in Tanzanian territory, which form part of
in the northern district of Karonga damaged at least                     the East Africa Rift system.70 While there has not been
24,000 households, killing four people, injuring at                      any recorded volcanic eruption in Malawi, the GFDRR
least 300 and affecting 145,000 others.65 The direct                     tool ‘Think Hazard’ classifies volcanic risk as high in
costs of these earthquakes were estimated at over                        Malawi.71
US$14 million,66 in a region with a largely low-income



    Malawi: Flood Situation Update.
63
  	 Patrick Rafiki, 2016, Seismic Observation and Seismicity of          67
                                                                           	 Katsuichiro Goda et al., 2016, Seismic Risk Assessment of Urban
    Malawi.                                                                  and Rural Settlements around Lake Malawi.
64
  	 Katsuichiro Goda et al., 2016, Seismic Risk Assessment of Urban      68
                                                                           	 Reliefweb, 2010, Mozambique, Malawi – 5.6 M Earthquake.
    and Rural Settlements around Lake Malawi.                            69
                                                                           	 Katsuichiro Goda et al., 2016, Seismic Risk Assessment of Urban
65
  	 Reliefweb, 2010, Malawi grapples with aftermath of worst quakes          and Rural Settlements around Lake Malawi.
    in 50 years.                                                         70
                                                                           	 Think Hazard, 2018, Malawi.
66
  	 GFDRR, 2018, Malawi Country Profile.                                 71
                                                                           	Ibid.
16 / Building Regulatory Capacity Assessment




FIGURE 6: Aftermath of Mulanje Bus Depot Fire, 2016




Source: Nyasa Times, 2016.



Chronic Hazards                                                          fuel.76 Large building fires in recent years include the
Although underreported, Malawi is exposed to recur-                      Mzuzu and Tsoka Markets in 2014; the Lilongwe Main
rent and chronic risks such as fire and the spontaneous                  and Mchinji Markets and the Mulanje Bus Depot in
collapse of buildings. Unplanned urbanisation and lim-                   2016; and the Area 13 and Zomba Markets in 2018.77
ited enforcement of the building bylaws72 have resulted                  The ensuing building collapse is often caused by use
in the spontaneous collapse of buildings. In 2011, the                   of sub-standard materials and equipment, foundation
collapse of a restaurant situated in Blantyre, the focal                 failure and limited project monitoring.78
point of the country’s commercial activities, killed four                Consistent with regional patterns in Africa, a large
people and injured 20 people.73 The event produced                       share of urban diseases, epidemics, shack fires and
an inquiry led by the Malawi Institution of Engineers                    spontaneous structural collapse of buildings that
(MIE) to raise awareness about building collapse risk.74                 occur in Malawi’s urban centres are not recorded as
The Inquiry concluded that the main cause of collapse                    a “disaster” in local or national data tracking systems.
was structural alterations75 made without a registered                   However, quantitative evidence suggests that the
engineer’s endorsement.                                                  cumulative impacts of recurrent hazards resulting in
Fire outbreaks are also common urban disasters,                          small, isolated losses in Africa are greater than those of
resulting from a lack of regulation, faulty electrical                   large disasters resulting from extreme events.79
installations and the illegal storage and sale of liquid
                                                                         76
                                                                           	 Mr. Kadaluka, (Acting Commissioner for Physical Planning in the
                                                                             Ministry of Lands and Housing across the Northern Region),
                                                                             quoted in https:/  /www.urbanafrica.net/news/urban-disasters-
                                                                             challenge-planning-malawi/.
72
  	   World Bank, 2017, Malawi Urbanization Review.                      77
                                                                           	 Malawi Red Cross Society, 2015, International Disaster Response.
73
  	   MIE, 2011, Report on Collapse of KIPS Restaurant.                  78
                                                                           	 Urbanafrica.net, 2014, Urban disasters: a challenge to planning in
74
  	   The Nation, 2012, Engineers to focus on public safety in 2012.         Malawi.
75
  	   The inquiry concluded that collapse was caused by the removal of   79
                                                                           	 UNDP, 2013, From Everyday Hazards to Disasters: The
      a brick pier which led to the slab to curve in.                        Accumulation of Risk in Urban Areas.
                                                                       Managing Risks for a Safer Built Environment in Malawi / 17




Waste management remains an environmental, hygiene                     are also estimated to live below the poverty line, with 9
and fire-safety challenge. Nearly 55 percent of waste                  percent considered ultra-poor.88
disposal comprises waste pits dug by households. A
household survey in 2010–2011 showed the second
                                                                       FIGURE 7: Collapsed Restaurant in Blantyre
highest means of disposal is public waste heaping, which
is often burned without appropriate safety measures.
About 17 percent of the households reported using no
means of disposing their waste and 7.7 percent burn
their waste at home on a regular basis.80 Improper
management of waste can lead to uncontrolled fires
but also soil and water contamination, which can have
a direct impact on the quality of food production and
potability of water.81

As Malawi continues to urbanise, the growth of
informal low-rise, high-density settlements and high-
rise construction is expected to pose significant
challenges to the limited fire-fighting capacity in major
urban centres.82 Malawi’s urban density is generally
low-density, in part due to the continuing expansion
of the urban footprint.83 However, large swathes of
this urban area are undeveloped (19.2 percent) or                      Source: UrbanAfrica.Net, 2011.
only utilised for agriculture (23.5 percent).84 Urban
informal settlements, on the contrary, show signs of
concentrated, unplanned development; Malawi’s slums
                                                                       2.2 Key Drivers of Vulnerability
are frequently characterised as high-density areas with                in the Built Environment
thousands living in densely populated urban pockets.85                 Physical, economic, social and political factors
                                                                       determine the extent of people’s capacity to resist, cope
In 2014, it was reported that as many as 76 percent
                                                                       and recover from hazards. This section will provide an
of residents in Lilongwe were estimated to live in
                                                                       overview of the key factors and drivers of vulnerability
sub-standard housing and/or informal settlements.86
                                                                       linked to the built environment in Malawi.
Urban informal settlements in Malawi, as is common
in many Sub-Saharan Africa cities, are affected by                     If Malawi continues to urbanise at the same rate,
overcrowding, poverty, insecure housing tenure and                     this will mean that its towns and cities will need to
limited water access.87 A quarter of the city’s residents              accommodate an additional three million people by
                                                                       2040.89 Malawi’s four main cities, Lilongwe, Blantyre,
80
  	 Orevstedt, 2015, Waste management and impact on people’s           Mzuzu and Zomba, account for nearly 75 percent
    health when cultivating on sites contaminated with heavy metals:
    Minor field study made in Zomba, Malawi.                           of the national urban population. Their increasing
81
  	Ibid.                                                               footprint, particularly in Lilongwe (see Figure 8) and
82
  	 BRCA Interview, February 2018, Chief Fire Officer of the Fire
                                                                       Blantyre, reflects an expanding population density,
    Brigade of Lilongwe.
83
  	 According to UN Habitat, high-density in urban areas is at a       which continues to increase demand on urban utilities,
    minimum of 15,000 people per square kilometre, a density found,
    for example, in Mexico City or Singapore (UN Habitat, 2014,
    A new strategy of sustainable neighbourhood planning: five         88
                                                                         	 Luppen and ActionAid, 2014, Survey of Urban Poor Settlements
    principles).                                                           in Lilongwe 2014. According to Michael Lipton (1986) the “ultra-
84
  	 Ministry of Lands, Housing and Urban Development, 2013,                poor” include those living at less than half the $1.25-a-day
    Situation of Urbanisation in Malawi Report.                            poverty line, and those who eat below 80 percent of their energy
85
  	 UN-Habitat, 2011, Malawi: Lilongwe Urban Profile.                      requirements despite spending at least 80 percent of their income
86
  	 Ibid.                                                                  on food. A 2007 IFPRI report defined ultra-poverty as those living
87
  	 Adams, 2018, Thirsty slums in African cities: household water          with less than 50 cents a day.
    insecurity.                                                        89
                                                                         	 World Bank, 2016, Malawi Urbanization Review.
18 / Building Regulatory Capacity Assessment




FIGURE 8: Expansion of Lilongwe Built-up Area, Projected from 2009 to 2030




Source: Adapted from MoLHUD, 2013.



transport networks and land.90 Without the appropriate           nearly 40 percent of the city’s total land area (see Table
planning measures, these growing needs can lead to               1).94 Unplanned settlements result from a variety of
higher informality rates and risks in building practices.        factors, including: scarcity of serviced land for housing;
                                                                 limited supply of urban services and infrastructure; lack
Key Vulnerability Factors                                        of affordable housing and housing finance; and, the
                                                                 lack of Government capacity to manage urbanisation.95
Informal Urbanisation

Malawi’s socio-economic conditions are reflected in              Formal and Traditional Land-Tenure Systems
its built environment and its degree of vulnerability. In        Provisions included in the Chiefs Act (1967) specify
2017, the estimated proportion of households living              that traditional or customary authorities have no
under the international poverty line was 69 percent.91           jurisdiction in urban areas.96 Despite this, customary
The country’s total urban population is projected to             law is deeply rooted in land practices, to the extent that
increase to 20 percent by 2030 and reach 30 percent              considerable tracts of urban Malawi are, in practice,
in 2050.92 This poses a challenge to the formal                  managed by chiefs (village headmen or block leaders).97
construction sector’s growth and suggests that, unless           A significant amount of the land available for sale within
effectively managed, informal housing alternatives will          urban jurisdiction, especially peri-urban areas, remains
remain dominant.                                                 controlled under traditional law or by the local chiefs:
Informal construction in urban regions is high. In               approximately 10 percent in Blantyre and Lilongwe, 75
Lilongwe, nearly three quarters of the population                percent in Mzuzu and 90.5 percent in Zomba.98
is estimated to live in informal settlements.93 These            Under customary law, the chiefs or block leaders do not
unplanned areas are densely populated, representing
                                                                 94
                                                                   	 JICA, 2010, The Study on Urban Development Master Plan for
90
  	   MoLHUD, 2013, The Urban Structure Plan of Lilongwe City.       Lilongwe, Final Report Summary.
91
  	   World Bank, 2017, Malawi Economic Monitor.                 95
                                                                   	 UN-Habitat, 2012, Malawi: Lilongwe Urban Profile.
92
  	   World Bank, 2016, Malawi Urbanization Review.              96
                                                                   	 World Bank, 2016, Malawi Urbanization Review.
93
  	   http://www.afsun.org/wp-content/uploads/2017/09/AFSUN25.   97
                                                                   	 UN-Habitat, 2010.
      pdf.                                                       98
                                                                   	Ibid.
                                                                         Managing Risks for a Safer Built Environment in Malawi / 19




TABLE 1: Breakdown of Residential Land Use, as of August 2009
 Language Categories            Sub Categories                                                       Area (hectares)               Percent
                                Low-density housing                                                       1,338.42                    14.4
                                Medium-density housing                                                      846.48                      9.1
                                High-density permanent housing                                              346.26                      3.7
 Residential                    High-density traditional housing                                          1,757.27                    18.9
                                Unplanned settlements                                                     3,700.47                    39.7
                                Indigenous village                                                        1,095.73                    11.8
                                Institutional housing                                                       232.01                      2.5
 Total                                                                                                    9,316.64                     100
Source: JICA, 2010, The Study on Urban Development Master Plan for Lilongwe.


sell land; rather, they can act as intermediaries between                 Quality of Construction and Building Materials
sellers and buyers, be witnesses in land transactions
                                                                          Critical factors in building performance include the
or preside over land disputes.99 Customary lands are
                                                                          quality of design, construction practices and materials. In
mainly used for agriculture, but the scarcity of low-
                                                                          Malawi, the absence of National Building Regulations has
cost land in urban areas has increased their demand
                                                                          led to unsupervised design and construction practices,
and price for housing and business purposes. Similarly,
                                                                          with a high number of vulnerable semi-permanent and
the scarcity of low-income housing has forced people
                                                                          traditional structures susceptible to unhealthy living
from urban areas to get land in unplanned settlements
                                                                          conditions, damage and collapse.104 In the absence of
where customary practices are in place, limiting their
                                                                          National Building Regulations, select City Councils
options to obtain formal ownership documents.100
                                                                          have chosen to regulate within their own jurisdictions,
Building on Hazardous Sites                                               resulting in the absence of a comprehensive and
                                                                          effective risk mitigation at a national scale.
Informal settlements are often sited on hazard-prone
areas. In Lilongwe, settlements along the Mchesi                          Some of the most commonly-used local materials
River have reported frequent flooding, with significant                   include fire-cured bricks, unfired mud bricks, thatch
impacts on the inhabitants. Floods in February 2012,                      grass, timber and, more recently, stabilised soil blocks.105
for example, resulted in agricultural crops grown along                   The 2014 Welfare Monitoring Survey showed 66
the river being washed away, houses being destroyed                       percent of households in rural areas and 15 percent of
and vegetation cover being severely damaged.101 Cities                    the households in urban areas used grass for thatching
like Lilongwe and Blantyre have struggled to implement                    their dwellings. Unfired mud bricks were used in 33
land tenure and environmental management policies                         percent of households as their main wall material, and
and regulations.102                                                       72 percent of flooring was made with smoothed mud
                                                                          rather than concrete.106 Rammed earth houses, unburnt
A lack of regulations on waste-management and
                                                                          brick-wall houses and fired-clay brick houses remain at
environmental degradation also have an impact on site
                                                                          risk, as they are usually built without any horizontal or
safety. Indiscriminate liquid and solid waste discharges
                                                                          vertical reinforcement. Wall strength is low and roof
dispose into water catchment areas, rivers, forests and
                                                                          articulations weak, making these typologies extremely
along roads.103
                                                                          vulnerable to hazards such as earthquakes.107


                                                                          104
                                                                             	Katsuichiro Goda et al., 2016, Seismic Risk Assessment of Urban
99
  	 UN-Habitat, 2012, Malawi National Building Profile.                       and Rural Settlements around Lake Malawi.
100
   	UN-Habitat, 2010, Malawi: Urban Housing Sector Profile.               105
                                                                             	Arup, 2017, Malawi Schools: Low-Cost Prototype Could Be the
101
   	Lilongwe City Council, 2013, Biodiversity Report 2013.                    Model for 17,000 New Schools.
102
   	UN-Habitat, 2012, Malawi National Urban Profile.                      106
                                                                             	The Times, 2015, 58% Malawians live in grass-thatched houses.
103
   	Ibid.                                                                 107
                                                                             	World Housing Encyclopaedia, 2014, Reports 45, 46, 205.
20 / Building Regulatory Capacity Assessment




Guidance for these types of buildings is important                   Malawi’s cities have limited housing options for its
because they make up a large share of the country’s                  residents, more so for dwellers living in informal or
building stock.                                                      unplanned settlements. In Lilongwe, for example,
                                                                     over 50 percent of the population living in informal
The lack of a strong industrial sector makes Malawi
                                                                     settlements are estimated to rent their homes.113 This
dependent on imports for essential construction materials,
                                                                     sub-standard housing in unplanned settlements is
such as steel and cement, which consistently rank
                                                                     characterised by poor access to public services, tenure
amongst the top annual imports by percentage of total
                                                                     insecurity and inadequate construction practices.114
expenditure.108 Materials undergo partial quality control
by the Malawi Bureau of Standards (MBS), which ensures               The Malawi Housing Corporation (MHC) is one
material compliance with international standards. The                Government actor aiming to increase the supply of
MBS has an Imports Quality Monitoring Scheme (IQMS)                  housing in the country. The MHC, as a statutory body,
that monitors the quality of imported products, ensuring             undertakes the development and construction of
they do not cause safety or health hazards to humans or              serviced plots and houses for sale or rent. However,
animals or do not damage the environment. Import batch               despite owning large areas of land across the country,
certificates are issued to complying consignments, and               the MHC has not yet been able to meet the housing
non-complying consignments are denied entry based on                 targets that it has set. MHC has a waiting list of over
critical nature of the non-conformity.109                            85,000.115

In addition, the NCIC ensures that contractors,                      Housing affordability, even for cheapest newly built
consultants, material manufactures, suppliers and other              house, is extremely low: less than one percent of
actors in the construction industry operate within rules             Malawians can afford a mortgage to buy an entry-level
set forth in the NCI Act (1996) and codes of ethics                  house (valued at US$14,000).116 Due to insufficient
(2009). The NCIC publication, ‘Use of Sustainable                    revenues, construction and mortgage financing are still
Construction Materials Regulations, 2018,’ provides a                hard to access for most citizens. This limits the available
new set of regulations aimed at promoting the use of                 resources to invest in safe construction.
sustainable and environmentally friendly construction
                                                                     For this reason, affordable housing is mostly informal:
materials. This includes approved, energy-efficient and
                                                                     even the cheapest formal housing unit can be 57
sustainable technologies.110
                                                                     times more expensive than a typical informal shelter
Affordable Land and Housing                                          alternative.117 Commercial banks require potential
                                                                     borrowers to have a monthly salary of at least US$360;
Urban areas suffer the challenge of underdevelopment.                considering almost 70 percent of the population live
Malawi’s moderate rate of urbanisation has produced                  below the poverty line, only the highest income earners
a steady migration from rural to urban areas, mainly to              can access formal housing.118
the cities of Lilongwe, Blantyre, Mzuzu and Zomba.111
Approximately 14,000 new working-age migrants have                   Awareness and Education
arrived in Malawi’s towns and cities each year since                 The effectiveness of building regulations relies on an
2006. Urban areas have struggled to accommodate                      inclusive framework that educates a wide range of
in-migrants with adequate housing, infrastructure and                stakeholders on the need to develop safe and resilient
services, producing widespread informal solutions in
the built environment.112 The demand for new urban
housing outpaces the supply capacity of developers.
                                                                     113
                                                                        	Luppen and ActionAid, 2014, Survey of Urban Poor Settlements
                                                                         in Lilongwe 2014.
                                                                     114
                                                                        	Ibid.
108
   	Observatory of Economic Complexity (OEC), 2019, Malawi Data.     115
                                                                        	Foundation, 2019, Political Economy Analysis of Urban
109
   	Malawi Bureau of Standards, 2019, Imports Quality Monitoring         Governance and Management in Malawi: An Updated Version.
    Scheme.                                                          116
                                                                        	Ibid.
110
   	National Construction Industry Council of Malawi (NCIC), 2018,   117
                                                                        	World Bank, 2015, Stocktaking of the Housing Sector in Sub-
    Use of Sustainable Construction Materials Regulations.               Saharan Africa.	
111
   	UN-Habitat, 2012, Malawi National Urban Profile.                 118
                                                                        	Centre for Affordable Housing Finance in Africa, 2016,
112
   	World Bank, 2016, Malawi Urbanization Review.                        Understanding Malawi’s Housing Finance Market.
                                                               Managing Risks for a Safer Built Environment in Malawi / 21




construction practices. These stakeholders include             property stock is estimated in Lilongwe and less than
citizens, building professionals, builders, government         one-third is estimated in Blantyre.122 This gap reduces
officials and others linked to the construction                City and District Councils’ revenues and limits their
sector. Limited educational and training systems for           capacity, including the capacity of planning and urban
construction workers and trades workers (e.g. welders,         development departments to oversee safe and resilient
masons and carpenters) contribute to sustained and             construction and urbanisation.
entrenched unsafe building practices. Based on a
                                                               In turn, the limited financial resources of local
report by the International Labour Organisation (ILO) in
                                                               Government and planning jurisdictions weaken the
Malawi, at least 90 percent of the population earn their
                                                               implementation and enforcement of basic planning
livelihood in the informal sector.119
                                                               strategies. Lack of Council investment also affects the
Most young workers acquire skills through informal             engagement of private developers, who are reticent to
apprenticeships, as the formal training system has very        provide water connections, new or rehabilitated roads,
limited capacity. Technical and vocational education           or electricity distribution.123
and training (TVET) is not accessible to most of the
                                                               Excessive bureaucracy and inefficient permitting
population because of unaffordable fees, illiteracy and
                                                               processes also act as disincentive for regulatory
disabilities. This perpetuates informal practices.120
                                                               compliance.124 Construction permits, for example,
Local Enforcement                                              take nearly 140 days and require at least 10 different
                                                               procedures; payments are also made at different stages
Planning authorities in Malawi face the complex
                                                               and not consolidated into an integrated process.125 This
challenge of managing and regulating informal growth
                                                               context has resulted in “gifting practices” for taxation
with limited resources. The central and local levels of
                                                               purposes, Government contracts, building permits and
Government lack systematic and efficient platforms for
                                                               electricity supply: 34.5 percent of firms in Malawi are
building regulations and land-use administration. This is
                                                               expected to give “gifts” to get a construction permit.126
one underlying driver of unsafe construction.
                                                               Local enforcement capacity will be explored in greater
In Lilongwe, the lack of digitalised property taxation         detail in Chapter 5.
and revenue collection systems, combined with limited
resource capacity, prevents a sustained collection             122
                                                                  	World Bank,2017, Malawi Urbanization Review.
of revenue by the City Council.121 The institutional           123
                                                                  	Ibid.
                                                               124
                                                                  	Transparency International, 2014, Overview of Corruption in
and legal framework regulating property taxation is                Malawi.
outdated and insufficient to effectively set realistic         125
                                                                  	World Bank, 2018, Doing Business: Economic Profile Malawi -
                                                                   This information comes from the “Dealing with Construction
property valuations. Furthermore, the number of
                                                                   Permitting Indicator.” The methodology includes recording all
registered, taxable properties is underestimated                   procedures required for a business in the construction industry
in urban jurisdictions: only 45 percent of the real                to build a warehouse along with the time and cost to complete
                                                                   each procedure. A series of standardized parameters have been
                                                                   set for the warehouse, such as usage, size, necessary road
                                                                   access (See the Dealing with Construction Permitting Indicator
119
   	ILO, 2010, A Study on Informal Apprenticeship in Malawi.       methodology for more information: http:/  /www.doingbusiness.
120
   	Ibid.                                                          org/en/methodology/dealing-with-construction-permits)
121
   	UN-Habitat (2011). Malawi: Lilongwe Urban Profile.         126
                                                                  	World Bank, 2014, Enterprise Survey.
Blantyre, Malawi Stock Market. Photo: mtcurado



                                                 22 / Building Regulatory Capacity Assessment
                                                                 Managing Risks for a Safer Built Environment in Malawi / 23




                              3. National Capacity and
                                Legislative Framework



T
       his chapter examines the national legislation and         In recent years, the Government has initiated the
       institutions that govern building regulation and          development of new National Building Regulations (see
       land use in Malawi. It provides an overview of            Chapter 4 for a detailed discussion).130 The Department
the legal and institutional framework currently in place,        of Buildings, under the MoTPW, is leading this work, in
identifies critical gaps and challenges, and provides            coordination with the Department of Housing, under
recommendations.                                                 the MoLHUD, and the DoDMA, under the Office of
                                                                 the President and Cabinet. A task team has also been
                                                                 formed to oversee this process.131 This activity is being
3.1.	 Legislative Framework                                      supported by the World Bank-funded Malawi Floods
                                                                 Emergency Recovery Project (MFERP). These new
3.1.1.	 Overview                                                 National Building Regulations have to be referenced in
                                                                 national legislation to be legally mandated.
In Malawi, laws have been passed to enable the
regulation of buildings, from their siting through to            The Physical Planning Act (2016) lays the foundation
demolition. As part of the Assessment, a review of this          for physical planning across Malawi. This Act, with a
legislation was conducted (see Annex 1).                         date of commencement in April 2018, replaces the
                                                                 previous legislative framework for physical planning
In terms of building regulations, the country’s largest
                                                                 which constituted the Town and Country Planning Act
cities currently rely on their own building bylaws. For
                                                                 (1998) and the Town and Country Planning Standards
example, Malawi’s first bylaws for building regulation
                                                                 and Guidelines (1987).
were introduced in Lilongwe in 1961.127 They were
based on the then British Building Regulations.128 Mzuzu
and Blantyre more recently updated and finalised their
building bylaws in 2017 and 2018 respectively.129                130
                                                                    	World Bank, 2015, Malawi Emergency Recovery Project Appraisal
                                                                     Document.
                                                                 131
                                                                    	Other than the organisations already mentioned, this Task Team
127
   	JICA, 2010, The Study on Urban Development Master Plan for       comprises core participants such as the Department of Disaster
    Lilongwe in the Republic of Malawi – Final Report.               Management Affairs (DoDMA), National Construction Industry
128
   	Ibid.                                                            Council of Malawi (NCIC), Malawi Institute of Architects (MIA),
129
   	BRCA desk research, November 2018.                               Malawi Institution of Engineers (MIE) and Malawi Polytechnic.
24 / Building Regulatory Capacity Assessment




Over the last few decades, the Government of Malawi                      (i.e. ventilation) in the work place. City-level building
has led a sustained reform of land-related laws. This                    bylaws, such as the 1961 Lilongwe Building bylaws,
has resulted in a comprehensive legal framework for                      also include fire prevention provisions for public and
the management of land across Malawi. This process                       private buildings, including regulations for materials and
was initiated by a Presidential Commission on Land                       structural elements. However, these are not consistent
Reform in 1996. In 2002, the Malawi National Land                        and applicable across the country. (These regulations
Policy was approved, and the following year a Special                    are discussed in detail in Chapter 4.)
Land Commission was constituted to examine all
                                                                         Malawi has also taken steps to govern the practices
land-related laws.132 The recommendations of the
                                                                         of engineering, architecture, quantity surveying,
Commission culminated in the passage of four pieces
                                                                         construction and physical planning. In 1971,
of legislation, these include the Physical Planning Act
                                                                         Malawi started to mandate registration and proof of
(2016),133 the Customary Land Act (2016), the Land
                                                                         qualification for engineers through the Engineering Act
Act (2016) and the Registered Land (Amendment) Act
                                                                         (1971). Similar legislation was established for architects
(2017).
                                                                         and quantity surveyors, through the Architects and
The Customary Land Act (2016), the Land Act (2016)                       Quantity Surveyors Act (1992) and for construction
and the Physical Planning Act (2016) are already under                   workers and contractors through the National
implementation. The Physical Planning Act is a critical                  Construction Industry Act (1996). More recently, the
piece of legislation; it declares the whole of Malawi as                 Physical Planning Act (2016) established provisions for
a planning area and includes provisions for national                     the creation of a Physical Planners Board to register
and local development planning and for granting                          and regulate physical planners across the country.
development permits.
                                                                         Several other statutes have a bearing on the built
Laws also are in place to address fire safety in the                     environment in Malawi (see Figure 9). Annex 1 provides
built environment. The Occupational Safety, Health                       a detailed mapping of how specific components of
and Welfare Act (1997) includes provisions for                           these legal and regulatory instruments relate to the
fire preparedness (i.e. evacuation routes and fire                       different steps of the building cycle in Malawi.
extinguishers) and some provisions for fire prevention

132
   	Cities Alliance, 2013, Land Administration in Malawi, Presentation
    at the Urban Landmark Workshop in Lilongwe.
133
   	Ibid.
                                                                                  Managing Risks for a Safer Built Environment in Malawi / 25




 FIGURE 9: Legal Mapping of Malawi ’s Building and Development Control
LIFE-CYCLE
 BUILDING




                                                                                                          MODIFICATIONS
                                                                                       USE &
                  SITING                DESIGN            CONSTRUCTION                                      & CHANGE           DECOMMISSION
                                                                                    MAINTENANCE               OF USE



                 02                 01      12            02      15                     02                     02                 12

                 03                 02      16            03      16                     05                     09                 18

                 05                 04      17            10      18                     06                     12
FRAMEWORK
   LEGAL




                 10                 06      18            06      20                     09                     16

                 11                 07                    12                             16                     18

                 18                 08                    13                             20

                 19                 09                    14

                                                                                    The Bylaws of Building Standards of Lilongwe City, 1961


                                                                                    The Physical Planning Act, 2016



    Nr.      Name                                                           Nr.     Name
    01       The Architects and Quantity Surveyor Act, 1992                 11      The Lilongwe Urban Development Master Plan, 2010
    02       The By-Laws of Building Standards of Lilongwe, 1961            12      The Monuments and Relics Act, 1991
    03       The Customary Land Act, 2016                                   13      The National Construction Industry Act, 1995
    04       The Disability Act, 2012                                       14      The National Construction Industry (application fees)
                                                                                    Regulations, 1998
    05       The Disaster Risk Management Act, 2017                         15      The National Construction Industry (fees and forms)
                                                                                    Regulations, 1998
    06       The Electricity Act, 2004 (Electricity Amendment Act,          16      The Occupational Safety, Health and Welfare Act, 1997
             2006)
    07       The Electricity Bylaws, 2012                                   17      The Public Health (Minimum building standards for
                                                                                    traditional housing areas) Rule, 1997
    08       The Engineers Act, 1972                                        18      The Physical Planning Act, 2016
    09       The Environmental Management Act, 1996                         19      The Public Roads Act, 1962
    10       The Land Act, 2016                                             20      The Tourism and Hotels (Minimum Standards) Regulations,
                                                                                    2005

 * The Bylaws of Building Standards of Lilongwe (1961) are only applicable to Lilongwe and not across Malawi.

 Source: BRCA Analysis, 2018.
26 / Building Regulatory Capacity Assessment




3.1.2.	 Main Challenges Identified                                 mitigation and social inclusion objectives (i.e.
                                                                   accessibility and usability for persons with disabilities).
Overarching National Building Legislation
                                                              ■■   Define the roles and responsibilities of national and
The foundation of a building regulatory framework                  local Government institutions for building control.
is best supported by overarching national legislation
which defines the roles and responsibilities of national      ■■   Mandate inspections to ensure building officials will
and local institutions to regulate buildings and principles        be called upon to carry out inspections at key stages,
for enforcement. To date, the Government of Malawi                 systematically prioritizing high-risk buildings.
has not promulgated national building legislation.            ■■   Outline penalties and sanctions for non-compliance
The absence of national building legislation weakens               with provisions for appeal mechanisms.
the basis for Government authorities to undertake
formal enforcement and apply sanctions for violations         ■■   Define the registration, certification and continuing
for unsafe building practices. The Department of                   education requirements for building regulators and
Buildings (MoTPW) and the Department of Housing                    building professionals.
(MoLHUD) recognise the importance of developing               In countries where there is a high prevalence of informal
this legislation and have initiated the development           settlements, it is also advisable for national building
of the Buildings Control and Development Bill. At the         legislation to provide guidance or provisions for how
time of finalising this report, the Bill is in the early      the national and Local Councils should manage informal
stages of drafting.134                                        settlements. For example, the Building Act of Jamaica,
In parallel, the Department of Buildings is also in the       establishes provisions for the regulation of a new
process of drafting a Buildings Policy. This Buildings        category of previously unregistered and unregulated
Policy will outline broad principles for the cabinet to       (informal) builders (see Box 1 for more details).
review and endorse.135 This policy could then serve as
a basis for the development of the new Buildings and
Development Control Bill.

As per international best practice, national building               BOX 1: Building Practitioners in the Jamaica
legislation should legally mandate the enforcement of               Building Act (2017)
up-to-date building regulations and outline a process               The Building Act of Jamaica establishes a new
for future maintenance and update. In many other                    category of previously unregistered and unregulated
Common Law countries, building regulations have the                 (informal) builders: building practitioners. Under the
legal status of a subsidiary regulation. This dual approach         Building Act, building practitioners are restricted to
to building regulation, combining a host national                   construct non-complex buildings of less than 300
legislation and separate building regulations, has the              square metres. Such structures are assumed to
advantage of allowing frequent technical revisions of               include primarily residential and small commercial
the code without having to seek Parliamentary approval.             buildings. The majority of such buildings have not
This dual approach enables the code to be updated in                previously been subject to regulatory review or
line with advances in building science and technology               inspection. This provision is an important extension
as well as in the dynamic context of a changing climate.            of the benefits of building standards to the informal
In addition, international best practice dictates that              building sector.
national building legislation should:                               Building practitioners have the opportunity to
■■   Define the broader objectives of building control,             register formally and receive a licence under the
     including its link to climate change adaptation,               purview of a newly formed Building Practitioners
                                                                    Board. The Building Practitioners Board decides
                                                                    upon the qualifications for registration and licensing.
134`	
     BRCA Analysis, February 2019.
135	
     Ibid.
                                                                          Managing Risks for a Safer Built Environment in Malawi / 27




The development and passage of national building                          With the passage of the Physical Planning Act the
legislation would significantly strengthen Malawi’s                       MoLHUD should consider developing guidelines to
building regulatory framework.                                            support Local Councils in the development of their
                                                                          physical plans. The guidance materials would provide
Overarching National Physical Planning                                    an opportunity for the MoLHUD to ensure that hazard
Legislation                                                               maps are integrated into district and local physical
The Physical Planning Act (2016) is critically important.                 development plans. The MoLHUD could draw from the
Implementation of the Act began in April 2018.                            experience of Kenya.
Some of the Physical Planning Act’s key features and                      In Kenya, the Ministry of Lands and Physical Planning
innovations include:                                                      (MoLPP) is developing County Planning Guidelines.
■■    Provisions and guidance to prepare and implement                    The MoLPP plans to provide technical assistance to
      physical development plans at the national, district                counties to support the development of spatial plans.
      and local level.                                                    It also plans to scale support to counties incrementally.
                                                                          In 2018, the Ministry aimed to support eight counties
■■    The introduction of new prominent planning                          with the development of their spatial plans and a
      institutions, including the (i) Physical Planning Advice            further fifteen counties in 2019.139
      Council, intended to resolve disputes and provide
      advice and guidance on planning policies, standards                 Overarching Legislation for Fire Safety
      and national development plans (ii) and the Physical
                                                                          Malawi does not have an overarching framework
      Planning Board, intended to register and regulate
                                                                          to mitigate the risk of fire. A fire risk mitigation
      physical planners across the country.
                                                                          framework is generally composed of a policy, an act
■■    Provisions for “buildings of a traditional nature.”                 and nationwide technical building provisions for fire
      These vernacular housing structures must comply                     prevention and preparedness. Generally, building
      with basic health and safety regulations and                        bylaws in major Malawian cities integrate select fire
      guidelines136 but beyond this will be largely exempt                prevention specifications; however, these do not fully
      from formal planning standard requirements.                         reflect an up-to-date understanding of fire and building
                                                                          science or disaster risk (see Chapter 5 for an in-depth
However, one limitation of the Act is that it does
                                                                          discussion). Elements of fire-resilient construction are
not reference the need to integrate hazard maps
                                                                          outlined in the National Construction Industry Policy
into national, district or local physical development
                                                                          (2015) but are not yet law.
plans. Risk-sensitive land-use planning provides an
opportunity to avoid settlements being built on land                      The development and passage of fire risk mitigation
most vulnerable to natural hazards (i.e. flood plains and                 legislation would strengthen Malawi’s building
areas prone to landslides). As discussed in Chapter 2,                    regulatory framework. As per international best
building in these areas leaves the residents and assets                   practice, fire risk mitigation legislation should:
at risk. That being said, the language in the Act is
                                                                          ■■   Establish clear roles and responsibilities for fire
open and does leave the option for the Commissioner
                                                                               response and prevention activities at the national
for Physical Planning137 to request the inclusion of
                                                                               and local level.
additional materials and inputs in both district and local
physical development plans.138                                            ■■   Mandate the preparation and implementation of
                                                                               integrated fire risk management plans at all levels
136
   	These basic health and safety rules are defined in the “Public             and sectors.
    health (Minimum buildings standards for traditional housing areas)
    rules” of 1971 and some other are also part of the Safe Buildings
    guidelines. These rules are also mentioned in the physical planning       2018) See Clause 29 (1) (f) p12 – in reference to District Physical
    Act Section 43(2)c.                                                       Development Plans – Clause 34 (2) p 13 – in reference to Local
137
   	A new position created under the Physical Planning Act (2016).            Physical Development Plans.
138
   	Government of Malawi, Physical Planning Act, 2016 (Date of            139
                                                                             	World Bank, 2019, Kenya Building Regulatory Capacity
    promulgation, September 2016, Date of commencement April                  Assessment Analysis.
28 / Building Regulatory Capacity Assessment




■■    Establish registration requirements, a code of                  has responsibility for developing new National
      conduct and responsibilities for fire engineers, fire           Building Regulations as well as supporting legislation
      officers, firefighters and lead agencies.                       in the form of a building act.143 In practice, given the
                                                                      challenge of limited human resources in the Central
As a point of comparison, in Kenya, the Government
                                                                      Government, the development of the National Building
has identified fire safety in the built environment as
                                                                      Regulations will be a collaborative process between the
a priority area and developed a comprehensive Fire
                                                                      Department of Buildings, the Department of Housing
Safety Management Policy (2011).140 The Policy sets
                                                                      at the MoLHUD and the DoDMA at the Office of the
an ambitious legal and institutional reform agenda,
                                                                      President and Cabinet.144
including the passage of a Fire Safety Act and the
establishment of a national regulatory body, the Kenya                As noted above, the Department of Buildings
Fire Safety Agency. While the implementation of                       is responsible for overseeing the development
the measures proposed in the Policy have yet to be                    and maintenance of public infrastructure. This
initiated, the Policy provides a valuable example.                    includes conducting site inspections during and
                                                                      after construction.145 The Department provides
                                                                      architectural,  mechanical and electrical buildings
3.2	 Institutional Framework                                          services, surveying, landscaping, and structural and civil
                                                                      engineering services.146 The capacity of the Department
3.2.1.	 Overview                                                      for some of these functions will be discussed later in
                                                                      the chapter. The Department of Buildings also has
In Malawi, several national institutions govern and
                                                                      some capacity for materials testing at the laboratory of
oversee the built environment, from the development
                                                                      the MoTPW. These laboratories are reserved for testing
of building and land-use regulations to the registration
                                                                      materials for public infrastructure and facilities.147
of construction workers. This section provides an
overview of the roles and responsibilities of key national
                                                                      Ministry of Lands, Housing and Urban
institutions, highlights some of the challenges and
                                                                      Development
limitations and provides targeted recommendations.
                                                                      The MoLHUD is responsible for several functions
Ministry of Transport and Public Works                                related to the management of the built environment.
                                                                      The ministry is responsible for providing policy direction,
The MoTPW has a broad mandate as the steward of
                                                                      national standards and coordination for matters
Malawi’s public infrastructure development programs
                                                                      concerning land, housing and urban development. For
and related activities.141 This includes ensuring the
                                                                      example, the Ministry is responsible for overseeing
provision of effective and sustainable transport systems,
                                                                      national, district and local physical development plans;
developing large-scale infrastructure and procuring
                                                                      land registration; national land surveying and mapping;
policies and regulations on the built environment.
                                                                      and providing technical assistance to local Governments
A department with a key role in regulating the built
                                                                      in these areas.148 The MoLHUD’s mandate is outlined
environment is the Department of Buildings.
                                                                      in various statutes, including the Land Act (2016) and
Department of Buildings (MoTPW)                                       the Physical Planning Act (2016).149

The Department of Buildings is responsible for the
procurement and maintenance of public infrastructure
and for providing policy direction and regulations for
the built environment.142 As such, the Department                     143
                                                                         	Ibid.
                                                                      144
                                                                         	Ibid.
                                                                      145
                                                                         	Ibid.
140
   	Government of Kenya, 2011, Fire Safety Management Policy.         146
                                                                         	MoTPW, 2017, Buildings Department Strategic Plan 2017-2022.
141
   	Ministry of Transport and Public Works (MoTPW), 2017, Buildings   147
                                                                         	Ibid.
    Department Strategic Plan 2017-2022.                              148
                                                                         	Ministry of Lands Housing and Urban Development (MoLHUD),
142
   	BRCA Interview, February 2018, Representatives of the Building        2018, About Us.
    Department (MoTPW) and the Housing Department (MoLHUD).           149
                                                                         	BRCA Legislative Review, February 2018.
                                                                       Managing Risks for a Safer Built Environment in Malawi / 29




