January 2013 Number 181                                                                                                                       75189
                                                                                                                        www.worldbank.org/enbreve




 A regular series of notes highlighting recent lessons emerging from the operational and analytical
 program of the World Bank‘s Latin America and Caribbean Region (LAC).

 Governance of Multi-sectoral Interventions to
 Promote Healthy Living in Latin America and
 the Caribbean1
 by María E. Bonilla-Chacín                                                                                                Fondo Español para Latinoamérica y el Caribe




                                                                                         2. Much of this health and economic burden can be avoided, since
                                                                                         an important share of NCDs is due to exposure to preventable
                                                                                         risk factors such as unhealthy diets, physical inactivity, tobacco
                                                                                         use, and alcohol abuse.2 Diets in most LAC countries are high in
                                                                                         calories, sugars, fats and sodium, and low in fruits and vegetables.
                                                                                         These diets, combined with sedentary lifestyles, are responsible
                                                                                         for the large percentage of overweight and obese adults. Due to
                                                                                         the disability-adjusted life years lost, attributed to overweight and
                                                                                         obesity, the 2010 Burden of Disease Study ranked high body mass
                                                                                         index as the first risk factor for health in southern LAC (Argentina,
                                                                                         Chile and Uruguay), the second in the Caribbean and in Central
                                                                                         LAC (Mesoamerica, Colombia and Venezuela), and the third in the
                                                                                         rest of the region.3 The study also ranked tobacco use among
 Ciclovía Bogotá , photo taken by Diana Fernández.                                       the first five risk factors in LAC and alcohol abuse as the main risk
                                                                                         factor in all sub-regions, with the exception of the Caribbean and
                                                                                         southern LAC, where alcohol was ranked among the first five.
 Health and Economic Burden of
 Non-Communicable Diseases in LAC                                                        Multisectoral Interventions to Prevent
                                                                                         Health Risk Factors and Pending Agenda
 1. The Latin America and Caribbean region has been experiencing
 a rapid demographic and epidemiological transition which has
                                                                                         for LAC
 important health and economic consequences. Not only is the
 population aging rapidly, but it is also experiencing major changes in                  3. Many interventions to prevent some of the NCD economic and
 lifestyle. This has altered the disease and mortality profile, reflected                health impacts go beyond the health sector and the activities it
 in the increasing weight of non-communicable diseases (NCDs),                           traditionally delivers. In this context, strengthening multi-sectoral
 such as heart disease, stroke, cancer and diabetes. These conditions                    efforts to improve diets, promote physical activity, and particularly,
 also represent an increasing economic and development threat to                         to reduce tobacco use and alcohol abuse, are priorities. There are
 households, health systems, and economies.                                              several cost-effective interventions that have been proven to lower

 1. This En Breve was prepared by María E. Bonilla-Chacín based on the regional study on Promoting Healthy Living in Latin America and the Caribbean:
    Governance of Multi-sectoral Activities to Prevent Health Risk Factors. This study was made possible thanks to the financial support of the Spanish Fund for
    Latin America and the Caribbean.
 2. World Health Organization. 2005. WHO Report. Preventing Chronic Diseases. A Vital Investment. Genève: WHO.
 3. Lim, Stephen. S., A. D. Lopez, C. J. L. Murray, M. Ezzati, T. Vos, A.D. Flaxman, G. Danaei, K. Shibuya, H. Adair-Rohani, M. Amann, H Ross Anderson, K.G. Andrews,
    M. Aryee, C. Atkinson, L. J Bacchus, A. Bahalim, et al. 2012. A comparative risk assessment of the disease and injury burden attributed to 67 risk factors and risk
    factor clusters in 21 regions, 1990–2010: A systematic analysis for the Global Burden of Disease Study 2010. Lancet 2012; 380: 2224–60.


                                                                                                                                                                          1
                                                                                    6. In addition, policies to control tobacco use and alcohol abuse
                                                                                                                                                                                                                                Table 1:
                                                                                    are often not fully enforced, and there is room for improving fiscal
                                                                                                                                                                    Examples of successful or promising multi-sectoral interventions to prevent risk factors in OECD and LAC countries –targeted risk
                                                                                    policies 4,5, In the case of alcohol abuse, the laws have many gaps,
                                                                                                                                                                                         factors, evidence of cost-effectiveness (C/E) according to WHO, and sectors involved
                                                                                    particularly those that restrict alcohol sales. Although alcohol
                                                                                    abuse is the main health risk factor in most of the region, there             Risk
                                                                                    is little information about comprehensive strategies to control it.                                      WHO – C/E                               Intervention                          International Examples                  Sectors Involved
                                                                                                                                                                 Factor
                                                                                    However, two promising strategies were implemented in Brazil, in
                                                                                                                                                                                                                         Salt reduction strategies              North Karelia, Finland community program to        Agriculture, health,
                                                                                    the cities of Diadema and Paulina.6,7                                                                                                                                       reduce CVD.                                        food production,
                                                                                                                                                                                                                                                                Argentina agreements with the industry to          food retai, food
                                                                                    International and Regional Experiences                                                                                                                                      reduce sodium in processed foods.                  advertising,
                                                                                                                                                                                                                                                                                                                   restaurants, city
                                                                                    with Multi-sectoral Interventions to                                                                                                 Replacing trans fat                    New York City ban on trans fats in restaurants.
                                                                                                                                                                                                                                                                                                                   governments,




