The World Bank Implementation Status & Results Report RESULTS-BASED NATIONAL URBAN DEVELOPMENT PROGRAM - NORTHERN MOUNTAINS (P143596) RESULTS-BASED NATIONAL URBAN DEVELOPMENT PROGRAM - NORTHERN MOUNTAINS (P143596) EAST ASIA AND PACIFIC | Vietnam | Urban, Resilience and Land Global Practice | Requesting Unit: EACVF | Responsible Unit: SEAU2 IBRD/IDA | Program-for-Results Financing | FY 2014 | Team Leader(s): Hoa Thi Hoang, Zhiyu Chen Seq No: 12 | ARCHIVED on 12-Dec-2019 | ISR39433 | Created by: Hoa Thi Hoang on 15-Nov-2019 | Modified by: Hoa Thi Hoang on 04-Dec-2019 Program Development Objectives Program Development Objective (from Program Appraisal Document) The proposed program development objective is to strengthen the capacity of participating Northern Mountains cities to plan, implement and sustain urban infrastructure. Overall Ratings Name Previous Rating Current Rating Progress towards achievement of PDO Moderately Satisfactory Moderately Satisfactory Overall Implementation Progress (IP) Moderately Satisfactory Moderately Satisfactory Implementation Status and Key Decisions Overall progress towards achievement of the PDO is Moderately Satisfactory. Verification of the 2018 has been verified and completed and the achievements against the DLIs are good. As of now, around US$ 78% of the works have been tendered and around 70 % of subprojects have been completed, showing overall good progress for infrastructure activities. Currently, most cities have nearly disbursed the full amount of their ODA funding which was approved and included in the current MTIP. With new approval of allocation full MTIP allocation, it is expected that the disbursement ratio will increase significantly during this FY. Data on Financial Performance Disbursements (by loan) Project Loan/Credit/TF Status Currency Original Revised Cancelled Disbursed Undisbursed % Disbursed P143596 IDA-54760 Effective USD 250.00 250.00 0.00 112.42 111.40 50% Key Dates (by loan) Project Loan/Credit/TF Status Approval Date Signing Date Effectiveness Date Orig. Closing Date Rev. Closing Date P143596 IDA-54760 Effective 05-Jun-2014 17-Jul-2014 30-Oct-2014 30-Jun-2021 30-Jun-2021 12/12/2019 Page 1 of 10 The World Bank Implementation Status & Results Report RESULTS-BASED NATIONAL URBAN DEVELOPMENT PROGRAM - NORTHERN MOUNTAINS (P143596) DLI Disbursement Achievement Disbursed amount in Disbursement % DLI ID DLI Type Description Coc DLI Amount Status Coc for DLI Loan: IDA54760-001 5476 DLI1.1 Enhanced Partially 1.1 Regular XDR 21,357,600.00 16,620,213.00 1.3 % Annual CIty Plans Achieved 5476 DLI 1.2 Partially 1.2 Regular Professionally-staffed XDR 14,238,400.00 11,080,142.00 1.3 % Achieved mngt 5476 DLI 2 Local urban Partially 2 Regular XDR 100,316,000.00 32,216,206.00 3.1 % infra investments Achieved 5476 DLI 3.1 Asset mngt Partially 3.1 Regular XDR 6,472,000.00 2,608,245.00 2.5 % plan & loc urban Achieved 5476 DLI 3.2 Increased Partially 3.2 Regular XDR 6,472,000.00 1,611,542.00 4% annual own-source Achieved 5476 DLI 4.1 Partially 4.1 Regular Implementation strategy XDR 4,530,400.00 1,941,621.00 2.3 % Achieved NUD 5476 DLI 4.2 Prof-staffed Partially 4.2 Regular XDR 6,472,000.00 3,883,243.00 1.7 % in MOC,prep AC Achieved 5476 DLI 4.3 Completed Partially 4.3 Regular XDR 1,941,600.00 970,810.00 2% Program Report Achieved Program Action Plan 1. Participating cities will maintain databases on (i) public consultation/corruption/fiduciary/procurement/ Program Action Description implementation complaints and responses to those complaints and (ii) beneficiary feedback to implementing agencies. Source DLI# Responsibility Timing Timing Value Status Client Recurrent Yearly Completed Completion Measurement Participating cities provided report annually on maintaining databases and public consultation on program Comments implementation complaints and responses. 