As noted above, the Ministry has an important role in                  types and river catchments). To support this work, the
defining the legislative framework and regulations for                 DoS has also created the Malawi Geographic Information
physical planning and land management. The Ministry,                   Council (MAGIC), although it is not yet functional. DoS
for example, led the development of the Physical                       plans to request resources for MAGIC in the 2019
Planning Act (2016), including the consultation process                annual budget.157 The development and integration of
and drafting of supporting regulations.150                             hazard maps into building and land use regulations is an
                                                                       important input into a resilient built environment.
Department of Housing (MoLHUD)
                                                                       Department of Physical Planning (MoLHUD)
The Department of Housing is responsible for
facilitating affordable, safe and secure housing for all               The Department of Physical Planning is responsible
income groups. The Department is responsible for a                     for preparing and reviewing national, district and
broad range of activities, from managing urban renewal                 local (urban and rural) physical development plans.
and informal settlement to running home ownership                      The department provides technical assistance to local
schemes.151 In terms of building and land-use regulation,              government for the development of their development
the Department was instrumental in developing the                      plans. Furthermore, for areas without a physical
Safer Housing Guidelines. It is also playing a key role on             development plan—this currently includes most rural
the task team for the development of National Building                 areas—the Physical Planning Department is responsible
Regulations.152                                                        for processing development permit applications.
                                                                       Applicants must submit their application to the regional
Department of Surveys (MoLHUD)                                         office of the MoLHUD. For planned areas, the Local
The Department of Surveys (DoS) is responsible                         Council is responsible for administering development
for land surveying and mapping in Malawi.153 Its                       permits.158
mission is to make accurate, up-to-date and reliable
                                                                       Department of Lands (MoLHUD)
geospatial information (including hazard maps) readily
accessible.154 The Department provides surveying and                   The Department of Lands is responsible for the
mapping services to the public and private sector and                  management of land and land based resources. Its
is responsible for providing guidance on spatial data                  services include providing land policy directions,
generation and dissemination.                                          managing land registration, land allocation and
                                                                       resettlement. Land ownership and registration is
To coordinate geospatial activities, the DoS formed
                                                                       an important requisite for obtaining a development
the National Spatial Data Centre (NSDC). The NSDC
                                                                       permit. Security of tenure is also considered essential to
coordinates the acquisition and sharing of geo-
                                                                       motivate investment in sustainable and safe housing.159
information and assists in developing the National
Spatial Data Infrastructure (NSDI).155 To support this                 Department of Urban Development (MoLHUD)
agenda, the NSDC launched the Malawi Spatial Data
                                                                       The Department of Urban Development is responsible
Platform (MASDAP),156 an online GIS portal used to
                                                                       for providing an enabling policy and institutional
share and manage spatial data (e.g. elevation data, soil
                                                                       environment for urban development. The department
150
   	BRCA Interview, February 2018, Representatives of the Building
                                                                       has an important role in creating policies to improve
    Department (MoTPW) and the Housing Department (MoLHUD).            the capacity of local authorities for physical planning,
151
   	MoLHUD, 2018, Housing and Urban Development.                       to promote sustainable and resilient cities and support
152
   	BRCA Interview, February 2018, Representatives of the Building
    Department (MoTPW) and the Housing Department (MoLHUD).            economic development and local job creation.160
153
   	Based on the Land Survey Act chapter 59:03 of the Laws of Malawi
    and some sections of the Registered Land Act chapter 58;01, the
    Adjudication of Titles Act chapter 58:03 and Customary Land
    (Development) Act chapter 59:01.                                   157
                                                                          	BRCA Interview, November 2018, Geological Survey Department.
154
   	Ministry of Lands Housing and Urban Development (MoLHUD),          158
                                                                          	BRCA Interview, February 2018, Representatives of the Building
    2018, About Us.                                                        Department (MoTPW) and the Housing Department (MoLHUD)
155
   	Ibid.                                                              159
                                                                          	MoLHUD, 2019, Lands Department.
156
   	Malawi Spatial Data Platform (MASDAP), 2019, Web-page.             160
                                                                          	MoLHUD, 2019, Urban Development Department.
30 / Building Regulatory Capacity Assessment




Ministry of Natural Resources, Energy and                            lime, electrical safety, timber products and iron and
Environment                                                          steel products).
The MoNREE provides policy guidance and                              The MBS also has a Quality Assurance Department
coordination on Malawi’s natural resources, energy                   and a Testing Department, although its testing capacity
and environmental management.161 The following                       for building materials and products is limited.167 For
departments have a role in enabling the regulation of                example, neither the MBS nor the Malawi Energy
buildings.                                                           Regulatory Authority168 has the capacity to test
                                                                     electrical wires and cables.169
Department of Environmental Affairs (MoNREE)

In terms of managing the built environment, the                      Malawi National Construction Industry
Ministry’s Department of Environmental Affairs                       Council
issues Environmental Impact Assessments (EIAs)                       The NCIC regulates and promotes the construction
during the building design process. The Department                   industry in Malawi by registering firms, construction
of Environmental Affairs is also tasked with reviewing               workers, contractors and construction materials
applications for certain land-use modifications.162                  suppliers. Since its establishment in 1996, the NCIC has
                                                                     registered professional firms and individuals in different
Geological Survey Department (MoNREE)
                                                                     categories.170 It currently lists over 400 members in its
The Geological Survey Department has important                       directory.171
expertise in the mapping of earthquake- and landslide-
                                                                     NCIC carries out inspections on projects, verifying that
prone areas (particularly in the Karonga, Michesi and
                                                                     contractors and consultants are registered and that
Zomba Mountains).163 These geologic maps constitute
                                                                     they are operating within their authorised capacity.172
an important input into the development of risk-
                                                                     As per the NCIC Act (1996), the NCIC can impose a
informed National Building Regulations.
                                                                     fine and issue warrants for arrest when they identify
                                                                     non-compliance.173
Malawi Bureau of Standards  
The Malawi Bureau of Standards (MBS) is a statutory                  The NCIC also plays a broader role in supporting
organisation established in 1972 by an Act of                        the development of national policies, legislation and
Parliament.164 Its mandate is to promote metrology,                  standards related to the construction sector. The
standardisation and quality assurance of commodities,                NCIC, for example, works as a liaison with multiple
including their manufacture, production, processing                  stakeholders in the sector to identify building standards
and treatment.165                                                    that need to be developed and those that need to be
                                                                     further promoted to encourage compliance.174 As a
In terms of building regulation, the MBS is responsible
                                                                     result of this initiative, in coordination with the MBS,
for setting construction standards. The Standards Act
(1972) includes a list of relevant standards that the
Bureau is responsible for maintaining.166 The MBS has                167
                                                                        	BRCA Interview, February 2018, Representatives from the Malawi
previously established technical committees to develop                   Bureau of Standards.
standards, including in areas relevant to construction
                                                                     168
                                                                        	This authority regulates companies that install electric and fire
                                                                         prevention systems. It is not currently equipped with testing
(e.g. pipes and fittings, bricks and tiles, cement and                   laboratories.
                                                                     169
                                                                        	BRCA Interview, February 2018, Representatives from the Malawi
                                                                         Bureau of Standards.
161
   	Ministry of Natural Resources, Energy and Environment, 2018,     170
                                                                        	NCIC regulates contractors in different categories based on their
    Strategic Objectives.                                                demonstrated capacity to carry out construction works and on
162
   	BRCA Interview, February 2018, Representatives of the Building       the financial value of the project (see http://ncic.mw/membership/
    Department (MoTPW) and the Housing Department (MoLHUD).              learn-about-membership/).
163
   	UNDP, 2012, Current Hazard Mapping Capacity and Effectiveness    171
                                                                        	NCIC, 2018, Membership Directory.
    Of Scenario Based Tools for Long Term Planning Mechanisms.       172
                                                                        	National Construction Industry Council, 2018, Organization
164
   	Cap 51:02.                                                           Overview.
165
   	MBS, 2018, Organizational Profile                                173
                                                                        	Section 11(s) of the NCIC Act of 1996.
166
   	The Malawi Bureau of Standards Act (1972).                       174
                                                                        	National Construction Industry Council, 2018, Our Services.
                                                                                                       Managing Risks for a Safer Built Environment in Malawi / 31




      a code of practice for design loadings for buildings was                                         develop housing and plots; MHC is a major national
      created in 2010.175                                                                              land administrator and oversees large-scale building
                                                                                                       development.176
      Additional National-level Institutions
                                                                                                       Figure 10 maps the institutions directly involved in
      There are several other institutions with a role in                                              Malawi’s building development and control process and
      building and land use regulation that have not been                                              Table 2 provides a summary of their roles. Lilongwe City
      listed above. For example, the Operational Safety and                                            Council has been included in the institutional mapping
      Health Directorate (OSHD) and the Malawi Housing                                                 to highlight the interaction between national and local
      Corporation, among others. The OSHD inspects                                                     council departments at different stages. Annex 1
      construction sites to ensure compliance with minimum                                             provides further details of their responsibilities across
      standards of safety. The Malawi Housing Corporation                                              the steps of the building cycle.
      (MHC) is mandated to construct, maintain and


      FIGURE 10: Institutional Mapping of Malawi’s Building and Development Control Process
LIFE-CYCLE
 BUILDING




                                                                                                                              MODIFICATIONS
                                                                                                                USE &
                                               SITING              DESIGN         CONSTRUCTION                                  & CHANGE              DEMOLITION
                                                                                                             MAINTENANCE          OF USE



                                           Lilongwe City      Ministry of          Directorate of         Directorate of         Ministry of         Ministry of Lands
                                               Council      Lands, Housing         Occupational           Occupational         Lands, Housing          and Physical
                                          Town Plananing      and Urban          Safety and Health      Safety and Health        and Urban              Plannung
                                               Section       Development            Department             Department           Development           Department of
                                                            Department of            of Project             of Project         Department of              Survey
                                                                Survey              Registration           Registration            Survey


                                                                                   Lilongwe City
                                                           Ministry of Natural         Council                                Ministry of Natural     Lilongwe City
RELEVANT INSTITUTIONS INVOLVED




                                                           Resources, Energy     Building Inspection                          Resources, Energy           Council
                                                           and Environment                                                    and Environment         Development
                                                            Department of                                                      Department of         Control Section
                                                            Environmental          Lilongwe City                               Environmental
                                                                 Affairs               Council                                      Affairs
                                                                                   T&P Technical
                                                                                  Sub-committee
                                                             Lilongwe City                                                      Lilongwe City
                                                                 Council                                                            Council
                                                             Development           Lilongwe City                                Development
                                                            Control Section            Council                                 Control Section
                                                                                   Lilongwe Fire
                                                                                       Brigade
                                                             Lilongwe City
                                                                 Council
                                                             T&P Technical
                                                            Sub-committee


                                                             Lilongwe City
                                                                 Council
                                                            T&P-committee




                                                                                                         	Centre for Affordable Housing in Africa (2016). Understanding
                                                                                                       176

      175
                                 	Ibid.                                                                   Housing Finance Markets in Malawi.
32 / Building Regulatory Capacity Assessment




TABLE 2: Summary of National Institutional Roles and Responsibilities for Building Development Control
 Institution                    Building Development Control Role

 Ministry of               ■■ Procure and maintain public infrastructure.
 Transport and             ■■ Develop legislation on the built environment.
 Public Works              ■■ Oversee inspections and material testing for public infrastructure projects.


                           ■■ Oversee national urban and land-use planning.
 Ministry of Lands,        ■■ Register land.
 Housing and Urban
                           ■■ Produce and distribute land surveys and maps.
 Development
                           ■■ Provide technical assistance and capacity building for counties on physical planning and housing.


 Ministry of Natural       ■■ Review environmental land-use guidelines.
 Resources, Energy         ■■ Approve Environment Impact Assessment (EIA) for new building projects.
 and Environment           ■■ Inspect certain building sites to check that the project is EIA licenced.


 Directorate of            ■■ Ensure registration of new workplace building projects.
 Occupational              ■■ Inspect construction sites to ensure workers’ safety.
 Safety and Health         ■■ Approve safety measures in building plans.


                           ■■ Register building contractors and construction workers.
 Malawi National           ■■ Register building projects.
 Construction
                           ■■ Register material suppliers.
 Industry Council
                           ■■ Inspect building sites to ensure the presence of NCIC registered contractors and construction workers.


 Malawi Bureau of          ■■   Develop and promote construction standards
 Standards                 ■■   Test and approve building materials
                           ■■ Develop and implement local land-use and physical development plans.
                           ■■ Conduct plan review, site inspection, inspections (during and after construction) and issue construction
 Local Councils *
                              and occupancy certificates.
                           ■■ Coordinate specialised plan review and inspections (i.e. fire safety and health).


* “Local Councils” has been added as a point of comparison.
Source: World Bank, 2018, BRCA Analysis in Malawi.



3.2.2.	 Main Challenges Identified                                        Decentralisation Policy (1998) and the Physical Planning
                                                                          Act (2016).
National Support for Local Implementation
of Building and Land-Use Regulations                                      Physical Planning
The MoLHUD and the MoTPW lack sufficient capacity
                                                                          As noted earlier in the report, through the
and human resources to provide technical advice and
                                                                          decentralisation process, the Department of Physical
advisory services to Local Councils to guide development
                                                                          Planning at the MoLHUD handed over some of
and building control processes. A lack of Government staff
                                                                          its planning and development control functions to
and resources is in no way unique to Malawi. However,
                                                                          Local Councils with a view to improve efficiency and
it does raise concerns over how central authorities can
                                                                          service delivery.178 Subsequently, the MoLHUD’s role
support a gradual and effective process of decentralisation
                                                                          was reformed to include oversight of local planning
of development and building regulatory functions to local
                                                                          authorities, including the provision of guidance and
Government in a manner consistent with the provisions
                                                                          support.179
of the Local Government Act (1998),177 the National
                                                                          Stakeholders from the Department of Physical Planning
                                                                          reported that the Department has limited capacity
  	The Second Schedule of the Local Government Act (1998)
177

   assigns a wide range of functions to both urban and rural local
   Governments, including development planning, physical and land-
   use planning as well as regulations and control of building and        178
                                                                             	Government of Malawi, 1998, Local Government Act.
   construction.                                                          179
                                                                             	MoLHUD, 2019, Departments.
                                                                     Managing Risks for a Safer Built Environment in Malawi / 33




to provide technical assistance to Local Councils and                and guidance to local fire brigades; monitoring local
monitor compliance to rules and procedures.180                       compliance to rules and procedures; coordinating
                                                                     the training and certification of fire inspectors and
Building Development Control                                         engineers across the country; and, defining the
Local Councils are also responsible for administering                legislative framework for fire prevention.188 Given the
building regulations.181 There is currently no centralised           importance of fire regulation within the building control
monitoring of, or support for, local building authorities            process, the Department of Buildings should determine
conducting these activities.182 Stakeholders from the                whether the planned Building Regulation Division can
Department of Buildings at the MoTPW reported that                   take on this responsibility.
this is a barrier to effective building control and noted            Specialised Plan Review and Inspections
that their Architecture and Structural Engineering
                                                                     As outlined earlier in the chapter, several national-level
Divisions currently have no staff assigned to this role.183
                                                                     institutions have a role in the oversight of buildings
This is partly due to the Department’s staffing levels:
                                                                     and/or construction sites that meet certain criteria.
the Department has four registered architects and one
                                                                     These institutions include the Department of
registered engineer to cover the country.184
                                                                     Environmental Affairs at the MoNREE, the Department
The Department of Buildings plans to address this                    of Buildings at the MoTPW, the Occupational Health
challenge by introducing a Building Regulation Division              and Safety Directorate at the Ministry of Labour and the
to provide technical assistance and advisory services                National Construction Industry Council.189 However,
to local Councils, coordination and development of                   several of these institutions have limited human and
National Building Regulations and research on building               financial resources to conduct these roles consistently
materials. The Department of Buildings recently                      and systematically.190
initiated a functional review to determine the necessary
                                                                     For example, the Occupational Safety and Health
human resources to support this function.185
                                                                     Directorate has a mandate to inspect all work places
Fire Prevention                                                      (including construction sites) to ensure compliance
                                                                     with minimum health and safety standards.191 However,
Local Councils are responsible for providing fire
                                                                     the Department operates with only 13 inspectors.192
services, including fire prevention.186 In Lilongwe,
                                                                     The Principal Occupational Safety and Health Officer
for example, this function sits within the Lilongwe
                                                                     estimates that the Directorate is operating at less than
Fire Brigade.187 As per international best practice,
                                                                     50 percent the required capacity.193 The Directorate
an important component of fire prevention includes
                                                                     is also lacking equipment, including vehicles for their
specialised building plan reviews and inspections by
                                                                     inspectors.194 As a result, the Principal Occupational
qualified fire inspectors. The capacity of local Councils
                                                                     Safety and Health Officer estimated that inspectors
to conduct this function will be discussed in Chapter 5
                                                                     reach approximately 60 percent of workplaces.195
of this report.
                                                                     Similarly, the NCIC carries out inspections on
At the level of the Central Government, there is currently
                                                                     construction sites to ensure the firms, contractors
no ministry responsible for coordinating fire prevention
                                                                     and construction workers and material suppliers are
activities, including: providing technical assistance

                                                                     188
                                                                        	 Ibid.
180
   	BRCA Interview, February 2018, Representatives of the Building   189
                                                                        	BRCA Interview, February 2018, Building Department, MoTPW.
    Department (MoTPW) and the Housing and Urban Development         190
                                                                        	BRCA Interview, February 2018, Registration Officer
    Department (MoLHUD).                                                 (NCIC), Principal Occupational Safety Health Officer (MoL),
181
   	Government of Malawi, 1998, Local Government Act.                    Representatives from the Department of Buildings (MoTPW).
182
   	Ibid.                                                            191
                                                                        	Government of Malawi, 1997, Occupational Safety Act.
183
   	Ibid.                                                            192
                                                                        	BRCA Interview, February 2018, Principal Occupational Health
184
   	Ibid.                                                                and Safety Officer, OSHD.
185
   	BRCA Interview, February 2018, Buildings Department, MoTPW.      193
                                                                        	Ibid.
186
   	Government of Malawi, 1998, Local Government Act.                194
                                                                        	Ibid.
187
   	BRCA Interview, February 2018, Lilongwe Chief Fire Officer.      195
                                                                        	Ibid.
34 / Building Regulatory Capacity Assessment




registered. It currently has six officers nationally (four in            The MBS has a Quality Assurance Department and
Lilongwe, one in Mzuzu and one in Blantyre).                             a Testing Department and is currently investing in a
                                                                         significant state-of-the-art laboratory with funding
Penalties for non-compliance do exist, however,
                                                                         support from the EU.201 About 300 new staff are
they are rarely enforced. The NCIC Act (1996) and
                                                                         expected to be recruited by the MBS, thus considerably
Occupational Safety Act (1997) outline the respective
                                                                         extending the capacity of the Headquarters in
penalties that the NCIC and OHS Directorate can apply
                                                                         Blantyre.202 However, this additional capacity will focus
to prescribed violations. For example, as per the NCIC
                                                                         on testing food products.203 There is no plan to expand
Regulations, finalised in 2018, the NCIC reserves the
                                                                         the capacity of MBS to certify the quality of building
right to suspend any works or activities being carried
                                                                         products and testing materials.204
out in contravention to the NCIC Act. The NCIC has
a mandate to impose a penalty or a two-year term of                      Testing Soil
imprisonment for non-compliance.196
                                                                         Soil tests are the first step in construction planning.
National Capacity for Testing Soil Samples,                              They determine the soil’s suitability for the proposed
Building Products and Building Materials                                 construction work and are critically important to
Testing Building Products and Materials                                  building safety. The capacity for lab and field soil tests
                                                                         is a challenge in Malawi.
Uniform and certified performance criteria for building
materials are essential for the design and construction                  Several institutions have soil testing facilities but focus
of safe buildings. Quality control for building materials                on providing public sector services.
requires standards test facilities and laboratories to                   ■■    The Department of Buildings has some capacity
certify materials such as cement, aggregate cement                             at the materials testing laboratory of the MoTPW;
masonry units and steel. Beyond a necessary focus                              these resources cover public infrastructure and
on safety, durability and structural integrity, a                              facilities, not private buildings.205
testing capacity should be utilized for the purpose
of supporting climate smart materials and innovative                     ■■    The Geological Survey Department also has some
solutions to promote affordable energy-conserving                              soil testing laboratories; these laboratories are
building materials and products.                                               undergoing maintenance work.206

However, currently the MBS has limited capacity                          ■■    The Agricultural Research and Extension Trust
to conduct certain types of tests, including more                              (ARET) have soil testing facilities; these facilities are
specialised tests such as those for particular types of                        primarily used for tobacco growth research: ARET’s
cement and non-destructive testing.197 Furthermore,                            activities are sanctioned and funded by tobacco
neither the MBS nor the Malawi Energy Regulatory                               growers.207
Authority198 have the capacity to test electrical                        ■■    The Polytechnic University of Malawi, Department
wires and cables.199 This is despite increasing risks                          of Civil Engineering, based in Blantyre, has some soil
associated with the large-scale imports of unsafe sub-                         testing capacity and can conduct tests for a set fee
standard electrical wires and cables by the Malawian                           (see Annex 2 for details of available tests).
construction industry.200

                                                                         201
                                                                            	Malawi Bureau of Standards, 2018, Standardisation Quality
                                                                             Assurance, Accreditation and Metrology (SQAM) Project.
196
   	NCIC, 2018, Compliance Regulations Amended.                          202
                                                                            	BRCA Interview, February 2018, Representatives from the Malawi
197
   	BRCA Interview, February 2018, Representatives from the Malawi           Bureau of Standards.
    Bureau of Standards.                                                 203
                                                                            	Malawi Bureau of Standards, 2018, Standardisation Quality
198
   	This authority regulates companies that install electric and fire-       Assurance, Accreditation and Metrology (SQAM) Project.
    prevention systems. It is not currently equipped with testing        204
                                                                            	Ibid.
    laboratories.                                                        205
                                                                            	Ibid.
199
   	BRCA Interview, February 2018, Representatives of the Building       206
                                                                            	BRCA Desk Research, Previous Permanent Secretary and Director
    Department (MoTPW) and the Housing Department (MoLHUD).                  of the Geological Surveys Department.
200
   	Ibid.                                                                207
                                                                            	Agricultural Trust Research and Extension Trust, 2019, Webpage.
                                                                   Managing Risks for a Safer Built Environment in Malawi / 35




Overall, private builders have limited options to meet             vulnerability maps. For example, through a GFDRR-
the requirements for soil quality outlined in the local            funded project, Risk Engineering and Design (RED)
bylaws.                                                            and Evaluación de Riesgos Naturales (ERN) developed
                                                                   peak ground acceleration maps for a 500-year return
Responsibilities and Capacity for
                                                                   period.210 These maps were computed considering local
Developing and Sharing Hazard Maps
                                                                   soil effects. The objective was to provide an estimate
Hazard and risk assessments are the foundation of
                                                                   of future earthquake risk for Malawi through the year
emergency preparedness and risk reduction planning.
                                                                   2050.
In line with this agenda, the MDG III promotes
the development of comprehensive disaster risk                     Further, in 2015, the Government of Malawi developed
assessments and hazard maps for Malawi and the                     the National Hazards and Vulnerability Atlas. This project
integration of this data into risk-informed development            was led by the DoDMA and received support from the
planning:                                                          United States (US) National Aeronautical and Space
                                                                   Administration (NASA), US Agency for International
“… enhancing risks knowledge at all levels from household,
                                                                   Development (USAID), United Nations Development
community, district to national level [by] undertaking
                                                                   Programme (UNDP), Regional Centre for Mapping of
comprehensive disaster risk assessments and mapping
                                                                   Resources for Development (RCMRD), World Bank
covering all sectors and disseminating the results to
                                                                   Group and other Government and non-Government
enhance risk-informed development planning.”208
                                                                   agencies.211 The Atlas includes a geographic information
Adequate hazard mapping for reference in the National              system (GIS), web-based, hazard modelling tool that
Building Regulations and local development plans is an             shows the vulnerability, exposure, adaptive capacity
integral part of the regulatory regime for disaster risk           and sensitivity of Malawi to hazards, including drought,
reduction. Given the hazard profile of Malawi, flood               forest fires and riverine floods.
plain maps, peak-ground accelerations, seismic maps,
                                                                   While the Atlas provides a valuable platform for
landslide maps and volcanic maps should be referenced
                                                                   assessing hazard vulnerability across Malawi, it is
and integrated into the National Building Regulations.
                                                                   limited as a reference for building regulations.
Chapter 4 details how these hazard maps should be
integrated.                                                        This Assessment identified three main challenges
                                                                   related to hazard mapping:
Different agencies and departments within the
Government develop different hazard maps. For                      ■■    Quality and comprehensiveness of hazard maps: The
example, the Geologic Survey Department has                              existing hazard maps: (i) are often developed for
developed seismic maps and landslide maps for                            particular districts and are not available for the whole
certain areas of Malawi, particularly in the areas of                    country;212 (ii) do not follow a set methodology so
Karonga, Michesi and the Zomba Mountains.209 While                       are difficult to compare/overlay;213 (iii) are not always
the Department of Water Management (Ministry of                          at an appropriate scale to be a useful reference
Irrigation and Water Development) is responsible for                     document in building and land-use regulations;214
the development of flood maps. The Department                            and (iv) are in the process of being transferred from
of Survey (MoLHUD) and Department of Disaster                            analogue to digital format.215
Management Affairs (DoDMA) have a key role in
coordinating disaster risk assessments and hazard                  210
                                                                      	For further details, see: Project Description By RED.
maps.                                                              211
                                                                      	 http://tools.rcmrd.org/vulnerabilitytool/.
                                                                   212
                                                                      	 For example, high-quality flood maps were developed for 2
The Government of Malawi also has received                              out of 28 districts in Malawi. These flood maps were developed
                                                                        by the company Atkins and are available to download on the
international support to develop hazard and                             Malawi Spatial Data Portal (MASDAP): http:/   /www.masdap.mw/
                                                                        maps/213.
                                                                   213
                                                                      	BRCA Interview, February 2018, Land Survey Department.
  	Section 7.2 Disaster Risk Management and Social Support.
208                                                                214
                                                                      	BRCA analysis.
  	UNDP, 2012, Current hazard mapping capacity and effectiveness
209                                                                215
                                                                      	UNDP Malawi, 2012, Current hazard mapping capacity and
   of scenario based tools for long term planning mechanisms.           effectiveness of scenario-based tools for long-term planning
36 / Building Regulatory Capacity Assessment




      Further research is required to identify high-quality            extent to which maps can be integrated and overlaid
      hazard maps to reference in the National Building                in a GIS system.
      Regulations (under development) and the National
                                                                 ■■    Geodetic network: A geodetic control is essential
      Physical Development Plan. The firm working with
                                                                       to register and integrate spatial information
      the Government to update the National Building
                                                                       into geographic information systems (GIS).221
      Regulations is undertaking this process.216 These
                                                                       Such GIS systems have application in wetlands
      hazard maps could be developed by national
                                                                       delineation, mineral assessment, renewable resource
      agencies or by national or international research
                                                                       management, public health, urban and regional
      institutes or private companies.
                                                                       planning, disaster response and recovery. The grid
■■    Geographic data-sharing and coordination: Central                of Continuous Observing References Stations in
      coordination for the development and collection                  Malawi is only 6 percent complete.222 This low
      of geographical information is limited. The Malawi               completion rate increases the complexity and length
      Geographical Information Council (MAGIC) and its                 of time needed to undertake spatial mapping. While
      executive arm, the National Spatial Data Centre                  the Department of Survey (MoLHUD) recognises this
      (NSDC), were established in 2003217 to coordinate                as a priority, it currently does not have the resources
      the acquisition and sharing of spatial data. The                 to complete the network.223
      Land Survey Act (2016) lays out the role of MAGIC.
                                                                 These challenges will need to be addressed in order to
      However, representatives from the Land Survey
                                                                 build (i) the Government of Malawi’s hazard mapping
      Department reported that MAGIC’s role still needs
                                                                 capacity and (ii) the Government’s ability to develop
      to be institutionalised and its capacity increased.218
                                                                 and implement risk-informed building and land-use
      As per the Land Survey Act, MAGIC should be                regulations.
      responsible for overseeing the Malawi Spatial Data
                                                                 Centralised Efforts to Train Regulatory
      Portal (MASDAP),219 established in 2012. This online
                                                                 Personnel, Building Contractors and
      platform is a web-based data-sharing tool. MASDAP
                                                                 Construction Workers
      is free of charge for users. It is based on open-
                                                                 National initiatives and resources to train building
      source software that is designed to support inter-
                                                                 regulatory personnel, fire engineers and inspectors,
      agency collaboration and to enhance public access
                                                                 building contractors and construction workers are
      on information, ranging from the environment,
                                                                 limited.   In order to promote safe construction,
      water resources, agriculture, climate to disaster risks.
                                                                 there is a strong argument for the Government of
      Amongst its core objectives, MASDAP is intended
                                                                 Malawi to play a more prominent role in coordinating
      to provide a resource for community mapping
                                                                 sustained training on safe construction and building
      activities and land-use planning. While MASDAP is
                                                                 regulation requirements. Large-scale efforts to expand
      a useful resource with the prospect of incremental
                                                                 and institutionalise training should be integral to
      improvement over time, it focuses essentially on
                                                                 Governmental policies, particularly to support sectors
      flood hazards and has no data uploaded for seismic
                                                                 that are inherently dependent on technical capacities,
      risks, volcanic risks, land-slides or wind-speeds.220
                                                                 such as the building industry.
      There are currently no national standards, set
                                                                 Jamaica provides a relevant case study of how
      methodologies or guidance for Government
                                                                 this objective can be achieved. Jamaica innovated
      Departments to develop maps (including hazard
                                                                 and established a National Building Code Training
      maps) in Malawi. This lack of standards limits the
                                                                 Consortium to coordinate sustained training on the

    mechanisms.                                                  221
                                                                    	Geodetic data are the product of geodetic control and are essential
216
   	BRCA Desk Research, February 2019, EcoBuild.                     to the development of GIS. They should serve as one of the
217
   	Ibid.                                                            primary components of the National Spatial Data Infrastructure
218
   	BRCA Interview, February 2018, Land Survey Department.           (NSDI).
219
   	Malawi Spatial Data Platform, 2019, Webpage.                 222
                                                                    	 BRCA Interview, February 2018, Land Survey Department.
220
   	BRCA Review of MASDAP, February 2018.                        223
                                                                    	Ibid.
                                                                   Managing Risks for a Safer Built Environment in Malawi / 37




National Building Code of Jamaica (NBCJ). The NBJC                 The delivery of effective regulation depends on the
aims to streamline training, ensuring all relevant                 competency of the professionals who carry out the
target audiences are covered. It is led by the Bureau              plan reviews and inspections. Common regulatory
of Standards Jamaica (BSJ) and the Ministry of Local               competence standards, underpinned by a robust
Government and Community Development (MLGCD).                      development process and comprehensive learning
The Consortium includes training institutions and                  materials, are essential to the effective delivery of
providers such as the local universities, community                building regulation.
colleges and vocational training institutions. See Figure
                                                                   The role of the Building Department at the MoPW
11 for a diagram outlining the Consortium’s structure.
                                                                   could be expanded to coordinate the training of building
                                                                   regulatory personnel in Local Councils in partnership
FIGURE 11: International References for                            with existing professional schools. It is an opportune
Fire Competency Frameworks                                         moment to explore whether the Department has
                                                                   the capacity to take on this role given that they are
      In the United Kingdom, The Chief Officers Association        reviewing the feasibility of establishing a new Building
      (CFOA) develops and updates a Competency                     Regulation Division.
      Framework for Business Fire Safety Regulators every
                                                                   The training could focus on developing core skills
      few years. The Framework promotes a common and
                                                                   pertaining to building regulation administration, design,
      consistent approach for all fire regulators, including
                                                                   plan review, inspection and ethics.225 A nationally
      standards and supporting educational materials for
                                                                   coordinated training mechanism for building regulation
      technical and non-technical skills: http://www.cfoa.org.
                                                                   personnel would need to support its long-term
      uk/22122
                                                                   sustainability. The history of national programs or
      In the United States, the National Fire Protection           agencies relying only on national budget appropriation
      Agency (NFPA) has numerous certification schemes             have proved vulnerable to political, economic and
      for fire prevention and protection professionals:            social priorities. There is strong argument for the fees
      https://www.nfpa.org/Training-and-Events/By-type/            for construction permits to contribute to a large-scale
      Certifications                                               training solution for building regulators.

      From an overall building and fire regulatory                 Fire Engineers and Inspectors
      competence perspective, the Certified Building
                                                                   There is also currently no clear line of responsibility
      Official qualification in the United States also includes
                                                                   for the training of fire prevention designers, fire
      building and fire regulation: http://buildingofficial.com/
                                                                   engineers and fire inspectors. The result is a shortage
      commercial-building-official/
                                                                   of trained fire personnel and a lack of regulatory and
Source: BRCA Analysis, 2018.                                       control capacity in the local Fire Brigades and Building
                                                                   Departments of major cities.

                                                                   Universities, Polytechnic and colleges in Malawi have
Building Regulatory Personnel
                                                                   not yet introduced a fire engineering curriculum.226
No centralised institution is mandated to provide                  Some private training initiatives (by private dealers
training to local building authorities to administer               of fire equipment) exist but do not meet the training
building regulation.224 This is particularly significant
given the relatively new Building Departments
established as a result of the devolution process. The
                                                                   225
                                                                      	The International Code Council generally includes a module on
                                                                       ethics within its building code training curriculum. The training
same applies for fire engineers and inspectors within                  highlights the important role of building regulators as custodians of
Council fire brigades and/or building authorities.                     public health and safety and directly addresses issues surrounding
                                                                       corruption.
                                                                   226
                                                                      	BRCA Interview, February 2018, Lilongwe City Council Fire
                                                                       Department, Malawi Institute of Architects (MIA) and Malawi
  	BRCA Interview, February 2018, TEVETA.
224
                                                                       Institute of Engineers (MIE).
38 / Building Regulatory Capacity Assessment




needs.227 The University of Malawi Polytechnic initiated           Although training is applicable to the full spectrum of
the development of a curriculum on fire prevention,                professional trades, evaluating the vocational training
but the initiative was never finalised or adopted.228              options is particularly urgent. The building sector
                                                                   employs a substantial number of untrained workers;
The planned Building Regulation Division of the
                                                                   this can be detrimental to the safety of the workers
Building Department (MoTPW) could take the lead
                                                                   and the buildings. The existing formal training system
in coordinating fire prevention training for Local
                                                                   has been limited by a lack of funding and institutional
Council fire brigades, in partnership with national and
                                                                   outreach.230
international institutions such as Malawi Polytechnic
and the US National Fire Protection Association. The               The difficulty of consolidating a national vocational
body responsible for coordinating training should                  training structure has direct consequences on
also be responsible for the development of a fire                  Malawi’s workforce profile: most of the youth acquire
competency framework.                                              skills through informal apprenticeships.231 In Malawi,
                                                                   according to the International Labour Organisation
As per international best practice, a fire competency
                                                                   (ILO), only about 10 percent of the population works
framework should:
                                                                   in the formal sector.232 Further, building contractors
4)	 Ensure that all categories of relevant fire                    are not incentivised to formalise their workforce as the
    professionals, including regulatory personnel, have            current status-quo keeps wages low and contractual
    the skills, knowledge and understanding of fire                responsibilities at a minimum.233
    prevention and protection standards, building fire
                                                                   The TEVETA, established by an Act of Parliament in
    safety regulations and other attributes necessary to
                                                                   1999,234 is tasked with the promotion, regulation and
    be competent in the evaluation of fire prevention
                                                                   sustainable provision of technical, entrepreneurial and
    and protection measures for regulatory compliance.
                                                                   vocational education.235 Despite TEVETA’s ambitious
5)	 Develop mechanisms (i.e. exams, tests, certifications          objectives, their scale remains relatively small; it runs
    and continuous professional development training)              15 apprenticeship programs, four of which are directly
    to ascertain the competence of relevant fire                   related to building trades: bricklaying, carpentry
    professionals.                                                 and joinery, electric installations, and fabrication
                                                                   and welding. TEVETA reported that approximately
The primary objective of a competency framework
                                                                   1,500 students enrol in their apprenticeship program
for fire prevention is to provide a supportive input to
                                                                   every year.236 In addition to TETEVA, Malawi has
implement the fire provisions of building regulation
                                                                   other smaller-scale vocational training institutions,
requirements (see Figure 12).
                                                                   community colleges and programs for specific training
Contractors and Construction Workers                               skills carried out by international institutions and non-
                                                                   Governmental organizations. However, none focus on
There are more centralised training resources                      training for the construction sector.
available for contractors and construction workers.
The NCIC, for example, provides training courses for               The National Construction Industry Policy (2015) has
construction workers and contractors. Courses offered              acknowledged the need to improve vocational training
in 2018 included, amongst others: training in labour               as part of a corrective process of regulatory measures
intensive techniques, environmental management and                 to address: poor working environment; low standards
construction contracts. These courses generally target
registered professionals.229                                       230
                                                                      	BRCA Interview, February 2018, TEVETA.
                                                                   231
                                                                      	Aggarwal, Hofmann and Phiri, 2010, ILO, 2010, A study on
                                                                       Informal Apprenticeship in Malawi.
                                                                   232
                                                                      	ILO, 2010, A study on informal apprenticeship in Malawi.
227
   	BRCA Interview, February 2018, SGD (Simwango General           233
                                                                      	BRCA Interview, February 2018, TEVETA.
    Dealers), Webster Carlton Mwangobola (fire equipment company   234
                                                                      	Government of Malawi, TEVET Act of Parliament (No. 6) TEVET
    operating in Blantyre).                                            Act of Parliament (No. 6)TEVET Act of Parliament (No. 6).
228
   	BRCA Interview, February 2018, Fire Department of Lilongwe.    235
                                                                      	TEVETA, 2018, About Us.
229
   	NCIC, 2018, Training.                                          236
                                                                      	BRCA Interview, February 2018, TEVETA.
                                                                         Managing Risks for a Safer Built Environment in Malawi / 39




FIGURE 12: Jamaica National Building Code Training Consortium

                                                                     Bureau of Standars Jamaica (BSJ)


      International Code                •	 Training and Trainers
         Council (ICC)                  •	 Design and Maintenance of Training Materials


    Ministry of Local                                                      Training Consortium
    Government and
                                       Training Organization                       Target Group                Focus
       Community
  Development (MLGCD)                  Universities (UTech & UWI)                  Graduates &                 Comprehensive
                                                                                   Undergraduates,
                                                                                   building professionals
                                       Jamaica Fire Brigade                        Fire plan review and        Fire-related code
                                                                                   inspection personnel        elements
                                       Jamaica Institution of Engineers (JIE)      Engineers                   Design
                                       Jamaica Institute of Architects (JIA)       Architects                  Design
                                       Institute of Quantity Surveyors             Quantity surveyors          Third party
                                                                                                               enforcement
                                       Heart Trust                                 Construction                Construction practice
                                                                                   workforce, building
                                                                                   “practitioners”
                                       To be confirmed                             Material and building       Implication of code for
                                                                                   product manufacturers       their practices
                                       Management Institute for National           Municipal council           Administrative
                                       Development (MIND)                          officials
                                       Bureau of Standards Jamaica (BSJ)           General public and          Health and safety
                                       National Housing Authority (NHA)            informal sector builders    motivation
Source: World Bank, 2017,              National Housing Trust (NHT)
Approach for Publishing National
                                       Housing Agency of Jamaica (HAJ)
Building Code of Jamaica and
Subsequent Training.                   Social Development Commission (SDC)



of safety and occupational hazards on construction                              require financial and technical support from the
sites; limited policies and regulatory frameworks; and,                         Government of Malawi to extend their institutional
corruption and financial mismanagement in public                                outreach and increase their training offering to
and private sectors.237 This investment in vocational                           reflect the skills currently deployed in the formal
training for the construction industry also aligns with                         and informal construction industry.
Malawi’s vision to increase the building stock and
                                                                         2)	 Renewed public awareness campaigns. Research
extend national infrastructure.238
                                                                             indicates that there is limited public awareness
In order to support this agenda, vocational training                         about TEVETA’s programmes and objectives. In a
institutions need:                                                           recent study, only 33 percent of respondents were
                                                                             aware of TEVETA and 14 percent were aware
1)	 Increased investment to scale-up training.
                                                                             of TEVETA’s construction and manufacturing
    Vocational training organisations such as TEVETA
                                                                             programmes.239
237
   	 Malawi Ministry of Transport and Public Works, 2015, National
     Construction Industry Policy.                                         	Manda, 2016, Public Awareness Perception of Tevet Activities in
                                                                         239

238
   	 Government of Malawi, 2000, Vision 2020.                               Malawi.
40 / Building Regulatory Capacity Assessment




3)	 Support to develop up-to-date and targeted                     3.3	 Recommendations
    training materials. The training courses offered
                                                                   1)	 Strengthen and pass the Buildings Control and
    across the country need to be aligned with the needs
                                                                       Development Bill referencing the new National
    of the industry. TEVETA representatives noted that
                                                                       Building Regulations.
    the courses offered generally do not cover the new
    materials and techniques being used in the sector.240                The Department of Buildings (MoTPW) recently
    Consequently, there is limited capacity within the                   initiated the drafting of a Building Control and
    construction sector to handle new materials on                       Development Bill. As per international best practice,
    the market that require particular skillsets.241 As a                the process of developing Building legislation should
    result, use of these materials is often improvised and               include wide-spread consultation and dialogue with
    leads to unsafe buildings. Furthermore, methods                      the building professional community, national and
    and materials integral to low-income populations                     local public sector representatives, private sector
    are often not acknowledged or integrated into                        representatives, NGO and academics, including
    training courses. As noted earlier in the report, in                 disaster risk management experts.
    Jamaica, informal builders have been recognised in                   Once developed, the Bill should be benchmarked
    the recently gazetted Building Act (2017) as building                against international best practice, including the
    practitioners. Along with this legislation, a series of              examples of best practice referenced in this report.
    dedicated vocational training programs are being                     For example, the Bill should clearly define the roles
    developed by the vocational training college HEART.                  and responsibilities of national and local institutions
    TEVETA and the Government of Malawi could draw                       through one set of consistent legal provisions.
    from Jamaica’s experience.
                                                                   2)	 Develop a national-level framework for fire pre-
      TEVETA, together with senior Government                          vention, including the development and passage
      authorities, could explore linking their Programs                of fire prevention legislation.
      to a World Bank project in the education sector.                   This process could also be initiated with the
      For example, an ongoing World Bank Skills                          development of a policy paper focused on
      Development Project is working to increase access,                 fire prevention. The policy paper should be
      market relevance and results orientation of skills-                benchmarked against international bets practice,
      development institutions.242                                       including the comprehensive Fire Safety
4)	 Make training courses more accessible to informal                    Management Policy (2011)243 developed by the
                                                                         Government of Kenya.
    builders. To ensure that training courses are
    accessible and attractive, market research needs to be               The development of fire prevention legislation
    conducted amongst informal builders to determine                     should be the result of a comprehensive
    the price informal builders are willing to pay for                   consultative process.
    training, how much time they can dedicate and the
                                                                   3)	 Support the establishment of the proposed
    distance they are able to travel. The World Bank
                                                                       Building Regulation Division of the MoTPW and
    Building Regulations for Resilience (BRR) Program
                                                                       build its institutional capacity. This includes:
    conducted a similar study in Jamaica in partnership
    with the NGO Build Change. The data collected                        ■■   Providing guidance materials and technical
    will be used by the HEART college of Construction                         assistance to Local Councils.
    Services to tailor and market their courses.                         ■■   Coordinating the training of building regulators
                                                                              and fire inspectors and engineers, including the
240
   	BRCA Interview, February 2018, TEVETA.
241
   	Ibid.                                                                     development of a competency framework.
242
   	For more information see: World Bank Higher Education Skills
    Development Project.                                             	Government of Kenya, 2011, Fire Safety Management Policy.
                                                                   243
                                                                 Managing Risks for a Safer Built Environment in Malawi / 41




    ■■   Leading the development and maintenance of                   whereby the Ministry is incrementally rolling out
         the National Building Regulations, in partnership            technical assistance to support local Governments
         with the Department of Housing at MoLHUD.                    in the development of their spatial plans.
    ■■   Leading the development of building legislation.        6)	 Strengthen the coordination between different
    ■■   Conducting research on building materials.                  Government agencies and departments for
                                                                     developing and sharing hazard maps. This includes
4)	 Strengthen Malawi’s capacity to test construction
                                                                     the development of data-sharing standards and
    products, materials and soil. Testing facilities should
                                                                     methodologies for hazard mapping.
    be available for both the public and private sector.