                                                                                                                                                                                                     Best Buys
                                                                                                                                                                                                                                                                Denmark legislation.
                                                                                    Prevent Health Risk Factors – Lessons for                                                                                                                                   Argentina reform of the Food Code to regulate      legislature.




                                                                                                                                                                       Unhealthy diets
    Mexico City, photo by M. Bonilla-Chacín.                                        LAC                                                                                                                                                                         amount of trans fats in processed foods.
                                                                                                                                                                                                                         Nutrition labeling                     UK traffic light system.
                                                                                                                                                                                                                                                                US 1994 Nutrition and Education Bill.
    exposure to tobacco use and alcohol abuse (Table 1). There are                  7. Improving diets, increasing physical activity, and reducing                                                                                                              NYC regulates calorie content in restaurants.
    fewer well known cost-effective interventions to improve diets                  tobacco use and alcohol abuse require the concerted efforts                                                                          Social media campaigns                 Wheeling, US, 1% or less campaign.
    and promote physical activity, except for those to decrease the                 of different stakeholders in various sectors; for this reason, the                                                                                                          EPODE Project.
    intake of sodium and trans fats. Thus, controlling tobacco use and              decision-making process associated with these interventions                                                                          Regulating Advertising on marketing UK statutory regulation on advertising.




                                                                                                                                                                                              interventions
                                                                                                                                                                                               and low cost
    alcohol abuse should be the main priorities, followed by reducing               presents challenges to policymakers and other health advocates.                                                                      of foods and beverage high in salt,




                                                                                                                                                                                                Other C/E
    the intake of sodium and trans fats. But, given the importance                  International experience shows that to overcome them, some of                                                                        fats and sugar, especially to children
    of overweight and obesity as risk factors, countries should adopt               the following strategies will be required.                                                                                           Taxes and subsidies to promote         US Taxes on sodas.
    policies to improve diets in general and physical activity.                                                                                                                                                          healthy diets                          Poland Elimination of butter and lard subsidies.
                                                                                    8. To consolidate the various stakeholders’ interests towards the
                                                                                                                                                                                                                         Social media campaigns                 US VERB campaign.                                  City governments,




                                                                                                                                                                                                 Best
                                                                                                                                                                                                 Buy
                                                                                                                                                                       Physical Inactivity
    4. There are several examples of successful or promising                        same public health goal, policymakers must engage in dialogue                                                                                                               Brazil Agita Sao Paulo.                            urban planning,
    interventions to promote healthy living in the region. These                    and negotiations with all interested parties. To succeed, in this                                                                                                                                                              transport, health,
                                                                                                                                                                                                                         Modifying the built environment to     Bogotá, Colombia.




                                                                                                                                                                                             Effective but
                                                                                                                                                                                                                                                                                                                   civil society




                                                                                                                                                                                             not enough
    include the following: (a) In Argentina, agreements between the                 course authorities need to understand the incentives for each




                                                                                                                                                                                               evidence
                                                                                                                                                                                                                         increase physical activity                                                                organizations




                                                                                                                                                                                                on C/E
    government and industry to reduce sodium in processed foods                     stakeholder. There are promising examples of agreements
                                                                                                                                                                                                                                                                                                                   (CSO), media.
    and the reform of the Food Code to reduce trans fats in processed               between governments and industry to improve public health; one
    foods, (b) in Bogota, a built environment that promotes physical                of those examples can be found in LAC, the agreements reached
    activity; (c) in Mexico, the National Agreements for Food Health                between the food industry and the Government of Argentina to                                                                         Work-based programs                    US Treatwell 5-a-day.                              Agriculture, health,




                                                                                                                                                                                              Effective but not enough
                                                                                                                                                               nutrition and physical
                                                                                                                                                               programs to improve
    (the National Anti-Obesity Strategy), and (d) in Uruguay, tobacco               reduce sodium in processed foods.                                                                                                                                                                                              food industry, food




                                                                                                                                                                Community-based
                                                                                                                                                                                                                         School-based programs                  US Child and Adolescent Trial Cardiovascular




                                                                                                                                                                                                  evidence on cost
    control policies (Table 1). Also, almost all countries signed the                                                                                                                                                                                                                                              retail industry,