2(a). All proposals for detailed designs, construction supervision and bids for civil works, whether below or above cost Action Description estimates, shall be evaluated; proposals and bids shall not be rejected only on the basis of minor, non-substantive deviations. Source DLI# Responsibility Timing Timing Value Status Client Recurrent Continuous Completed Completion Measurement 12/12/2019 Page 2 of 10 The World Bank Implementation Status & Results Report RESULTS-BASED NATIONAL URBAN DEVELOPMENT PROGRAM - NORTHERN MOUNTAINS (P143596) Comments 2(b). At least 30% of city consulting contracts for detailed designs, construction supervision and 90% of city civil Action Description works cont will be competitively bid, progressively increased to 80% and 100% respectively by the end of the Program period. Source DLI# Responsibility Timing Timing Value Status Client Recurrent Yearly Completed Completion Measurement Comments 2(c). State-Owned Enterprises dependent on Program provinces/cities/departments will be excluded from Action Description participating. Source DLI# Responsibility Timing Timing Value Status Client Recurrent Continuous Completed Completion Measurement Comments Action Description 2(d). Firms and individuals on the local, national or Bank debarment/suspension lists will not be allowed to participate. Source DLI# Responsibility Timing Timing Value Status Client Recurrent Continuous Completed Completion Measurement Comments Action Description 3. MOC will build and implement an effective internal audit function for the Program. Source DLI# Responsibility Timing Timing Value Status Client Recurrent Yearly Completed Completion Measurement Comments 12/12/2019 Page 3 of 10 The World Bank Implementation Status & Results Report RESULTS-BASED NATIONAL URBAN DEVELOPMENT PROGRAM - NORTHERN MOUNTAINS (P143596) 4. Cities will ensure that land acquisition and adverse impacts are avoided or minimized, that affected people be Action Description compensated so that they are no worse off than before. An independent land value assessment mechanism be developed. Source DLI# Responsibility Timing Timing Value Status Client Recurrent Continuous Delayed Completion Measurement Comments 5. MOC and the participating cities will jointly develop and implement guidelines to ensure the effective participation Action Description of and consu ltation with local people, including Ethnic Minorities and vulnerable groups, in the investment process. Source DLI# Responsibility Timing Timing Value Status Client Recurrent Yearly In Progress Completion Measurement Comments Risks Systematic Operations Risk-rating Tool Risk Category Rating at Approval Previous Rating Current Rating Political and Governance -- Substantial Substantial Macroeconomic -- Substantial Substantial Sector Strategies and Policies -- Moderate Moderate Technical Design of Project or Program -- Substantial Substantial Institutional Capacity for Implementation and Sustainability -- Substantial Substantial Fiduciary -- Substantial Substantial Environment and Social -- Substantial Substantial Stakeholders -- Substantial Substantial Other -- Substantial Substantial Overall -- Substantial Substantial 12/12/2019 Page 4 of 10 The World Bank Implementation Status & Results Report RESULTS-BASED NATIONAL URBAN DEVELOPMENT PROGRAM - NORTHERN MOUNTAINS (P143596) Results PDO Indicators by Objectives / Outcomes Enhanced Annual City Plans approved and disclosed to the public IN00770091 ►Enhanced Annual City Plans approved and disclosed to the public (Number, Custom) Baseline Actual (Previous) Actual (Current) End Target Value 0.00 7.00 7.00 7.00 Date 01-May-2014 19-Apr-2019 15-Nov-2019 30-Jun-2021 All enhanced annual city plan (7 plan for 7 participating cities) had been approved and disclosed to the Comments public and reviewed by SAV for verification. Asset Management Plan adopted and local urban infrastructure sub-projects in full service after comp IN00770092 ►Asset Management Plan adopted and local urban infrastructure sub-projects in full service after completion (Yes/No, Custom) Baseline Actual (Previous) Actual (Current) End Target Value No Yes Yes Yes Date 01-May-2014 19-Apr-2019 15-Nov-2019 30-Jun-2021 All cities have developed management plan and local urban infrastructure sub-projects in full services after Comments completion. However in reviewing this plan, it is still limited resources allocated. Implementation Strategy for National Urban Development Program adopted with annual milestones IN00770093 ►Implementation Strategy for National Urban Development Program adopted with annual milestones (Yes/No, Custom) Baseline Actual (Previous) Actual (Current) End Target Value No Yes Yes Yes Date 01-May-2014 19-Apr-2019 15-Nov-2019 30-Jun-2021 The indicators targeted