    The MBS should conduct a review to determine their                Responsibility should be assigned to different
    own technical and human capacity to conduct tests                 Government agencies and departments for
    for contemporary construction materials and products              developing hazard maps. Responsibility should also
    (i.e. electrical wires) as well as the testing capacity of        be assigned for the collation and sharing of hazard
    other public, private and academic institutions.                  maps to support inter-institutional coordination
                                                                      and collaboration.
    The review should compare relevant institution’s
    testing capacity against the current and potential                To support the coordination and sharing of data,
    market demand. Gaps in testing facilities and                     standards and a set methodology for geographical
    human capacity should be identified and prioritised               mapping (including hazard mapping) need to be
    according to the risk associated with the material/               developed so that maps can be integrated and
    product and market demand.                                        compared. These standards can be benchmarked
                                                                      against international best practice, for example,
    A phased plan should be developed to increase
    the MBS’ as well as other private and public                      the geographical mapping standards developed in
    institutions’ construction testing capacity, and the              Colombia and for the European Union.
    availability of national and international funding           7)	 Support the Support the Department of Survey
    mechanisms should be explored. Strengthening                     in the completion of Malawi’s Geodetic Network.
    the testing capacity of public universities should
    be explored as this testing equipment is also                     The Department of Survey (MoLHUD) has
    needed to conduct academic research. Technical                    identified the completion of the geodetic network
    assistance may be necessary to support the MBS                    as a priority; however, to date, the Department
    in this review.                                                   has not had sufficient funding to support this. The
                                                                      competition of a Geodetic network is an important
5)	 Assist the Department of Physical Planning in
                                                                      step to increase national mapping capacity,
    developing guidance materials for Local Councils
                                                                      including hazard mapping.
    to help them develop risk-sensitive land-use and
    physical development plans.                                  8)	 Provide technical and financial assistance to
                                                                     the Technical, Entrepreneurial and Vocational
    Given that there is no explicit mention of hazard
    maps in the Physical Planning Act, the guidance                  Education and Training Authority (TEVETA) to
    materials should clearly note hazard maps as a                   develop a market-oriented training curriculum for
    necessary input and provide relevant guidance                    construction workers which incorporates code
    and parameters. The guidance materials should be                 requirements.
    widely disseminated and available online.                         This technical and financial assistance should start
    In order to be effective, these guidelines should                 by supporting TEVETA to develop up-to-date and
    also be accompanied by technical assistance. The                  targeted training materials, to conduct market
    MoLHUD should consider adopting the approach of                   research amongst informal/artisanal builders and
    the Ministry of Lands and Physical Planning in Kenya,             to launch a renewed public awareness campaign.
Lilongwe in Malawi. Photo: © Hecke01 | Dreamstime.com
                                                              Managing Risks for a Safer Built Environment in Malawi / 43




                                       4. Building Regulation
                                                Development
                                            and Maintenance

B
      uilding regulations are critical to creating a safe,    In recognition of these challenges, the Government
      sustainable and resilient built environment.            of Malawi is taking the significant step of introducing
      They provide a single point of reference that           new National Building Regulations. This effort was
establishes common and transparent building standards         initiated in 2018 and is being led and overseen by the
for public health, safety and fire protection. In addition,   Department of Buildings (MoTPW), in coordination
well-designed building regulations can be used to             with the Department of Housing (MoLHUD) and
meet other societal objectives, such as accessibility for     Department of Disaster Management Affairs (OPC).246
persons with disabilities, climate change adaptation,         The National Building Regulations are being developed
cultural heritage preservation and energy efficiency.         with the following objectives:247

This chapter provides a review of the existing building       ■■    Incorporating disaster and climate-resilient design in
bylaws in Lilongwe, Blantyre and Mzuzu and also                     new and existing buildings.
provides a review of the draft National Building
                                                              ■■    Bringing consistency across Local Councils in dealing
Regulations (1997) which will be used as the base for
                                                                    with risks in the built environment.
the new National Building Regulations. The chapter
also highlights best practices for the development            ■■    Incorporating modern objectives consistent with
and maintenance of National Building Regulations and                other development goals set out in the Malawi
provides recommendations.                                           Growth and Development Strategy III and other
                                                                    prominent policy areas such as physical planning.

4.1.	 Status of Malawi’s Building                             ■■    Developing the basis for cross-sectoral training and
      Regulations                                                   professional development by leveraging the future
                                                                    building regulations as an educational tool.
Malawi does not currently have national uniform
building regulations in place. Instead, the largest           The National Building Regulations are being developed
cities of Lilongwe, Blantyre and Mzuzu have their             as part of the World Bank-funded Malawi Floods
own independent city-level building bylaws.244 Some           Emergency Recovery Project (MERP). At the time
of these building bylaws were developed over half a           of finalising this Assessment, the international firm
century ago and need to be updated with advances in           EcoBuild Africa248 had been hired to undertake this
building technology.245
                                                              246
                                                                 	Ibid.
                                                              247
                                                                 	BRCA Interview, February 2018, Representatives of the Building
  	BRCA, 2018, Desk Research.
244
                                                                  Department (MoTPW) and the Housing Department (MLHUD).
  	BRCA, 2018, Analysis.
245                                                           248
                                                                 	BRCA 2018, Desk Research.
44 / Building Regulatory Capacity Assessment




project.249 The firm will use draft National Building                              to avoid undervaluation and diminish the risk of
Regulations, developed in 1997, as the basis. This 1997                            collapse.
draft was developed by an international firm,250 under
                                                                             Annex 3 provides a more comprehensive list of good
the leadership of the MoTPW and the MoLHUD.251
                                                                             practices in the Lilongwe Building Bylaws (1961).
The new National Building Regulations are due to be
                                                                             However, the bylaws are now over half century old and
completed by June 2019.252 A public and private sector
                                                                             generally do not reflect an up-to-date understanding
task team has been established to provide inputs and
                                                                             of building science and are not adapted to the local
feedback.253
                                                                             context. The bylaws do not have provisions for disaster
As will be discussed later in the chapter, clarity is                        risk management (e.g. the inclusion of seismic load
needed on how the National Building Regulations                              standards), energy efficiency or persons with disabilities
will interact with the pre-existing bylaws in Lilongwe,                      and some of the British Standards underlying the code
Blantyre and Mzuzu.                                                          have now been withdrawn or replaced.256 Furthermore,
                                                                             the Lilongwe Bylaws are not available online or as an
                                                                             electronic file and as such are not easily accessible to
4.2.	 Review of Current Building                                             building professionals. Annex 4 provides a detailed
      Bylaws                                                                 review of the Lilongwe Building Bylaws and associated
Lilongwe Bylaws                                                              recommendations.

The Lilongwe Building Bylaws were developed in                               Blantyre Bylaws
1961 and were based on the then British Building                             In Blantyre, the City Council recently took the initiative
Regulations.254 The building bylaws are relatively                           of developing new building bylaws. These bylaws were
comprehensive and include details in permitting                              finalised in 2018.257 They are extensive and include
procedures as well as design provisions and standards.                       good practices such as:
Good practices in the bylaws include:
                                                                             ■■    Incorporating a classification of public building
■■    Incorporating mandatory fire-resistance durations                            occupancy to establish fire protection parameters
      for different materials and structural elements,                             and means of egress during emergencies.
      considering the thickness requirements for reinforced
      concrete, masonry walls and steel elements.                            ■■    Provisions for persons with disabilities facilitating
                                                                                   egress and access to sanitation facilities in public
■■    Defining live loads255 by considering the future use                         buildings.
      of the building under study. Defining live loads is
      fundamental for design under gravity loads, in order                   ■■    Measures that aim to promote a more efficient use
                                                                                   of fresh water in construction.

                                                                             A detailed matrix of good practices is provided in
249
   	BRCA Interview, November 2018, World Bank Task Team Leader
    of the Malawi Floods Emergency Recovery Project.                         Annex 5.
250
   	Mutiso Menezes International (Architectural and Planning
    Consultants) and Rofe Kennard and Lapworth (EA) LTD (Consulting          However, the bylaws could more explicitly reference
    Civil and Structural Engineers).                                         the MS Standard 820:2010 (Code of Practice for
251
   	BRCA Interview, February 2018, Representatives of the Building
    Department (MoTPW) and the Housing Department (MLHUD).                   Design Loadings for Buildings) on building structural
252
   	BRCA Interview, November 2018, World Bank Task Team Leader               requirements, reference broader planning requirements
    of the Malawi Floods Emergency Recovery Project.
253
   	Other than the organisations already mentioned, this Task Team
                                                                             and improve on issues such as fire protection and
    comprises core participants such as the National Construction            access for person with disabilities. The permitting
    Industry Council of Malawi (NCIC), Malawi Institute of Architects        process could further distinguish low-risk from high-
    (MIA), Malawi Institution of Engineers (MIE), academia
    (Polytechnic) and MFERP PIU.                                             risk buildings. More detailed analysis of the bylaws and
254
   	JICA, 2010, The Study on Urban Development Master Plan for               recommendations is provided in Annex 6.
    Lilongwe in the Republic of Malawi – Final Report.
255
   	Live Load: load that is not permanently applied to a structure but
    is likely to occur during the service life of the structure (excluding   256
                                                                                  	BRCA analysis, February 2018.
    environmental loads).                                                    257
                                                                                  	BRCA desk research, November 2018/
                                                                      Managing Risks for a Safer Built Environment in Malawi / 45




Mzuzu Bylaws                                                          ■■    Requirements for geotechnical inspections; soil
                                                                            conditions are critical for load bearing capacity.
In Mzuzu, a set of new building bylaws were finalised in
2017.258 It is a shorter document with fewer provisions               ■■    Clear provisions for the change of use of buildings,
than the bylaws of Lilongwe and Blantyre. The bylaws                        with potentially important impacts on safety (i.e.
appropriately cover definitions, grounds for disapproval                    additional fire safety requirements).
of the Local Council, construction materials, minimum
                                                                      ■■    “Deemed to comply” provisions, allowing for the
architectural requirements, occupancy permits,
                                                                            recognition of local materials and methods of
penalties for legal infringements and permitting fees.
                                                                            construction which is critical to lowering regulatory
International best practice suggests that the bylaws
                                                                            compliance costs and addressing the growth of
could be improved with an initial focus on:
                                                                            informal construction.
■■    Laying out more explicitly the details and actual rules
                                                                      ■■    Explicit references to testing of materials and
      of the permitting process in order to avoid confusion
                                                                            products with appropriate focus on fire and structural
      and excessive discretion.
                                                                            requirements.
■■    Mandating the sign-off of building plans by registered
                                                                      A comprehensive and detailed list of good practices in
      architects or engineers.
                                                                      the National Building Regulations (1997) is provided in
■■    Explicitly referencing the Malawian building                    Annex 8.
      structural standard (MS Standards 820:2010);
                                                                      Main Challenges Identified
■■    Referencing other important resources such as the
                                                                      In order for the draft National Building Regulations
      Safer Housing Guidelines.
                                                                      (1997) to provide up-to-date construction standards
■■    Providing details on how to implement major                     across Malawi, several challenges need to be
      concepts such as accessibility for persons with                 addressed. The first challenge relates to the relationship
      disability.                                                     between the existing city bylaws (Lilongwe, Blantyre
                                                                      and Mzuzu) and new National Building Regulations.
More detailed analysis of the bylaws and recommenda-
                                                                      The other challenges noted in this chapter relate to
tions is provided in Annex 7.
                                                                      technical adjustments necessary to the 1997 draft
                                                                      to ensure that the building regulations are consistent
4.3.	 Review of the National Building                                 with international best practice and with Malawi’s
                                                                      broader development agenda.260 A detailed analysis of
      Regulations
                                                                      the National Building Regulations (1997) is included
The draft National Building Regulations (1997)                        in Annex 9, identifying the main gaps and providing
represent a significant improvement to the Lilongwe                   technical recommendations.
Building Bylaws (1961). The draft was developed by a
Nairobi architectural firm and a United Kingdom civil                 Relationship between City Bylaws and the National
and structural engineering firm.259 Positive features                 Building Regulations
include:                                                              The relationship between the existing city bylaws
■■    Fire provisions for building design, external walls             and the National Building Regulations needs to
      and materials as well as additional provisions for the          be determined. In their current form, the National
      inclusion of sprinklers and water supply systems.               Building Regulations and city bylaws in Lilongwe and
                                                                      Blantyre all include technical provisions for design and


                                                                      260
                                                                           	For example, the objectives and targets of Malawi’s Growth and
258
   	Ibid.                                                                   Development Strategy III (2017-2020), Africa Regional Strategy
259
   	Mutiso Menezes International (Architectural and Planning                for Disaster Risk Reduction (2004), the Sendai Framework
    Consultants) and Rofe Kennard and Lapworth (EA) LTD (Consulting         for Disaster Risk Reduction (2015) and Malawi’s Disaster Risk
    Civil and Structural Engineers).                                        Management Policy (2015).
46 / Building Regulatory Capacity Assessment




construction. It is important not to overlap provisions                requirements. Given the hazard profile of Malawi,
in the city bylaws and the national regulations.                       seismic maps and wind maps should be referenced
                                                                       in the building regulations. Based on these maps,
The firm hired to develop the new National Building
                                                                       geographic zones should be differentiated in terms
Regulations - Ecobuild - will review the existing
                                                                       of expected hazard-event frequency and intensity.
city bylaws as part of their work programme. The
                                                                       The differentiation of hazard zones is essential for
relationship between the different sets of regulatory
                                                                       enabling the safe siting of buildings and balancing
documents remains to be defined.261
                                                                       design requirements for anticipated loads. The Building
The National Regulations Task Team and EcoBuild                        Regulation task team and the firm hired to develop the
can draw from different models of linking national                     building regulations (EcoBuild) are currently working to
and sub-national regulations. Several countries have                   identify which seismic hazard map will be integrated
implemented “model building regulations” or “model                     into the new building regulations.
building codes” that are developed at the national level
                                                                       For example, in Colombia, the Colombian seismic hazard
as comprehensive regulatory documents. They can be
                                                                       map is referenced in the National Building Code (NSR-
subsequently adopted by legislation, with or without
                                                                       98). Four levels of seismic intensity have been included.
modification, and promulgated by local Government
                                                                       The design requirements included in the building code
jurisdictions. This approach is often followed by federal
                                                                       are prescribed based on the seismic zone and nature of
Governments or by countries, like Malawi, engaged in a
                                                                       the occupancy (see Box 2 for further details).
process of decentralisation.
                                                                       As per international best practice and the disaster
India and Canada have the same system of a national
                                                                       profile of Malawi, the National Building Regulations
model code adopted by local jurisdictions. In parallel
                                                                       should include provisions for seismic loads. Seismic
to the model code, some local jurisdictions also have
                                                                       provisions should also be included for non-structural
building bylaws. These bylaws include mostly procedural
                                                                       components and retrofitting for different types of
provisions, for example, procedures for permitting,
                                                                       buildings, such as reinforced concrete and light-
inspections and change-of-use.262 These bylaws are
                                                                       frame wood buildings. The retrofit guidelines in the
complementary to the model code, which outlines
                                                                       International Code Council 2018 International Existing
technical provisions for design and construction. There
                                                                       Building Code provide a comprehensive example.149
is limited overlap in content.263
                                                                       Recognising the importance of a risk-informed
Risk-Informed Building Regulations                                     building regulations, the MBS, Malawi Institute of
There is increasing recognition internationally and                    Architects (MIA) and Malawi Polytechnic worked
within Malawi264 that a modern building regulation                     together to develop the “Code of Practice for Design
system will play an essential role in reducing underlying              Loadings for Buildings.”265 The document is based on
risks in the built environment.                                        the South African National Standard (SANS 10160:
                                                                       1989) and integrates earthquake loads and wind
Natural Hazards                                                        loads. This document was published in 2010, after
The draft National Building Regulations (1997) do                      the draft National Building Regulations (1997) were
not reference hazard zones and associated structural                   developed.266 The standard references a wind map,
                                                                       an earthquake map and a peak ground acceleration
261
   	BRCA Analysis, 2018.                                               map. However, zones of varying seismic intensity have
262
   	See the building bylaws of the city of London, Ontario, as an      not been identified. (See the case study for Colombia in
    example: https:/  /www.london.ca/city-hall/bylaws/Documents/
    buildingB6.pdf.                                                    Box 2.) Annex 10 outlines a list of good practices in the
263
   	BRCA Analysis, 2018.                                               “Code of Practice for Design Loadings for Buildings”
264
   	 Malawi is clearly linking the development of National Building
    Regulations to a disaster risk management agenda. The renewed
    effort to develop these regulations is being funded as part of a
    disaster risk management project (World Bank-funded Malawi           	BRCA Desk Research, November 2018.
                                                                       265

    Emergency Flood Recovery Project.                                    	Ibid.
                                                                       266
                                                                         Managing Risks for a Safer Built Environment in Malawi / 47




    BOX 2: Building Code and Seismic Hazard Maps in Colombia

    The Colombian seismic hazard map referred to in the
    National Building Code (NSR-98), in effect until 2009,
    was developed in 1996 and updated in 2010. Since
    then, the National Seismological Network of Colombia
    has improved in both coverage and technology
    providing, fifteen years of additional seismic records.
    The seismic hazard maps correspond to those
    developed by the seismic hazard committee of the
    Colombian Association for Earthquake Engineering
    (AIS) and are considered official and for mandatory
    use in the earthquake resistant codes for buildings and
    bridges.

    The country is divided in three seismic zones along
    a northeast to southwest region parallel to the
    Bucaramanga Fault Zone into Ecuador. The zones
    are designated as High Seismic Hazard, Intermediate
    Seismic Hazard and Low Seismic Hazard. The map
    presented below is taken from the NSR-98. It shows
                                                                          Key
    the geographic distribution of the seismic zones. In the
                                                                          Baja: Low
    building code, specific design load requirements are                  Intermedia: Intermediate
    prescribed based on the seismic zone and the nature                   Alta: High

    of the occupancy.

    Four levels of seismic intensity are considered. Standard Occupancy is assigned a seismic intensity level on 1.0. Special
    Occupancy is assigned a 10 percent increase on the intensity. Emergency and Relief Services Facilities Occupancy a 20
    percent increase. Essential Facilities Occupancy are assigned a 30 percent increase on the seismic intensity.
    Source: Guillermo Santana, 2013, Seismic Code Evaluation Colombia; NASA – Smithsonian Astrophysical Observatory.




and Annex 11 provides more detailed analysis and a list                  Chronic Hazards
of recommendations.
                                                                         Building regulations should be designed to reduce
Malawi is also exposed to floods and landslides. These                   chronic risks such as fire and spontaneous collapse.
hazards have very localised effects, as such a national                  Consideration should also be given to the promotion
hazard map would not provide sufficient detail to ensure                 of a healthy built environment, including provisions to
the safe siting of buildings. Therefore, the National Building           discourage the spread of disease.
Regulations should not reference national maps for these                 In terms of fire risk, the current draft National Building
hazards. The Building Regulations should reference the                   Regulations (1997) include generally comprehensive
need for the regulator and developer to consult local                    fire prevention and safety provisions for building
hazard maps. As will be discussed in the next chapter,                   design, external walls, materials, and sprinklers and
local development plans and land-use regulations should                  water-supply systems. However, the review of the
include and reference local hazard maps.                                 National Building Regulations undertaken as part of this
48 / Building Regulatory Capacity Assessment




      BOX 3: Example of a Prevalent Form of Construction in Malawi




      Unburnt brick wall buildings with pitched rooves are common in urban and rural areas throughout Malawi. They are
      gaining popularity, representing approximately 45 percent of the country’s housing stock.

      The thatched roof is supported by unburnt mud brick walls built in mud mortar. The walls are built on a stone platform
      raised above ground as a protection against floods. There is no horizontal or vertical reinforcement. As a result, the
      strength of the building is low and considered to be very vulnerable to earthquake effects. In the 1989 Salima Earthquake
      (magnitude 6), nine people died and over 50,000 people were left homeless. Many unburnt brick wall buildings suffered
      extensive damage or collapsed.
      Source: Earthquake Engineering Research Institute (EERI) and International Association for Earthquake Engineering (IAEE), 2002, World
      Housing Encyclopaedia.



Assessment identified areas for improvement, including,                      construction that low-income groups can afford.
for example, regulations regarding the placement of                          Generally, the design and construction of these
sprinklers. Further, more comprehensive provisions                           buildings does not involve professional architects
need to be included for electrical design. Given the                         and engineers. The buildings often make use of local
prevalence of fires in many informal settlements across                      materials and skills and are improved and extended
Sub-Saharan Africa,267 it is important that the National                     incrementally as funding, time and materials become
Building Regulations reflect international best practice                     available.
and an up-to-date understanding of building science
                                                                             In Malawi, there is a high prevalence of informal
and fire safety.
                                                                             settlements. In Lilongwe, for example, approximately
In terms of health risk, the current draft National                          76 percent of urban dwellers are estimated to live in
Building Regulations 1997 include provisions that allow                      sub-standard housing and/or informal settlements.268
the use of corrugated sheets and asbestos cement. As                         Estimates indicate that 45 percent of the country’s
these materials age or become damaged, they release                          building stock constitutes unburnt brick walls with a
small fibres which have been linked to lung diseases,                        pitched roof (see Box 3).269
including cancer.
                                                                             The Government needs to decide whether to include
Reference to Non-Engineered Low-Income Housing                               provisions and/or guidelines for these types of buildings
                                                                             in the building regulations. Significant trade-offs need
The draft National Building Regulations (1997) do
not recognise or provide guidance for the types of                             	UN HABITAT, 2011, Malawi : Lilongwe Urban Profile.
                                                                             268

                                                                               	Earthquake Engineering Research Institute (EERI) and International
                                                                             269

  	UNDP, 2013, From Everyday Hazards to Disasters: The
267
                                                                                Association for Earthquake Engineering (IAEE), 2002, Word
   Accumulation of Risk in Urban Areas.                                         Housing Encyclopedia.
                                                                           Managing Risks for a Safer Built Environment in Malawi / 49




to be considered in terms of risk, life-safety, feasibility                 guidelines for non-engineered, vernacular buildings into
and affordability. As highlighted in Box 3, buildings                       their National Building Regulations; they concluded that
constructed with earth bricks, sun dried adobe bricks,                      the performance level of these buildings is too low and
stabilised soil blocks and concrete and mud plaster                         the risk of structural failure too high. Whereas, in Nepal,
generally perform very poorly during earthquakes and                        the 1992 Building Code recognises the full spectrum of
other disaster events and can pose a significant risk to life-              current forms of construction through a four-tier building
safety. However, at the same time, these building types                     permitting system, including: (i) international “state-
make up a significant proportion of the country’s building                  of-the-art” construction, (ii) professionally-engineered
stock and safe-construction guidelines, if implemented,                     structures, (iii) small buildings designed to meet “rules-of-
can help to increase their resilience and safety.                           thumb” and (iv) non-engineered construction employing
                                                                            traditional materials and skills. On this basis, Nepal
To make this decision the Government needs to decide                        developed a hierarchy of building controls consistent
what constitutes an “acceptable level of risk” and a                        with the existing capacity on the ground, in terms of
minimum performance objective for building structures                       both construction practice and regulatory application of
across the country. As per international best practice,                     compliance checks (see Box 4).
this dialogue should include consultation with a wide
range of stakeholders. Figure 13 provides an example                        If Malawi does decide to include provisions and/or
                                                                            guidelines for non-engineered, vernacular buildings
of a four-tiered categorisation of building performance
                                                                            within the National Building Regulations, the Safer
objectives and how they relate to resilience.
                                                                            Housing Construction Guidelines could be a useful
Globally, Governments have taken different approaches                       reference. These guidelines should be reviewed to
to non-engineered and vernacular housing in building                        see whether they are appropriate to reference in
regulations and have come to different conclusions as                       the National Building Regulations and whether the
to what is an “acceptable level of risk.” For example, in                   guidelines enable the minimum performance level set
Colombia, the Government decided not to integrate                           by the Government to be achieved (see Box 5).

FIGURE 13: Building Performance Objectives

 Performance                                                                                                               Level of
 Objective                   Description                                                                                   Resilience
 POI                         ■■   No structural damage. The building is safe to be used during and after the natural
 Continuous occupancy             disaster.
                                                                                                                           High
                             ■■   Damage to contents is minimal and services will continue to function without
                                  alteration.
 PO2                         ■■   Minor damage to structure that is repairable at a reasonable cost and in a
 Immediate occupancy/             reasonable amount of time.
 operational continuity      ■■   Specified assets are protected.
                                                                                                                           Moderate
                             ■■   Nonstructural components and systems needed for the building to operate are fully
                                  functional (with utilities possibly available from standby sources). Some cleanup and
                                  repair may be required.
 PO3                         ■■   Damage to both structural and nonstructural components, but risk of loss of life is
 Life safety                      low.                                                                                     Safe
                             ■■   Building systems and utilities are damaged and inoperable.
 PO4                         ■■   Building is near collapse and significant hazard to life may exist.
 Collapse prevention         ■■   Building and emergency systems are extensively damaged and operable.                     Unsafe
                             ■■   Building beyond technical repair.

Source: World Bank, GFDRR and Arup, 2017. Roadmap for Safer Schools: Guidance Note.
50 / Building Regulatory Capacity Assessment




    BOX 4: Nepal Society for Earthquake Technology and the Nepal Building Code

    The Nepal Society for Earthquake Technology (NSET) has carried out a multifaceted program of earthquake risk reduction
    over the past 20 years. The NSET initiatives have included building code development, mason training, school retrofit
    and regulatory capacity building.

    The 1992 Nepal Building Code (NBC) recognised the full spectrum of current forms of construction through a four-
    tiered building permitting system. On this basis, it developed a hierarchy of building controls consistent with the existing
    capacity on the ground, in terms of both construction practice and regulatory application of compliance checks.

    International “state-of-the-art” construction: Examples of such construction include high-rise hotels and office buildings.
    If consultants ensure that their designs meet the recognised international standards, the designs are considered to be
    in conformance with the NBC.

    Professionally-engineered structures: These include structures such as hospitals, commercial buildings, factories,
    warehouses and multi-storey buildings. For such buildings, design requirements are provided in the NBC.

    Small buildings designed to meet “rules-of-thumb”: This category is defined as buildings constructed with modern materials,
    such as concrete and steel, but not exceeding simple criteria of height, configuration and number of stories or floor area.
    Mandatory “rules of thumb” are provided. The requirements are typically confined to the maximum span, minimum
    reinforcing and member sizes, positioning of earthquake-resisting elements and other such rules. The guidance materials
    are provided in a form that an experienced construction manager or mason can understand them and present sufficient
    detail to pass the permit review of the building department.

    Non-engineered construction employing traditional materials and skills: These guidelines are based on the analysis of
    some 50 typical prevailing building types in Nepal constructed by employing vernacular materials and skills. Two sets of
    guidelines have been developed: one dealing with low-strength masonry and another dealing with earthen structures.
    The guidelines provide simple rules for improving seismic safety of these structures. Although these recommendations
    are described as guidelines, they are intended to be mandatory if they are built in areas controlled by a building permit-
    issuing local authority.
    Source: Parajuli Amod Dixit, 2000, Nepal Building Code – Need, Development Philosophy and Means of Implementation; and UNCRD,
    2008, Implementation, Learning from Experience of Lalitpur Sub-Metropolitan City, Nepal.
                                                                         Managing Risks for a Safer Built Environment in Malawi / 51




      BOX 5: Malawi Safer Housing Construction Guidelines

      The Government of Malawi, through its Department of Housing (MoLHUD), produced
      Safer Housing Construction Guidelines in 2012, which were revised in 2014 with
      financial support from the World Bank’s Global Facility for Disaster Reduction
      and Recovery (GFDRR). The Guidelines provide an illustrated set of instructions
      on how to build a small (two-room) house resilient to all major hazards impacting
      Malawi, including earthquakes, floods, windstorms, hail storms, landslides, fires and
      soil erosion. Chapter 4 includes a detailed set of specifications for the production
      of essential local building materials, such as earth bricks, sun-dried adobe bricks,
      stabilised soil blocks, and concrete and mud plaster.270

      The Guidelines cover three standardised houses based on three income levels and
      are more appropriate for rural low-income groups. The Guidelines recognise the
      process of incremental construction and promote non-engineered forms of housing
      construction consistent with local building practices.

      There is evidence that the Department of Housing has actively promoted the Guidelines across different cities in Malawi
      and urged Local Councils to adopt them as a form of subsidiary regulations or requirements attached to their respective
      bylaws. The Guidelines have been translated into local languages by the Department of Housing. The Department
      initiated training of Local Council staff initially in the 15 districts impacted by the 2015 floods.271
      Source: BRCA Analysis, 2018.


        	World Bank, 2018, BRCA Review of Housing Guidelines.
      270

        	BRCA Interviews, February 2018.
      271




Accessibility for Persons with Disabilities                               mandates that all architectural drawings for public and
                                                                          institutional buildings comply with the standards of
In the draft National Building Regulations, accessibility
                                                                          universal design.275
and usability requirements for persons with disabilities
need to be further detailed. For example, the National                    Prior to the adoption of the Disability Act (2012),
Building Regulations should include comprehensive                         the Ministry of Education issued a directive to all its
provisions for ramps, lifts, handrails and wheel chair                    institutions stating that all new structures constructed
spaces. World Health Organization (WHO) data                              should be disability-friendly and allow for quick and
indicate that persons with disabilities represent                         efficient means of egress in case of fire. The Education
around 14 percent of the Malawi’s total population.272                    Infrastructure Management Unit has guidelines on
(See Box 6 for the WHO’s definition of persons with                       how to construct disability-friendly structures. There
                                                                          is evidence of some success achieved in implementing
disabilities.)
                                                                          these guidelines. For example, 20 newly constructed
These provisions would be aligned with the mandate                        secondary schools in Blantyre, Kasakula, Ntchisi,
of the Disability Act (2012)273 and UN Convention                         Chinsapo and Lilongwe were built in compliance
on the Rights of Persons with Disabilities, signed                        with universal standards. This construction program
by the Government of Malawi in 2007.274 The Act                           received World Bank support.276

272
   	WHO, 2011, World Disability Report.                                       has obligations to report to the UN on how it is making progress
273
   	Malawi Government, 2012, Disability Act.                                  to enhance the rights of persons with disabilities.
274
   	At an international level, Malawi signed and ratified the UN          275
                                                                             	Disability Act, 2012, Part IV, Article 8 (e).
    Convention on the Rights of Persons with Disabilities in 2007.        276
                                                                             	2016, Malawi Education Sector Improvement Project Project
    The signing and ratification of this Convention means that Malawi         Appraisal Document.
52 / Building Regulatory Capacity Assessment




      BOX 6: World Health Organisation’s Definition of Disability

      According to the World Health Organisation (WHO), disability is the umbrella term for impairments, activity limitations
      and participation restrictions, referring to the negative aspects of the interaction between an individual (with a health
      condition) and that individual’s contextual factors (environmental and personal factors).

      Environmental factors are central in creating disability; problems with human functioning are categorised in three
      interconnected areas:

      •	 Impairments are problems in body function or alterations in body structure, for example, paralysis or blindness;
      •	 Activity limitations are difficulties in executing activities, for example, walking or eating; and
      •	 Participation restrictions are problems with involvement in any area of life, for example, facing discrimination in
         employment or transportation.

      Disability, therefore, refers to difficulties encountered in any or all three areas of functioning and arises from the
      interaction of health conditions with contextual factors, environmental and personal factors as shown in the figure
      below:

                        Representation of the International Classification of Functioning, Disability and Health

                                                                Health condition
                                                              (disorder or disease)



         Body functions
                                                                   Activities                                        Participation
         and structures




                      Environmental                                                                       Personal
                         factors                                                                           factors

      Source: World Health Organisation, 2011, World Report on Disability.




While the policy and legal framework for persons with                        energy use, nearly 40 percent of energy-related CO2
disabilities is consistent with good practice, progress                      emissions and almost half of all energy generated
in implementing appropriate access to public and                             globally is used to cool, light and ventilate buildings.278
institutional buildings has not yet been operationalised                     The Intergovernmental Panel on Climate Change
through the building regulatory process.277 The                              (IPCC) estimates that building-related GHG emissions
development and implementation of new National                               will double by 2030 under a high-growth development
Building Regulations is an opportunity to do this.                           scenario.279 Improving the energy efficiency of buildings
                                                                             can help to reduce these emissions and can also provide
Green Buildings                                                              significant cost-savings for the occupants.
Carbon contributions from the built environment are                          As per international best practice, building regulations
a recognised concern. Buildings and construction                             can provide energy-efficiency requirements for new
account for more than 35 percent of global final-
                                                                             278
                                                                                	International Energy Agency, 2017, Global Status Report.
  	BRCA Review of Lilongwe Building Bylaws 1961 and the Building
277                                                                          279
                                                                                	Intergovernmental Panel on Climate Change, 2014, Climate
   Regulations 1997.                                                             Change 2014: Mitigation of Climate Change: Buildings.
                                                                        Managing Risks for a Safer Built Environment in Malawi / 53




and existing buildings. Improvement of building’s                       the Occupational Safety and Health Directorate
efficiency at planning stage can be relatively simple,                  (Ministry of Labour); Ministry of Natural Resources,
while improvement after their initial construction can                  Energy and Environment; Local Council Building and
be more difficult. Decisions made during a building’s                   Planning Departments; Local Council Fire Brigades;
project phase will largely determine energy consumption                 and additional experts with experience in health, safety
over much, if not all, of a building’s lifetime.280                     and disaster risk in the built environment.

The International Code Council’s (ICC) Energy                           In terms of building regulation maintenance, effective
Conservation Code provides a comprehensive example                      building regulations typically benefit from three- to five-
of energy-efficiency regulations.281 Energy-efficiency                  year updating cycles. Frequently updated codes tend
requirements included in building regulations are usually set           to incorporate newer design and technology options
in a specific chapter. The energy-efficiency requirements               as well as lessons learned from more recent chronic or
themselves are often brief, while the underlying standards              severe disaster events. This updating process requires
are typically longer and more comprehensive.282                         a sustainable broad and participatory consultative
                                                                        process. This process should be detailed in legislation.
Furthermore, additional green-building provisions can
be included within building regulations, for example,
provisions for rainwater harvesting and run-off                         4.5.	 Recommendations
retention and control.
                                                                        1)	 Address the technical gaps in the draft National
                                                                            Building Regulations and ensure alignment with
4.4.	 Process for Updating Malawi’s                                         international best practice, including:
      Building Regulations                                                   ■■   Referencing hazard maps with determination of
The development of new building regulations should                                building structural requirements.
be an inclusive and consensus-based process. This                            ■■   Integrating provisions for access and usability
includes the participation of the public sector, private                          for persons with disabilities.
sector, building professionals, builders, building owners
                                                                             ■■   Integrating provisions for green and energy-
and building occupants, as well as those with expertise
                                                                                  efficient buildings.
on health, safety and disaster risk.
                                                                        1)	 Determine the relationship between the city
In line with this, those leading the development of the                     bylaws and the National Building Regulations.
National Building Regulations in Malawi – Department
                                                                             The Department of Buildings, Department of
of Buildings, Department of Housing and Department
                                                                             Housing and Department of Disaster Management
of Disaster Management Affairs – have established
                                                                             Affairs should lead a consultative process to
a task team to provide inputs and feedback on the
                                                                             determine how these sets of national and sub-
draft. The task team comprises representatives from
                                                                             national regulations will interact. It is critical to
the National Construction Industry Council, Malawi
                                                                             avoid overlapping and potentially contradictory
Institute of Architects, Malawi Institution of Engineers
                                                                             provisions.
and Malawi Polytechnic. In line with international
best practice, this task team could be extended to                      2)	 Initiate dialogue between the Building Regulation
include additional public-sector representatives from                       task team and a wide range of stakeholders
                                                                            to decide whether and how provisions and/
280
   	International Energy Agency, 2008, Energy Efficiency
    Requirements in In Building Codes, Energy Efficiency Policies for
                                                                            or guidelines for non-engineered vernacular
    New Buildings.                                                          construction should be integrated or referenced
281
   	International Code Council, 2018, International Energy
                                                                            in the new National Building Regulations.
    Conservation Code.
282
   	International Energy Agency, 2008, Energy Efficiency
    Requirements in In Building Codes, Energy Efficiency Policies for
                                                                             The dialogue should be focused on the trade-
    New Buildings.                                                           offs between risk, life-safety, feasibility and
54 / Building Regulatory Capacity Assessment




    affordability. Consensus needs to be reached on          recommendations in Chapter 3). The finalised
    what is an “acceptable level of risk” and minimum        regulations should be published online to ensure
    performance objective. As per international best         that both building regulators and professionals
    practice, this dialogue should include consultation      have easy access to the documents.
    with a wide range of stakeholders.
                                                          4)	 Establish a systemic and inclusive technical
3)	 Finalise, promulgate and disseminate           the        process for the National Building Regulation’s
    National Building Regulations.                            future update, publication and distribution.