                                                                                                                                                                                                    effectiveness
                                                                                                                                                                                                                                                                Health (CATCH).
                                                                                                                                                                                                                                                                                                                   schools, work




                                                                                                                                                                       activity
    Framework Convention for Tobacco Control (FCTC) and have                        9. Often, when a government initiates the dialogue, companies                                                                                                               US Pathways.
                                                                                                                                                                                                                                                                                                                   places, food
    passed laws and regulations accordingly. Similarly, most LAC                    develop their own guidelines and standards that improve their                                                                        Other community based program          North Karelia – Finland.                           retailers, others.
    countries have in place some of the cost-effective interventions                products’ impact on public health. In the UK, food companies                                                                                                                Mexico National Accords for Food Health
                                                                                                                                                                                                                                                                - Technical Guidelines for the sale and
    needed to control alcohol abuse. Moreover, at the local and                     developed their own standards for nutrition labels (Traffic Lights                                                                                                          distribution of food and beverage in basic
    national levels groups of deeply committed policymakers and                     System) which have been effective.8                                                                                                                                         education establishments
    health advocates have created effective and long-lasting policies                                                                                                                                                    Fiscal Measures                    There are several successful world examples.           Finance, health,




                                                                                                                                                                       Tobacco use
    to prevent NCDs.                                                                10. However, voluntary actions are often ineffective and                                                                             Banning smoking in public places.  In LAC, Uruguay tobacco control policy is              legislature,




                                                                                                                                                                                                     Best Buys
                                                                                    policymakers have replaced them with regulations. For example,                                                                       Raising awareness and increasing   among the most successful ones.                        international
    5. Despite these examples, there is relatively little evidence                  in Europe, Canada, and the US, early voluntary nutrition labeling                                                                    knowledge about dangers of tobacco                                                        organizations,
                                                                                                                                                                                                                         use.                                                                                      tobacco industry,
    of ongoing activities to fight NCDs at population level in LAC,                 actions failed to meet government standards and expectations                                                                                                                                                                   CSO.
    particularly with respect to policies to improve diets. It has been             which led governments to use mandatory guidelines. In New York
                                                                                                                                                                                                                         Fiscal Policies                        USSR, Gorbachev anti-alcohol legislation.          Federal and state
    difficult worldwide to reverse the obesity trend; however, some                 City, authorities encouraged restaurants to voluntarily provide                                                                                                                                                                governments,
                                                                                                                                                                                                                         Restrictions on availability and access Sweden Systembolaget.
    policies have helped improve diets and promote physical activity.               easily-seen nutrition information to customers, but, as this did not                                                                                                                                                           City government,




