China: CURIP III - Chongqing Small Towns Water Environment Management Project Procurement Plan The procurement plan will cover the whole period of the project implementation. The Project Implementation Agency shall update the procurement plan throughout the duration of the project at least annually by including contracts previously awarded. All procurement plans, their updates or modifications shall be subject to Bank’s prior review and no objection before implementation. I. General 1. Project information: Country： China Borrower: The People’s Republic of China Project Name: Chongqing Urban Rural Integration Project III - Chongqing Small Towns Water Environment Management Project Loan No.:8456-CN Project Code: P133117 Project Implementation Agency (PIA): All procurement of the Project will be carried out by the Chongqing Municipal Project Management Office (the PMO) and each county’s Project Implementation Unit (the PIU). Detail project implementation agencies of the PMO and each city are as follows: No. Project City/County Main Procurement Activities PMO/PIU 1 Shizhu County Construction of river embankment , dike-top road, Shizhu Urban Construction Development greening area,sewage network,municipal wastewater Company pipeline network,waste water pumping station ,rain water collection pipe. 2 Rongchang County Construction of river embankment ,wastewater network, Rongchang Hongyu Water Resource wastewater pumping station, power distribution house, inverted Development Co. Ltd. siphons. 3 Pengshui County river embankment, culvert boxes through embankent, Pengshui Hongyu Water Holding Company drainage pipeline and dike-top road along river embankent. 4 Tongnan County Construction of river embankment , Tongnan Longquan Water Conservancy Construction Development Co. Ltd. 5 Chongqing Facilitating Project implementation through the provision of Chongqing PMO Municipality consulting services（(project supervision, contract management, financial management and audit, environment management, technical design & BD review; Social assessment, resettlement external monitoring ;Operation and maintenance; 2. Bank’s approval Date of the procurement Plan ：Original: October 11, 2014; 3. Date of General Procurement Notice: 4. Period covered by this procurement plan: June 2015 to January 2020 II. Goods and Works. 1. Prior Review Threshold: Procurement Decisions subject to Prior Review by the Bank as stated in Appendix 1 to the Guidelines for Procurement: Expenditure Contract Value (US$) Procurement Method Bank Prior Review Category ＞=10 million ICB All ICB contracts NCB Remarks: Where goods are not Goods/IT Systems First NCB goods contract by each normally available from within and Non- ＞=500k - < 10 million PMO and PIU irrespective of value China, the method of procurement Consulting Services and all contracts >= USD 3 million. will be ICB even if the contract value is less than USD 10 million. < 500 K Shopping None N/A DC All contracts >= USD 200k. >=40 million ICB All ICB contracts First NCB works contract by each Works/ Supply & ＞=500k - < 40 million NCB PMO and PIU irrespective of value Installation and all contracts >= USD 15 million. < 500 K Shopping None N/A DC All contracts >= USD 200k. Notes: ICB: International Competitive Bidding NCB: National Competitive Bidding DC: Direct Contracting NA: Not Applicable 2. Prequalification. Bidders for all ICB works contracts shall be prequalified in accordance with the provisions of paragraphs 2.9 and 2.10 of the Guidelines. 3. Proposed Procedures for CDD Components (as per paragraph. 3.19 of the Guidelines: NA. 4. Reference to (if any) Project Operational/Procurement Manual: The PMO has prepared a procurement management manual, which has been reviewed by the Bank. 5. Any Other Special Procurement Arrangements: NA. III. Selection of Consultants 1. Prior Review Threshold: Selection decisions subject to Prior Review by Bank as stated in Appendix 1 to the Guidelines Selection and Employment of Consultants: Expenditure Category Contract Value (US$) Procurement Method Bank Prior Review Firms: First contract for each selection method and all contracts >=USD 1 million; Consultants >= 300,000 QCBS, QBS Firms: All SSS contracts >= USD 100 K; Individual Consultant: Only in Exceptional Cases; SSS for individual consultant: >=USD 50 K < 300,000 QCBS, QBS, CQS N/A SSS N/A IC All terms of references (TOR) will be reviewed by the Bank Task Team regardless of the contract value Notes: QCBS: Quality- and Cost-Based Selection QBS: Quality-Based Selection CQS: Selection Based on the Consultants’ Qualifications SSS: Single-Source Selection IC: Individual Consultant selection procedure NA: Not Applicable 2. Short list comprising entirely of national consultants: Short list of consultants for services, estimated to cost less than USD500, 000 equivalent per contract, may comprise entirely of national consultants in accordance with the provisions of paragraph 2.7 of the Consultant Guidelines. 