    The National Building Regulations should be              The process should be outlined in the Building
    legally mandated. This necessitates referencing          Regulations themselves and in any future national
    the Regulations in national legislation (see             building legislation.
                                                                    Managing Risks for a Safer Built Environment in Malawi / 55




         5. Local Government Capacity
                      for Implementing
                   Building Regulations

C
        omprehensive legal foundations and building                  FIGURE 14: Local Government Jurisdictions in Malawi
        regulations by themselves cannot reduce
        disaster risk or protect public health and safety.
                                                                               Chitipa
Achieving this depends on local implementation of, and                                          Karonga

compliance with, building and land-use regulations.
This chapter assesses the effectiveness and efficiency
of local regulatory implementation with a focus on:                                        Rumphi

■■    Capacity of Local Councils.
                                                                                                               Mzuzu City
■■    Processes for plan reviews, inspections and                                  Mzimba
      permitting.                                                                              Nkhata Bay


■■    Funding mechanisms for regulatory services.

Malawi’s local Government system consists of twenty-
                                                                                                    Nkhotakota
eight District Councils, four City Councils, two                               Kasungu
Municipal Councils and one Town Council (see Figure                                                      Ntchisi
14).283 This Assessment focuses on Lilongwe City                                           Dowa       Salima
                                                                        Machinji
Council. Councils across Malawi may have different
capacity, organisational frameworks and building
                                                                  Lilongwe City          Lilongwe
regulatory processes in place. However, the preliminary                                             Dedza
analysis of this Assessment points to similar challenges                                                           Mangochi

in other City Councils.                                                                           Nicheu
                                                                                                                        Machinga
                                                                                               Balaka
                                                                                      Mwanza
                                                                                                                     Zomba         Zomba City
                                                                                         Blantyre
                                                                                    Chiradzulu                              Phalombe

                                                                         Blantyre City                                   Mulanje
                                                                                                                    Thyolo
                                                                                                Chikawa

                                                                                                                     Nsanje


283
     	Commonwealth Local Government Forum, 2018, Malawi Country      Source: Malawi National Statistical Office, 2012, Statistical Year
      Profile.                                                       Book.
56 / Building Regulatory Capacity Assessment




5.1.	 Implementation of Building                                        As per the Local Government Act (1998), and the
                                                                        subsequent Amendment in 2010, Local Councils in
      and Land-Use Regulations in
                                                                        Malawi have a wide range of responsibilities, including
      Lilongwe                                                          administering building and land-use regulations. As
The jurisdiction of Lilongwe City Council covers an                     such, Local Councils play a principal role in ensuring risk
area of approximately 393 square kilometres284 and                      reduction measures are integrated into planning and
has a population of just over 1 million.285 This makes                  construction activities in their jurisdictions. Currently,
Lilongwe Malawi’s largest city.286 In 2014, as many                     for areas without a physical development plan (this
as 76 percent of residents in Lilongwe lived in sub-                    includes most rural areas), the Physical Planning
standard housing and/or informal settlements.287                        Department (MoLHUD) is responsible for processing
Lilongwe’s urban growth pattern between 1998 and                        development permit applications.289 However, under
2008 is illustrated below in Figure 15. The population                  the recently gazetted Physical Planning Act (2016), the
is projected to reach 1.58 million by 2030.288                          whole of Malawi is declared a planning area, and there
                                                                        are provisions to create Physical Development Plans
                                                                        for all jurisdictions.290
FIGURE 15: Population Increase/Decrease in
Lilongwe (1998-2008)                                                    In terms of building regulations, Lilongwe has its
                                                                        own building bylaws (1961). In terms of land-use
                                                                        regulations, Lilongwe’s current Master Plan, Study on
                                                                        Urban Development Master Plan for Lilongwe, finalised
                                                                        in 2011. It outlines the land uses that are permitted
                                                                        with a planning period of up to 2030.291

                                                                        Development Permit Process

                                                                        The Planning and Development Department of
                                                                        Lilongwe City Council has a central role in administering
                                                                        land-use and building regulations across the country.
                                                                        The Department processed approximately 600
                                                                        development permits in 2017.292 Figure 16 illustrates
                                                                        the City Council entities involved in these activities.




Source: JICA and Government of Malawi, 2010, The Study on Urban
Development Master Plan for Lilongwe in the Republic of Malawi.


                                                                        289
                                                                           	Malawi Ministry of Lands, Housing and Urban Development,
284
   	Lilongwe City Mayor, 2018, Public Participation in Urban Planning       2018, Webpage, Physical Planning.
    – Case of Lilongwe.                                                 290
                                                                           	Government of Malawi, Physical Planning Act, 2016, (Date of
285
   	World Bank, 2016, Malawi Urbanization Review.                           promulgation, September 2016, Date of commencement April
286
   	Ibid.                                                                   2018).
287
   	UN-Habitat, 2011, Malawi: Lilongwe Urban Profile.                   291
                                                                           	World Bank, 2016, Malawi Urbanization Review.
288
   	JICA and Government of Malawi, 2010, The Study on Urban             292
                                                                           	BRCA Interview, February 2018, Lilongwe City Council, Planning
    Development Master Plan for Lilongwe in the Republic of Malawi.         and Development Department.
                                                                              Managing Risks for a Safer Built Environment in Malawi / 57




FIGURE 16: Mapping of Lilongwe City Council Planning and Development Department

                                                               Lilongwe City Council




                                                            Planning and Development
                                                                   Department
                                                            (Headed by the Director of
                                                            Planning and Development)




                                                               Development Control              Economic Planning         Estates and Housing
              Town Planning Section
                                                                     Section                         Section                    Section
                   (Manager)
                                                                    (Manager)                       (Manager)                  (Manager)



      Town Planning              GIS Expert
      (Support Staff)          (Support Staff)



                                                 Development Control             Building Inspection
                                                    (Support Staff)                (Support Staff)



*Entities involved in the Development permitting process are highlighted in yellow.

Source: BRCA Analysis, 2018, Planning and Development Department.




Once a development permit application is submitted                             or submits the application to the Town and Planning
(paper copy), the application is reviewed by the                               Committee with recommendations.294
Planning and Development Department. (See Box 7
                                                                               The Town Planning Committee then makes a
for details on the documentation the applicant must
                                                                               final and binding decision on the development
submit.) This review consists of checking that the
                                                                               permit application and is not bound to follow the
necessary documentation has been provided, checking
                                                                               recommendations of the Town Planning Technical
that the listed architect is registered with the MIA
                                                                               Sub-Committee. The Town Planning Committee
and calculating the necessary permit fee. Once the
                                                                               is constituted of Local Government Councillors
review has been completed, the applicant must pay
                                                                               and ex-officio members. Box 9 lists the ex-officio
the required fee and the Development Control Section
                                                                               members of the Lilongwe Town Planning Committee.
then registers the plan and gives the applicant an
                                                                               At this stage, there are three possible outcomes
application number.293
                                                                               for the application: accepted, refused or differed. If
Following this review, the application is then sent to                         approved or refused, the application is returned to the
the Town Planning Technical Sub-Committee (see Box                             Planning and Development Department where it is
8). The Technical Sub-Committee plans to meet on                               signed by the Chairman and sent back to the applicant.
a monthly basis to review applications. At this stage,                         When an application is differed, a letter is sent to the
compliance with building regulations (Lilongwe Building                        user outlining the necessary modifications.295 A copy
Bylaws) and land-use regulations (Lilongwe Master                              of the decision is also sent to the Ministry of Lands,
Plan) is evaluated. The Technical Sub-Committee either                         Housing and Urban Development.
returns the application to the applicant with comments
                                                                                 	Ibid.
                                                                               294

  	BRCA Interview, February 2018, Lilongwe City Council, Planning
293
                                                                                 	BRCA Interview, February 2018, Lilongwe City Council, Planning
                                                                               295

   and Development Department.                                                    and Development Department.
58 / Building Regulatory Capacity Assessment




      BOX 7: Documentation Required for a Development Permit Application in Lilongwe City Council

      n	   Application form.
      n	   Location plan and site plan obtained from the entity to which the land belongs (e.g. Malawi Housing Corporation and
           Ministry of Lands or Airport Limited). If the land is owned by Lilongwe City Council, there is a designated office where
           location plans can be obtained.
      n	   Building design (drawings), including the structural plans for public buildings, warehouses, multi-story buildings and
           multi-story residential buildings.
      n	   Soil test are not required.

      Source: BRCA Analysis, 2018, Planning and Development Department.
                                                                          .




      BOX 8: Composition of Lilongwe Town                                           BOX 9: Lilongwe Town Planning Committee
      Technical Planning Sub-Committee                                              Ex-Officio Members

      n	   LLC Planning and Development Department.                                 n	   The Mayor.
      n	   Institute of the Architect of Malawi (because of a                       n	   The Deputy Mayor.
           lack of architects in the LCC).                                          n	   The Director of Buildings.
      n	   Institute of Engineers of Malawi (because of a lack                      n	   The Regional Commissioner for Lands and
           of engineers in the LCC).                                                     Valuation.
      n	   Roads Authority.                                                         n	   The Regional Commissioner for Physical Planning.
      n	   Physical Planning Institute of Malawi.                                   n	   The Regional Manager, Malawi Housing
      n	   Others Government Agencies.                                                   Corporation.
      n	   Department of Health of the LCC.                                         n	   The Chief Executive Officer, Roads Authority.
      n	   Fire Brigade of Lilongwe.
                                                                                    Source: BRCA Review, 2018, Lilongwe City Council.
      Source: BRCA review, Lilongwe City Council.
                                                    .



The development permit process for Lilongwe City                              Department reported that it takes approximately 30
Council is illustrated in Figure 17. A detailed process                       days to process development permit applications for
map can be found in Annex 12.                                                 small and medium projects and approximately 60 days
                                                                              for a large project. No data are available to confirm the
In 2017, 598 applications were received by the LCC and
                                                                              average processing time.298
443 were approved.296 The Physical Planning Act (2016)
stipulates: “The responsible authority shall, within 30                       The Physical Planning Act, gazetted in April 2018,
days of the receipt of an application for development                         has implications for the development permit approval
permission, inform the applicant of the decision on the                       process. As per the Physical Planning Act, each local
application, or where no decision has been taken, of                          Government authority must appoint a Planning
the progress on the application, and the likely date by                       Committee for its area of jurisdiction. This Planning
which a decision will be taken.”297 Representatives from                      Committee is the responsible planning authority and
the Lilongwe City Council, Planning and Development                           exercises all duties referenced in the Act; these duties
                                                                              include development control and enforcement. The
                                                                              composition of the Planning Committee is detailed in
  	Ibid.
296

  	Government of Malawi, Physical Planning Act, 2016, (Date of
297

   promulgation, September 2016, Date of commencement April                     	BRCA Interview, February 2018, Lilongwe City Council, Planning
                                                                              298

   2018).                                                                        and Development Department.
                                                                    Managing Risks for a Safer Built Environment in Malawi / 59




FIGURE 17: Development Permit Process in Lilongwe City Council


                             Application                                                                            Development
          User                  file                                                                                 Approval




      Planninmg and           Scrutinize
       Development                                   Comments                                 Sign the permit
                            and comment
       Department



      Town Planning                                 Review of the
        Technical                                                       Comments
                                                       project
      Sub-Committee



 Town and Planning                                                         Final
    Committee                                                            decission




 Ministry of Lands,                                                                                                  Copy of the
 Housing and Urban                                                                                                  Development
   Development                                                                                                        Approval



Source: BRCA Analysis, 2018, Planning and Development Department.




the Act (see Box 10). This marks a significant change to
the provisions in the Town and Country Planning Act
                                                                         BOX 10: Composition of Local Council
(1998), where these responsibilities were designated to
                                                                         Planning Committee
the Town Planning Committee (see Box 9 for current
composition).                                                            n	   Director of Planning and Development
                                                                         	 (who shall be the Secretary).
Building Inspections and Occupancy Permit Process                        n	   Urban Physical Planning Officer.
                                                                         n	   Urban Lands Officer.
During the construction process, the Development
                                                                         n	   Urban Engineer.
Control Section is responsible for conducting on-site
                                                                         n	   Urban Surveyor.
inspections to ensure the building reflects the approved
                                                                         n	   Urban Water Engineer.
plans. For new construction projects, the applicant
                                                                         n	   Urban Architect.
is required to send a notice of commencement of
                                                                         n	   Director of Social Services of the Council.
work to the Planning and Building Department once
                                                                         n	   Urban Environmental Officer.
the construction work has been initiated. Overall, the                   n	   Member of the Urban Development
applicant is required to provide notice to the Planning
                                                                              Committee.
and Building Department at six stages of construction:299                n	   Member of the Urban Works Committee.
                                                                         n	   Registered Physical Planner in private practice
1)	 Commencement of work on the erection of the
    building;                                                            	 (recommended by the Physical Planners Board).

                                                                         Source: Malawi Government, 2016, Physical Planning Act.
  	Lilongwe City Council, 1993, Appendix VII of the Development
299

   Control Procedures for Lilongwe City.
60 / Building Regulatory Capacity Assessment




2)	 Completion of foundation excavation;                              and planning controls and has a planning period until
3)	 Completion of brick work foundation;                              2030.304

4)	 Completion of damp roof;                                          From a disaster risk reduction perspective, the Master
                                                                      Plan does not integrate hazard maps and as such does
5)	 Completion of drainage and sanitation; and
                                                                      not guide construction away from high-risk areas
6)	 Completion of work.                                               such as flood plains.305 The Master Plan references
Previously, the Development and Planning Department                   “flood risk” once in the document but does not set any
sent six inspection cards (one for each stage of                      exclusion zones or requirements for flood-prone areas.
inspection) to the permit applicant, along with their                 This lack of risk-informed planning can be attributed to
approved plans. This practice has been stopped as                     the lack of local hazard mapping capacity,306 a lack of
the Department can no longer afford the cost of                       awareness and the prevalence of a disaster response
distribution.300                                                      rather than pro-active disaster risk reduction approach
                                                                      and mind-set.
For buildings that meet the criteria, national agencies,
including the NCIC and the MoL, also conduct site                     In terms of local hazard mapping capacity, Lilongwe City
inspections.                                                          Council Planning and Development Departments do
                                                                      not currently have staff dedicated to hazard mapping.
Once the construction work and inspections have been                  There is a position in the Department’s organogram for
completed, the Planning and Development Department                    a GIS Expert, but it is vacant (see Figure 18).
is responsible for issuing an Occupancy Permit. The
Occupancy Permit is generally issued after the Town                   Further, despite the existence of detailed and legally
and Planning Technical Sub-Committee performs the                     enforceable land-use plans, urban spatial expansion
last on-site inspection. Annex 13 provides a process                  has occurred in a relatively ad-hoc manner.307 Of the
mapping for obtaining occupancy permits in Lilongwe                   settlements surveyed in Lilongwe, 64 percent were
City Council.                                                         unplanned.308 Similar challenges apply to Blantyre,
                                                                      Mzuzu and Zomba where zoning plans provide
The Lilongwe City Council is also responsible for                     adequate land for the spatial expansion of the cities
overseeing the modifications, change of use and                       but planning controls are unable to prevent informal
demolition of buildings.                                              construction.309 These factors have resulted in informal
Main Challenges Identified                                            settlements being constructed on areas planned for
                                                                      infrastructure such as roads and in challenges such as
Development and Implementation of Local Development                   limited access for emergency and fire services.310
Plans
                                                                      This low-level of compliance with land-use regulations
The 1986 Lilongwe Outline Zoning Scheme was the                       is compounded by, among others:
first statutory land-use plan for Lilongwe.301 The then
Town and Country Planning Department developed                        ■■    High cost of compliance: Current plot sizes are
the Scheme on behalf of the Lilongwe Town and                               outlined in the Study on Urban Development Master
Country Planning Committee, with a planning period                          Plan for Lilongwe. These plot sizes are generally
until 2000.302 Between 2000 and 2011, the city did                          large, for example, between 1,000 to 2,000 square
not have a statutory land-use plan in place.303 The                         metres for land designated low-density residential
current Master Plan for Lilongwe, completed in 2011,
fills this gap; it includes detailed land-use regulations             304
                                                                         	Ibid.
                                                                      305
                                                                         	BRCA analysis, February 2018.
                                                                      306
                                                                         	BRCA Desk Research, November 2018, Lilongwe City Council,
300
   	BRCA Interview, February 2018, Lilongwe City Council, Planning        Planning and Development Department.
    and Development Department.                                       307
                                                                         	World Bank, 2016, Malawi Urbanization Review.
301
   	 JICA and Government of Malawi, 2010, The Study on Urban          308
                                                                         	Luppen and ActionAid, 2014, Survey of Urban Poor Settlements
    Development Master Plan for Lilongwe in the Republic of Malawi.       in Lilongwe.
302
   	Ibid.                                                             309
                                                                         	MoLHUD, 2013, Situation of Urbanisation in Malawi.
303
   	Ibid.                                                             310
                                                                         	Ibid.
                                                                          Managing Risks for a Safer Built Environment in Malawi / 61




TABLE 3: Plot Size Regulation in Malawi
                             Land Use Category                                                              Plot Size Regulation
 Category                      Sub-Category                                                        Minimum                         Maximum
                               Low density residential                                                 1,000                         2,000
                               Medium density residential                                                600                         1,000
 Residential                   High density residential                                                  375                           600
                               High-rise residential                                                 10,000                               –
                               Quasi-residential                                                         375                           600
Source: JICA, in coordination with the Government of Malawi, 2010, The Study on Urban Development Master Plan for Lilongwe in the Republic of
Malawi.


      (see Table 3). This makes access to land unaffordable                      such as the Water Board or the Roads Authority,
      for most low-income earners.311 Amongst experts in                         comply with the plans. This is partly a question of
      Malawi, there is a general agreement that measures                         political will but may also require a formal provision
      should be introduced to meet the demand for                                of greater authority to City Councils to coordinate
      250–450 square metre plots.312 The high cost of                            infrastructure and service delivery within their
      accessing property is widely recognised as a driving                       jurisdictions.314
      factor behind informal settlements and unregulated
                                                                           ■■    Capacity of Planning and Development Department:
      construction.313
                                                                                 Compliance with land-use regulations requires
      The Study on Urban Development Master Plan for                             sufficient capacity within the City Council to review
      Lilongwe, 2010, provides the following guidance on                         development permit applications, conduct site
      the reform of plot sizes:                                                  inspections and actively monitor compliance across
      “Minimum land plot size of the residential development                     the city. The Planning and Development Department
      should be reduced. It will contribute to the improvement                   lacks financial, technical and human capacity to
      of land use efficiency… the minimum standard of 2,000                      effectively conduct these functions.
      m² is too big for a land plot. In the past, such a big               The devolution process provides the opportunity
      minimum standard had been beneficial to preserve the                 for district, city and town Councils across Malawi to
      colonial luxurious atmosphere. From the viewpoint of                 manage development control more coherently, since
      promoting land use efficiency, the maximum standard
                                                                           the functions of planning, zoning, permitting and
      would be important as well as the reduction of the
                                                                           inspection of construction now fall under one single
      minimum plot size. The Blantyre City Council has already
                                                                           jurisdiction. The development of local spatial plans
      launched the reduction of the minimum land plot size
                                                                           could provide a useful resource to trigger more rigorous
      from 2,000 m² to 1,000 m² for low density residential.
                                                                           and participatory efforts to establish updated land-use
      As in the case of Blantyre City, Lilongwe City should
                                                                           and zoning requirements. The capacity and resources
      adopt such a policy of land plot size regulation, not only
                                                                           of Local Councils need to be strengthened to take on
      in terms of the minimum, but also of the maximum land
                                                                           these new responsibilities.
      plot size.”
                                                                           Best practice indicates that these physical development
■■    Authority to coordinate infrastructure and service
                                                                           plans be developed in consultation with local citizens
      delivery: City Councils have limited authority to
                                                                           and communities. The adverse implications of land-use
      implement urban development plans as they have
                                                                           planning regulations in Karonga illustrates why.
      little authority to make players in other sectors,
                                                                           The Karonga Town Council integrated hazard risk into
311
   	Ibid.
312
   	Ibid.                                                                  their land-use plans. The Town Council delineated
313
   	Gondwe et al., 2017, Discriminatory Land Use Planning and Flood
    Risk Management in Karonga Town.                                       314
                                                                                	World Bank, 2016, Malawi Urbanization Review.
62 / Building Regulatory Capacity Assessment




flood-prone areas using local hazard maps to control                  In Malawi, the cost to register property is high and
flood damage. Serviced plots of land were then created                constitutes a barrier to property ownership. The
in safer areas.315 Despite the intention of the Council               application fees for a formal leasehold title is K10,000
to reduce disaster risk, a recent study found that these              (US$66).320 In addition, a cadastral survey is required
land-use planning practices have in fact contributed                  and costs about K40,000 (US$267).321 Lawyers levy a
to a proliferation of unsafe housing structures and                   1 percent charge on the value of the transaction for
increased vulnerability for the poor. The serviced plots              drafting mortgage and leases.322 The cost of formal
of land developed in low-risk areas were unaffordable                 tenure registration is unaffordable for most low- to
for lower-income citizens. The review concludes that                  middle-income households, so they turn to informal
the lack of consultation with the targeted beneficiaries              land markets.323
was among the factors that led to this situation.316
                                                                      Availability of Cadastral Data and Surveying
Property Registration                                                 Capacity
Security of tenure is considered essential to motivate                Effective cadastral registration provides immediate
investment in sustainable and safe infrastructure and                 evidence that the right to ownership has been
housing. In 2002, the Government of Malawi implemented                established. It also prevents the acquisition of
the National Land Policy. The Policy aims to ensure security          prescriptive rights where this is contrary to public
of tenure and promote overall development through                     policy. Confidence in ownership of land and built
an optimum use of land. Amongst other objectives,                     assets is an important precondition for individuals to
the Policy intends to decentralise title registration to              make investments in building quality and resilience.324
increase administrative efficiency and effectiveness and              All dealings in land, including development and building
to promote gender-neutral land access.317                             permits, are facilitated by efficient and functioning
                                                                      cadastral system. Boundaries are directly and accurately
The legal framework in Malawi also recognises land
                                                                      documented. The nature and extent of existing rights
tenure rights through customary or statutory tenure
                                                                      are clear. Long and costly inquiries into a title are
regimes. Since customary regimes vary across the
                                                                      avoided. And the need for the services of lawyers or
regions of Malawi, the country is governed by different
                                                                      other intermediaries is minimised.
land administration systems. In urban areas, such as
Lilongwe, the legal framework provides for a mature                   The Malawi Land Survey Act (2016) defines the
statutory regime.                                                     term “cadaster” as: “A methodically arranged public
                                                                      inventory of data on properties within a district based
However, the full recognition of urban land tenure
                                                                      on a survey of the property boundaries.”325 In 2002,
is hampered by administrative obstacles to formal
                                                                      Malawi initiated the implementation of the National
title registration and the high cost of legal fees for
                                                                      Land Policy, which aimed at ensuring security of tenure
formalisation.318 The Land Governance Assessment
                                                                      and promoting overall development through optimum
Framework (2012) estimated that the local
                                                                      use of land.326 The policy intended to register all land
administrative system recognises rights for only 50–70
                                                                      managed by traditional authorities and decentralise
percent of the urban population through customary or
                                                                      title registration to avoid delays.
statutory tenure regimes.319 Meaning, between one-
half and one-third of the population inhabiting informal
settlements do not have legal recognition or rights.
                                                                      320
                                                                         	World Bank, Paul Jere, 2012, Improving land sector governance
                                                                          in Malawi: Implementation of the land governance assessment
315
   	Gondwe et al., 2017, Discriminatory Land Use Planning and Flood       framework.
    Risk Management in Karonga Town.                                  321
                                                                         	Ibid.
316
   	Ibid.                                                             322
                                                                         	Ibid.
317
   	Government of Malawi, 2002, National Land Policy.                 323
                                                                         	Ibid.
318
   	World Bank, Paul Jere, 2012, Improving land sector governance     324
                                                                         	Building Regulation for Resilience, 2015, Managing Risks for Safer
    in Malawi: Implementation of the land governance assessment           Cities, GFDRR, World Bank.
    framework.                                                        325
                                                                         	Government of Malawi, 2016, Land Survey Act.
319
   	Ibid.                                                             326
                                                                         	Government of Malawi, 2002, National Land Policy.
                                                                         Managing Risks for a Safer Built Environment in Malawi / 63




At present, Malawi has three categories of land: public,                 effectively and efficiently administer building and land-
private and customary land. Public land comprises all                    use regulations.328 The resources required include
land occupied by the Government whereas private land                     sufficient numbers of qualified staff, equipment and
is owned under a leasehold title. Customary land, which                  financing.329
is the most common form of tenure in the country,
                                                                         Human Resources
refers to all land under customary law. The customary
system follows the traditional concept of considering                    In Lilongwe City Council, on the whole, staffing levels are
land in a village as belonging to the community.327                      relatively high, as reflected by the high share of recurrent
                                                                         costs in total expenditures.330 Figures from 2016 show
Available research into this area suggests that:
                                                                         that Lilongwe City Council employs about 2,000 staff
■■    Between 50 and 70 percent of ownership information                 (roughly one employee for every 350 residents).331
      in Malawi’s cadaster/registry is up-to-date. There is,             The same can be found in the cities of Blantyre, which
      however, a time lag between the transaction and                    employs about 1,400 staff (roughly one for every 500
      the update of records which creates a temporary                    residents), and Mzuzu, which employs about 520 staff
      discrepancy between the cadastral maps and the                     (roughly one for every 300 residents).332
      actual situation on the ground.
                                                                         Stakeholders in the Lilongwe City Council Planning
■■    Most records for privately-held registered land are                and Development Department, however, reported
      readily identifiable in the registry maps or cadaster.             a shortage of qualified staff.333 For example, the
      Some of these maps are in poor condition, making                   Development Control Section, responsible for
      identification difficult.                                          processing development permit applications, has a total
■■    The responsible authorities or organisations,                      of three staff; these three staff have a bachelor’s degree
      including the Surveys Department, are understaffed.                in physical planning.334 The Building Control Section,
      They also have not fully leveraged GPS technology                  which reviews plans and inspects buildings, only has
      to map and register cadastral information.                         two staff, only one of whom is a trained architect.335
                                                                         As a whole whole, the Department has an 80 percent
The Malawi National Land Policy (2002) has identified                    vacancy rate and many of the staff in current positions
these challenges and outlined strategies consistent with                 do not have sufficient qualifications or training.336
international best practice. The Policy recommends
enhanced capacity-building at the Surveys Department;                    Figure 18 provides an overview of the vacancies in
promoting private, competent, licensed surveying                         the Lilongwe City Council Planning and Development
firms to augment capacity; employing systematic use                      Department, as of October 2018. As per the
of technology; and digitising records. These measures                    organogram, 60 percent of positions in the Department
would contribute to critical efficiencies for more                       are vacant. Stakeholders reported that the cause of this
effective and efficient building-control procedures                      was two-fold: the lack of attractive salary packages for
in Malawi. While the cadastral system is critical to                     qualified personnel and recurrent gaps in funding to
enable building resilience and safety, no specific                       staff these Departments.337
recommendations have been provided as this is beyond
                                                                         328
                                                                            	BRCA Interview, February 2018, Representatives from the
the scope of this report.                                                    Building Department of the MTPW, Department of Housing
                                                                             of the MLHUD and Lilongwe City Council Urban Planning and
                                                                             Development Department.
Capacity of Planning and Development                                     329
                                                                            	Ibid.
                                                                            	World Bank, 2016, Malawi Urbanization Review.
Departments
                                                                         330

                                                                         331
                                                                            	Ibid.
Planning and Development authorities across Malawi
                                                                         332
                                                                            	Ibid
                                                                         333
                                                                            	BRCA Interview, February 2018, Representatives from Lilongwe
require additional human and technical capacity to                           City Council Planning and Development Department.	
                                                                         334
                                                                            	Ibid.	
                                                                         335
                                                                            	Ibid.
327
      Cadastre in Africa: A Leap Towards Modernisation, Vaibhav Arora,   336
                                                                            	Ibid.
      2011.	                                                             337
                                                                            	Ibid.
  FIGURE 18: Vacancies in the Planning and Development Department



                                                                              Director or Planning and Development




                         Deputy Director:                                                                                           Deputy Director:                          Deputy Director:
                          Town Planning                                                                                            Economic Planning                             Estates



                Town Planning                                                                                            Project                      Chief                         Estates
                                            GIS Expert            Development Control Manager
                  Manager                                                                                                Manager                    Economist                       Manager
                                                                                                                                                                                                          64 / Building Regulatory Capacity Assessment




                                                         Principal Building                 Sr. Development          Comm. Dev.                      Principal                Principal Estates
              Senior Urban Planner
                                                             Inspector                       Control Officer           Officer                      Economist                      Officer




    Urban            Planning                             Senior Building                       Development          Ass. Community                                                  Estates
                                          Architect                                                                                           Economist    Statistician
   Planner            Officer                               Inspector                           Control Officer        Dev. Officer                                                  Officer



                      Planning          Arch.                 Building                      Sr. Enforcement          Sr. Community                                                   Housing
                                                                                                                     Dev. Assistant                       Programmer
                     Technician       Technician             Inspector                            Clerk                                                                             Inspector


                                                                                                                             Community                                        Assistant Estates
                                                           Ast. Building       Development          Enforcement Clerks
                                      Draftsman                                                                             Dev. Assistants                                        Officer
                                                            Inspectors         Control Clerks         Town Rangers

                                           Design                                                                                                                              Senior Estates
                                           Officer                                                                                                                                 Clerk

Key:   n Vacancies   n Filled Positions
                                                                                                                                                                          Estates               Housing
Source: Representative from the Development and Planning Department, October 2018.                                                                                        Clerks                 Clerk
                                                                            Managing Risks for a Safer Built Environment in Malawi / 65




      BOX 11: Ratio of Regulatory Personnel Versus Urban Population: A Comparison with the Building
      Regulatory System in Two US States and the City of Nairobi

      One measure of the capacity of the Planning and Building Department in Lilongwe is provided by the United States
      Building Code Effectiveness Grading Schedule (BCEGS) developed by the US-based Insurance Services Office (ISO).

      The BCEGS scoring system links regulatory capacity to urban resilience. The ISO recommends that for highly urbanised
      American states, there should be one certified building code official for 5,000 to 10,000 people. For example, this
      number is 8,000 in California and 6,460 in Florida. Both states rank high in the BCEGS score with regulatory systems
      considered as robust and effective in mitigating disaster risks in the built environment.

      In comparison, Lilongwe has five planning and building code officials for a population of about 1,100,000 people.
      Lilongwe presents a ratio of 215,400 population serviced for one building code official. Although the US is a high-income
      country with a different construction industry and socio-economic context, this measure points to the gap in human
      capacity that should be bridged over time.

      By comparison, the city of Nairobi has 15 plan reviewers and 34 building inspectors for a population estimated at about
      4 million people. Nairobi presents a ratio of 81,600 population serviced by one building code official.

      Source: International Standards Organization Building Code Effectiveness Grading Schedule; World Bank, 2016, Building Regulation for
      Resilience: Managing Risks for Safer Cities; and, World Bank, 2018 Kenya BRCA.




In 2017, the Lilongwe City Council processed                                the principal means of ensuring the safe and resilient
approximately 600 development permit applications.338                       siting and construction of buildings.
These were processed with only two employees in the
                                                                            Similarly, the Lilongwe Fire Brigade primarily applies
Building Control Section, only one of whom is a qualified
                                                                            its limited resources to fire-fighting activities and
architect. It is not feasible for these two employees to
                                                                            emergency response activities.343 The Lilongwe Fire
conduct, on average, 50 plan reviews and associated
                                                                            Brigade Chief Fire Officer reported a limited number
inspections every month.
                                                                            of employees (i.e. two fire officers) to work on fire
In this context, compliance checks within the building                      prevention activities. The Chief Fire Officer reported
permitting process are generally confined to checking                       the fire brigade, depending on competing priorities,
the completeness of building permit applications and                        has the capacity to send one staff member to the Town
the payment of administrative fees.339 Further, limited                     and Planning Technical Sub-Committee meeting, where
human resources and the unavailability of transport for                     building permit applications are reviewed. There are no
building officers also preclude comprehensive building                      staff qualified to assess project plans for compliance
inspections.340 As noted earlier in the report, six                         with fire provisions (i.e. means of egress and fire-
inspections should take place before the issuance of an                     resistant materials). Further, there is insufficient capacity
occupancy permit.341 However, stakeholders reported                         to dispatch qualified staff to test fire equipment and
that generally only the sixth step is performed: the final                  conduct building inspections.
inspection to complete the structure and request an
                                                                            Lilongwe lacks a methodology to classify buildings
occupancy permit.342 Plan review and inspections are
                                                                            based on the risks they pose (i.e. location, ground-
                                                                            related risks, and building and use-related risks).
338
   	Ibid.
339
   	Ibid.                                                                   Building classification systems can be used to
340
   	Ibid.
341
   	Lilongwe City Council, 1993, Appendix VII of the Development
    Control Procedures for Lilongwe City.                                   343
                                                                               	BRCA Interview, February 2018, Chief Fire Officer, Lilongwe City
342
   	Ibid.                                                                       Council Fire Brigade.
66 / Building Regulatory Capacity Assessment




prioritise the allocation of scarce building inspection       other fees (e.g. permitting, building licences and market
resources based on level of risks. As per international       fees). Even in aggregate terms, they do not appear to
best practice, building classification matrixes should        be sufficient to deliver effective urban services.347
combine elements of size, use and location in a risk-
                                                              Urban areas, despite their potential to raise revenues,
based approach. See Annex 14 for an example of a
                                                              face significant constraints that are rooted in law
building classification matrix used in the city of Yangon
                                                              and in limited enforcement. For example, in Blantyre,
in Myanmar.
                                                              approximately 70 percent of the city’s revenue is
Participation of Private Sector in Building Controls          derived from ratepayers (property and business taxes),
                                                              but the default rate is close to 50 percent. Thus, the
Building control functions in Malawi are conducted            city is unable to cover its budgeted expenses on a
with scarce resources and specialised personnel, yet          monthly basis. This shortfall undermines its services
urban expansion creates increased pressure and risks          and its inability to pay higher wages. This makes it
of more severe backlogs in planning, construction             difficult to hire and retain staff. In Lilongwe, the City
approval permitting and building inspections. Over the        Council estimates nearly MWK 8 billion outstanding in
past two decades, models have emerged to incorporate          property taxes, of which it is trying to recover MWK
the private sector in regulatory activities and expand
                                                              2.9 billion. This income gap limits the Council’s financial
capacity. This trend is based on various forms and
                                                              resources and operating capacity.348
degrees of outsourcing. This approach comes with
trade-offs, including higher construction costs and the       The Malawi Urbanization Review reports that policy-
need to ensure acceptable standards of transparency           makers appear increasingly willing to provide local
and accountability.344 There are currently no enabling        Government with more “teeth” in the form of greater
and explicit provisions in the existing Malawi regulatory     fiscal resources.349 The 2015–2016 budget presented
framework allowing building authorities to outsource          to parliament allocated additional resources to local
building controls to the private sector and determine         Governments. For the first time, the budget included
guidelines for appropriate pricing and qualifications.        a development component of MWK 5 billion in the
Doing Business data show that private third-party             local Government General Resources Fund (GRF)
involvement in building controls is associated with           and allocated MWKK 6.5 billion to Urban Councils to
better building quality in construction as measured by        finance road rehabilitation and upgrades. In addition,
the building quality control index.345                        as part of a wider and ongoing public-sector reform,
                                                              moves are underway to provide local Government with
Financial Resources                                           greater control over local human resources.350
Although it is beyond the scope of this report to explore     Effectiveness, Efficiency and Transparency
larger structural issues of local Government funding,         of the Development Permitting Process
these challenges must be noted. The funding structure
                                                              The review of building regulation administration in
of local Government in Malawi profoundly impacts the
                                                              Lilongwe City Council identified areas to strengthen
standards and quality of all urban services delivered by
                                                              the effectiveness, efficiency and transparency of the
City and Town Councils.
                                                              development permit process.
City Councils depend largely on own-revenues and
receive limited inter-Governmental fiscal transfers (less     Streamlining the Building Permitting Process
than 20 percent or less of their total revenues).346 In       As described in section 5.1, In Lilongwe City Council, a
turn, their own-revenues are constrained by a limited         two-phased permitting approval system is in place. The
property tax base and more marginal collection of             first decision on the development permit application is

344
   	World Bank Group, 2013, Good Practices for Construction   347
                                                                 	Ibid.
    Regulation and Enforcement Reform.                        348
                                                                 	Ibid.
345
   	Doing Business 2018, Reforming to Create Jobs.            349
                                                                 	Ibid.
346
   	World Bank, 2016, Malawi Urbanization Review.             350
                                                                 	Ibid.
                                                                           Managing Risks for a Safer Built Environment in Malawi / 67




made by the Town Planning Technical Sub-Committee                          FIGURE 19: Building Permit Archives Room of the
(TPTSC). Following this cross-departmental technical                       City Council of Lilongwe (February 2018)
review, the development application is submitted to
the Town and City Planning Committee (TCPC). The
TCPC then makes a final decision on the application.

The process for development permits should be
reviewed to improve efficiency and transparency. While
the Physical Planning Act stipulates that applications for
a building permit should be approved within 30 days,
in practice, the process of obtaining a building permit
usually takes between 30 and 60 days, depending on
the size of the project.351 Malawi ranks 144th out of
190 countries in the Dealing with Construction Permits
indicator of the 2019 Doing Business Report; one
indicator is based on processing time for development
permits.352

As noted earlier in this chapter, the recently gazetted
Physical Planning Act has implications for the
governance structure of local planning authorities.
Under the Town and Country Planning Act (1998), the
Town and Country Planning Council had responsibility
for development control, including review of permit
                                                                           Source: BRCA Fieldwork, 2018.
applications. Now, under the Physical Planning Act
(2016), local Government authorities must establish
a Planning Council, composed of technical experts,                         ■■    Archiving systems for building permits and plans (see
which will be responsible for development controls. The                          Figure 19).
capacity of the newly established Planning Committee
will need to be strengthened to enable a more efficient                    ■■    Online public portal where architects and developers
and integrated review.                                                           can electronically submit permit applications and
                                                                                 building plans while monitoring the review process
Digitalisation of Work Flow                                                      through a web or mobile interface.354
The current construction permitting process in Lilongwe                    These ICT solutions have not been introduced in
is manual and paper-based.353 As per international                         Lilongwe. Previous efforts in Malawi at digitising records
best practice, the following building administration                       have focused on local titles and deeds registration
functions can be effectively digitalised:                                  systems, such as the World Bank-funded BESTAP
■■    Computerised back-office workflow management                         Project.355 These projects have not yet modernised the
      systems, which allow permit applications to be                       building regulation administration system.
      routed to the relevant reviewers in Government.                      Digitalised    permitting     systems    can    improve
                                                                           effectiveness, efficiency, transparency and cross-
                                                                           departmental coordination. When implemented
351
   	It is important to note that these figures are estimates from the      effectively, these ICT solutions can lead to easily.
     Lilongwe Planning and Development Department. No data exist
     to verify these estimated processing times.
352
   	 World Bank, 2018, Doing Business 2018: Dealing with                   354
                                                                                	Ibid.
     Construction Permits: Private Sector Participation in Construction.   355
                                                                                	Business Environment Strengthening Technical Assistance Project
353
   	BRCA Interview, February 2018, Planning and Development                      (BESTAP) began to digitise title and deeds registration under
     Department, Lilongwe City Council.                                          MoLHUD.
68 / Building Regulatory Capacity Assessment




    BOX 12: Benefits of E-permitting System to Governments and the Building Construction Industry

    n	    Improved management oversight capabilities for the construction regulator, as managers can monitor workflow and
          throughput in real time to ensure service delivery standards are met.
    n	    Reduced time and costs for architects and developers, as they can submit applications online and interact with
          Government staff reviewing their submission through electronic channels.
    n	    Increased transparency, as the applicant obtains information on building codes and permitting procedures online as
          well as follows the progress of permit approval.
    n	    Reduced opportunities for corruption by minimizing face-to-face interactions between applicants and Government
          officials and enabling secure archiving of plans and inspection reports.
    n	    Increased compliance by the building industry through simpler processes and more efficient monitoring and
          enforcement, particularly through improved recording of inspections (including photographic evidence of building
          violations).
    n	    Increased Government efficiency, resulting in the ability to handle more submissions with the same or fewer resources.

    Source: BRCA Authors, 2018.




    BOX 13: Nairobi E-permitting Platform

    A sustained effort to increase the efficiency of building code administration is critical to reduce systemic complexities,
    reduce compliance costs, improve the business environment and further incentivise compliance with building code
    requirements.