                                                                                                                                                                       Alcohol abuse




                                                                                                                                                                                                     Best Buys
                                                                                                                                                                                                                         to alcohol                              US licensing system
    Regarding physical activity, some LAC cities are launching policies             occur, the City passed a regulation.9,10                                                                                                                                                                                       health sector,
                                                                                                                                                                                                                         Limiting the hours of alcohol sales    Austraila, Halls Creek.                            police, CSO.
    to build environments that facilitate it; but such efforts often occur                                                                                                                                                                                      Brazil, Diadema.
    only in large urban centers and upper-middle-income countries.
                                                                                                                                                                                                                         Age restrictions on alcohol purchase   US Minimum Legal Drinking Age.
                                                                                                                                                                                                                         and sales.
    4. World Health Organization 2011. Global Status Report on Alcohol and Health. Geneva: WHO.                                                                                                                          BAC                                    US Checkpoint Tennessee.
    5. World Health Organization 2011. WHO Report on the Global Tobacco Epidemic 2011. Geneva: WHO.
    6. Pacific Institute for Research and Evaluation 2004. Prevention of Murders in Diadema, Brazil. The Influence of New alcohol Policies.                  Source: Bonilla-Chacin, M.E. (in process) Promoting Healthy Living in Latin America and the Caribbean: Governance of Multi-sectoral Activities to Prevent
       http://resources.prev.org/resource_pub_brazil.pdf                                                                                                     Health Risk Factors. Washington DC: The World Bank.
    7. Monteira, Maristela. Alcohol and Public Health in the Americas. PAHO . A case for Action. Washington DC, 2007.                                        Note: The second column of the table (WHO-C/E) indicates whether WHO considers the intervention a “best buy�?; those interventions “known to be effective,
    8. Van Camp D.J., N.H. Hooker, D.M. Souza-Monteiro 2010. Adoption of voluntary front of package nutrition schemes in UK food innovations. British Food   feasible, and affordable in any resource setting�? (World Health Organization. 2011. Global Status Report on Non-communicable Diseases 2010. Geneva: WHO).
       Journal, Vol. 112, 6, 580-591.                                                                                                                        It also includes other cost-effective interventions and those that are effective but do not have enough evidence on their cost-effectiveness (C/E).
2                                                                                                                                                                                                                                                                                                                                         3
    11. In some cases, the dynamic between the governments and                         public support. Similarly, in the city of Diadema, Brazil, through
    the sector they want to regulate can be highly confrontational;                    education campaigns and discussions with alcohol retailers, public
    thus, governments must be prepared for this. Regulations in the                    opinion quickly supported policies to restrict alcohol sales.
    tobacco industry provide a clear example. Even where countries
    successfully reduce tobacco use through strong control policies,                   14. In many instances, research has played a critical role in
    they still face hurdles, as occurred in Uruguay: In 2010, Phillip Morris           having widespread preventive interventions adopted. Thus, the
    International appealed to the International Centre for Settlement                  importance of solid, independent, and convincing research cannot
    of Investment Disputes (ICSID) for an arbitration procedure against                be overstated, as it is critical in shaping public opinion and raising
    the Government of Uruguay for some of its tobacco control                          support for policies. For example, in the UK, the decision to create
    policies.11                                                                        a statutory regulation on food advertisements aimed at children
                                                                                       was influenced by research that found an association between
    12. Most successful efforts require strong coordination among                      advertising and children’s food preferences, and a study showing
    the many stakeholders involved; often, it occurs through the                       that a large percent of the expenditures on food ads directed at
    leadership of ministries of health and institutional arrangements                  children was for products that were high in fat, sugar and salt.13
    that favor it. The role of the health sector has been key in many                  Because research findings must be communicated to policymakers
    successful experiences. Often, it launched the dialogue among                      and the public, civil society groups have played a crucial role in
    various actors and ensured their coordination. This occurred in                    publicizing the data and raising public awareness.
    Argentina, with the agreements to reduce sodium and the revision
    of the Food Code to reduce trans fats in processed foods: Under a                  15. Many of the successes have been due to the leadership
    MoH initiative, a National Commission to Eliminate Trans Fats and                  and political commitment of some key political figures. For
    Reduce Salt was created that involves several public and business                  example, (a) in Uruguay, a group of committed politicians and
    organizations, scientific associations, and civil society groups. Also,            policymakers, including President Tabaré Vázquez, supported by
    in Uruguay, through a MoH request, the National Alliance for                       strong advocacy groups, fought tobacco lobbying efforts and
    Tobacco Control, a coordination agency was created that consists                   passed comprehensive, effective tobacco control policies; and
    of government agencies, parastatals, international organizations,                  (b) in Bogotá, the continuous efforts of two mayors, Antanas
    academic institutions, and NGOs.                                                   Mockus and Enrique Peñaloza, helped consolidate the city’s built
                                                                                       environment in ways that would promote physical activity.
    13. In general, policymakers and health advocates often gauge
    and mobilize public opinion to support these health promotion                      16. Also, taking advantage of favorable conditions or times has
    policies and ensure their design and implementation. For example,                  been key to enacting some of the policies. With respect to tobacco,
    while the regulation to reduce trans fats was being discussed                      the Framework Convention for Tobacco Control has generated
    in New York City, authorities routinely publicized their concerns                  an international awareness that helped tobacco control policies
    about the links between trans fats and coronary heart disease,                     to be adopted globally. Similarly, the decentralization process in
    which contributed to public consensus in favor of the regulation.12                Colombia made it possible for elected mayors to independently
    In Uruguay, the policy to promote smoke-free environments was                      pursue policies that changed the cities’ built environment in ways
    accompanied by strong communication campaigns to ensure                            that promoted physical activity.

    9. New York City Board of Health 2007. http://www.cspinet.org/new/pdf/nyc_frieden.pdf
    10. Mello MM 2009. New York City’s War on Fat. The New England Journal of Medicine. 360; 91. Boston: The Massachusetts Medical Society.
    11. Weiler T. Phyllip Morris vs. Urugay. An Analysis of Tobacco Control Measures in the Context of International Investment Law. Report #1 for Physicians for a
        Smoke Free Canada. 28 July 2010.
    12. Mello MM. 2009.
    13. Hastings G and Carins G. 2010 Food and beverage marketing to children. In Preventing Childhood Obesity. Waters, E., B. Swinburn, J. Seidell, R. Uauy.
        Editors. Preventing Childhood Obesity: Evidence Policy and Practice. Wiley-Blackwell. BMJI Books.


    Disclaimer: The findings, interpretations, and conclusions expressed herein are those of the author(s) and do not necessarily reflect the views of the Executive
    Directors of the International Bank for Reconstruction and Development / The World Bank or the governments they represent. The World Bank does not
    guarantee the accuracy of the data included in this work. The boundaries, colors, denominations, and other information shown on any map in this work do not
    imply any judgment on the part of The World Bank concerning the legal status of any territory or the endorsement or acceptance of such boundaries.




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