3. Any Other Special Selection Arrangements: NA 4. Consultancy Assignments with Selection Methods and Time Schedule PROCUREMENT China : Chongqing Small Towns Water Environment Management Project PLAN General Information Country: China Bank’s Approval Date of the Original Procurement Plan: 2018-05-18 2019-12-06 Revised Plan Date(s): (comma delineated, leave blank if none) Project ID: P133117 GPN Date: Project Name: Chongqing Small Towns Water Environment Management Project Loan / Credit No: IBRD / 84560 Executing Agency(ies): Chongqing PMO WORKS Bid Evaluation Activity Reference No. / Draft Bidding Loan / Credit Market Procurement Prequalification Estimated Actual Amount Process Draft Pre-qualification Prequalification Specific Procurement Bidding Documents Proposal Submission / Report and Description Component Review Type Method Document / Signed Contract Contract Completion No. Approach Process (Y/N) Amount (US$) (US$) Status Documents Evaluation Report Notice / Invitation as Issued Opening / Minutes Recommendation for Justification Award Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual RCRE.CP4 / Construction of Component 1: Flood Single Stage - One river embankment and waste IBRD / 84560 management in Tongnan Prior Request for Bids Open - National 4,920,000.00 2,744,876.41 Signed Envelope water network County RCRE.CP2 / Construction of Component 1: Flood river embankment on left Single Stage - One IBRD / 84560 management in Tongnan Prior Request for Bids Open - National 6,620,000.00 4,461,751.93 Signed side upstream and Envelope County wastewater network Component 1: Flood TNRE.CP1 / Construction Single Stage - One IBRD / 84560 management in Tongnan Prior Request for Bids Open - National 11,600,000.00 5,981,251.37 Signed of River Embankment Envelope County TNRE.CP2 / Construction of river embankment among pile No. (on righ side)3 Component 1: Flood Single Stage - One 600m 6 840m, 3.24km long, IBRD / 84560 management in Tongnan Prior Request for Bids Open - National 12,240,000.00 7,822,707.25 Signed Envelope inclined slope type, 7.5m County high on average, 3m wide for dike-top Component 1: Flood SZRE.CP1 / Construction of Single Stage - One IBRD / 84560 management in Tongnan Prior Request for Bids Open - National 8,020,000.00 4,418,325.78 Signed River Embankment Envelope County GOODS Bid Evaluation Activity Reference No. / Draft Bidding Loan / Credit Market Procurement Prequalification Estimated Actual Amount Process Draft Pre-qualification Prequalification Specific Procurement Bidding Documents Proposal Submission / Report and Description Component Review Type Method Document / Signed Contract Contract Completion No. Approach Process (Y/N) Amount (US$) (US$) Status Documents Evaluation Report Notice / Invitation as Issued Opening / Minutes Recommendation for Justification Award Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual NON CONSULTING SERVICES Bid Evaluation Activity Reference No. / Draft Bidding Loan / Credit Market Procurement Prequalification Estimated Actual Amount Process Draft Pre-qualification Prequalification Specific Procurement Bidding Documents Proposal Submission / Report and Description Component Review Type Method Document / Signed Contract Contract Completion No. Approach Process (Y/N) Amount (US$) (US$) Status Documents Evaluation Report Notice / Invitation as Issued Opening / Minutes Recommendation for Justification Award Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual CONSULTING FIRMS Activity Reference No. / Combined Evaluation Loan / Credit Market Contract Type Estimated Actual Expression of Interest Short List and Draft Request for Proposals Opening of Technical Evaluation of Description Component Review Type Method Process Status Terms of Reference Report and Draft Signed Contract Contract Completion No. Approach Amount (US$) Amount (US$) Notice Request for Proposals as Issued Proposals / Minutes Technical Proposal Negotiated Contract Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Page 1 TA1 / Project Management Component 1: Flood Quality And Cost- Open - and Construction Supervision IBRD / 84560 management in Tongnan Prior 0.00 3,597,629.65 Signed Based Selection International Consulting Service County TA2 / Social assessment, Component 1: Flood Consultant Open - resettlement external IBRD / 84560 management in Tongnan Prior Qualification 150,000.00 179,635.13 Signed International monitoring County Selection Component 3: Flood and Consultant SZSR1 / Flood risk Pending IBRD / 84560 wastewater management in Post Qualification Open - National 300,000.00 0.00 2019-12-05 2019-12-19 2020-01-02 2020-02-04 2020-02-25 2020-12-20 mapping system Implementation Shizhu County Selection Component 1: Flood Consultant TNSR1 / Flood risk Pending IBRD / 84560 management in Tongnan Post Qualification Open - National 300,000.00 0.00 2019-12-06 2019-12-20 2020-01-03 2020-02-05 2020-02-26 2020-12-20 mapping system Implementation County Selection Component 2: Flood and Consultant RCSR1 / Flood risk Pending IBRD / 84560 wastewater management in Post Qualification Open - National 300,000.00 0.00 2019-12-05 2019-12-19 2020-01-02 2020-02-04 2020-02-25 2020-12-20 mapping system Implementation Rongchang County Selection Component 4: Flood and Consultant PSSR1 / Flood risk Pending IBRD / 84560 wastewater management in Post Qualification Open - National 300,000.00 0.00 2019-12-05 2019-12-19 2020-01-02 2020-02-04 2020-02-25 2020-12-21 mapping system Implementation Pengshui County Selection INDIVIDUAL CONSULTANTS Activity Reference No. / Invitation to Loan / Credit Market Contract Type Estimated Actual Draft Negotiated Description Component Review Type Method Process Status Terms of Reference Identified/Selected Signed Contract Contract Completion No. Approach Amount (US$) Amount (US$) Contract Consultant Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Page 2