    Technological solutions can support these initiatives. One such example is in Kenya, where the Nairobi City County
    manages construction permitting through a web-based e-permitting system. The City Council received technical and
    financial support from the International Finance Corporation (IFC) to design and launch the system, which initiated in
    2009 and launch the platform in 2011.

    Prior to the reform, all construction permit processing was manual. The process was complex and not transparent to
    the applicant.356 “Private expediters” had also emerged offering services to speed up the permitting process at a cost
    equivalent to 60 percent of the permit fee.357

    The modernisation has significantly reduced the number of days to process construction permits. As a result of the
    reform, the Council went from 75 days to issue a permit in 2008 to just 40 days in 2010.358

    Key functionalities of the platform include: e-registration of building professionals; e-submission of building plans;
    e-issuance of permit upon approval; document management and archival (no storage constraints); and, client interactions
    through SMS and email notifications.

    After Nairobi, the system was established in Mombasa, Kisumu and Kiambu. Although the process has been successful,
    there are opportunities to improve the process and overcome limitations. Amongst these are the inclusion of digital
    signatures, expanding the capacity of the digital archive and scheduling, and coordinating and documenting building
    inspections through the e-platform.


    356
       	World Bank, Innovative Governance and anticorruption initiatives, a selective survey of world bank activity, p.5, January 2014.
    357
       	Ibid.
    358
       	World Bank Group, 2010, Doing Business in Kenya.
                                                                            Managing Risks for a Safer Built Environment in Malawi / 69




TABLE 4: Comparison of the Cost to Obtain a Building Permit across 12 African Countries

                                                                      Building Permit Cost for a             Dealing with Construction
                           Rank-Dealing with Construction                    Warehouse*                            Permits - Cost
 Country                          Permits (DB19)                           (Amount in US$)                    (% of Warehouse Value)
 Botswana                                   31                                     1,286                                  0.4
 Comoros                                    85                                     499                                    1.2
 Sudan                                     105                                     548                                    1.5
 South Africa                               96                                     5,651                                   2
 Zambia                                     70                                     1,530                                  2.6 
 Kenya                                     128                                     3,668                                  4.7
 Tanzania                                  150                                     2,702                                   6
 Uganda                                    145                                     2,254                                  8.1
 Malawi                                    136                                     1,657                                  10
 Burundi                                   162                                     1,672                                 10.7
 Rwanda                                    106                                     4,139                                  12
 Ethiopia                                  168                                     4,438                                 14.4
 Congo, Dem. Rep.                          165                                     3,554                                 15.8

*Doing Business records all procedures required for a business in the construction industry to build a warehouse along with the time and cost
to complete each procedure. A series of standardised parameters have been set for the warehouse (e.g. usage, size, necessary road access). See
for more information: Dealing with Construction Permitting Indicator methodology: http://www.doingbusiness.org/en/methodology/dealing-with-
construction-permits).

Source: World Bank, Doing Business, 2019, Dealing with Construction Permits Indicator.


accessible archives, coordinated inspections, integration                    Malawi exceeds this threshold, at approximately 10
of land titling, cadastral, land-use and building                            percent.361 As a point of comparison, Table 4 outlines
information. This facilitates the relay of information                       the construction permit fees relative to construction
back to builders, owners and other Government                                costs in select African countries.
agencies with a regulatory stake in construction. The
                                                                             Malawi needs to address this significant challenge.
benefits of e-permitting systems are illustrated below
                                                                             Analysis shows that any fee level above 2–3 percent
in Box 12. Malawi can draw from Kenya’s experience in
                                                                             of the construction cost is usually associated with low
implementing an e-permitting system in four counties,
                                                                             building-regulation compliance.362 The aggregate cost
including the city county of Nairobi (see Box 13)
                                                                             of planning, building permits and inspections should be
Building Permit Fees                                                         set at a level that ensures the financial self-sustainability
                                                                             of building regulation municipal services. Not only
Fees for construction permits and inspections should                         should these levels be based on the cost of recovery
be affordable within the local socio-economic context                        for services provided by the local Government, but
and generally not exceed 3 percent of construction                           they should also be affordable within the local socio-
costs.359 As a point of reference, the aggregate                             economic context. Best practices for setting permit
regulatory cost fees paid for planning and construction                      fees are presented in Table 5.
approvals in OECD countries is equivalent to 1.7
percent of the overall cost of construction.360 Doing                        It is important to note that the Doing Business Report
Business 2019 suggests that the current fee level in                         2019 uses the City Council of Blantyre as the basis of

359
   	World Bank Group, 2013, Good Practices for Construction                  361
                                                                                	 http://www.doingbusiness.org/data/exploreeconomies/
    Regulation and Enforcement Reform, Guidelines for Reformers.                  malawi#dealing-with-construction-permits.
360
   	Ibid.                                                                    362
                                                                                	 World Bank, 2015, Building Regulation for Resilience.
70 / Building Regulatory Capacity Assessment




TABLE 5: Summary of Good Practices for Establishing Administrative Building Permit Fees
 Practice                                  Background
 Establish fee levels based on cost        Fees should include the costs associated with the review of plans and any inspections,
 recovery for building control services.   along with overhead costs. This approach is followed in New Zealand, where building
                                           consent agencies charge fees for issuing building code compliance certificates when
                                           buildings are completed.
 Ensure that building control fees do      Low municipal tax resources often create an incentive to turn building permit fees into
 not fulfil a tax purpose.                 proxies for tax revenues. If deficiencies in the property tax system require collecting
                                           funds at the time of construction, the tax portion of the building permit fee should be
                                           clearly delineated in the interest of transparency and accountability.
 Charge small, fixed fees for small        For small buildings, setting a small, fixed fee is considered good practice. Minimum
 projects presenting no risk for public    fees are necessary because the cost of providing services is not directly proportional
 health and safety.                        to the area or cost of the building; a minimum charge is therefore necessary to cover
                                           enforcement costs for small projects. Large projects with substantial permit fees will
                                           typically cross-subsidise smaller projects.
 Publicise fee schedules.                  To support other relevant efforts in improving transparency and process efficiency, fees
                                           schedules for permits and inspections should be publicised and made available on the
                                           local authorities’ website and other means of communications.

Source: World Bank, 2013, Good Practices for Construction Regulation and Enforcement Reform.



its analysis. As information on the administrative fees                        timelines to make up for the shortfall in capacity
are not readily available online or in the City Council                        over a period of three to six years. The Department
offices, it was not possible to conduct a comparison                           of Buildings (MoTPW) and the Department of
for Lilongwe.363 This points to a secondary challenge:                         Housing (MoLHUD) should provide strategic and
building permit fees should be transparent and publicly                        methodological support to local Governments to
available.                                                                     design and implement their staffing plans.

                                                                               A similar effort should also be conducted for the
5.2.	 Recommendations                                                          Fire Brigades and Fire sections of County Building
                                                                               Departments to assess the number of personnel
1)	 Initiate human resource capacity needs
                                                                               required to conduct plan reviews and building
    assessments to inform staffing plans in Local
                                                                               inspections for public and private buildings.
    Council Planning and Development Departments.
                                                                          2)	 Require minimum academic and professional
      A diagnostic and staffing plan should be developed
                                                                              qualifications for local Government building,
      at the local Government level, starting in Malawi’s
                                                                              planning and fire regulators.
      largest cities (Lilongwe, Blantyre, Mzuzu and
      Zomba). These plans should be based on capacity                          Local Government Development and Planning
      gaps for plan reviews, inspections and technical                         Departments should demand minimum qualification
      advice. These plans should include a phased                              requirements for the recruitment of new staff and
      approach, allowing a feasible timeframe to identify                      introduce new incentives to retain the services of
      appropriate funding mechanisms and training of                           qualified engineers and architects. Fire Brigades
      new staff. If the current staffing level of Lilongwe                     should implement the same requirements for fire
      is indicative of the shortage of trained regulatory                      engineers and inspectors. Incentives to recruit
      personnel in the rest of the country, strategic                          and retain qualified engineers and architects may
      staffing plans should present measures and                               include measures such as:

                                                                                ■■   Additional training upon completion of certain
  	 BRCA Analysis, February 2018.
363                                                                                  benchmark years.
                                                             Managing Risks for a Safer Built Environment in Malawi / 71




    ■■   Increased mobility across Building Departments.     7)	 Review the current fee policy of Local Councils to
    ■■   Opportunities for promotion based on individual         make it affordable for builders and home-owners
         performance.                                            to apply for a development permit.

    ■■   Waiving of professional registration fees.          8)	 Accompany the local permitting reform process
                                                                 with a strategic communication campaign target-
    ■■   Improved access to Government services or
                                                                 ing stakeholders such as building professionals,
         benefits such as transport or access to housing.
                                                                 building and planning regulators, contractors and
3)	 Provide training for building regulatory staff in            the general public.
    the Fire Brigades and Planning and Development
                                                                  Reforms associated with regulatory frameworks
    Departments of Lilongwe, Blantyre, Mzuzu and
                                                                  should place strategic communications at the heart
    Zomba in building plan reviews and inspection.
                                                                  of the process. The MoLHUD and the MoTPW could
    This process should be initiated with a training              initiate and manage a strategic communications
    needs assessment. As noted in Chapter 3, the                  campaign aiming at different stakeholder groups,
    Department of Buildings (MoTPW) and the                       including building designers, builders, county
    Department of Housing (MoLHUD) should have a                  regulators buildings trades, communities and
    central role in coordinating the training of building,        the general public. A successful communications
    planning and fire regulators. The content of the              campaign should be sustained over time and seek
    updated National Building Regulations as well as              feedback from the same target groups in order to
    local city bylaws should be integrated into the               maintain efficiency and innovation.
    curriculum.
                                                             9)	 Develop a risk classification system for buildings to
4)	 Explore the option of leveraging resources from              enable a more efficient prioritisation and allocation
    the private sector to expand local capacity for              of resources for building site inspections.
    plan reviews and inspections.                                 With methodological support from the Department
    A legal and regulatory review should be initiated             of Buildings (MoTPW), Local Council Planning
    to consider the introduction of licensed or                   and Development Departments should take
    accredited private sector engineers to carry                  steps to develop a comprehensive and practical
    out third-party plan reviews and inspections to               classification of buildings. The classification would
    verify project compliance with building regulation            determine the level of prioritisation and allocation
    requirements and approved building plans.                     of scarce inspection resources based on level of
    Simultaneously, an action plan could be developed             risk. The classification should be unified to create
    to introduce standards of eligibility, transparency           one simplified categorisation of buildings and
    and accountability for private sector engineers to            construction works, combining elements of size,
    assume this regulatory role.                                  use and location in a risk‐based approach.

5)	 Review the Local Council’s process for building          10)	 Local Councils should integrate hazard informa-
                                                                  tion for flood and landslide risks into land-use
    permits and streamline where possible to improve
                                                                  regulations and urban planning.
    efficiency and transparency.
                                                                  Under the leadership of national authorities such
    The institutional reforms mandated by the Physical
                                                                  as the MoLHUD, the DoDMA and the MoNREE,
    Planning Act (2016) provide an opportunity to re-
                                                                  local hazard maps should be identified and/
    formulate the processes for development control.
                                                                  or developed. Local Councils should integrate
6)	 Consider introducing a web-based MIS software                 these into local physical development plans
    application for building permits and inspections              with technical assistance from the MoLHUD.
    modelled on the cost-effective solutions                      Under the Physical Development Act (2016),
    introduced in Nairobi and Kigali.                             city, town and district Councils must develop
72 / Building Regulatory Capacity Assessment




    physical development plans. Priority should be            As noted in the Chapter 3, the Department of
    given to the cities of Lilongwe, Blantyre, Mzuzu          Survey should provide national ministries and
    and Zomba to ensure areas of potential urban              local governments with necessary guidance and
    extension are oriented to safer sites. A short-term       standards to upload their data to the nationally
    priority should be to gather and review existing          managed platform.
    hazard data and research materials currently in       12)	 Initiate steps to lower fees and costs associated
    the public domain.                                         with the registration of property rights and lease-
                                                               hold agreements. The cost is currently a deter-
    The MoLHUD has a central role in strengthening
                                                               rent for registration and formalisation.
    the capacity of Council Planning Departments. As
    noted in Chapter 3, the Ministry should develop       13)	 Lilongwe City Council should initiate steps to re-
    guidelines and provide technical assistance to             duce the size of the minimum and maximum plot
    support Local Councils.                                    size.

11)	 Make risk-informed land-use maps available on-           Lilongwe City Council should implement the
     line to all citizens.                                    recommendations outlined in the Urban Study
                                                              on Development Master Plan for Lilongwe and
    Local Councils should ensure risk-informed zoning         draw on the experience of Blantyre City Council
    maps are available online. This information should        which has already initiated this reform. Particular
    be readily available to the public without having         effort should be made to lower the barrier of land
    to make a physical trip to the planning agency.           registration for low-income earners by meeting
    These maps should be uploaded to the MASDAP               the demand for smaller plots (e.g. 250–450 square
    Platform, managed by the Department of Survey.            metres).
                                                               Managing Risks for a Safer Built Environment in Malawi / 73




                                                    6. Summary of
                                                 Recommendations

T
     he following tables summarise the Assessment’s             be the responsibility of one or several institutions. The
     recommendations. These recommendations are                 recommendations have been categorised as follows:
     framed as specific activities or tasks which should


● Short-term	                    Activities which must be carried out starting immediately. Generally, these activities
                                 should be completed within a one-year time span.

● Medium- to Long-term	          Activities that will take a longer period to implement, even up to three years. Starting
                                 these activities as soon as possible will yield benefits.
74 / Building Regulatory Capacity Assessment




                               NATIONAL LEGISLATIVE AND INSTITUTIONAL FRAMEWORK
Recommendations                                                                                                       S   M-L
Strengthen and pass the Buildings Control and Development Bill referencing the new National Building
Regulations.


Develop a national-level framework for fire prevention, including the development and passage of fire prevention
legislation.


Support the establishment of the proposed Building Regulation Division of the MoTPW and build its institutional
capacity.


Strengthen Malawi’s capacity to test construction products, materials and soil. Testing facilities should be
available for both the public and private sector.


Assist the Department of Physical Planning in developing guidance materials for Local Councils to help them
develop risk-sensitive land-use and physical development plans.


Strengthen the coordination between different Government agencies and departments for developing and
sharing hazard maps. This includes the development of data-sharing standards and methodologies for hazard
mapping.
Support the Land Survey Department in the completion of Malawi’s Geodetic Network.



Provide technical and financial assistance to the Technical, Entrepreneurial and Vocational Education and
Training Authority (TEVETA) to develop a market-oriented training curriculum for construction workers which
incorporates code requirements.




                              BUILDING REGULATION DEVELOPMENT AND MAINTENANCE
Recommendations                                                                                                       S   M-L
Address the technical gaps in the draft National Building Regulations and ensure that they align with international
best practice.


Determine the relationship between the city bylaws and the National Building Regulations.



Initiate dialogue between the Building Regulation task team and a wide range of stakeholders to decide whether
and how provisions and/or guidelines for non-engineered vernacular construction should be integrated or
referenced in the new National Building Regulations.
Finalise, mandate and disseminate the finalised National Building Regulations.



Establish a systemic and inclusive technical process for the National Building Regulation’s update, publication and
distribution. The process should be outlined in the Building Regulations themselves and in any future national
building legislation.
                                                                      Managing Risks for a Safer Built Environment in Malawi / 75




                            LOCAL BUILDING REGULATORY CAPACITY AND IMPLEMENTATION
Recommendations                                                                                                       S    M-L
Initiate human resource capacity needs assessments to inform staffing plans in Local Council Planning and
Development Departments.


Require minimum academic and professional qualifications for Local Government Building, Planning and Fire
Regulators.


Provide training for building regulatory staff in the Fire Brigades and Planning and Development Departments of
Lilongwe, Blantyre, Mzuzu and Zomba in building plan reviews and inspection.


Explore the option of leveraging resources from the private sector to expand local capacity for plan reviews and
inspections.


Review the Local Council’s process for building permits and streamline where possible to improve efficiency and
transparency.


Consider introducing a web-based MIS software application for building permits and inspections modelled on the
cost-effective solutions introduced in Nairobi and Kigali.


Review the current fee policy of Local Councils to make it affordable for builders and home-owners to apply for a
development permit.


Accompany the local permitting reform process with a strategic communication campaign targeting stakeholders
such as building professionals, building and planning regulators, contractors and the general public.


Develop a risk classification system for buildings to enable a more efficient prioritisation and allocation of
resources for building site inspections.


Expand the capacity of Local Councils to develop hazard information for flood and landslide risks. This is a
necessary input for risk-informed land-use regulations and urban planning.


Make risk-informed land-use maps available online to all citizens.



Initiate steps to lower fees and costs associated with the registration of property rights and leasehold
agreements. The cost is currently a deterrent for registration and formalisation.


Lilongwe City Council should initiate steps to reduce the size of the minimum and maximum plot size.
Overview from hill to shoreline along Lake Malawi, MalawiPhoto: Robert_Ford
                                                             Managing Risks for a Safer Built Environment in Malawi / 77




         7. Conclusion and Next Steps
In many ways, Malawi is at a crossroad in its urbanisation   define broader objectives of building control, including
process: the regulatory decisions made now will have a       its link to disaster and chronic risk reduction, climate
significant impact on the long-term safety, productivity     change and adaptation, and social inclusion. The policy
and resilience of the built environment in both rural        should also clearly define the roles and responsibilities
and urban areas. With its low base and moderate rate         of national and local Government institutions.
of urbanisation, Malawi is well-positioned to formulate
                                                             This paper should then serve as a basis for the
plans to maximise the benefits and manage the
                                                             development of a new building legislation. As per
challenges of urban agglomeration in the future.
                                                             international best practice, this building legislation
The Government of Malawi has launched several                should reference and legally mandate the enforcement
initiatives to strengthen the building regulatory            of the National Building Regulations.
framework. The Government of Malawi must maintain
the momentum behind this agenda in order to promote          2)	 Update, finalise and promulgate the
safe and resilient urbanisation. This report provides            National Building Regulations.
several recommendations as to how the Government
                                                             The Building Regulation task team and EcoBuild should
of Malawi can strengthen the country’s building
                                                             address technical gaps in the draft National Building
regulatory framework.                                        Regulations, including the detailed recommendations
While all the recommendations included in the report         in Annex 9, and ensure that the new draft is aligned
promote important components of a comprehensive              with international best practice.
building regulatory framework, there are five activities     The Department of Buildings (MoTPW), Department
that should be prioritised. When implemented, these          of Housing (MoLHUD) and Department of Disaster
activities will provide a solid foundation for future        Management Affairs (DoDMA) should lead a
regulatory reform.                                           consultative process to determine how these sets
                                                             of national and subnational regulations will interact.
1)	 Complete the Buildings Policy – this can                 It is critical to avoid overlapping and potentially
    form the basis of the Buildings Control                  contradictory provisions.
    and Development Bill.
                                                             The National Building Regulations should be legally
This policy paper should outline broad principles for the    mandated. This necessitates referencing the Regulations
Cabinet to review and endorse. The policy paper should       in national legislation. The finalised Regulations should
78 / Building Regulatory Capacity Assessment




be published online to ensure that both building             Training for building regulators on plan review
regulators and professionals can have easy access to         and inspections should be initiated. This process
the documents.                                               should begin with a training needs assessment. The
                                                             MoTPW and the MoLHUD could have a central role
3)	 Strengthen the capacity of the MoTPW                     in coordinating the training of building, planning and
    and the MoLHUD to provide guidance                       fire regulators. The content of the updated National
    and technical assistance to Local                        Building Regulations as well as local city bylaws should
    Council Planning and Development                         be integrated into the curriculum.
    Departments.
                                                             5)	 Reform the construction permitting
This includes supporting the establishment of the
                                                                 process, starting in Malawi’s largest
proposed Building Regulation Division of the MoTPW,
                                                                 cities.
enhancing its role in providing guidance materials and
technical assistance to District and City Councils and       The institutional reforms mandated by the Physical
coordinating the training of building regulators including   Planning Act (2016) provide an opportunity to re-
the development of a competency framework.                   formulate the processes for development control. In
                                                             order to increase efficiency and transparency, Lilongwe
The MoLHUD should develop guidance materials for
                                                             City Council should consider reforming the two-phased
Local Councils to support them in the development of
                                                             decision process for building permits. Lilongwe should
physical development plans. These guidance materials
                                                             also initiate reform of its permitting fees to reduce
should include direction on how to integrate hazard
                                                             the financial barrier to compliance. Analysis should
maps. The MoLHUD should determine the feasibility of
                                                             be conducted to determine the reforms required in
providing targeted technical assistance to Local Council
                                                             Blantyre and Mzuzu.
Planning and Development Departments, starting with
Malawi’s largest cities – Lilongwe, Blantyre, Mzuzu and      The largest cities in Malawi should also initiate
Zomba.                                                       digitalisation of the archiving systems for building
                                                             permits, record of inspections for all documented
4)	 Strengthen the capacity of Local                         administrative decisions impacting building structures
    Council Planning and Development                         during their entire lifespan.
    Departments and Fire Brigades.                           Figure 20 outlines these five activities and highlights
A diagnostic and staffing plan should be developed at        opportunities for technical assistance. The World
the local Government level, starting in Malawi’s largest     Bank will continue working with the Government of
cities. These plans should be based on capacity gaps         Malawi to determine what technical assistance and
for plan reviews, inspections and technical advice.          investment can be dedicated to pushing forward this
These plans should include a phased approach,                critical agenda in order to promote safe and resilient
allowing a feasible timeframe to identify appropriate        construction across the country.
funding mechanisms and training of new staff. The
MoTPW and the MoLHUD should provide strategic
and methodological support to local Governments to
design and implement their staffing plans.
                                                                                         Managing Risks for a Safer Built Environment in Malawi / 79




    FIGURE 20: Priority Activities and Opportunities for Technical Assistance


                       Develop a National           Update, finalise       Strengthen the           Strengthen the           Reform the
                        Building Policy—           and promulgate        capacity of MoTPW         capacity of Local         permitting
                        this can form the          National Building       and MoHUD to           Council Planning        process, starting
                         basis of future             Regulations         provide guidance to      and Development            in Malawi’s
                       building legislation                                 Local Councils         Department and           largest cities
                                                                                                     Fire Brigades




                        Legal advice and            Benchmarking           Benchmarking           Support a human              Technical
                        technical review             best practice        best practice for         and technical            assistance in
                          for a Building           National Building      physical planning        resource needs        reforming the two-
                       Policy and building         Regulations and           guidelines.             assessment           tiered permitting
TECHNICAL ASSITANCE




                            legislation            technical advice.                                                     process in Lilongwe
                                                                               Technical           Training needs
                       Benchmarking best            Legal advice and         assistance in       analysis of building         Technical
                           practice                technical review of        developing             regulators             assistance in
                                                    National Building        competency                                  digitasation of the
                         Informal Sector                                                         Training curriculum
                                                      Regulations.         frameworks for                                 archiving system
                             Strategy                                                               development
                                                                                training
                                                                                                                            Open source
                                                                                                 Facilitating Building
                                                                              Technical                                       e-permit
                                                                                                         Code
                                                                          assistance in the                                 system, and
                                                                                                        Training
                                                                           establishment                                  implementation
                                                                                                     Consortium
                                                                           of the Building                                    support
                                                                         Regulation Division.


                      Source: Malawi BRCA, 2019.
Financial building, Blantyre, Malawi. Photo: mtcurado
                                                                      Managing Risks for a Safer Built Environment in Malawi / 81




Annex 1
Mapping of Malawi’s Legislation and Regulation Related to Building
Development at Each Step of the Building Life Cycle
The legal review was conducted in May, 2018. The review included national legislation as well as the Lilongwe Bylaws
of Building Standards, 1961.


Step 1: Overview of Laws Governing Building Siting
  Step 1: Siting
                         Applicable Law                                            Detailed Sections
              Physical Planning Act, 2016           S.29 District physical development plans, S.33 Types of local physical
                                                    development plans, S. 34 Contents of local physical development plans, S.35
                                                    Responsibility for preparation of local physical development plans.
              Public Roads Act, 1962                S.10 (4) Width of road reserves and effect of reservation, S.10 (6) prohibition
                                                    to build.
              Land Act, 2016                        S.9 Prohibition to grant freehold land, S.20 Unlawful use of public land, S.36
Legal Basis




                                                    Prior written consent of the Minister or local Government authority before
                                                    sale, lease, etc., of private land, S.39 Non-development of land, S.41 Minister’s
                                                    power to regulate, manage or control the use of land, S42 Power of entry to
                                                    the land.
              Disaster Risk Management Act, 2017    S.28 Disaster risk assessment.
              Customary Land Act, 2016              S.19 Declaration of Hazardous Land.
              Bylaws of Building Standards of       S.74 (a) Built up area, S.75 Space in front of building, S.76 Space at rear of
              Lilongwe, 1961                        buildings, S.77 Buildings on site abutting on two or more streets.
              Lilongwe Urban Development Master Chapter 5.6. Land-Use Plan for 2030, Chapter 5.8. Institutional Measures to
              Plan, 2010                        Implement Land-Use Zoning. 

                       Institutions Involved                                                
                                                           Lilongwe City Council
                   Town Planning Department         Inspections on site and zone planning. The Town Planning Department of the
                                                    Lilongwe City Council is the one in charge of developing the local development
                                                    plans. 
82 / Building Regulatory Capacity Assessment




Step 1: Detailed Provisions of Laws Governing Building Siting
Step 1: Siting
              Applicable Law           Detailed Sections
                                       Section Nr.                                             Text
                                                       29. (1) A district physical development plan shall include: (a) a technical report on
                                                       the conditions, resources and facilities of the district; (b) a statement of policies
                                                       and proposals directed to assist the making of decisions or the allocation of
                                                       resources and the location of physical development within the district; (c) such
                                       Section 29      information about the description and analysis of the conditions of development
                                                       in the district as may be necessary to explain and justify the statement of policies
                                                       and proposals; (d) background studies and reports; (e) maps and plans showing
                                                       present and future land uses and development; and (f) such other matters as the
                                                       Commissioner may request.
                                                       33. (1) The following are the types of local physical development plans that may
                                                       be prepared: (a) an urban structure plan, which shall be a land-use plan for the
                                                       whole of an urban area; (b) an urban layout plan, which shall be a detailed land-
                                                       use plan of a part of an urban area in which significant physical development is
                                                       planned or likely to or has begun to take place or there is need for development
                                                       or redevelopment or revision or upgrading; (c) an urban civic plan, which shall
              Physical Planning Act,
                                                       be a more elaborate design of a special area or areas of an urban area showing
Legal Basis




              2016
                                                       layout of buildings, car parking lots and landscaping amongst other details; and
                                       Section 33
                                                       (d) a subject physical development plan, which shall be a plan concerned with
                                                       a particular subject matter. (2) A local physical development plan, other than
                                                       a subject physical development plan, shall be named after the place or area to
                                                       which it relates and the kind of plan it is. (3) A subject physical development plan
                                                       shall be named after the particular subject matter with which it is concerned. (4)
                                                       More than one local physical development plan may be applied to any one area
                                                       or place at the same time and one local physical development plan may apply to
                                                       more than one area at the same time.
                                                       35. (1) A local Government authority shall be responsible for the preparation of
                                                       local physical development plans for the area within its jurisdiction. (2) A local
                                                       Government authority may delegate the responsibility for the preparation of such
                                       Section 35
                                                       plan to a registered physical planner in private practice. (3) The Commissioner
                                                       may require any other matter to be included in any local physical development
                                                       plan.
                                                       10. (4) If a highway authority shall desire to carry out any works on land in a road
                                                       reserve in a manner likely to cause damage to any structure on such land it shall
              Public Roads Act,
                                       Section 10      give one month’s prior notice to the owner or occupier thereof of its intention:
              1962
                                                       Provided that in any case in which the structure consists of a building the length
                                                       of notice required shall be three months.
                                                                       Managing Risks for a Safer Built Environment in Malawi / 83




Step 1: Siting
              Applicable Law      Detailed Sections
                                  Section Nr.                                            Text
                                                  10. (6) No person shall do any of the following acts or things on land in a road
                                                  reserve without the consent in writing of the highway authority: (a) erect or alter
                                                  any structure; (b) plant any tree or bush; or (c) prepare for cultivation any land
              Public Roads Act,
                                  Section 10      which was not, when the land became road reserve, prepared for cultivation:
              1962
                                                  Provided that notwithstanding such consent, neither the person doing such act
                                                  or thing nor any who may acquire any interest in the land in question shall be
                                                  entitled.
                                  Section 9       9. Freehold land shall not be allocated or granted to any person.
                                                  20. A person who uses or occupies any public land and is not of public land
                                                  entitled to such use or occupation by virtue of a valid grant, lease or other
                                                  disposition made by the Minister under any law for the time being in force at the
                                  Section 20      date of such grant, lease or disposition, commits an offence and upon conviction
                                                  shall be liable to a fine of K500,000 and to imprisonment for three years , and,
                                                  in the case of a continuing offence, to a further fine of K5,000 in respect of
                                                  everyday during which the offence continues.
                                                  36. A person shall not sell or otherwise to convey, lease, transfer or assign
                                  Section 36      any private land shall, without prior written consent of the Minister or a local
              Land Act, 2016
                                                  Government authority to sell, convey, lease, transfer or assign the land.
                                                  39. Prior to the expiry of the three years period referred to in section 9(2), where
Legal Basis




                                                  a holder of private land under freehold title has not developed the land or has not
                                                  shown or effected his intention to develop the land or dispose of it, within two
                                  Section 39
                                                  years from the date the holder has been registered, the Minister may, without
                                                  prejudice to any other powers conferred on him by this Act or any other written
                                                  law: (i) acquire the land under the Lands Acquisition Act.
                                                  42. Any authorised officer may at any reasonable time enter upon any land to
                                  Section 42      which section 41 (1) applies for the purpose of ensuring that this Part is being
                                                  complied with.
                                                  28. (1) The Commissioner, in coordination with Local Authorities, shall
                                                  periodically undertake or cause to be undertaken comprehensive hazard,
                                                  vulnerability and capacity assessments and mapping at national, local authority
                                                  and community level covering all sectors; (2) Without prejudice to the generality
                                                  of the foregoing, the Commissioner shall (a) identify and map risks, areas,
                                                  ecosystems, communities and households that are exposed or vulnerable to
                                                  physical and human-induced threats; (b) review the technical characteristics of
              Disaster Risk
                                                  hazards such as their location, intensity, frequency and probability; (c) conduct
              Management Act,     Section 28
                                                  periodic analyses of exposure and vulnerability including the physical social,
              2017
                                                  health, economic and environmental dimensions; (d) regularly evaluate the
                                                  effectiveness of prevailing and alternative coping capacities in respect to likely
                                                  risk scenarios. (e) facilitate the production of hazard and vulnerability maps for
                                                  Malawi; (f) promote use of space-based technologies in disaster risk management
                                                  initiatives; and (g) coordinate the development and implementation of capacity
                                                  building programs in key institutions responsible for disaster risk identification,
                                                  assessment and monitoring.
              Applicable Law      Detailed Sections
84 / Building Regulatory Capacity Assessment




Step 1: Siting
                                    Section Nr.                                           Text
                                                   19. (1) The Minister may declare any customary land in a hazardous land Traditional
                                                   Land Management Area to be hazardous land in accordance with the provisions
                                                   of this section. (2) Notwithstanding subsection (1), any local Government
                                                   authority having jurisdiction in any village may advise the Minister to declare
                                                   any customary land as hazardous land if in its opinion it is necessary to do so. (3)
                                                   For the purposes of this section, “hazardous land” means land the development
                                                   of which is likely to pose danger to life or to lead to the degradation of, or
              Customary Land Act,                  environmental destruction on, that or contiguous land, and includes: a) wetlands
                                    Section 19
              2016                                 and offshore island in the lakes and other water bodies; (b) land designated or
                                                   used for the dumping of hazardous waste; (c) land within sixty meters of a river
                                                   bank or the shoreline cf an inland lake or such other distance as the Minister may
Legal Basis




                                                   specify; (d) land slopes with a gradient exceeding any angle which the Minister
                                                   shall, after taking account of proper scientific advice, specify; (e) land specified
                                                   by an appropriate authority as land which should not be developed on account
                                                   of its fragile nature; or land specified by an appropriate authority as being land
                                                   which should not be developed on account of its environmental significance.
                                    Section 74     Section incomplete in the referenced document.
              Bylaws of Building    Section 75     75. Space in front of the building: Entire section.
              Standards of
              Lilongwe, 1961        Section 76     76. Space at rear of buildings: Entire section.
                                    Section 77     77. Buildings on site abutting on two or more streets.
              Lilongwe Urban        Chapter 5.6.   Land-use plan for 2030.
              Development Master
              Plan, 2010            Chapter 5.8.   Institutional Measures to Implement Land-Use Zoning.
                                                                              Managing Risks for a Safer Built Environment in Malawi / 85




Sep 2: Overview of Laws Governing Building Design
 Step 2: Design
              Applicable Law                                                          Detailed Sections
                                                  S.23 Overcrowding, S.24 Ventilation and Temperature, S.25 Lighting, S.26 Drainage
              Occupational Safety, Health and     of floors, S.27 Sanitary conveniences, S.28 Washing facilities, S.30 Change rooms,
              Welfare Act, 1997                   S.31 Seat, S.32 Facilities for meals), S.38 Hoists and lifts, S.39. Escalators, S.42. Steam
                                                  boilers, S.56 Prevention of fire, S.57 Means of escape in case of fire.
              Electricity Act, 2004               S.41 Trees or buildings interfering with electricity supply and equipment. 
                                                  S.29 Design and protection of works, Third Schedule. Minimum section clearance,
              Electricity Bylaws, 2012
                                                  Fourth Schedule. Minimum heights of overhead lines. 
              Public Health (Minimum
                                                  S.6 Side boundaries, S.7 Latrines, S.8 Minimum area specifications, S.9 Specifications
              Buildings Standards for
                                                  for latrines, S.10 External doors, S.11 Drainage, S.12 Kitchen, S.13 Foundations, S.14
              Traditional Housing Areas) Rules,
                                                  Walls, S.15 Floors, S.16 Roofs, S.17 Screens, S.18 Notice to be given. 
              1971
Legal Basis




              Environment Management Act,
                                                  S.24 Projects for which an environmental impact assessment is required. 
              1996
                                                  S.22 Registers, S.23 Architects and surveyors must be registered, S.25 Qualification for
              Architects and Quantity
                                                  registration as an architect, S.31 certification of registration, S.35. Unlawful practice of
              Surveyors Act
                                                  architecture or quantity surveying. 
                                                  S.19 Registers, S. 20 Engineers must be registered, S.22 Registration as a registered
              Engineers Act, 1972
                                                  engineer, S.38 Unlawful practice of engineering. 
                                                  S.43 Exempted development permission, S.44 Permitted development, S.45 Types of
                                                  permitted development, S.46 Application for development permission, S47. Power
                                                  to obtain information concerning application, S.48 Power of the minister concerning
              Physical Planning Act, 2016         applications, S.49 Consultations in relation to applications, S.50 Consideration of
                                                  applications, S.71 Appeals, First Schedule. Permitted development.

                                                  Application should be made by a physical planner (S. 46(2)).
                                                  S.9 Prohibition of Discrimination in Accessing Premises and the Provision of Services
              Disability Act, 2012
                                                  and Amenities, S.19 Cultural and Sporting Activities, and Recreational Activities. 
              Tourism and Hotels (Minimum
                                                  S.26 Emergency exits, S.39 Planning Approval.
              Standards) Regulations, 2005
                                                  S.21 to S.29 General load bearing requirements, S.30 to S.32 Fire resistance, S.33 to
                                                  S.38 Fire resistance of small houses, S.39 to S.48 to Fire resistance of buildings other
                                                  than small houses, S. 49 to 50 Fire resistance - Miscellaneous provisions applying to all
Legal Basis




                                                  buildings, S.51 to S.52 Roofs, S. 53 Floors: Resistance to moisture, S.80 Windows, S.83
                                                  Ventilation of staircase, S.83a Height of ground floor, S.84 Height of habitable rooms,
              Bylaws of Building Standards of
                                                  S.85 Thermal insulation of houses, S.88 Drainage of roofs, S.102 to S.108 Sanitary
              Lilongwe, 1961
                                                  convenience, S.109 to 110 Cesspools and septic tanks, S.112 Swimming pools, S.113
                                                  Rainwater tanks, S.118 Penalties, S.119 Prescribed period, S.20 Fees Schedule, First
                                                  schedule: Deposit of plans and other particulars, Second schedule: Calculation of
                                                  loading, Third and fourth schedule: Rules to satisfy requirements as to stability and fire
                                                  resistance. 
              Monuments end Relics Act, 1991      S.13 Prohibition on alteration, etc., S.29 Rescue archaeology.
86 / Building Regulatory Capacity Assessment




                        Institutions Involved

                                                             (Activity 01) Obtain the Location Plan
                                                   Ministry of Lands, Housing and Urban Development (MoLHUD, City Council,
                                                                Malawi Housing Corporation, Airport Limited, etc.)

                        Department in charge of the location plan.

                                                (Activity 02) Obtain the Environmental Impact Assessment
Relevant Institutions




                                        Department of Environmental Affairs (Ministry of Natural Resources, Energy and Environment)
                        Department in charge of the EIA.

                                                       (Activity 03) Obtain the Development Approval
                                                                             Lilongwe City Council
                                                      1. Submit the application file to the Development Control Section, 2. Inspect the plot, 3.
                                                      Perform a preliminary check, 4. Calculate the fees, 5. Calculate the fees, 6. The user pay
                                                      the fees and the project is registered, 7. The user receive an application number, 8. Obtain
                                                      architectural plans approval notification through the scrutinisation of the Town and Planning
                        Building control section      Technical sub-committee (Building Department of LCC, Institute of Architects of Malawi,
                                                      Institute of engineers of Malawi, the Roads Authority, the Physical Planning Institute of Malawi,
                                                      Department of Health of the City Council, the Fire section, others Governmental agencies), 9.
                                                      Formulate recommendations, 10. Decision of the Town and Planning Committee, 11. Sign the
                                                      development approval.
                                                                        Managing Risks for a Safer Built Environment in Malawi / 87




Step 2: Detailed Provisions of Laws Governing Building Design
 Step 2: Design
              Applicable Law                                           Detailed Sections
                                 Section Nr.                                             Text
                                               23. (1) A workplace shall not, while work is carried on, be so overcrowded as to
                                               cause risk of injury to the health of the persons employed therein. (2) For purposes
                                               of subsection (1), a workplace shall be deemed to be overcrowded if the number
                                               of persons employed at any one time in any workroom is such that the amount of
                                 Section 23
                                               cubic space allowed for each person so employed is less than eleven cubic meters.
                                               (3) Every workroom shall be not less than three meters in height, as measured from
                                               the floor to the lowest point of the ceiling or, where there is no ceiling, to the lowest
                                               point of the roofing material.
                                               24. (1) Every workplace shall have effective and suitable provision for securing and
                                               maintaining the circulation of fresh air in each workroom, adequate ventilation of
                                 Section 24    the room, and for rendering harmless, so far as practicable, all such fumes, dust and
                                               other impurities generated in the course of any process or work carried on in the
                                               workplace as may be injurious to health.
                                               25. (1) Every workplace shall have effective provision for securing and maintaining
                                 Section 25    sufficient and suitable lighting, whether natural or artificial, in every part of a
                                               workplace in which persons are working or passing.
                                               Where any process is carried on which renders the floor at any workplace liable to
Legal Basis




                                 Section 26    be wet, and the wet is capable of being removed by drainage, effective means shall
              Occupational                     be provided and maintained for drainage and disposal of the wet.
              Safety, Health                   27. (1) Every occupier shall provide sufficient and suitable sanitary conveniences for
              and Welfare Act,                 persons employed in the workplace, which shall be maintained and kept clean, and
              1997                             effective provision shall be made for lighting the conveniences and, where persons
                                 Section 27    of both sexes are or are intended to be employed (except in the case of workplaces
                                               where the only persons employed are members of the same family dwelling there),
                                               such conveniences shall afford proper separate accommodation with a distinct
                                               approach for persons of each sex.
                                               28. (1) Every occupier shall provide at a workplace separate washing facility for
                                               male and female employees, easily accessible, in the proportion of at least one
                                               wash hand basin and one shower for every twenty employees, per a shift where
                                 Section 28
                                               shifts are operational. (2) The washing facilities referred to in subsection (1) shall be
                                               maintained in a clean and orderly condition for the use of all persons employed and
                                               shall have separate entrances for each sex.
                                               31. (1) Every occupier shall provide and maintain at a workplace a sufficient number
                                               of seats for the use of those employees whose work is ordinarily performed standing
                                 Section 31
                                               and shall permit such employees to take advantage of any opportunities for resting
                                               which may occur in the course of their employment.
                                               32. (1) Every occupier shall provide and maintain in good condition, suitable facilities
                                               where employees may prepare and consume their meals. (2) No person shall be
                                 Section 32
                                               permitted to consume food or drink in any room where any poisonous or otherwise
                                               injurious substance is so used as to give rise to any dust or fume.
88 / Building Regulatory Capacity Assessment




 Step 2: Design
              Applicable Law                                           Detailed Sections
                                 Section Nr.                                             Text
                                               38. (4) Every hoist way or lift way shall be efficiently protected by a substantial
                                               enclosure fitted with gates, being such an enclosure as to prevent, when the gates
                                               are shut, any person falling down the way or coming into contact with any moving
                                               part of the hoist or lift. (5) Every gate referred to in subsection 4 shall be fitted with
                                               efficient interlocking or other devices to ensure that the gate cannot be opened
                                 Section 38    except when the cage or platform is at the landing and that the cage or platform
                                               cannot be moved away from the landing until the gate is closed. (6) Every hoist or
                                               lift and every enclosure referred to in subsection 4 shall be so constructed as to
                                               prevent any part of any person or any goods carried in the hoist or lift being trapped
                                               between any part of the hoist or lift and any fixed structure or between the counter-
                                               balance weight and any other moving part of the hoist or lift.
                                               39. Every escalator in a workplace shall be examined by a competent person after
                                               every period of six months, and a report of the result of every such examination in
                                 Section 39    the prescribed form and containing the prescribed particulars shall be signed by
                                               the person making the examination and shall be submitted to the Director within
              Occupational                     fourteen days of the date of examination.
              Safety, Health                   42. (1) Every steam boiler and all its fittings and attachments shall be of good
              and Welfare Act, Section 42      construction, sound material, adequate strength and free from patent defect, and
              1997                             shall be properly maintained.
                                               56. (1) There shall be provided and maintained in every workplace, adequate and
Legal Basis




                                 Section 56
                                               suitable means for extinguishing fire, which shall be readily accessible.
                                               57. (1) Every workplace shall have adequate means of escape in case of fire for the
                                               persons employed therein. (5) Any door in a workplace opening on to any staircase
                                               or corridor from any room in which more than ten persons are employed and, in the
                                               case of any workplace constructed or converted for use as a workplace after the
                                               coming into operation of this Act, all other doors affording a means of exit from the
                                               workplace for persons employed therein, shall, except in the case of sliding doors, be
                                 Section 57    constructed to open outwards. (6) Doors in a workplace giving access to stairways
                                               shall not open immediately on to a flight of stairs, but on to a landing of adequate
                                               width, in no case less than the width of the door opening on to that landing. (10)
                                               Every hoist way or lift way inside a building constructed after the date of coming
                                               into operation of this Act shall be completely enclosed with fire-resisting materials,
                                               and all means of access to the hoist or lift shall be fitted with doors of fire-resisting
                                               materials.
                                               41. (4) Except with the permission of the licencee, no person shall erect any building
                                               or structure in the wayleave or in such a position or in such a manner as to be likely to
                                               interfere with the supply of electricity through any transmission line or distribution
              Electricity Act,                 line and, if, after a transmission line or distribution line has been constructed, any
                                 Section 41
              2004                             person erects any building or structure in the wayleave or in such a position or in
                                               such a manner as to be likely to interfere with the supply of electricity through such
                                               transmission line or distribution line, the licencee may request such a person to
                                               remove or adjust such a building or structure as may be necessary.
                                                                             Managing Risks for a Safer Built Environment in Malawi / 89




 Step 2: Design
              Applicable Law                                                Detailed Sections
                                Section Nr.                                                    Text
                                                    A licenee shall ensure that high-voltage conductors and high-voltage live parts,
                                                    unless completely surrounded and protected by earthed metal have the minimum
                                Section 29          section clearances set out in the Third Schedule hereto attached or are guarded by
              Electricity                           a protective barrier in order to prevent inadvertent touching or dangerous approach
              bylaws, 2012                          by a person standing on any floor-level, walkway, stairway or working platform.
                                Third Schedule      Minimum section clearance.
                                Fourth Schedule     Minimum heights of overhead lines.
                                                    6. No building shall be erected within 10 feet of any side boundary of the plot on
                                Section 6           which it stands: Provided that a latrine may be sited up to the line of the back
                                                    boundary of the plot.
                                                    7. Every latrine shall be sited in accordance with the directions of the controlling
                                Section 7
                                                    authority.
                                                    8. (1) Every dwelling house shall have a minimum floor area of 40 square feet for
                                                    each person to be accommodated therein. (2) No round house shall have an internal
                                                    diameter less than 12 foot. (3) Rectangular houses shall not be smaller than 180
                                                    square feet total floor area, and no single wall shall be less than 10 feet in length. Each
                                                    occupant of a house shall have at least 40 square feet of floor area in rooms used
                                Section 8
                                                    for sleeping purposes. (4) When thatch is the roof material the height from the floor
                                                    to the top of the wall shall be not less than six feet, and when the roof is of iron or
              Public Health
                                                    aluminium the minimum height of wall shall be not less than eight feet. (5) Where the
              (Minimum
                                                    window space which opens does not equal or exceed one twentieth of the floor area,
              Buildings
                                                    an air space four inches in height shall be provided between all the walls and the roof.
              Standards for
Legal Basis




              Traditional                           9. (1) Every dwelling house shall be provided with a latrine, the doorway of which
                                Section 9
              Housing Areas)                        shall be suitably screened from view.
              Rules, 1971                           10. Every dwelling house shall be provided with an external door or doors to the
                                Section 10
                                                    satisfaction of the controlling authority.
                                                    11. Drainage Storm water drainage shall be provided and the filling of holes and
                                Section 11          clearing of the site shall be completed by the house owner to the satisfaction of the
                                                    controlling authority on or before the date of completion of the building.
                                                    12. Each dwelling house shall be provided with a kitchen of not less than 24 square
                                Section 12          feet floor area and with adequate ventilation to the satisfaction of the controlling
                                                    authority.
                                                    13. Foundations shall be adequate to support the load transmitted to them and shall
                                                    be constructed in such a manner as the controlling authority may approve. Every
                                Section 13
                                                    foundation shall be laid on ground of such compressive strength as will carry the
                                                    total loads imposed.
              Public health (Minimum buildings standards for traditional housing areas) rules, 1971
                                                    14. Walls shall be constructed of materials approved by the controlling authority.
                                                    They shall have a smooth internal finish and external protection in accordance with
                                Section 14
                                                    best local customs except where the controlling authority may require any other
                                                    form of finish.
                                                    15. Every floor shall have a smooth finish and shall be at least four inches above the
                                Section 15          surrounding ground level. A floor may be constructed of well compacted earth or of
                                                    such materials as will provide a smooth hygienic finish.
                                                    Every roof shall be of thatch or of asbestos, tiles, corrugated iron or aluminium or of
                                Section 16
                                                    such other material as may be approved by the local authority.
90 / Building Regulatory Capacity Assessment




 Step 2: Design
              Applicable Law                                         Detailed Sections
                               Section Nr.                                            Text
              Public Health                  18. Every person proposing to erect any dwelling house to which these Rules
              (Minimum                       apply shall give notice to the controlling authority, or to any representative thereof
              Buildings                      appointed under rule 22, of his intention to build and shall supply such particulars
              Standards for    Section 18    of the proposed building and materials as the controlling authority or such
              Traditional                    representative shall require. No person shall commence any building operations
              Housing Areas)                 until the written authority of the controlling authority or any such representative
              Rules, 1971                    has been obtained.
              Environment                    24. The Minister may, on the recommendation of the Council specify, by notice
              Management       Section 24    published in the Gazette, the types and sizes of projects which shall not be
              Act, 1996                      implemented unless an environmental impact assessment is carried out.
                                             22. (1) The Board shall, for the purposes of this Act, keep and maintain, in the
                               Section 22
                                             appropriate prescribed forms: (a) a Register of Architects.
                                             23. (1) Save where this Act otherwise provides, no person shall engage in the
                                             practice of architecture or quantity surveying in Malawi or hold himself out as being
                                             entitled so to do, unless he is registered under this Act. (2) Any person who engages
                               Section 23    in the practice of architecture or quantity surveying in contravention of subsection
                                             (1) shall not be entitled to recover in any court any charge or fee in respect of any
                                             architectural or quantity surveying work or activity done or performed by him in the
                                             course of his practice which constitutes a contravention of subsection (1).
                                             25. Any person may, upon making application for registration, be registered as an
                                             Architect provided that he proves to the satisfaction of the Board that his professional
Legal Basis




                                             and general conduct has been such as not, in the opinion of the Board, to debar him
                                             from registration and that he: (a) is a member of the Malawi Institute of Architects
                                             or such other institution or society as the Minister may, by notice published in the
              Architect
                               Section 25    Gazette, declare to be of adequate standing; and (b) either: (i) has passed a qualifying
              and quantity
                                             examination approved by the Board and has had at least two years’ practical training
              surveyor Act,
                                             in the work of an Architect to the satisfaction of the Board; or (ii) has satisfied the
              1992
                                             Board that he possesses a qualification which, in the opinion of the Board, furnishes
                                             a sufficient guarantee of the possession of the requisite knowledge and skill for the
                                             efficient practice of the work of an Architect.
                                             31. The Registrar shall issue to every person registered as an Architect, Graduate
                                             Architect, Architectural Technician, Quantity Surveyor, Graduate Quantity Surveyor,
                               Section 31
                                             Quantity Surveying Technician, as the case may be, under this Act, a certificate of
                                             registration in the appropriate prescribed form.
                                             35. Save where this Act otherwise provides, any person who is not registered under
                                             this Act, and who in Malawi: (a) engages, or purports to engage, in the practice of
                                             architecture or quantity surveying; (b) holds himself out as being entitled to engage
                               Section 35    in the practice of architecture or quantity surveying; (c) does or performs, or purports
                                             to do or perform, any act or thing which, under this Act may be done or performed
                                             exclusively by a person registered under this Act, shall be guilty of an offence and
                                             liable to a fine of K5,000 and to imprisonment for a term of one year.
                                             19. (1) The Board shall, for the purposes of this Act, keep Registers and maintain,
              Engineers Act,
                               Section 19    in the appropriate prescribed forms: (a) a Register of Engineers; (b) a Register of
              1972
                                             Graduate Engineers; and (c) a Register of Selected Registered Engineers.
                                                                      Managing Risks for a Safer Built Environment in Malawi / 91




 Step 2: Design
              Applicable Law                                         Detailed Sections
                               Section Nr.                                             Text
                                             20. (1) Save where this Act otherwise provides, no person shall engage in the
                               Section 20    practice of engineering in Malawi, or hold himself out as being entitled so to do,
                                             unless he is registered under this Act.
                                             22. (1) Any person shall be entitled to make application for registration as a registered
                                             engineer under this Act if: (a) he has attained the age of 25 years; and (b) he has, in
                                             consequence of an examination, obtained from an approved institution a degree or
                                             other qualifying certificate which the Board considers acceptable for registration;
                               Section 22
                                             and (c) he has passed the appropriate Engineering Qualifying Examination; and (d)
              Engineers Act,                 he has, for the prescribed period, been registered as a Graduate Engineer under this
              1972                           Act, and has complied with all of the conditions attached to his registration as such
                                             Graduate Engineer.
                                             38. Save where this Act otherwise provides, any person who is not registered under
                                             this Act, and who, in Malawi: ( a) engages, or purports to engage, in the practice of
                                             engineering; or (b) holds himself out as being entitled to engage in the practice of
                               Section 38    engineering; or (c) does or performs, or purports to do or perform, any act or thing
                                             which., under this Act may be done or performed exclusively by a person registered
Legal Basis




                                             under this Act, shall be guilty of an offence and liable to a fine of one thousand
                                             Kwacha and to imprisonment for a term of one year.
                                             43. (1) Nothing in this Part shall affect the mandate of a customary land committee
                                             under the Customary Land Act, 2016 to authorise the use and occupation of any
                                             customary land or customary estate within its area in accordance with the Customary
                                             Land Act, 2016, but where such land is in a land development control area, such
                               Section 43
                                             authorisation shall not operate as a development permission and it shall be the duty
                                             of the occupant of the customary land or customary estate to apply for development
                                             permission unless the proposed development is an exempted development under
              Physical                       this Act.
              Planning Act,                  44. (1) The types and classes of development set out in the First Schedule hereto
              2016             Section 44    shall, to the extent provided, be permitted development under this Act and shall be
                                             exempt from development permission under this Act.
                                             45. The types of development permission that may be granted under this Part are
                                             as follows: (a) an outline development permission and development permission
                                             for development anywhere in Malawi including within a land development control
                               Section 45
                                             area; (b) an advertisement permission for the display of advertisements anywhere
                                             in Malawi; or (c) a subdivision permission for the subdivision of land within a
                                             subdivision control area.
92 / Building Regulatory Capacity Assessment




 Step 2: Design
              Applicable Law                                         Detailed Sections
                               Section Nr.                                             Text
                                             46. (1) An application for development permission under this Part shall be: (a) made
                                             to:(i) a local Government authority, in case of any development within the area of
                                             its jurisdiction; or (ii) the Commissioner, in every other case; (b) in a prescribed form;
                                             and (c) accompanied by a prescribed fee payable to Government and shall include
                                             such other information as the local Government authority or the Commissioner
                                             may require. (2) An application for development permission shall be submitted
                                             by a registered physical planner being an agent of the applicant. (3) Where the
                                             development permission applied for is of national interest, the local Government
                                             authority or the Commissioner, as the case may be, shall forward the application to
                                             the Council for approval. (4) The responsible authority may, by written notice served
                                             on an applicant for the grant of a development permission require the applicant
                                             to do either or both of the following: (a) publish details of his application at a time
                                             or times in a place or places and in a manner specified in the notice; or (b) give
                               Section 46
                                             details of his application to the persons and authorities and in a manner specified
                                             in the notice. (5) Pursuant to the notice given in subsection (3), a person with an
                                             interest in the published notice may make a submission outlining his interest in the
                                             publication, to the responsible authority. (6) In making its decision on an application
                                             for a grant of development permission, the responsible authority shall take into
                                             account any submission made under subsection (4). (7) A responsible authority shall
Legal Basis




              Physical
                                             in writing notify the applicant for a development permission of its decision on the
              Planning Act,
                                             application, giving, where it grants the permission, the conditions, if any, upon which
              2016
                                             it is granted and, where it refuses the permission, a brief of reasons for the refusal.
                                             (8) The responsible authority shall, within thirty days of the receipt of an application
                                             for development permission, inform the applicant of the decision on the application,
                                             or where no decision has been taken, of the progress on the application, and the
                                             likely date by which a decision will be taken.
                                             47. (3) The responsible authority may defer a decision on an application for the
                                             grant of development permission until the responsible authority is satisfied on the
                               Section 47    matters in respect of which it requires information or permission to enter on the
                                             land to which the application relates has been granted, provided that any deferment
                                             to make a decision under this subsection shall not exceed a period of sixty days.
                                             48. The Minister may from time to time, by order published in the Gazette, or in any
                                             individual case, by directions or instructions in writing under his hand, withdraw an
                               Section 48    application or class of applications for development permission from the jurisdiction
                                             of the responsible authority and reserve the power to make a decision on that
                                             application or class of applications to himself.
                                             49. (1) A responsible authority may, on receipt of an application for development
                               Section 49    permission, consult with and seek information from any of the following persons
                                             and authorities as may be necessary for the satisfactory disposal of the application.
                                                                          Managing Risks for a Safer Built Environment in Malawi / 93




 Step 2: Design
              Applicable Law                                             Detailed Sections
                                Section Nr.                                               Text
                                                 50. (1) In considering any application for development permission, the responsible
                                                 authority shall, and subject to this Act or any other written law, take such of the
                                                 following matters into account as it considers necessary for the satisfactory disposal
                                                 of the application: (a) any district physical development plan or local physical
                                                 development plan applicable to the area; (b) such information and advice as it has
                                                 received under section 46; (c) the foreseeable impact of the proposed development
                                                 on the natural or built environment and on adjacent uses of land; (d) the quality and
                                                 economy of the proposed development, its proposed layout and the quality of its
                                Section 50       architectural designs; (e) consideration of noise, air, water and ground pollution, and
              Physical                           any other detrimental effect the proposed development may have on the amenity
              Planning Act,                      and built environment of the area and adjoining land uses; (f) traffic considerations;
              2016                               (g) the contribution the proposed development may make to economic and social
                                                 facilities and welfare, including employment, within the area; (h) the financial and
                                                 other resources available to the person who has applied for development permission;
                                                 (i) whether the proposed development is desirable, convenient or necessary having
                                                 regard to the public interest; and (j) any other consideration which the Minister
                                                 requires the responsible authority to have regard to.
                                                 71. (2) Where a person wishes to appeal against any notice or decision referred to
                                Section 71       in subsection (1), he shall submit a notice of appeal to the Council, within thirty days
                                                 of the receipt of the notice or decision to be appealed against.
Legal Basis




                                First schedule   Permitted Development.
                                                 9. (1) No person shall be denied access or admission to any premises or the provision
                                                 of any service or amenity, on the basis of disability. (2) A person who contravenes
                                Section 9        subsection (1) commits an offence and is liable to — (a) in the case of a natural
                                                 person, a fine of K100,000 and imprisonment for twelve months; or (b) in the case
              Disability Act,                    of a body corporate, a fine of K1,000,000.
              2012                               19. (1) The Government shall: (b) take appropriate measures to ensure that persons
                                                 with disabilities have access to: (ii) places of cultural performances or services, such
                                Section 19       as theatres, museums, cinemas, libraries and tourism services, and, as far as possible,
                                                 to monuments and sites of national and cultural importance; and (iii) specific
                                                 development programs for sports, both in and out of school.
              Tourism           Section 26       26. Emergency exits shall be provided and clearly indicated.
              and Hotels
              (Minimum                           Guesthouses shall satisfy the following requirements: (1) Planning approval for the
              Standards)                         operation of a guesthouse from relevant authorities, (2) Fire safety precautions
                                Section 39
              Regulations,                       approved by the relevant authorities, (3) A reasonable standard of exterior and
              2005                               interior decoration.

              Bylaws of
              Building
                                                 (Various sections are relevant).
              Standards of
              Lilongwe, 1961
94 / Building Regulatory Capacity Assessment




 Step 2: Design
              Applicable Law                                          Detailed Sections
                                 Section Nr.                                           Text
                                               29. (1) A person in charge of any survey, excavation, exploration, construction or
                                               new development shall, at the earliest stages of planning for such activities, give
                                               notice to the Minister to enable, where necessary, rescue archaeology to be carried
                                               out in accordance with subsection (2). (2) Rescue archaeology of a monument or
                                 Section 29    relic under subsection (1) shall be carried out by the Chief Antiquities Officer or
Legal Basis




                                               any qualified person with an excavation permit issued by the minister, and the
              Monuments and                    cost of such work shall, unless the Minister otherwise directs, be borne by the
              Relics Act, 1991                 person in charge of any survey, excavation, exploration, construction or other
                                               development.
                                               13. (1) No person shall without the prior written consent of the minister: (a) make
                                               any alteration to, or destroy or damage, any monument or relic or any part thereof;
                                 Section 13    or (b) carry out cultivation or mining project or other work so as to cause, or likely
                                               to cause, damage or disturbance to nay protected monument or protected relic.
                                               (2) A person who contravenes subsection (1) shall be guilty of an offence.
                                                                                          Managing Risks for a Safer Built Environment in Malawi / 95




Step 3: Overview of Laws Governing Building Construction
  Step 3: Construction
                                    Applicable Law                                                 Detailed Sections
                        Public Health (Minimum Buildings
                        Standards for Traditional Housing        S.21 Entry and inspection, S.23 Penalties.
                        Areas) Rules, 1971
                        Land Act, 2016                           S.45. (1)(4) Summons for trespass, encroachment or unlawful occupation. 

                        Electricity Act, 2004                    Part VIII. Rights Over Land S.40 to S.44 (affectations produced by constructions). 

                                                                 S.6 Registration of workplaces, S.7 Premises not to be used as a workplace
                                                                 unless registered, S.8 Application for erection or alteration of workplaces, S.22
                        Occupational Health and Safety Act,
                                                                 Cleanliness, S.26 Drainage of floor, Sanitary conveniences, S.40 Cranes and
                        1997
                                                                 other lifting machines, S.56 Prevention of fire, S.73 Powers of inspectors, S.76
                                                                 Improvement notices. 
                        National Construction Industry Act,
                                                                 S.20 Prohibition of carrying on business, etc. 
  Legal Basis




                        1996
                        National Construction Industry
                                                                 S.2 Application fees. 
                        (Application Fees) Regulations, 1998
                        National Construction Industry (Fees
                                                                 S.3 Forms. 
                        and Forms) Regulations,
                        Monuments and Relics Act, 1991           S.56 Offence .
                        Tourism and Hotels (Minimum
                                                                 S.25 Fire-fighting equipment, S.26 Emergency exists,.  
                        Standards) Regulations, 2005
                        Bylaws of Building Standards of
                                                                 S.6 Notice of commencement and completion of certain stages of work 
                        Lilongwe, 1961
                                                                 S.51 Time and completion of development, S.52 Revocation of grant of
                                                                 a development permission, S.54 Development not to take place without
                                                                 permission, S.55 Enforcement notice, S.56 Reconsideration of enforcement
                        Physical Planning Act, 2016
                                                                 notice, S.57 Matter to be taken into account on enforcement notice, S.58
                                                                 Action in pursuance of enforcement notice, S.59 Stop notice, S.60 Development
                                                                 Permission subsequent upon unauthorised development. 


                        Institutions Involved                                                               

                                                              (Activity 01) Register the Workplace
                                                               Directorate of Occupational Safety and Health
Relevant Institutions




                        OSH Project Registration Department
                                                               (Activity 02) On-Site Inspections
                                                                           Lilongwe City Council

                        Building Inspection Deptartment         Inspections on site in order to verify the compliance to the laws and regulations.

                                                  (Activity 03) Issuance of the Occupancy Certificate
                                                                           Lilongwe City Council
                        Technical sub-committee                                                              
96 / Building Regulatory Capacity Assessment




Step 3: Detailed Provisions of Laws Governing Building Construction
 Step 3: Construction
              Applicable Law                                        Detailed Sections
                                 Section Nr.   Text
                                               21. (1) Any person authorised by a controlling authority may with or without
                                               workmen or others at all reasonable times enter upon the site of any building for
                                               the purpose of the inspection of such building whether under construction or
              Public Health                    already constructed, or for the purpose of securing compliance with any of these
              (Minimum           Section 21    Rules. (2) Every person shall comply forthwith with any written notice given by a
              Buildings                        controlling authority, or by any representative thereof appointed under rule 22
              Standards for                    requiring any such person to carry out any works, repairs or operations, or to do
              Traditional                      or to refrain from doing anything for the purpose of securing compliance with
              Housing Areas)                   any of these Rules.
              Rules, 1971
                                               23. Any person who contravenes any of the provisions of these Rules shall be
                                 Section 23    guilty of an offence and shall be liable to the penalties prescribed in section 138
                                               of the Act.
                                               45. (4) When determining in accordance with subsection (2), the period of time
                                               which shall be allowed to the defendant within which to vacate the land, the
                                               magistrate court shall take into consideration the period of time which may
                                               reasonably be required to enable the defendant, if he be so minded, for his own
                                               use and benefit— (a) to take down, disassemble and remove from the land, or
              Land Act, 2016     Section 45    any part thereof, any buildings, structure, fence or improvement of any kind
                                               whatsoever which he may have erected upon or made to the land; (b) to harvest,
                                               collect, take-in and remove from the land or any part thereof, any crops, plants,
Legal Basis




                                               trees, shrubs or other matter which he may have sown, planted or cultivated
                                               on the land during his occupation thereof; and (c) to remove from the land any
                                               chattels belonging to him.
                                               40. (1) Any member, or staff or agent of the licensee, duly authorised in that
                                               behalf by the licensee, and any contractor executing any work for the licensee
                                               together with its agents and staff may, on giving to the occupier such notice
                                               as, having regard to all the circumstances of the case, is reasonable, enter
                                 Section 40
                                               upon land at any time between the hours of six o’clock in the forenoon and six
                                               o’clock in the evening for the purpose of surveying, setting out and marking
                                               the line of any intended transmission line or distribution line, water pipe line or
                                               other equipment.
                                               41. (4) Except with the permission of the licensee, no person shall erect any
                                               building or structure in the wayleave or in such a position or in such a manner as
              Electricity Act,                 to be likely to interfere with the supply of electricity through any transmission
              2004                             line or distribution line and, if, after a transmission line or distribution line has
                                 Section 41    been constructed, any person erects any building or structure in the wayleave or
                                               in such a position or in such a manner as to be likely to interfere with the supply
                                               of electricity through such transmission line or distribution line, the licensee
                                               may request such a person to remove or adjust such a building or structure as
                                               may be necessary.
                                               42. (1) Subject to subsection (2), where the licensee has acquired the right to
                                               place the transmission line or distribution line across, under or along any street
                                 Section 42    either in accordance with the Act or any other written law, the licensee may
                                               breakup any street in which such right has been acquired and may from time to
                                               time as may be necessary repair, alter or remove any such lines.
                                                                     Managing Risks for a Safer Built Environment in Malawi / 97




 Step 3: Construction
              Applicable Law                                         Detailed Sections
                                  Section Nr.   Text
                                                44. (1) The licensee shall make good to the reasonable satisfaction of
                                                caused by licensee the local or other authority, or the owner, as the case may
                                                be, of all public and private roads, streets and paths opened or broken up by the
                                  Section 44
                                                licensee in the course of its operations and shall also pay fair and reasonable
                                                compensation or rent or both for all losses or damage caused in the execution
                                                of any of its powers conferred by this Act.
                                                6. The Director shall keep a register of workplaces in which he shall cause to be
                                  Section 6     entered such particulars in relation to every workplace required to be registered
                                                under this Act as he may consider necessary or desirable.
                                                7. (1) No person shall occupy or use a workplace unless he is the holder of: (a)
                                                a registration certificate issued in respect of such premises under section 9 (2);
                                                (b) a current provisional registration permit issued in respect of such workplace
                                  Section 7
                                                under section 9 (3). (2) The occupier of a registered workplace shall not carry
                                                on therein any activity referred to in section 3 other than that specified in the
                                                registration certificate or provisional registration permit, as the case may be.
                                                8. (1) Every person who intends to: (a) erect or cause to be erected any building
                                                for use as a workplace; or (b) effect any structural or other alteration to any
                                                premises registered as a workplace under this Act; or (c) alter or add to any
                                  Section 8     existing building not registered as a workplace under this Act with the intention
                                                of using such building or a portion thereof as a workplace, shall submit to the
Legal Basis




                                                Director, in duplicate in the prescribed form, plans of the site, and of the proposed
                                                building, alterations or additions, together with the prescribed particulars.
              Occupational
              Health and Safety                 22. (1) Every person who intends to: (a) erect or cause to be erected any
              Act, 1997                         building for use as a workplace; or (b) effect any structural or other alteration
                                                to any premises registered as a workplace under this Act; or (c) alter or add
                                                to any existing building not registered as a workplace under this Act with the
                                                intention of using such building or a portion thereof as a workplace, shall submit
                                                to the Director, in duplicate in the prescribed form, plans of the site, and of
                                                the proposed building, alterations or additions, together with the prescribed
                                                particulars.

                                                22. (2) If the Director considers that: (a) the proposed structural or other
                                                alterations to any premises registered as a workplace under this Act would result
                                                in such a workplace unsuitable in terms of the regulations for use as a workplace
                                  Section 22    in respect of the activity which is specified in the registration certificate for such
                                                a workplace; or (b) the proposed building or additions or the building altered
                                                in the manner proposed would not be suitable in terms of the regulations for
                                                use as a workplace of the nature proposed, he shall disapprove such plans and
                                                particulars and shall give reasons for his disapproval. (3) Where, in accordance
                                                with any written law, application is made to a local authority or a town planning
                                                committee for the approval of any plans for the erection, rebuilding or alteration
                                                of any building used or intended to be used for a workplace, such local authority
                                                or town planning committee, as the case may be, shall submit such plans to the
                                                Director for examination by him, and shall not approve such plans unless the
                                                Director has notified the local authority or town planning committee, as the
                                                case may be, in writing that he considers the building will be suitable for use as
                                                workplace of the nature proposed.
98 / Building Regulatory Capacity Assessment




 Step 3: Construction
              Applicable Law                                         Detailed Sections
                                   Section Nr.   Text
                                                 40. (1) All parts and working gear whether fixed or movable, including the
                                                 anchorage and fixing appliances, of every crane or other lifting machine shall be
                                                 of good construction, sound material, adequate strength and free from patent
                                                 defect, and shall be properly maintained. (3) No lifting machine shall be taken
                                                 into use in any workplace for the first time in that workplace unless it has been
                                   Section 40    tested, and all such parts and working gear of the machine as are specified in
                                                 subsection (1) have been thoroughly examined by a competent person, and that
                                                 person has issued a signed certificate specifying the safe working load or loads
                                                 of the machine. (6) No lifting machine shall, except for the purpose of a test, be
                                                 loaded beyond the safe working load as marked or indicated in accordance with
                                                 this section.
                                                 56. (1) There shall be provided and maintained in every workplace, adequate
                                                 and suitable means for extinguishing fire, which shall be readily accessible. (2)
                                                 Chemical fire-extinguishers shall be freshly charged at intervals not greater than
                                                 those specified by the manufacturers, or otherwise once annually, and tested by
              Occupational                       the application of such hydraulic pressure thereto as shall be suited to the type
              Health and Safety    Section 56    of extinguisher tested, at intervals of not more than four years; and the dates of
              Act, 1997                          recharging the extinguisher and the last hydraulic test shall be clearly marked
                                                 on the body of the extinguisher or on a tab securely attached thereto. (5) No
                                                 person shall smoke in any part of a workplace where volatile and inflammable
Legal Basis




                                                 substances are used, and a notice prohibiting smoking shall be posted in a
                                                 conspicuous place in every such part of the workplace.
                                                 73. (1) An inspector shall, for the purpose of administering, monitoring, and
                                                 enforcing the provisions of this Act, have power: (a) to enter, inspect and examine
                                   Section 73
                                                 without prior notice, at all reasonable times a workplace, and every part thereof,
                                                 when he has reasonable cause to believe that any person is employed therein.
                                                 76. (1) If an inspector is of the opinion that a person: (a) is contravening any
                                                 provision of this Act or regulations made thereunder; or (b) has contravened
                                                 one or more of the provisions of this Act or regulations made thereunder in
                                   Section 76
                                                 circumstances that make it likely that the contravention will continue or be
                                                 repeated, the inspector may serve on any such person a notice (in this Part
                                                 referred to as an “improvement notice”).
              National                           20. (1) No person shall carry on business in the construction industry in Malawi
              Construction         Section 20    unless he is registered under this Act. (2) No person being registered under this
              Industry Act, 1996                 Act shall carry on business of a category in respect of which he is not registered.
              National
              Construction
                                                 2. A non-refundable fee of one hundred and fifty kwacha shall be paid by each
              Industry             Section 2
                                                 applicant to the Council upon application for registration.
              (Application Fees)
              Regulations
              National
                                                 3. The forms set out in the Second Schedule shall be used for the purpose of
              Construction
                                                 the Act, and such particulars are contained in these forms and not particularly
              Industry (Fees       Section 3
                                                 prescribed by the Act are hereby prescribed as particulars required under the
              and Forms)
                                                 Act.
              Regulations
                                                                     Managing Risks for a Safer Built Environment in Malawi / 99




 Step 3: Construction
              Applicable Law                                         Detailed Sections
                                   Section Nr.   Text
              Monuments and                      56. Any person guilty of an offence under this Act shall be liable to a find of
                                   Section 56
              Relics Act, 1991                   K10,000 and to imprisonment for three years.
                                                 6. A person (hereinafter in this Bylaw called “the builder”) carrying out, or
                                                 intending to carry out, any operation which is by virtue of Bylaw 2, 3, or 4 an
                                                 operation to which any of these bylaws apply, shall furnish the Council with not
              Bylaws of Building
                                   Section 6     less than twenty-four hours’ notice in writing: (a) Of the date and time at Which
              Standards, 1961
                                                 the operation will be commenced, and (b) Before the covering- up of any drain,
                                                 private sewer, concrete or other material laid over a site, foundation, or damp-
                                                 roof courses.
                                                 51. (1) A development permission shall lapse and shall cease to have any effect if
                                   Section 51    the development to which it relates has not been commenced within two years
                                                 of the date of the grant of that development permission.
Legal Basis




                                                 52. (1) A responsible authority may, or on the directions of the Minister shall,
                                   Section 52    by written notice served on a person who has obtained a grant of development
                                                 permission, revoke in whole or in part that grant of development permission.
                                                 54. (1) A person shall not commence the development of any subdivision of
                                                 any land or display any advertisement on any land or building to which this Part
                                   Section 54    applies unless he has first obtained a grant of development permission or except
                                                 where the development, subdivision or display of advertisement is permitted
              Physical Planning
                                                 development under this Act.
              Act, 2016
                                                 55. (1) A responsible authority may, in any case where it considers that
                                                 unauthorised development has taken place, by written notice a copy of which
                                                 shall be served on the owner and occupier of the land or building to which the
                                   Section 55    notice relates, require that person or those persons to take such action within
                                                 such time, being not less than thirty days from the date of the service of a copy
                                                 of the enforcement notice, in relation to that development as may be specified
                                                 in that notice.
                                                 56. (1) At any time within thirty days of the service of an enforcement notice, a
                                   Section 56    person on whom such a notice has been served may by giving reasons in writing
                                                 request the responsible authority to reconsider the enforcement notice.
100 / Building Regulatory Capacity Assessment




 Step 3: Construction
              Applicable Law                                        Detailed Sections
                                  Section Nr.   Text
                                                57. (1) A responsible authority shall, in considering whether to serve or in
                                                reconsidering an enforcement notice, take such of the following matters into
                                                account as it may consider necessary to determine the question before it
                                                satisfactorily: (a) the nature and extent of the unauthorised development; (b) the
                                                harm to the natural and built environment and the degree of nuisance caused
                                                to adjacent development; (c) the length of time the unauthorised development
                                                has existed; (d) the likely expense to the person or persons who may have been
                                  Section 57
                                                served with an enforcement notice and their capacity to meet that expense;
                                                (e) the benefits of the unauthorised development; (f) the possible alternative
                                                measures which could be taken to rectify or regularise the unauthorised
                                                development; (g) whether it is necessary, desirable or convenient, having regard
                                                to the public interest to serve or confirm an enforcement notice; (h) any other
                                                material consideration; and (j) any consideration which the responsible authority
                                                is directed by the Minister to take into account.
                                                58. (1) The action which a responsible authority may require to be taken by
Legal Basis




                                                a person on whom an enforcement notice has been served to rectify the
                                                unauthorised development to which the enforcement notice relates may be
              Physical Planning                 the following: (a) to pull down or remove a structure in whole or in part; (b)
              Act, 2016                         to erect or re-erect a structure in whole or in part; (c) to restore land as near
                                  Section 58    as may be to the appearance and state which it had before the unauthorised
                                                development took place including the replanting of any vegetation; (d) to display
                                                an advertisement in the place permitted by a development permission; (e) to
                                                cease any use of land or buildings; and (f) to do or take any action which in the
                                                opinion of the responsible authority will assist in the ending of the unauthorised
                                                development.
                                                59. (1) Where a responsible authority is of the opinion that a person is carrying
                                                out unauthorised development, the responsible authority may serve a stop
                                  Section 59
                                                notice requiring that person to cease the activity or such portion of it as may be
                                                specified in the stop notice.

                                                60. (1) A responsible authority may in any case where it considers that
                                                unauthorised development has taken place, by written notice served on the
                                  Section 60    owner and occupier of the land or building in respect of which the unauthorised
                                                development has taken place, require that person or those persons to apply for
                                                a grant of development permission.
                                                                                        Managing Risks for a Safer Built Environment in Malawi / 101




Step 4: Overview of Laws Governing Building Use and Maintenance
  Step 4: Use and Maintenance
                                   Applicable Law                                                 Detailed Sections
                        Public Health (Minimum Buildings
                        Standards for Traditional Housing       S.19 Restriction on right to occupy, S.20 Restriction of numbers.
                        Areas) rules, 1971
                                                                S.9 Application for registration of workplaces, S.10 Notification of change, S.13
                                                                Duties of employers, S.14 General duties of employers and self-employed persons
                        Occupational Health and Safety Act,     to persons other than their employees, S.15 Duties of person, S.16 General duties
                        1997                                    of persons in control of workplaces in relations to harmful emissions, S.18 General
Legal Basis




                                                                duties of employees at workplaces, S.38 (2) Hoist and lifts, S.39 Escalators, S.56
                                                                Prevention of fire.
                                                                S.26 Education and training, S.27 (4) Disaster Risk Reduction, S.28 Disaster Risk
                        Disaster Risk Management Act, 2017      Assessment, S.291(c) Awareness and preparedness, S.30 Establishment of an
                                                                integrated early warning system.
                        Electricity Act, 2004                   S.39 Wayleaves over land.
                        Tourism and Hotels (Minimum
                                                                S.25 Fire-fighting equipment.
                        Standards) Regulations, 2005
                        Environmental Management Act,
                                                                S.27 Environmental audits, S.28 Monitoring existing projects.
                        1996
                                                                                  




                        Institutions Involved                                        
Relevant Institutions




                                                              (Activity 01) Register the Workplace
                                                                Occupational Health and Safety Department


                        Directorate of Occupational Safety                                     Register the Workplace.
                        and Health                                                                         
102 / Building Regulatory Capacity Assessment




Step 4: Detailed Provisions of Laws Governing Building Use and Maintenance

 Step 4: Use and Maintenance
               Applicable Law                                       Detailed Sections
                                  Section Nr.   Text
                                                19. No person shall occupy or permit the occupation of any dwelling house to
              Public health                     which these Rules apply until he has obtained from the controlling authority a
              (Minimum            Section 19    permit in writing authorising occupation of such premises, which permit shall
              buildings                         not be issued unless the controlling authority is satisfied that the construction
              standards for                     of the dwelling house is to a standard not lower than is required by these Rules.
              traditional housing               20. Where rooms are used for the housing of employees without their families,
              areas) rules, 1971 Section 20     no more than eight persons shall be permitted to sleep in any one room without
                                                the permission in writing of the controlling authority.
                                                9. (1) Application for registration of any premises as a workplace under this Act
                                  Section 9     shall be made to the Director in the prescribed form by the person occupying or
                                                intending to occupy such premises as a workplace.
                                                10. If, at any time after an application has been submitted to the Director in
                                                accordance with section 7 or section 8, any substantial change occurs with
                                  Section 10    respect to the particulars set out in the application, the occupier of the premises
                                                to which the application relates shall forthwith inform the Director in writing of
                                                such change, and every applicant who fails to do so shall be guilty of an offence.
                                                13. (1) It shall be the duty of every employer to ensure the safety, health and
                                  Section 13
                                                welfare at work of all his employees.
                                                General duties of employers and self-employed persons to persons other
                                                than their employees: (1) It shall be the duty of every employer to conduct his
                                                undertaking in such a way as to ensure that persons not in his employment
Legal Basis




                                                who may be affected by the undertaking are not thereby exposed to risks to
                                  Section 14
                                                their safety or health. (2) It shall be the duty of every self-employed person
                                                to conduct his undertaking in such a way as to ensure that other persons (not
                                                being his employees) who may be affected by the undertaking are not thereby
                                                exposed to risks to their safety or health.
              Occupational                      15. (2) It shall be the duty of every person who has, to any extent, control of
              Health and Safety                 premises to which this section applies, or of the means of access thereto or egress
              Act, 1997                         therefrom, or of any plant, equipment or substance in such premises, to take such
                                  Section 15    measures as are reasonable for a person in his position to take to ensure that
                                                the premises, or means of access thereto or egress therefrom available for use
                                                by persons using the premises, and any plant, equipment or substance on the
                                                premises or provided for use thereon, is safe and without risks to health.
                                                16. General duties of persons in control of workplaces in relation to harmful
                                                emissions: (1) It shall be the duty of every person having control of any
                                  Section 16    premises to use the best practicable means for preventing the emission into
                                                the atmosphere from the premises of noxious or offensive substances, and for
                                                rendering harmless and inoffensive such substances as may be so emitted.
                                                18. It shall be the duty of every employee while at a workplace: (a) to take
                                  Section 18    reasonable care for the safety and health of himself and that of other persons
                                                who may be affected by his acts or omissions
                                                38. (2) Every hoist or lift shall be thoroughly examined at least once in every
                                                period of six months by a competent person, and a report of the result of
                                                every such examination, in the prescribed form and containing the prescribed
                                  Section 38
                                                particulars, shall be signed by the person making the examination, and shall
                                                within fourteen days be entered in or attached to the general register and a copy
                                                sent to the Director.
                                                                     Managing Risks for a Safer Built Environment in Malawi / 103




 Step 4: Use and Maintenance
               Applicable Law                                          Detailed Sections
                                  Section Nr.      Text
                                                   39. Every escalator in a workplace shall be examined by a competent person after
                                                   every period of six months, and a report of the result of every such examination
                                  Section 39       in the prescribed form and containing the prescribed particulars shall be signed
                                                   by the person making the examination and shall be submitted to the Director
                                                   within fourteen days of the date of examination.
              Occupational
              Health and Safety                    56. (2) Chemical fire-extinguishers shall be freshly charged at intervals not
              Act, 1997                            greater than those specified by the manufacturers, or otherwise once annually,
                                                   and tested by the application of such hydraulic pressure thereto as shall be
                                  Section 56       suited to the type of extinguisher tested, at intervals of not more than four
                                                   years; and the dates of recharging the extinguisher and the last hydraulic test
                                                   shall be clearly marked on the body of the extinguisher or on a tab securely
                                                   attached thereto.
                                                   26. (1) The Commissioner, in coordination with the Ministries responsible for
              Disaster Risk
                                                   education and information, shall promote a culture of safety and resilience
              Management Act,     Section 26
                                                   amongst disaster risk management stakeholders, including communities, by
              2017
                                                   promoting public awareness, education, training and research.
              Disaster Risk Management Act, 2017
                                                   27. (1) The Commissioner shall, in collaboration with relevant Lead Agencies,
                                                   civil society organisations, and such other bodies or persons as he or she thinks
Legal Basis




                                                   necessary: (a) conduct comprehensive vulnerability and risk assessments; (b)
                                                   encourage and support the development of community based sustainable
                                                   development programs and interventions aimed at reducing the risk and
                                                   impact of disasters; (c) promote hazard mitigation measures to reduce losses
                                                   from disasters including development of land-use and construction regulations,
                                  Section 27
                                                   standards and guidelines; (d) encourage and support the establishment of
                                                   resilient critical infrastructures. (4) Notwithstanding anything contained in the
                                                   National Construction Industry Act, the National Construction Industry Council
                                                   shall develop and enforce appropriate building codes and safety measures to
                                                   enhance resilience to prevailing hazards and improve the safety of dwellings,
                                                   critical infrastructure and public buildings such as hospitals, schools, bridges
                                                   and market places.
                                                   28. (1) The Commissioner, in coordination with Local Authorities, shall
                                                   periodically undertake or cause to be undertaken comprehensive hazard,
                                  Section 28
                                                   vulnerability and capacity assessments and mapping at national, local authority
                                                   and community level covering all sectors.
                                                   29. (1) It shall be the responsibility of every Government ministry, department
                                                   and agency, Local Authority, Disaster Risk Management Committee and civil
                                                   society organisation to take disaster preparedness measures designed to afford
                                  Section 29
                                                   adequate protection of life and property including: (c) conducting community
                                                   meetings and involving communities in exploring and mapping risks and
                                                   planning their responses.
                                                   30. (1) The Commissioner shall ensure that an effective and integrated early
                                  Section 30
                                                   warning system for all hazards is established and functional.
104 / Building Regulatory Capacity Assessment




 Step 4: Use and Maintenance
                Applicable Law                                      Detailed Sections
                                  Section Nr.   Text
                                                39. (1) Subject to the Public Roads Act, a licensee may, for the purpose of the
              Electricity Act,                  construction, maintenance, carrying on or extension of any of its works, place,
                                  Section 39
              2004                              lay down or carry any transmission line or distribution line or water pipe line or
                                                other equipment through, over or under any land whatsoever.
                                                25. (1) Adequate and appropriate fire-fighting equipment to the satisfaction of
              Tourism and
                                                the Board shall be provided in conspicuous places on hotel premises and such
              Hotels (Minimum
                                  Section 25    equipment shall be at all-time be maintained in good and working order carrying
              Standards)
                                                the current inspection tag. (2) Staff shall be trained to operate the firefighting
              Regulations, 2005
                                                equipment and techniques.
Legal Basis




                                                27. The Director shall, in consultation with such lead agency as he may consider
                                                appropriate, carry out or cause to be canted out periodic environmental audits
                                                of any project for purposes of enforcing the provisions of this Act. For purposes
                                                of subsection (1), the Director may require a developer to keep such records
                                                and submit to the Director such reports as the Director may deem necessary.
                                  Section 27
              Environmental                     A developer shall take all reasonable measures for mitigating any undesirable
              Management Act,                   effects on the environment arising from the implementation of a project which
              1996                              could not reasonably be foreseen in the process of conducting an environmental
                                                impact assessment and shall-, within a reasonable time, report to the Director
                                                such effects and measures.
                                                28. The Director shall take such measures as are necessary for ensuring that the
                                  Section 28    implementation of any project commenced before the coming into force of this
                                                Act complies with the provisions of this Act.
                                                                                        Managing Risks for a Safer Built Environment in Malawi / 105




Step 5: Overview of Laws Governing Building Modifications and Change of Use
  Step 5: Modifications and Change of Use
                        Applicable Law                                                      Detailed Sections
                        Bylaws of Building
                        Standards of Lilongwe,      S.3 Alterations and Extensions, S.5 Material change of use.
                        1961
                        Occupational Health,
                        Safety and Welfare Act,     S.8 Application for erection or alteration of workplaces, S.82 Offences. 
                        1997
 Legal Basis




                        Monuments and Relics
                                                    S.24 Demolition or alteration,.  
                        Act, 1991
                                                    S.43 Exempted development permission, S.44 Permitted development, S.45 Types of permitted
                                                    development, S.46 Application for development permission, S47. Power to obtain information
                        The Physical Planning
                                                    concerning application, S.48 Power of the minister concerning applications, S.49 Consultations
                        Act, 2016
                                                    in relation to applications, S.50 Consideration of applications, S.53 Development permission
                                                    personal to applicant, S.71 Appeals, First Schedule. Permitted development. 
                        Environmental
                                                    Part V - Environment Impact Assessment, Audits and Monitoring (S.25).  
                        Management Act, 1996


                        Institutions Involved        

                                                            (Activity 01) Obtain the Location Plan
                                  Ministry of Lands, Housing and Urban Development (MoLHUD, City Council, Malawi Housing Corporation,
                                                                           Airport Limited, etc.)

                        Department in charge of the location plan.

                                                (Activity 02) Obtain the Environmental Impact Assessment
Relevant Institutions




                                         Department of Environmental Affairs (Ministry of Natural Resources, Energy and Environment)
                        Department in charge of the EIA.

                                                        (Activity 03) Obtain the Development Approval
                                                                            Lilongwe City Council
                                                    1. Submit the application file to the Development Control Section, 2. Inspect the plot, 3. Perform
                                                    a preliminary check, 4. Calculate the fees, 5. Calculate the fees, 6. The user pay the fees and the
                                                    project is registered, 7. The user receive an application number, 8. Obtain architectural plans
                                                    approval notification through the review of the Town and Planning Technical sub-committee
                        Building control section
                                                    (Building Department of LCC, Institute of Architects of Malawi, Institute of engineers of Malawi,
                                                    the Roads Authority, the Physical Planning Institute of Malawi, Department of Health of the City
                                                    Council, the Fire section, others Governmental agencies), 9. Formulate recommendations, 10.
                                                    Decision of the Town and Planning Committee, 11. Sign the development approval.
106 / Building Regulatory Capacity Assessment




Step 5: Detailed Provisions of Laws Governing Building Modification/
Change of Use
Step 5: Modification/ Change of Use
               Applicable Law                                              Detailed Sections
                                   Section Nr.   Text
                                                 3. (1) Part II to V of these bylaws except by laws 77 to 81 (space about buildings)
                                                 shall apply to structural alterations or extensions of a building, whether the building
              Bylaws of Building   Section 3     has been or is erected before or after the date of the operation of these bylaws, and
              Standards, 1961                    a person making any such structural alterations shall comply with the requirements
                                                 of these parts of bylaws accordingly.
                                   Section 5     5. All the section is relevant.
                                                 8. (1) Every person who intends to: (a) erect or cause to be erected any building for
                                                 use as a workplace; or (b) effect any structural or other alteration to any premises
                                                 registered as a workplace under this Act; or (c) alter or add to any existing building
                                   Section 8     not registered as a workplace under this Act with the intention of using such building
              Occupational                       or a portion thereof as a workplace, shall submit to the Director, in duplicate in
              Health, Safety and                 the prescribed form, plans of the site, and of the proposed building, alterations or
              Welfare Act, 1997                  additions, together with the prescribed particulars.
                                                 82. (1) Every occupier or owner of a workplace who contravenes or fails to comply
                                   Section 82    with any provision of this Act or regulations made hereunder shall be guilty of an
Legal Basis




                                                 offence.
                                                 24. (1) Any demolition, alteration or extension of a listed monument shall be
              Monuments and
                                   Section 24    undertaken only with the written consent of the Minister which may be granted
              Relics Act, 1991
                                                 subject to such conditions as the Minister may impose.
                                                 43. (1) Nothing in this Part shall affect the mandate of a customary land committee
                                                 under the Customary Land Act, 2016 to authorise the use and occupation of any
                                                 customary land or customary estate within its area in accordance with the Customary
                                                 Land Act, 2016, but where such land is in a land development control area, such
                                   Section 43
                                                 authorisation shall not operate as a development permission and it shall be the duty
                                                 of the occupant of the customary land or customary estate to apply for development
                                                 permission unless the proposed development is an exempted development under
                                                 this Act.
              Physical Planning
                                                 44. (1) The types and classes of development set out in the First Schedule hereto
              Act, 2016
                                   Section 44    shall, to the extent provided, be permitted development under this Act and shall be
                                                 exempt from development permission under this Act.
                                                 45. The types of development permission that may be granted under this Part are
                                                 as follows: (a) an outline development permission and development permission
                                                 for development anywhere in Malawi including within a land development control
                                   Section 45
                                                 area; (b) an advertisement permission for the display of advertisements anywhere in
                                                 Malawi; or (c) a subdivision permission for the subdivision of land within a subdivision
                                                 control area.
                                                                        Managing Risks for a Safer Built Environment in Malawi / 107




Step 5: Modification/ Change of Use
               Applicable Law                                             Detailed Sections
                                  Section Nr.   Text
                                                46. (1) An application for development permission under this Part shall be: (a) made
                                                to:(i) a local Government authority, in case of any development within the area of
                                                its jurisdiction; or (ii) the Commissioner, in every other case; (b) in a prescribed form;
                                                and (c) accompanied by a prescribed fee payable to Government and shall include
                                                such other information as the local Government authority or the Commissioner
                                                may require. (2) An application for development permission shall be submitted
                                                by a registered physical planner being an agent of the applicant. (3) Where the
                                                development permission applied for is of national interest, the local Government
                                                authority or the Commissioner, as the case may be, shall forward the application to
                                                the Council for approval. (4) The responsible authority may, by written notice served
                                                on an applicant for the grant of a development permission require the applicant
                                                to do either or both of the following: (a) publish details of his application at a time
                                                or times in a place or places and in a manner specified in the notice; or (b) give
                                  Section 46
                                                details of his application to the persons and authorities and in a manner specified
                                                in the notice. (5) Pursuant to the notice given in subsection (3), a person with an
                                                interest in the published notice may make a submission outlining his interest in the
                                                publication, to the responsible authority. (6) In making its decision on an application
Legal Basis




                                                for a grant of development permission, the responsible authority shall take into
                                                account any submission made under subsection (4). (7) A responsible authority shall
              Physical Planning                 in writing notify the applicant for a development permission of its decision on the
              Act, 2016                         application, giving, where it grants the permission, the conditions, if any, upon which
                                                it is granted and, where it refuses the permission, a brief of reasons for the refusal.
                                                (8) The responsible authority shall, within thirty days of the receipt of an application
                                                for development permission, inform the applicant of the decision on the application,
                                                or where no decision has been taken, of the progress on the application, and the
                                                likely date by which a decision will be taken.
                                                47. (3) The responsible authority may defer a decision on an application for the
                                                grant of development permission until the responsible authority is satisfied on the
                                  Section 47    matters in respect of which it requires information or permission to enter on the land
                                                to which the application relates has been granted, provided that any deferment to
                                                make a decision under this subsection shall not exceed a period of sixty days.
                                                48. The Minister may from time to time, by order published in the Gazette, or in any
                                                individual case, by directions or instructions in writing under his hand, withdraw an
                                  Section 48    application or class of applications for development permission from the jurisdiction
                                                of the responsible authority and reserve the power to make a decision on that
                                                application or class of applications to himself.
                                                49. (1) A responsible authority may, on receipt of an application for development
                                  Section 49    permission, consult with and seek information from any of the following persons
                                                and authorities as may be necessary for the satisfactory disposal of the application.
108 / Building Regulatory Capacity Assessment




Step 6: Overview of Laws Governing Building Demolition
  Step 6: Demolition
                                   Applicable Law                                                Detailed Sections
Legal Basis




                        Monuments and Relics Act, 1991         S.24 (2) Demolition or alteration.

                        The Physical Planning Act, 2016        S.61 Cleaning up land and buildings and demolition of unfit buildings.




                                                                                  
                        Institutions Involved

                                                            (Activity 01) Obtain the Survey Plan
                                                            Ministry of Lands, Housing and Urban Development
                                                               1. Request for Folio Registry number search, 2. Pay for Folio Registry number
                        Department of Surveys                  search, 3. Submit search payment receipt. 4. Confirm availability of survey plan, 5.
                                                               Pay for survey plan, 6. Obtain survey plan.
Relevant Institutions




                                                    (Activity 02) Obtain the Approval for Demolition
                                                                         Lilongwe City Council
                                                               1. Submit the application file to the Development Control Section, 2. Inspect the
                                                               plot, 3. Perform a preliminary check, 4. Calculate the fees, 5. Calculate the fees, 6.
                                                               The user pay the fees and the project is registered, 7. The user receive an application
                                                               number, 8. Obtain architectural plans approval notification through the scrutinising
                                                               of the Town and Planning Technical sub-committee (Building Department of LCC,
                        Building Control Section
                                                               Institute of Architects of Malawi, Institute of engineers of Malawi, the Roads
                                                               Authority, the Physical Planning Institute of Malawi, Department of Health of
                                                               the City Council, the Fire section, others Governmental agencies), 9. Formulate
                                                               recommendations, 10. Decision of the Town and Planning Committee, 11. Sign the
                                                               development approval.



Step 6: Detailed Provisions of Laws Governing Building Demolition
  Step 6: Demolition
                              Applicable Law                                                Detailed Sections
                                                     Section Nr.      Text
                                                                      24. (2) In the case of demolition, the owner or occupier of the listed
                        Monuments and Relics                          monument shall give two months’ notice in writing to the minister of his
                                                     Section 24
                        Act, 1991                                     intention and, upon receipt of such notice, the Minister may arrange for a
                                                                      record of the listed monument concerned to be made.
 Legal Bases




                                                                      61. (1) A responsible authority may, in any case where it considers that: (b) a
                                                                      building is defectively constructed or has become dilapidated, is run down
                                                                      or is in need of repair so that it detracts from the built environment, by
                        Physical Planning Act,                        written notice served on the owner of land or building, require the owner
                                                     Section 61
                        2016                                          to take such action within such time, being not less than thirty days from
                                                                      the date of the notice, as may be specified in the notice, to clean up and
                                                                      thereafter maintain in a clean state the land or building or commence to
                                                                      demolish the building.
                                                                Managing Risks for a Safer Built Environment in Malawi / 109




Annex 2
Malawi Polytechnic Department of Civil Engineering Materials Testing
Facilities and Rates




                                                    THE POLYTECHNIC
                                      DEPARTMENT OF CIVIL ENGINEERING

       TESTING CHARGES OF ENGINEERING MATERIALS EFFECTIVE 01st January2018

CONCRETE TESTS                                                                                                  RATE (MK)
Compressive Strength of Concrete Cubes (per cube)                                                                 1,500.00
Compressive Strength of Cylinder (per cylinder)                                                                   2,000.00
Compressive Strength of Bricks (set of 12 bricks)                                                                 4,000.00
Compressive Strength of Building Blocks (SSBs, Hollow, etc.)                                                      1500.00
Aggregate Flakiness Index                                                                                         2,700.00
Schmidt Hammer Test (set of 10 points)                                                                            2,500.00
Aggregate Bulk Density (Loose or Vibrated)                                                                        2,750.00
Aggregate Crushing Value (ACV) – Screened/Unscreened                                                              3,950.00
Aggregate Impact Value (AIV)                                                                                      3,950.00
Aggregate Elongation Index                                                                                        2,800.00
Average Least Dimension                                                                                           2,850.00
10% Fines Aggregate Crushing Test (TFV)                                                                           3,500.00
Concrete Mix Design (Client to Supply Materials) – (set of 6)                                                   15,000.00
Organic Content Determination on Sand                                                                           10,500.00
Aggregate Soundness Test per cycle (MgSO4 or NaSO4)                                                             10,500.00
Relative Density Determination Test                                                                               2,650.00
Slump Test                                                                                                        7,500.00
Sieve Analysis (Grading)                                                                                          3,500.00
Water Absorption                                                                                                  7,500.00
Chemical Analysis                                                                                               35,000.00
Tensile Strength of Steel (set of 3 bars)                                                                         6,500.00
110 / Building Regulatory Capacity Assessment




SOIL TESTS
Determination of Natural Moisture Content (NMC)                  3,500.00
Determination of Atterberg Limits (Plasticity Index)             4,750.00
Determination of Linear Shrinkage                                3,500.00
Determination of Specific Gravity                                4,500.00
Particle Size Distribution by Sieve Analysis                     4,950.00
Particle Size Distribution by Hydrometer Analysis               10,500.00
Maximum Dry Density (MDD)/Optimum Moisture Content (OMC)         4,500.00
California Bearing Ratio Test (CBR) - Soaked or Unsoaked         6,500.00
Triaxial Test with Pore Water Measurement – set of 3 specimen    5,750.00
Triaxial Test without Pore Water Measurement – set of 3          5,750.00
Unconfined Compression Test                                     10,500.00
Field Percolation Test                                           5,000.00
Organic Content                                                 15,000.00
Specific Density                                                 4,500.00
Permeability in Falling Head and Constant Head                   7,500.00
pH Determination                                                 4,750.00
Direct Shear                                                    12,500.00
One Dimensional Consolidation                                   15,000.00
 Sedimentation                                                   9,500.00
Field Density (Sand Replacement) - set of 3 holes                7,500.00
Dynamic Cone Penetrometer (DCP) Test - 1.0m depth                7,500.00
Trial Pit (0 – 2m) in Soft Material                              7,500.00
Trial Pit (0 – 2m) in Hard Material                             10,000.00



CEMENT TESTS
Determination of Density of Cement                              10,500.00
Determination of Compressive Strength of Cement                 15,000.00
Determination of Setting Time of Cement (Initial/Final)          7,500.00
Determination of Soundness of Cement                             7,500.00
Sulphate Content (SO3)                                          12,500.00
Chloride Content (Cl )-
                                                                12,500.00
Loss of Ignition                                                10,500.00
Insoluble Residue                                                7,500.00
Determination of Fineness of Cement                              6,000.00
Chemical Analyses of Cement                                     25,000.00
                                                       Managing Risks for a Safer Built Environment in Malawi / 111




BITUMEN TESTS
Tray Test                                                                                              10,000.00
Marshal Stability and Flow Test (3 × 100mm diameter)                                                   10,500.00
Binder Content and Grading of Hot Mix Asphalt                                                          10,500.00
Penetration Test for Bitumen                                                                             8,500.00
Viscosity of Bitumen                                                                                     7,500.00
Ring and Ball Softening Point of Bitumen                                                                 9,500.00
Marshal Mix Design for Hot Mix Asphalt                                                                 75,000.00
Fire Flashing Point                                                                                      5,500.00
Ductility Test                                                                                           8,500.00
Compaction of Briquettes (3 × 100mm diameter)                                                            7,500.00
Bulk Density of Briquettes (3 × 100mm diameter)                                                          6,000.00
Hot Mix Asphalt Cores (set of 10 cores)                                                                12,500.00
112 / Building Regulatory Capacity Assessment




Annex 3
Details of Good Practices Included in the 1961 Building Bylaws of
Lilongwe
                                                    1961 BUILDING BYLAWS LILONGWE
    Chapter                                  Elements that qre Fully or Partially Covered Commentary
    PART II                                  The section concerning structural materials             The inclusion of a broader spectrum
    Materials                                classifies them in two categories: Materials            of materials is positive to avoid the
    Short-lived Materials                    and Short-lived Materials. The latter                   proliferation of buildings with materials
                                             category can be useful in special cases,                outside from the building code. It is
                                             such as emergency housing and temporary                 advisable that the British Standard be
                                             constructions (e.g. transitory structures               reviewed, updated or replaced in case of
                                             with a reduced lifespan). Design and general            being withdrawn in the new regulatory
                                             specifications for materials are based on               framework.
                                             the British Standard for: aluminium, steel,
                                             reinforced concrete, masonry, and timber.
                                             Short-lived materials are not accepted for
                                             permanent buildings.
    SECOND SCHEDULE                          The bylaws define live loads1 by considering            Defining live loads is fundamental for
    Calculation of Loading                   the future use of the building under study.             design under gravity loads, in order to
                                             Loads are defined for floors and roofs.                 avoid undervaluation and diminish the
                                             Furthermore, the regulations include                    risk of collapse. It is recommended that
                                             reduction factors for these loads, which is             load values and reduction factors should
                                             common in regulations for building design               be reviewed and updated according to
                                             that are considered as best practices.                  British Standards regulations.
    FOURTH SCHEDULE                          The bylaws incorporate mandatory fire                   Including regulations with fire provisions
    Provisions prescribing notional          resistance durations for different materials            for materials is important to guarantee
    periods of fire resistance for           and structural elements, taking into account            fire resistance and safe evacuation in case
    certain elements of construction         the thickness requirements for reinforced               of emergency.
                                             concrete, masonry walls, and steel elements.
    PART III-BUILDINGS                       The regulations partially consider fire                 Including regulations to avoid fire spread
    FIRE RESISTANCE                          protection for buildings by establishing                and provisions for fire resistance is crucial
                                             specific regulations for materials and                  to limit casualties, economic losses and to
    Fire resistance - small houses           structural elements. This includes housing              ease the evacuation process.
                                             buildings and other structures, such as
    Fire resistance of buildings other                                                               Nevertheless, it is advisable that existing
                                             covers on roofs to avoid fire spread, and fire
    than small houses                                                                                regulations be complemented with the
                                             resistance for staircases.
                                                                                                     following aspects: fire detection, life
    Fire resistance – miscellaneous                                                                  safety provisions, fire alarm requirements,
    provisions applying to all buildings                                                             provisions for evacuation routes, and
                                                                                                     smoke control and evacuation for stairs
                                                                                                     shafts.

    VENTILATION OF BUILDINGS              Regulation takes into account requirements                 These provisions are important for the
    Windows                               for lighting and ventilation for habitable                 welfare of the community.
    Windows opening to Courts             rooms and toilets.
    Ventilation of larders
    Ventilation of staircase in buildings
    divided into tenements
    SANITARY CONVENIENCES


	 Live Load: load that is not permanently applied to a structure but is likely to occur during the service life of the structure (excluding environmental
1

  loads).
                                                                        Managing Risks for a Safer Built Environment in Malawi / 113




Annex 4
Detailed Analysis of 1961 Building Bylaws of Lilongwe and
Recommendations
                                                1961 BUILDING BYLAWS LILONGWE
    Chapter                Problem                                          Recommendation
    SPACE ABOUT            The bylaws do not consider zoning, nor           Include a complete classification of the use of buildings.
    BUILDINGS              height and area limitation of buildings;         This is important in order to protect the welfare and
    75-79                  furthermore, these regulations do not take       public health of users, as well as reducing the vulnerability
                           into account the classification of the use of    of new buildings in general.
                           the buildings. The lack of these regulations
                           risks the possibility of buildings being
                           designed without the appropriate vertical
                           and lateral loads according to its use, thus
                           increasing the vulnerability of new buildings
                           in the city.
    PART I, PART III and   Occasionally, some chapters of the bylaws        Include definitions of technical terms across the full
    PART IV                include definitions and technical terms.         document. This item is important because it generates
    FIRE RESISTANCE -      However, the lack of definition for the          a common language for the document and clarifies the
    SMALL HOUSES           terms and symbols being used in the general      meaning of symbols, terms and general notation.
    Drainage               notation of formulas may lead to inadequate
                           interpretations and miscalculations.
    PART I                 Regulations     don’t    consider     building   Include “importance factors” according to the use of the
                           categories related to lateral load design        building to consider building categories for lateral load
                           (wind, and seismic loads), which can be          design. These factors have been adopted by several
                           essential for design that incorporates           international building codes to “improve the capability of
                           appropriate building measures and effective      essential facilities and structures containing substantial
                           emergency response. This void can increase       quantities of hazardous materials to function during
                           the general vulnerability of new and existing    and after design earthquakes”,2 which can reduce the
                           buildings and increase the risk of casualties.   vulnerability of buildings under wind, and seismic loads.
    PART I                 The bylaws of building standards do not          Include a validation procedure for a building’s change of
    Alterations and        clearly mention the consequences of a            use. The procedure encompasses a verification of the
    Extensions             change of use3 upon the gravitational and        original and the proposed use of the building under lateral
    Material change of     lateral loads system. The lack of technical      and gravitational loads. This is important to verify the
    User                   specifications related to the change of use      adequacy of the structure for its new use and to assess
                           can increase the building’s vulnerability due    its current condition, guaranteeing improved safety
                           to the risk of overloading.                      protocols.
                           The bylaws of building standards do not          Include a clear procedure for the validation of alternative
                           include procedures to validate alternative       materials, design methods, and analysis methodologies,
                           materials, design methods and alternative        including specific cases. These regulations would avert
                           analysis methodologies, which can hamper         the proliferation of building materials and procedures
                           the introduction of new materials and            outside the building code while bringing the opportunity
    -------------------
                           practices. The dearth of these procedures        for local industries to innovate under this rule.
                           may lead to the proliferation of buildings
                           with materials and analysis methods outside
                           from regulated frameworks, increasing their
                           vulnerability.


	 Taken from ASCE7-16. Chapter C11, Seismic Design Criteria.
2

	 A change of use is required when the original use or occupancy of the building or a land changes, e.g. when a domestic or housing building
3

  changes partially or totally to a commercial use.
114 / Building Regulatory Capacity Assessment




                                                   1961 BUILDING BYLAWS LILONGWE
    Chapter                Problem                                              Recommendation
    PART III-              Design methods are not clearly described,            Establish a comprehensive design philosophy that includes
    BUILDINGS              considered limit states are not stated,              limit states, load combinations, and safety or reduction
    GENERAL                and stress and deflection limits are not             factors depending on the design methodology. This is
    LOAD BEARING           established. It is assumed that each                 important to generate appropriate building designs.
    REQUIREMENTS           material should be designed according to
                           the corresponding British Standards and
                           Codes of Practice. This absence of crucial
                           information may result in undefined design
                           conditions that could generate inadequate
                           building designs.
    SECOND                 The bylaws do not provide weights for the            Include information about the density of structural and
    SCHEDULE               most common structural and non-structural            non-structural components for most common elements
    Calculation of         components, nor the density of materials             and materials used in local construction. Establish the
    Loading                commonly used in the local building industry.        real values for the weight of structural and non-structural
                           This is crucial for the adequate evaluation          elements of a building and provide minimum loads for the
                           of dead loads,4 affecting the calculation            structural design of gravitational loads. This is important
                           of gravitational and seismic loads, which            to limit uncertainty on load calculation.
                           depend on the mass of the structure.
    SECOND                 The code has no provision to evaluate Include provisions to evaluate lateral soil pressures, hail
    SCHEDULE               lateral soil pressure, hail and ponding. An and ponding. Considering these loads in design reduces
    Calculation of         inadequate evaluation of these loads may the risk of collapse of several components in the structure.
    Loading                lead t the structure’s total failure or partial
                           collapse. Underestimating lateral soil
                           pressure can cause, for example, the failure
                           of a of a retaining wall.5 The omission of the
                           effects of accumulated frozen hail on roof
                           design can cause excessive deflections or
                           even the collapse of the structure.
    -------------------    The bylaws do not include wind, earthquake           Include wind, earthquake, and flooding maps in future
                           and flooding maps; furthermore, there                technical regulations in order to understand this type of
                           is no provision to evaluate lateral loads            hazards and help the development of urban development
                           for buildings. As a whole, disaster risk             policies. Building regulations should also include the
                           management is not considered in the                  calculation of lateral loads (wind and seismic) to diminish
                           regulations. This lack of information may            vulnerability and mitigate the risk related to lateral loads.
                           lead to the construction of buildings in
                           areas with uncertain seismic, wind and flood
                           hazard conditions, which increases their
                           vulnerability.
    -------------------    The code has no provisions to establish the Establish structural systems categories that must be used
                           structural systems needed in the design of a for the design of buildings. These categories must be
                           y building.6                                 defined based on structural systems that have performed
                                                                        properly under real conditions and tested under lateral
                                                                        loads to properly understand their behavior. This measure
                                                                        will greatly increase the safety and reduce the vulnerability
                                                                        of new buildings.



4
 	 Dead Load: A non-varying load which is permanently applied to a structure and acting always as opposed to imposed load.
5
 	 Retaining Wall: Wall providing lateral support to the ground or to resist pressure from a mass of other material e.g. earth or water.
6
 	 Structural System: The system of constructional elements and components of any building which is provided to resist the loads acting upon it and
   to transfer such loads to the ground upon which the foundation of the building rests.
                                                                    Managing Risks for a Safer Built Environment in Malawi / 115




                                            1961 BUILDING BYLAWS LILONGWE
Chapter               Problem                                            Recommendation
                      The bylaws do not include the geometry             Establish regulations regarding the design of the staircases
                      and the number of steps needed in flight of        based on occupancy type, such as housing, residential
                      stairs. This increases the risk of casualties      buildings, etc. Furthermore, geometrical and safety
-------------------   and injuries during the evacuation process.        requirements should be included for its components, such
                                                                         as balustrades, handrails and details for escape staircases
                                                                         and ventilation requirements. This reduces the risk of
                                                                         casualties and injuries during the evacuation process.
                      The regulation does not present provisions         Include provisions for escalators. These provisions
                      for escalators. Aside from increasing the          should include the design of connections, non-structural
                      risk of casualties and injuries during the         elements, and auxiliary stairs for evacuation. Furthermore,
-------------------
                      evacuation process, it does not guarantee          it is crucial to guarantee accessibility, safety, and an
                      safe accessibility for people with disabilities.   efficient evacuation process during extraordinary events,
                                                                         such as fires or earthquakes.
                      The bylaws do not include design                   Include regulations concerning the design of access and
                      specification for elevators and requirements       evacuation of elevators. The provisions should consider
                      for fire-proofing confined spaces and service      accessibility, dimensions, provisions to avoid smoke
                      shafts. This lack of provisions may affect         propagation through lift-wells, mechanical ventilation,
-------------------   the functionality and maintenance of the           roof ventilators or openable windows. This is important
                      equipment, as well as the safety of users          to guarantee the comfort of the users, the functionality
                      during an emergency evacuation.                    and maintenance of the equipment, the safety during an
                                                                         emergency evacuation, to avoid fire and smoke spread,
                                                                         and to diminish casualties for smoke inhalation.
                      The bylaws do not include provisions               Develop specific regulations regarding the accessibility of
                      regarding the accessibility for people             people with disabilities in order to guarantee an adequate
-------------------   with disabilities, which compromises their         access in ordinary conditions as well as an appropriate
                      safe access to evacuation routes during            evacuation in case of emergency.
                      emergencies.
116 / Building Regulatory Capacity Assessment




Annex 5
Details of Good Practices Included in the 2018 Building Bylaws of
Blantyre
                                            2018 BUILDING BYLAWS BLANTYRE
Chapter                 Elements that are Fully or Partially Covered          Commentary
Sections 01-50          The section provides a requirement framework          The inclusion of a clearer administrative process
                        for the approval of plans, specifications, fees and   ensures a gradual turn towards regulated practices
Administrative
                        inspections. The section also provides guidelines     in the built environment. Including provisions
processes
                        about building material use and criteria, as well     on building material standards promotes safer
                        as recognising the importance of standards for        practices.
                        structural design.
Sections 52-58          The bylaws provide general parameters for the size Site management and hygiene measures are
                        of plots and basic measures of site treatment.     important for the welfare of the community.
Building siting,
treatment and
hygiene
Sections 59-63          The bylaws incorporate a classification of public Including fire regulations and fire provisions is
                        building occupancy to establish fire protection important to guarantee fire resistance and safe
Fire protection,
                        parameters and means of egress during evacuation in case of emergency .
means of escape,
                        emergencies.
and precautions
Sections 66-104         Regulations consider detailed examples of sanitary    The inclusion of extensive water supply regulations,
                        convenience and includes fixture unit ratings of      that combine good practices with detailed
Water supply,
                        sanitary fixtures for different types of use. The     technical information, is a fundamental step
drainage and septic
                        bylaws provide good practices for water use,          towards an adequate use of water infrastructure
tanks
                        including storage from main supplies or rain, in      and to promote a regulated use of the resource.
                        order to ensure rationed use of water.
Sections 224-231        Regulation considers minimum access standards, These provisions are important for the welfare
                        including regulations for access to water and of the community and establish universal access
Facilities for people
                        sanitation facilities, as well as public transport. design parameters into the built environment.
with disabilities
                        The bylaws also include guidelines for people with
                        visual impairment.
                                                                          Managing Risks for a Safer Built Environment in Malawi / 117




Annex 6
Detailed Analysis of 2018 Building Bylaws of Blantyre and
Recommendations
                                                BLANTYRE BUILDING BYLAWS - 2018
    Chapter                                       Problem                                               Recommendation
    Sections 01-50        Regulations are not detailed regarding the                 Include more thorough regulations on approval
                          procedure of approval and no distinction is made           processes, including phasing and timing. Risk
    Administrative
                          regarding the category of risk that could apply to         categories should be included as part of a project’s
    processes
                          a project.                                                 description. Additionally, it may be suitable that
                                                                                     regulations concerning administrative matters
                                                                                     (process, file requirements, etc.) could be aligned
                                                                                     with national regulations contained in the Physical
                                                                                     Planning Act and/or grouped in a separated set of
                                                                                     regulations.
    Sections 23-30        The bylaws are too restrictive about the use of            Consider more thoroughly in the regulatory
                          second-hand material, which requires approvals by          system building materials which are used by the
    Building materials
                          the Council and the MBS. This could interfere with         population. Rather than fully restrict their use,
                          low cost material that are often used in peripherical      the regulations can allow a regulated flexibility on
                          zones of the urban centers. No reference is made           low-cost materials, supporting their use through
                          to the Safer Housing Guidelines published in 2014.         adequate building techniques. The “safer house
                                                                                     guidelines” can provide additional context for
                                                                                     this task and could/should be referenced in any
                                                                                     building bylaws.
    Section 10            The bylaws do not mention the MS standard                  Include more details and references in this section
                          820:2010 (Code of Practice for Design Loadings             should in order to guide adequately the user about
    Structural design
                          for Buildings). Nonetheless it mentions the “Malawi        these matters. The bylaws should rely and refer to
    calculations
                          Standard on ‘General procedures and loadings to            existing standards whenever possible, to ensure
                          be adopted in the design of buildings” without             regulatory consistency across codes and laws.
                          mentioning the number of this standard.
    Sections 52-58        Regulations make no reference to a general master          Extract from the building bylaws and integrate
                          plan nor a zoning plan, as every setback is made           siting regulations concerning the size of the plot
    Building siting,
                          in function of the size of the plot. This ignores          and the building lines, in a specific set of regulations
    treatment and
                          the existing environment and future possible               integrated in specific bylaws that would deal with
    hygiene
                          developments of the city, as well as a long-term           master planning, zoning, land use, etc.)
                          vision of development.
    Sections 59-63        There is no integral categorisation system part of         Develop a broader categorisation system in order
                          the bylaws. The bylaws do not mention neither an           to define more accurately the type of use or
    Fire protection,
                          occupant load table (as the one contained in the           occupancy7 of buildings including the occupancy
    means of escape,
                          international building code – table 1004-5) in order       load. This type of categorisation is usually the base
    and precautions
                          to calculate appropriately the number of persons           in order to define rules and regulations to apply to
                          that can occupy a place at the same time. It only          a certain type of buildings when dealing with fire
                          integrates a categorisation of public buildings            safety and protection.
                          without enlarging the field of view to other types
                          of building.




	 See Chapter 3 of the International Building Code as a reference: https:/
7
                                                                          /codes.iccsafe.org/content/IBC2018/chapter-3-occupancy-classification-
  and-use.
118 / Building Regulatory Capacity Assessment




                                          BLANTYRE BUILDING BYLAWS - 2018
Chapter                                    Problem                                           Recommendation
Sections 224-231      Rules regarding the design of the accessibility        Develop more deeply this section with sufficiently
                      to buildings are defined to briefly in order to        detailed technical considerations that guarantee
Facilities for people
                      guarantee the respect of international standards       the full respect of international standards
with disabilities
                      regarding that matter. No graphic can assist the       regarding the “accessibility” outside and inside
                      reader in order to understand easily how to design     buildings, accompanying these regulations with
                      an “accessible” building.                              appropriate graphics in order to explain concretely
                                                                             the rules and standards that govern accessibility
                                                                             to the person with incapacity or reduced mobility.
                                                                             Actually, no reference is made to any standards for
                                                                             that matter (except for the lifts).
Section 64            Bylaws refer to building loads the “General            Bylaws should be clearer and include references
                      procedures and loadings to be adopted in the           to the Code of Practice for Design Loadings for
Structural design
                      design of buildings” without mentioning the            Buildings (MS 820:2010) whenever possible to
                      reference to the MS 820:2010 (Code of Practice         avoid confusions.
                      for Design Loadings for Buildings). The user could
                      assume that the bylaws refer to that document.
-------------------   Planning and administrative rules should be part       Distinguish and extract from “building” bylaws
                      of another type of bylaws, as they are not strictly    rules and regulations that have more something to
                      related to the constructive and building process. In   do with planning and territorial development and
                      fact, these two matters should be separate as they     that would though belong to other type of bylaws.
                      could evolve separately one from another.
                                                              Managing Risks for a Safer Built Environment in Malawi / 119




Annex 7
Review of the 2017 Building Bylaws of Mzuzu
                                        MZUZU BUILDING BYLAWS - 2017
Chapter                                                           Comentary
Sections 01-04    Definition of the terms that are used in the bylaws as well as terms associated with the requirements for
                  building plans. Sections do not specify that plans have to be signed by a registered architect or engineer.
Section 06        Mention of the grounds for disapproval, making reference to different rules without mentioning the
                  detailed regulations that apply to these rules in the place (i.e. space for parking, fire-fighting system and
                  sanitary purpose) creating possible discretion in the decision-making process of the Local Council.
Sections 07-09    Focus on inspections and demolitions. The building shall be inspected at the foundation and excavation
                  stages before construction can continue. Section 9 mentions the period of validity of a construction
                  permit (two years).
Section 10        Construction parameters detailing the use of bricks, stones or other materials approved by the Council.
Section 11        Basic rules for habitability (i.e. minimum size of the rooms, minimum height and minimum requirements
                  for ventilations).
Sections 12-13    Requirements for anyone who wants to occupy a building to ask for an occupation permit certified by
                  the Council. Sections also mention that sections 3-12 shall not apply to temporary building or traditional
                  houses, without mentioning the reference to the “Safer Housing Guidelines” published in 2014.
Section 14-16     Stipulations for minimum distances and recesses for buildings.
Section 17        Brief mention of regulations that deal with different aspects of construction (i.e. design of new streets,
                  drainage erection of traditional houses, erection of walls, hoarding and protection of the public and
                  removal of dilapidated buildings). In general, these regulations lack a level of detail which can give way
                  to excessive discretion in the decision-making process of the Local Council regarding several checks for
                  new construction.
First Schedule    Notice of decision that integrate 40 conditions of development (post-approval conditions). More details
                  could be added to implement major objectives (i.e. condition 40 mentions that “Wheelchair access shall
                  be provided for disabled persons”). This condition is the only related aspect to persons with reduced
                  mobility in the bylaws, but it does not prescribe a particular path to achieve this standard.
Second Schedule   Detail of the penalties mentioned in sections 7, 12 and 23 of the bylaws that can be applied to a person
                  who contravenes any provisions contained in the bylaws. The third schedule mention the fees and
                  charges applicable to the project.
General           The bylaws could be improved to include more prescriptive measures to achieve a particular objective.
                  There could be an explicit reference to existing standards in Malawi (i.e. MS standard 820:2010: Code
                  of Practice for Design Loadings for Buildings). Similar observations apply to fire prevention aspects,
                  accessibility requirements, structural design, mechanical and electrical engineering services and the role,
                  responsibilities and liability of registered architects and engineers.
120 / Building Regulatory Capacity Assessment




Annex 8
Details of Good Practices Included in the 1997 Draft National Building
Regulations of Malawi
                                     1997 MALAW NATIONAL BUILDING REGULATIONS
Chapter                   Elements that are Fully or Partially Covered              Commentary
2.0 Town planning         The Malawi Building Regulations of 1997 require           This is important to improve the welfare, public
requirements              that a building proposal should be presented              health and sustainable economic development
2.01-2.171                according to town planning requirements, to               of the community. These provisions bolster the
                          respect the established building lines and heights.       division of industrial zones from housing building
                          The regulations consider the existing zoning, the         zones; furthermore, they limit the concentration
                          existing building heights, and area limitations.          of population and avoid health issues as well as
                                                                                    traffic difficulties by promoting the organised
                                                                                    growth of the city.
Volume 1 to 5             The Malawi Building Regulations of 1997 include This generates a common language for the
                          definitions of technical terms for each volume of document. It also clarifies the meaning of general
                          the document.                                     and technical terms.
4.22 Classification of    The regulations include provisions to classify the        This classification of components according to
buildings                 buildings in relation to fire resistance. Additionally,   risk is essential for prevention and an overall good
                          they contain provisions for buildings containing          practice. The classification for fire design aims to
                          multiple activities and/or uses.                          diminish the casualties under fire and guarantee
                                                                                    adequate conditions for a safe evacuation.
1.04 General principles   The Malawi Building Regulations of 1997 include           Aside from supporting planning control in
and requirements          provisions for the change of use of the building.         general, the implementation of these regulations
                          “The consent of the approving authority must be           is helpful to diminish the risk of collapse. For
                          obtained prior to effecting any change of use of          example, when a housing building changes to a
                          land and/or buildings or the undertaking of any           commercial or industrial use both requirements
                          building work.”                                           become fundamental to avoid the risk of collapse
                                                                                    due to structural overloading, as well as avoiding
                                                                                    unplanned development.
Volume 4                  The regulations includes specific structural              This is necessary to establish the basic rules for
Section 5. 5.57 to 5.61   materials for buildings with corresponding British        design and adequate construction requirements.
                          Standard (BS) and CP (Codes of Practice) for the          This is a significative pat of any given structural
                          design, analysis and construction. The structural         safety framework.
                          materials accepted by these regulations are
                          concrete, bricks, timber, steel and aluminum.
Section 4                 The Malawi Building Regulations of 1997 consider          These regulations protect the community from
4.12                      alternatives for building materials. Nevertheless,        the proliferation of building materials and
4.57                      the procedure of approval is not established. “The        procedures outside of the building code and bring
                          approving authority may, at its discretion, which         the opportunity for the local industry to innovate
                          should not be unreasonably withheld, approve              under this rule.
                          the use of any materials, methods or (form/
                          unreadable) of construction.”
                                                                   Managing Risks for a Safer Built Environment in Malawi / 121




                                  1997 MALAW NATIONAL BUILDING REGULATIONS
Chapter                Elements that are Fully or Partially Covered              Commentary
Section 5              The Malawi Building Regulations of 1997 indicate These regulations are critical to guarantee
                       that the design should be performed for the most structural safety, at least under failure conditions.
5.52
                       critical load combination according to British
                       Standards. These regulations indicate that “every
                       building or part of a building shall be: designed
                       and constructed in accordance with structural
                       mechanics and capable of sustaining the most
                       adverse combination of loads it will be subjected
                       (…)” Furthermore, each material should be
                       designed according to the corresponding British
                       Standards and Codes of Practice.
Section 4              The Malawi Building Regulations of 1997 include This is essential to guarantee the adequate
                       fire provisions for materials, including fire- evacuation times and reduce the risk of casualties
                       resistance durations for each. The provisions under fire conditions.
                       also establish the thickness requirements for
                       reinforced concrete, prestressed and masonry
                       walls under fire.
Section 4              The Malawi Building Regulations of 1997 include           These requirements are critical to establish the
4.12                   procedures to test materials for buildings, test          framework regarding the approval process of
                       their strength, their durability, their fire resistance   materials for buildings. These tests are important
                       and any other structural issue applicable to any          to determine their quality and consistency.
                       structural material.
Means of Escape        The Malawi Building Regulations of 1997                   This is important to guarantee the safety under
3.24 to 3.38           consider fire protection for buildings. The               fire conditions. The requirements facilitate
Fire Spread and Fire   regulation includes provisions for fire prevention        evacuation, early detection and improve
Resistance             and fire detection systems such as fire alarms and        fire resistance. These regulations are critical
4.21 to 4.25           provisions for evacuation routes.                         to guarantee the welfare and safety of the
Mechanical and                                                                   community when facing fire conditions.
Electrical Design 8
Section 4              The Malawi Building Regulations of 1997 include           These regulations protect the community from
4.57                   materials and construction methods for the                the proliferation of materials and constructions
                       structure, different from the ones included in the        methods for the structure outside of the building
                       regulations. Nevertheless, the procedure for the          code and bring the opportunity for the local
                       validation of these methods and procedures is             industry to innovate under this rule.
                       not clearly established. In this case, the regulation
                       indicates that “the approving authority may, at
                       its discretion, which should not be unreasonably
                       withheld, approve the use of any materials,
                       methods or (form/unreadable) of construction.”
Section 4              The Malawi Building Regulations of 1997                   This is fundamental for the basic design of non-
Section 5              consider the design of masonry walls according to         structural components such as partition and
                       BS and the design of the foundations based on             cladding walls, ensuring an added degree of safety
                       Code of Practice 2004 Standards. Furthermore,             for users.
                       the regulation considers the empirical design of
                       walls and shows details of adequate construction
                       practices as well as the strength of materials.
                       In addition, the regulation includes stability
                       requirements for accidental lateral loads and
                       numerous fire provisions.
122 / Building Regulatory Capacity Assessment




                                    1997 MALAW NATIONAL BUILDING REGULATIONS
Chapter                  Elements that are Fully or Partially Covered             Commentary
Section 1                The Malawi Building Regulations of 1997 require          This measure monitors control of the construction
1.15                     a geotechnical inspection during construction.           process. Inadequate practices and mistakes on
                         This inspection should be made by the Authority          the excavation as well as the foundation level
                         before the start of the building. The regulation         can be detected and solved before casting the
                         specifies that “no additional building operation         foundation elements.
                         shall be commenced until the foundation
                         excavation has been inspected and approved by
                         the approving authority”.
Section 1                The Malawi Building Regulations of 1997
1.17                     establish the procedure for issuing the permit of
                         occupation.
Section 3                The Malawi Building Regulations of 1997 defines These regulations guarantee the wellbeing of
3.09 to 3.16             the requirements regarding the lighting and the occupants as well as the health of building
                         ventilation of the building.                    users. The requirements also improve energy
                                                                         consumption by promoting the use of natural
                                                                         light and natural ventilation.
Section 4                The Malawi Building Regulations of 1997 provide These provisions guarantee the accessibility, the
                         measures for fire safety doors and fireproof security, and limit smoke and fire propagation.
                         design are established in this section. This chapter
                         includes requirements for openings in walls and
                         provisions for fire breaking doors.
Section 3                The Malawi Building Regulations of 1997                  Geometrical requirements are crucial to assure the
3.21                     consider maximum and minimum dimensions for              safe evacuation of buildings under extraordinary
                         the design of stairs related to different types of       events such as fire, earthquake or blasts.
                         occupancy, such as dwelling houses, residential          Furthermore, these provisions are fundamental to
                         buildings, and buildings of warehouses.                  guarantee accessibility on average conditions of
                         Geometrical requirements are complemented                use and transit.
                         with rules for the rise, tread and going. Finally, the
                         regulation includes provisions for balustrades and
                         handrails as well as details for escape staircases
                         and ventilation requirements.
Section 3                The Malawi Building Regulations of 1997 describe         Dimension requirements are fundamental to
3.23                     a complete set of provisions regarding elevators         guarantee the adequate service of the elevators
3.33                     including dimensions for the clear space on the          under    ordinary   conditions.   Furthermore,
Section 8                bottom, emergency uses, and ventilation.                 these provisions are important to assure the
                                                                                  safe evacuation of buildings and avoid smoke
                                                                                  propagation during emergencies.
Section 4                The Malawi Building Regulations of 1997 provide This is essential to guarantee the adequate
4.26                     regulations to guarantee fire resistance and safety, evacuation, avoid fire proliferation and reduce the
4.40                     including different types of insulation permitted risk of casualties under fire conditions.
                         for external walls and roofs.
Section 7                The Malawi Building Regulations of 1997                  This is fundamental to the safety and welfare of
                         include provisions regarding sprinklers and the          the users. These regulations assure the supply
                         design of the water-providing system. Provisions         of water under ordinary conditions as well as
                         include design factors regarding water supply            extreme events such as fire.
                         elements, such pipes, connections, storage tanks,
                         installation of service, hot water cylinders and
                         supply to firefights.
                                                                                Managing Risks for a Safer Built Environment in Malawi / 123




Annex 9
Detailed Analysis of 1997 National Building Regulations of Malawi and
Recommendations
                                            1997 MALAW NATIONAL BUILDING REGULATIONS
           Chapter                                     Problem                                                  Recommendation
    Section 4                The Malawi National Building Regulations of 1997                Establish and describe the minimum values for
                             do not directly define service loads.8 This is crucial          gravitational loads and the methods to estimate
    Section 5
                             for the adequate evaluation of the vertical (dead9              lateral loads related to lateral soil pressure, wind
                             and live10 loads), lateral, static, and dynamic loads.          and earthquake. These values are important to
                             This lack of definition can cause uncertainty on                guarantee the structural stability and general
                             the estimation and definition of the building loads,            safety of the structural components. Furthermore,
                             which comprises gravitational and lateral load                  it is fundamental to account for minimum values of
                             design.                                                         resistance and understand the risk for lateral loads,
                                                                                             mainly for wind and earthquake.
                             The Malawi National Building Regulations of
                             1997 do not have local seismic provisions,                      Consider and integrate into the regulations
                             instead adopting the KBS (Kenya Bureau of                       aspects related to local seismic loads in order to
                             Standards) standard for seismic design. Malawi                  understand and properly mitigate seismic hazard.
                             has experienced earthquakes with magnitudes                     Furthermore, develop disaster risk management
                             between 6 and 7 in the last 100 years, thus local               guidelines across the code as a factor of planning to
    Section 5
                             hazard must be studied, and adequate regulations                diminish vulnerability, mitigating the risk of lateral
                             are required. The lack of seismic provisions                    loads. Finally, it must include design alternatives
                             increases the vulnerability of new and existing                 for new and existing structures to increase safety
                             buildings.                                                      and reduce the vulnerability of new, and existing
                                                                                             buildings.

                             The Malawi National Building Regulations of 1997                Define conditions to evaluate overturning,
                             do not clearly establish the conditions to evaluate             including load combinations, safety factors
                             overturning.11 This must be considered for seismic              according to load combinations, seismic, and wind
    --------------           and wind loads with adequate safety factors                     loads. Overturning verification is important to
                             and load combinations. Adequate evaluation of                   prevent instability.
                             overturning aims to guarantee the stability of the
                             building.
                             The Malawi National Building Regulations of 1997                Include design requirements that provide a ductile
                             do not have design requirements regarding the                   behaviour on the elements of the LFRS. This aspect
                             ductility12 of structural elements of the Lateral               is important because regular seismic design should
                             Force Resisting System (LFRS). These requirements               focus on preventing the damage and displacement
                             aim to guarantee the performance of the building                of the structure under lateral loads. Considering
    -------------
                             under large deformations caused by lateral loads,               these regulations increases safety and reduces the
                             but without the rupture or collapse of the building.            vulnerability of new buildings.
                             Building without these considerations can affect
                             drastically the structure and lead to sudden and
                             brittle failures under lateral (seismic) loads.


8
 	 Service Load: all loads, static or dynamic, imposed on a structure, or element thereof, during operation of a building.
9
 	 Dead load: the weights of the structural members, supported structure, and permanent attachments or accessories that are likely to be present
    on a structure in service.
10
  	 live load: load that is not permanently applied to a structure but is likely to occur during the service life of the structure (excluding environmental
    loads).
11
  	 Overturning: Failure of a building cause by the soil pressure, which overcomes the general stability of the building.
12
  	 Ductility: the ability of a material to undergo large permanent deformations without rupture.
124 / Building Regulatory Capacity Assessment




                                          1997 MALAW NATIONAL BUILDING REGULATIONS
        Chapter                                      Problem                                                 Recommendation
                            The Malawi National Building Regulations of 1997 Establish provisions to mitigate risk for lateral loads
                            do not have provisions to mitigate seismic risk. in general. This includes providing alternatives for
 -------------
                            This increases the vulnerability of new and existing existing structures under wind and seismic forces.
                            buildings.
                            The Malawi National Building Regulations of                   Include a provision to evaluate lateral soil pressure
                            1997 do not have provision to evaluate lateral                and hail loads. Considering these loads in design
                            soil pressure, hail and ponding. An inadequate                reduces the risk of collapse of some parts of the
 -------------              evaluation of the lateral soil pressure of a retaining        structure.
                            wall13 or the omission in the design of the effects
                            of the accumulation of frozen hail on roofs can
                            cause total or partial collapse of a structure.
                            The Malawi National Building Regulations of 1997              Incorporate provisions for factored loads, or at
                            do not have provisions for factored loads.14 This is          least include provisions corresponding to the
                            an important guideline to guarantee safety factors            British Standard for each structural material to
                            in the design process.                                        avoid missing information. Factored loads must be
                                                                                          consistent with design methodologies accepted by
 -------------
                                                                                          the building code, based on statistical procedures,
                                                                                          considering acceptable failure criteria, and with
                                                                                          the aim of reducing the probability of failure to
                                                                                          adequate values. These regulations are critical to
                                                                                          guarantee the safety of the community.
                            The Malawi National Building Regulations of 1997              Include criteria for acceptance of exact and
                            do not present the requirements or an acceptable              approximate methods. Regulating analysis
                            method to perform a complete structural analysis.             methods are a basic tool for structural designers to
                            The lack of these requirements does not guarantee             establish the framework of an adequate structural
 -------------
                            the overall safety of the building and its users.             analysis. Approximate methods are useful to verify
                                                                                          the results of the calculations of the structural
                                                                                          designer. These requirements aim to guarantee the
                                                                                          safety of the community.
 Section 5                  The Malawi National Building Regulations of                   Include design procedures for lateral loads, such
 5.35 to 5.37               1997 do not provide charts determining wall                   as wind and earthquake, for partition and facade
                            thicknesses according to their height and support             walls, including methods for the calculation of
                            condition, in order to guarantee their stability              applied loads, load combinations and design
                            in case of accidental lateral loads. Inadequate               methods according to the structural materials.
                            design of cladding and partition walls generates              This is critical to avoid the failure of non-structural
                            damages and victims after earthquakes due to the              components, which usually cause a significative
                            combination of in-plane and out-of-plane effects.             number of victims during earthquakes.
 Section 5                  The Malawi National Building Regulations of 1997              Include requirements for minimum geotechnical
                            do not have specific requirements regarding the               subsoil explorations, such as the number of
                            minimum geotechnical subsoil exploration. This                perforations and their depths according to the
                            may cause foundations to be designed without                  importance of the building and the magnitude of
                            an appropriate knowledge of its surrounding soil.             the loads on each support.
                            Lack of technical knowledge increases the risk for
                            a building to settle, rotate or even liquify.




 	 Retaining Wall: Wall providing lateral support to the ground or to resist pressure from a mass of other material e.g. earth or water.
13

 	 Factored load: load, multiplied by appropriate load factors, used to proportion members by the strength-design method.
14
                                                             Managing Risks for a Safer Built Environment in Malawi / 125




                             1997 MALAW NATIONAL BUILDING REGULATIONS
       Chapter                        Problem                                             Recommendation
Section 5        The Malawi National Building Regulations of 1997        Include procedures for the design of foundations
                 do not include any procedures for the design of         in order to define the limit states for the design,
                 foundations. The code has a table (5.11, which is       the depth of the foundations and establish a
                 not in the document) with maximum permissible           framework to determine the parameters of soil for
                 bearing capacities for different types of soils,        the foundation.
                 as well as different conditions (firm, lose or wet,
                 normal, dry, etc.). The standard for foundation
                 design is CP2004. This condition increases the risk
                 for a building to settle, rotate or even liquify.
                 The Malawi National Building Regulations of             Incorporate design procedures for excavations,
                 1997 do not have design provisions related to           including theories of failure, stability analysis, and
-------------    excavations. This is critical to guarantee the          safety factors for different load combinations and
                 stability during the construction process.              limit states. This guarantees the stability of the
                                                                         excavation during the construction process.
                 The Malawi National Building Regulations of             Include technical inspections (structural, fire,
                 1997 do not include any other type of inspections       mechanical and electrical) requirements. These
                 aside from the geotechnical inspection. This            must be defined based on the size of the project,
                 could lead to repeated violations of building code      the number of housing units, or the use of the
-------------    requirements for structural, fire, mechanical and       building. The activities of the inspection and the
                 electrical aspects during the construction process.     characteristic of the professional developing the
                                                                         inspection must be included in the regulations.
                                                                         This is fundamental to guarantee adequate
                                                                         construction practices.
                 The Malawi National Building Regulations do not Include provisions for escalators, such as the design
                 include provisions for escalators. This increases of the connections as non-structural elements,
                 the risk for people during the evacuation process. as well as auxiliary stairs for evacuation. This
-------------
                                                                    guarantees the accessibility, safety, and adequate
                                                                    evacuation during extraordinary events such as
                                                                    fires and earthquake.
                 The Malawi National Building Regulations of 1997 Include provisions for heating systems that oversee
                 do not show provisions for heating systems. This an adequate design, efficient energy consumption
-------------
                 increases the risk of the building during fire events. regulations, and fire provisions to avoid the spread
                                                                        of fire.
Section 3.16     The Malawi National Building Regulations of 1997        Include a reference to specific documents for
                 do not consider specific provisions for electric        electric lighting to determine the capacity and
                 lighting in order to determine the capacity and         characteristics of the system. The seismic design of
                 characteristics of the system, as well as the seismic   the non-structural elements related to the system
                 design of the non-structural elements related to        should be considered to increase the reliability of
                 the system. This condition increases the risk of        the electrical system during the lifespan of the
                 electrical system malfunctions, and its vulnerability   building.
                 under earthquake conditions.
                 The Malawi National Building Regulations of 1997        Incorporate documents for the design of fire
                 do not provide regulations regarding sprinklers,        extinguishing systems such as sprinklers. This
                 increasing the vulnerability of new and existing        includes position, characteristics, and water supply
-------------
                 buildings under fire events.                            of the sprinklers system. This is fundamental to
                                                                         prevent the spread of fire and ensure an early
                                                                         extinguishing.
126 / Building Regulatory Capacity Assessment




                                      1997 MALAW NATIONAL BUILDING REGULATIONS
        Chapter                                Problem                                          Recommendation
                         The Malawi National Building Regulations of 1997 Include provisions for acoustic design, determining
                         do not consider provisions for aspects related to acceptable noise levels, the characteristics of
 -------------
                         acoustics and noise pollution.                    cladding, partition walls, and insulations required
                                                                           to guarantee adequate acoustic performance.
                         The Malawi National Building Regulations of 1997       Develop specific regulations regarding the
                         do not consider specific provisions regarding          accessibility of people with disabilities in order
 -------------
                         accessibility for people with disabilities, which      to guarantee the access and evacuation for all
                         seriously hampers their evacuation means.              building users.
                         The Malawi National Building Regulations of 1997       Incorporate health and safety provisions for
                         do not include provisions for the health and safety    workers. In this case, the regulation should include
                         of workers. The absence of this regulation increases   at least a reference to OSHA15 regulations to
                         potential risks in the construction process for both   guarantee safe conditions on the environment of
 -------------           workers and construction sites.                        construction workers. Furthermore, the regulation
                                                                                should include requirements for a permanent
                                                                                assessment of working site conditions and
                                                                                accident reports and requirements when working
                                                                                above certain heights.
                         The Malawi National Building Regulations of            Include integrated water-cycle management as a
                         1997 do not consider integrated water-cycle            chapter of technical regulations for potable water,
                         management for potable water, stormwater, and          stormwater, and wastewater for buildings. This
                         wastewater in the buildings.16 The implementation      chapter should consider water supply, distribution,
 -------------
                         of integrated water-cycle management reduces           collection, treatment, reuse, and adequate disposal
                         carbon footprint.                                      after a new treatment. This aspect is important to
                                                                                achieve sustainable buildings and reduce water
                                                                                consumption.
                         The Malawi National Building Regulations of            Provide specific provisions for the maintenance
                         1997 do not have provisions regarding structural       and/or retrofit process of historical buildings
                         retrofit and/or maintenance processes of historical    (including retrofit analysis, seismic design
                         buildings. The lack of specific provisions increases   considerations, etc.) considering some potential
 -------------
                         the vulnerability of these buildings in case of        hazards such as fire and earthquakes.
                         earthquake, fire or any other unfortunate event.
                         This could lead to serious damages and a significant
                         loss of Malawi’s historic heritage.
                    The Malawi National Building Regulations of 1997            Exclude products made of asbestos in any future
 Approved Standards allow the use of corrugated sheets and cement               technical regulations related to the construction
 Corrugated Sheets/ made with asbestos. Exposure to asbestos causes             industry. This is important to reduce risks during
 Asbestos Cement/   serious respiratory diseases.                               handling, installation, maintenance, as well as
                                                                                disposal after a building’s demolition.




 	 Occupational Safety and Health Administration.
15

 	 See Annex 1 – Integrated Water-Cycle Management.
16
                                                                               Managing Risks for a Safer Built Environment in Malawi / 127




Annex 10
Details of Good Practices Incorporated in the 2010 Code of Practice for
Design Loadings for Building Evaluation
                 MALAWI STANDARD OF 2010 - CODE OF PRACTICE FOR DESIGN LOADINGS FOR BUILDINGS
 Chapter                     Elements that are Fully or Partially Covered                   Comments
 Section 3                   Malawi 2010 Standard - Code of Practice for                    It is very positive that the code has already included
                             Design Loadings for Buildings (Malawi Standard                 these three concepts, that are fundamental as they
 Page 2
                             of 2010 – COPB)17 includes building requirements               form part of the design basis for lateral loads for
                             for stability18 against overturning, Integrity,19 and          buildings.
                             robustness.20
 Section 3                   Malawi Standard of 2010 – COPB defines the wind                The Country’s wind hazard is presented in the
                             loads considering the following aspects: Malawi                document This is fundamental to determine
 Page 4 – 35 and
                             wind velocities map, exposure categories, internal             the loads for the wind-load resisting system for
 Fig 4
                             and external wind forces, locations and heights                buildings.
 Table 4 to Table 25B
                             of building, and, wind load evaluation tables for a
                             wide variety of structural shapes, structural and
                             nonstructural components.
 Section 4                   Malawi Standard of 2010 – COPB establishes the                 This is important to have the same procedures
                             ultimate limit state (Load and Resistance Factor               and methodologies for each building material.
 Page 2 – 4 and
                             Design) as its building design approach, loads,                Furthermore, this item guarantees the behavior of
 Table 1
                             combinations, and, in the same manner, it defines              the structural elements under service and ultimate
                             structural elements requirements under service                 conditions.
                             and ultimate conditions, and, their serviceability
                             limits.
 Section 7                   Malawi Standard of 2010 – COPB defines the wind                The Country’s wind hazard is presented in the
                             loads considering the following aspects: Malawi                document. This is fundamental to determine
 Page 4 – 35 and
                             wind velocities map, exposure categories, internal             the loads for the wind-load resisting system for
 Fig 4
                             and external wind forces, locations and heights                buildings.
 Table 4 to Table 25B
                             of building, and, wind load evaluation tables for a
                             wide variety of structural shapes, structural and
                             nonstructural components.
 Section 8                   Malawi Standard of 2010 – COPB defines the                     The Country’s seismic hazard is presented in the
                             seismic loads considering the following aspects:               building code. This is fundamental to determine
 Page 35 – 45 and
                             seismicity of Malawi, active seismic sources,                  the loads for the lateral load resisting system for
 Fig 6 to Fig 9
                             Malawi peak ground acceleration map having 10%                 buildings and reduce the vulnerability of new
 Table 27 to 28
                             probability of exceedance in 50 years (return period           buildings.
                             of 475 years), Malawi peak ground acceleration
                             map having 10 percent probability exceedance in
                             100 years (return period of 950 years), calculation
                             of seismic forces, base shear, soils profiles,
                             elastic response spectrum, building fundamental
                             period of vibration, behavior factor (K) (response
                             modification factors R), and, earthquake load
                             combinations.


17
  	 Draft Malawi 2010 Standard, Code of Practice for Design Loadings for Buildings, National Construction Industry Council, Malawi 2010.
18
  	 Stability: Ensure lateral stability in two orthogonal directions by the introduction of braces or shear walls. In such a braced structure, the columns
    will not be subject to sway moments.
19
  	 Integrity: The structure can withstand local damage without it causing widespread damage.
20
  	 Robustness: The structure is effectively tied together longitudinally, transversely and vertically.
128 / Building Regulatory Capacity Assessment




                MALAWI STANDARD OF 2010 - CODE OF PRACTICE FOR DESIGN LOADINGS FOR BUILDINGS
 Chapter                   Elements that are Fully or Partially Covered               Comments
 Section 8.2               Malawi Standard of 2010 – COPB presents These concepts are very important to be able to
                           in this section the concepts for the structural configure a building structurally and to reduce the
 Page 36
                           configuration of the buildings that encourage the vulnerability of new buildings in the country.
                           use of plants with rectangular shape using joints,
                           to look for redundant structures vertically and
                           horizontally and to ensure that there are shear
                           walls in both continuous directions vertically and
                           not produce twists.
 Section 8.5.1.4           Malawi Standard of 2010 – COPB defines three               This is important because these structural systems
                           (3) structural systems, they have specifications           had performed properly after real earthquakes and
 Page 44
                           for their vertical load system, and, their lateral         had been tested under lateral loads to understand
 Table 16 missing
                           resistant system. The systems should be selected           their behavior. Through this requirement, the
                           to satisfy the project’s needs.                            building code aims to guarantee the adequate
                                                                                      performance of the buildings.
 Section 9.1           Malawi Standard of 2010 – COPB defines the Defining dead loads is fundamental for the design
                       density of some structural and nonstructural under gravity loads to avoid undervalue and
 Page 45 - 46 and
                       components - dead loads,21 the building must be diminish the risk of collapse.
 Table 29, 30, 31, 36,
                       designed for the full dead load as a minimum. The
 and, 37
                       most common elements and materials used in the
                       local construction are presented.




 	 Dead Load: load from self-weight of structure including finishes and partitions.
21
                                                                             Managing Risks for a Safer Built Environment in Malawi / 129




Annex 11
Detailed Analysis of the 2010 Code of Practice for Design Loadings
for Building Evaluation and Recommendations
           MALAWI STANDARD OF 2010 - CODE OF PRACTICE FOR DESIGN LOADINGS FOR BUILDING EVALUATION
 Chapter                  Problem                                                      Recommendation
 Section 2                Malawi 2010 Standard - Code of Practice for Design           Establishes the purpose for which the building, or
                          Loadings for Buildings (Malawi Standard of 2010 –            part of it, is used or intended to use and how to
                          COPB)22 does not have definitions for the buildings’         proceed when multiple uses are combined in one
                          use, buildings’ multiple uses, and buildings’ change         project. Establishes the procedure when the original
                          of use.                                                      use or occupancy of the building changes, e.g. when
                                                                                       a domestic or housing building changes partially or
                                                                                       totally to a commercial use.
 Section 3.1              Malawi Standard of 2010 – COPB does not consider Include protection for human life safety within the
                          the protection for human life safety.            scope of the code. It is included in the scope of many
 Page 2
                                                                           codes around the world.
 Section 3.2              Malawi Standard of 2010 – COPB does not define the           Define safety factors according to load combinations
                          safety factors to evaluate foundation overturning,23         to evaluate overturning, uplift, and sliding failures.
 Page 2
                          uplift,24 and sliding25 failures. Adequate evaluation        This is important to prevent overturning failures of
                          of overturning aims to guarantee the stability of the        buildings, which might turn over their base as a rigid
                          building.                                                    body in case of wind or earthquake loads.
                          Malawi Standard of 2010 – COPB does not have a               Include a provision to evaluate lateral soil and liquid
                          provision to evaluate lateral soil and liquid pressures,     pressures and hail loads. Considering these loads in
 Section 4
                          hail, and ponding. An inadequate evaluation of lateral       design reduces the risk of collapse of some parts of
 Page 3                   soil pressure of a retaining wall26 or the omission          the structure.
                          in the design of the effects of the accumulation of
                          frozen hail on roofs can cause total or partial collapse
                          of a structure.
                          Malawi Standard of 2010 – COPB does not consider a           Add a limitation on lateral story drift value to evaluate
                          guideline limit for lateral loads deflection, a limitation   structural building lateral behaviour. It can be a floor
 Section 4.2              on story drift value particularly on tall structures. To     to floor lateral structural displacement limit. This is
                          prevent damage to building components that could             important to protect non-structural systems such as
 Page 4
                          affect life safety, many building codes place limits on      partition walls, ceilings, fire piping and ducts from
                          the amount of story drift permissible.                       excessive deformations of the main structure. This
                                                                                       requirement aims to reduce economic losses and
                                                                                       maintain continued functionality.
 Section 5                Malawi Standard of 2010 – COPB does not define,              Establish and determine for parking areas the
                          for parking areas, the minimum uniformly distributed         minimum values for uniformly distributed imposed
 Page 5
                          imposed floor load, and the minimum concentrated             floor load, and the minimum concentrated imposed
                          imposed floor load. It is important for aerial slabs         floor loads.
                          above or below ground. Building codes should
                          include provisions for parking areas.




22
  	   Draft Malawi 2010 Standard, Code of Practice for Design Loadings for Buildings, National Construction Industry Council, Malawi 2010.
23
  	   Overturning: Failure of a building cause by the soil pressure, which overcomes the general stability of the building
24
  	   Uplift: Failure of a building cause by uplifting it with a vertical loading.
25
  	   Sliding: Failure of a building by moving it with a lateral load along a surface.
26
  	   Retaining Wall: Wall providing lateral support to the ground or to resist pressure from a mass of other material e.g. earth or water.
130 / Building Regulatory Capacity Assessment




       MALAWI STANDARD OF 2010 - CODE OF PRACTICE FOR DESIGN LOADINGS FOR BUILDING EVALUATION
Chapter            Problem                                                   Recommendation
                   Malawi Standard of 2010 – COPB considered the             Consider the change as follows: “For single story
                   following: “For single story brick buildings, provide a   brick buildings, provide a reinforced concrete ring
Section 8.5.1      reinforced concrete ring beam around the perimeter”.      beams below and above of the wall and around each
Page 36            Only one ring beam increases the vulnerability of the     rectangular perimeter of the house”. Ring beams
                   building.                                                 above and below the wall reduce the vulnerability of
                                                                             the structure.
                   Malawi Standard of 2010 – COPB does not have              Includes provisions for the structural systems
                   a provision to proper structural detailing. Proper        according to the materials proper detailing for lateral
Section 8.5.1.4    detailing is of paramount importance in the design        loads. This is important to guarantee the seismic
                   and construction of seismic-resistant structures.         performance of buildings.
Page 44            This fact is confirmed in every recent major
                   earthquake. The lack of these provisions increases
                   the vulnerability of new buildings.
                   Malawi Standard of 2010 – COPB does not have a            Includes provisions for the structural systems for
Section 8.5.1.4    provision to limit the use of some structural systems     gravitational and lateral loads, for their configuration,
                   as a function of the height of the structure and the      and, acceptable heights according to the project use.
Page 44            seismic design category. The lack of these provisions     Building codes should consider this for the selection
                   increases the vulnerability of new buildings.             of the structural system.
                   Malawi Standard of 2010 – COPB does not show the          Determine the criteria for acceptance of exact and
                   requirements or an acceptable method to perform           approximate methods. Regulating analysis methods
                   a complete structural analysis. The lack of these         is a basic tool for the structural designer to establish
                   requirements do not guarantee the safety of the           the framework of an adequate structural analysis.
-------------
                   community.                                                Approximate methods are useful to verify the results
                                                                             of the calculations of the structural designer. These
                                                                             requirements aim to guarantee the safety of the
                                                                             community.
                   Malawi Standard of 2010 – COPB does not have              Include requirements for the minimum geotechnical
                   specific requirements regarding the minimum               subsoil exploration, such as the number of
                   geotechnical subsoil exploration. This is an issue        perforations, and their depths according to the
                   because foundations could be designed without the         importance of the building and the magnitude
                   appropriate knowledge of the foundation soil. This        of the loads on each support. This is important to
                   situation could increase the risks for a building to      guarantee the stability of the building and the safety
                   settle, rotate or even liquify.                           of the community.
                   Malawi Standard of 2010 – COPB does not include           Include procedures for the design of the foundation
                   any procedures for the design of the foundations.         in order to define the limit states for the design,
                   This situation could increase the risks for a building    the depth of the foundations and establish a
                   to settle and rotate.                                     framework to determine the parameters of the soil
                                                                             for the foundation. This is important to guarantee
                                                                             the stability of the building and the safety of the
                                                                             community.
                   Malawi Standard of 2010 – COPB does not have              Introduce design procedures for excavations
                   design provisions related to excavations. This            including, theories of failure, stability analysis and
-------------      is critical to guarantee the stability during the         safety factors for the different load combinations
                   construction process.                                     and limit states. This topic guarantees the stability
                                                                             of the excavation during the construction process.
                                                                  Managing Risks for a Safer Built Environment in Malawi / 131




       MALAWI STANDARD OF 2010 - CODE OF PRACTICE FOR DESIGN LOADINGS FOR BUILDING EVALUATION
Chapter          Problem                                                   Recommendation
                 Malawi Standard of 2010 – COPB does not show Include provisions for escalators. This includes the
                 provisions for escalators. It is increasing the risk for design of the connections, including non-structural
                 people during the evacuation process.                    elements as well as the auxiliary stairs for the
-------------
                                                                          evacuation. It is crucial to guarantee the accessibility,
                                                                          the safety, and the evacuation during extraordinary
                                                                          events such as fire and earthquake.
                 The Malawi Standard of 2010 – COPB does not               Incorporate documents for the design of fire
                 provide regulations regarding sprinklers. This            extinguishing systems such as sprinklers. This
                 increases the vulnerability of new and existing           includes position, characteristics, and water supply
-------------
                 buildings under fire events.                              of the system, for the sprinklers system. This is
                                                                           fundamental to prevent the spread of fire and early
                                                                           extinguishing.
                 Malawi Standard of 2010 – COPB does not show              Develop specific regulations regarding the
                 specific provisions regarding the accessibility           accessibility of people with disabilities in order to
-------------    for people with disabilities. The absence of such         guarantee the access and evacuation for all the
                 provisions does not guarantee a good accessibility        people.
                 and evacuation means for people with disabilities
                 Malawi Standard of 2010 – COPB does not have              Provide specific provisions for the maintenance and/
                 provisions regarding to structural retrofit and/or        or retrofit process of historical buildings (including
                 maintenance process of historical buildings. The lack     retrofit analysis, seismic design considerations, etc.)
                 of specific provisions increases the vulnerability of     considering some potential hazards such as fire
-------------
                 these buildings in case of earthquake, fire or any        and earthquake to preserve the historic heritage of
                 other unfortunate event. This could lead to serious       Malawi.
                 damages and/or total loss of the historic heritage of
                 Malawi.
Annex 12
Process Map for Obtaining a Development Permit in Lilongwe City Council
  1. OBTAINING THE DEVELOPMENT PERMIT (as it is)
  Procedure Code: Page 1/1 _ Activities Number: 9


                             Application           Location plan and          Designs of the             Application                                                        Application   (10) Approval
                               forms              site plan certified by        building                   to be            (3) Pay the fees                                  to be         of Refusal
         User                                          the Landlors                                       modified                                                           modified         Notice




        D.C.S.                                                                                                                                               (4) Attribute a fule
  Development Council       (1) Receive and                                             (2) Calculate                                          Proof of
                                                                             YES                                            Invoice                         number and prepare
        Section              proceed with                    File ok?                   the fees and                                           payment     the agenda for the T&P
                                                                                                                                                                                                           132 / Building Regulatory Capacity Assessment




                           preliminary check                                         prepare an invoice
Planning and Development                                                                                                                                  Technical Sub-Committee
       Department                                                                                NO



       TPT SC                     Application                 (5) Sctutinize the               Comments
   Team and Planning                 file                      application and
Technical Sub-Committee                                           comment




         TPC
                                                                                           (6) Statute upon                   Decision about
   Team and Planning
                                                                                              the project                      the project
      Committee




        D.C.S.                                                                                                                                            (7) Prepare the
  Development Council                      (9) Send a copy of the decision                 (7) Prepare the                        Is the
                                                                                                                       NO                           YES       notice of
                                             to the MLHUD and archive                     notice of approval                     project                                                   Notice signed
        Section                                                                                                                                            modification
                                                     the project                              or refusal                         differed
Planning and Development                                                                                                                                    of the userl
       Department




      Chairman                                                                                 (8) Sign the
  Lilongwe City Council                                                                           notice
Annex 13
Process Map for Obtaining an Occupancy Permit in Lilongwe City Council
 2. OBTAINING THE OCCUPANCY PERMIT (as it is)
 Procedure Code: Page 1/1 _ Activities Number: 5


                          Notice related to the      Inspection         Application form                         (5) Occupancy
                           different steps of          Report             for the OP           Modify the            Permit
                           the construction                                                     project
         User
                           (6 cards in total)




         B.I.
   Building Inspector         (1) Perform         (2) Redact and sign                             NO
 Development Council           inspection          inspection report
       Section




       TPTSC                                                              (3) Perform          Inspection
   Team and Planning                                                       inspection             ok?
Technical Sub-Committee



                                                                                                  YES

         C.E.
                                                                                           (4) Redact and sign
   Chief Executive
                                                                                             the Occupancy
 Development Council                                                                             Permit
       Section
                                                                                                                                 Managing Risks for a Safer Built Environment in Malawi / 133
134 / Building Regulatory Capacity Assessment




Annex 14
Example of Construction Risk Matrices Used in Yangon, Myanmar
Managing Risks for a Safer Built Environment in Malawi / 135
136 / Building Regulatory Capacity Assessment
This report provides an assessment of the building regulatory framework in
Malawi. Research and recommendations were developed by the World Bank
with the strategic objective of improving building safety and resilience across
the country.
The analysis and recommendations outlined in the report provide inputs
with which the Government of Malawi can launch a comprehensive process
of building regulatory reform. The recommendations proposed build on the
existing efforts the Government has made to promote this agenda.


As part of the Global Facility for Disaster Risk Reduction (GFDRR), the Building Regulation for Resilience Program
develops and promotes activities to increase regulatory capacity to promote a healthier, safer and more sustainable
built environment. By leveraging good practice in building regulation as part of a strategy to reduce both chronic
risk and disaster risk, it sets low and middle income countries on the path to effective reform and long-term
resilience.

The GFDRR is a global partnership that helps developing countries better understand and reduce their vulnerabilities
to natural hazards and adapt to climate change. Working with over 400 local, national, regional, and international
partners, GFDRR provides grant financing, technical assistance, training and knowledge sharing activities to
mainstream disaster and climate risk management in policies and strategies. Managed by the World Bank, GFDRR
is supported by 34 countries and 9 international organizations.