to central government to support for program objectives on strategy implementation for national urban development program adopted with annual milestones have been fully achieved for the year 2015, 2016, and 2017, 2018. Moving forward, the strategy for National Urban Comments development Program faces on-going challenges due to the uncertain policy changes and fiscal environment may require modification. Total number of people benefiting from Program (disagregated by gender) IN00770094 ►Total number of people benefiting from Program (disagregated by gender) (Number, Custom) Baseline Actual (Previous) Actual (Current) End Target Value 0.00 156,790.00 156,790.00 759,300.00 12/12/2019 Page 5 of 10 The World Bank Implementation Status & Results Report RESULTS-BASED NATIONAL URBAN DEVELOPMENT PROGRAM - NORTHERN MOUNTAINS (P143596) Date 01-May-2014 23-Nov-2018 23-Nov-2018 30-Jun-2021 Comments IN00770095 Number of male beneficiaries from the Program (Number, Custom Breakdown) Baseline Actual (Previous) Actual (Current) End Target Value 0.00 77,425.00 77,425.00 384,431.00 Date 01-May-2014 23-Nov-2018 23-Nov-2018 30-Jun-2021 IN00770096 Number of female beneficiaries from the Program (Number, Custom Breakdown) Baseline Actual (Previous) Actual (Current) End Target Value 0.00 793,650.00 793,650.00 374,869.00 Date 01-May-2014 23-Nov-2018 23-Nov-2018 30-Jun-2021 Intermediate Results Indicators by Results Areas Institutional Strengthening at the City Level IN00770097 ►Professionally-staffed management units in place within each Participating City People's Committee (Number, Custom) Baseline Actual (Previous) Actual (Current) End Target Value 0.00 7.00 7.00 7.00 Date 01-May-2014 19-Apr-2019 15-Nov-2019 30-Jun-2021 Comments Infrastructure Delivered IN00770098 ►People benefiting from city primary/secondary infrastructure services (Number, Custom) Baseline Actual (Previous) Actual (Current) End Target Value 0.00 258,000.00 258,000.00 651,500.00 Date 01-May-2014 19-Apr-2019 15-Nov-2019 30-Jun-2021 Comments IN00770101 ►People benefiting from improved tertiary/social infrastructure services (disaggregated by gender) (Number, Custom) Baseline Actual (Previous) Actual (Current) End Target Value 0.00 78,612.00 458,581.00 107,800.00 Date 01-May-2014 19-Apr-2019 15-Nov-2019 30-Jun-2021 12/12/2019 Page 6 of 10 The World Bank Implementation Status & Results Report RESULTS-BASED NATIONAL URBAN DEVELOPMENT PROGRAM - NORTHERN MOUNTAINS (P143596) Comments IN00770103 Number of women benefiting from improved tertiary/social infrastructure services (Number, Custom Breakdown) Baseline Actual (Previous) Actual (Current) End Target Value 0.00 38,406.00 225,292.00 53,275.00 Date 01-May-2014 19-Apr-2019 15-Nov-2019 30-Jun-2021 IN00770104 Number of men benefiting from improved tertiary/social infrastructure services (Number, Custom Breakdown) Baseline Actual (Previous) Actual (Current) End Target Value 0.00 40,206.00 232,866.00 54,525.00 Date 01-May-2014 19-Apr-2019 15-Nov-2019 30-Jun-2021 IN00770105 ►Ethnic Minority beneficiaries (Percentage, Custom) Baseline Actual (Previous) Actual (Current) End Target Value 0.00 21.00 21.00 14.00 Date 01-May-2014 19-Apr-2019 15-Nov-2019 30-Jun-2021 Comments IN00770106 Male ethnic minority beneficiaries (Percentage, Custom Breakdown) Baseline Actual (Previous) Actual (Current) End Target Value 0.00 21.00 21.00 50.00 Date 01-May-2014 19-Apr-2019 15-Nov-2019 30-Jun-2021 IN00770107 Female ethnic minority beneficiaries (Percentage, Custom Breakdown) Baseline Actual (Previous) Actual (Current) End Target Value 0.00 21.00 21.00 50.00 Date 01-May-2014 19-Apr-2019 15-Nov-2019 30-Jun-2021 IN00770108 ►New and upgraded roads completed (Kilometers, Custom) Baseline Actual (Previous) Actual (Current) End Target Value 0.00 72.00 72.00 101.90 Date 01-May-2014 19-Apr-2019 15-Nov-2019 30-Jun-2021 this indictors have been monitored and measured by each PMUs, reviewed by MOC based on actual new Comments and upgraded roads completed within city each year (from all resources, including this program). IN00770109 ►Resettlement areas completed (Hectare(Ha), Custom) 12/12/2019 Page 7 of 10 The World Bank Implementation Status & Results Report RESULTS-BASED NATIONAL URBAN DEVELOPMENT PROGRAM - NORTHERN MOUNTAINS (P143596) Baseline Actual (Previous) Actual (Current) End Target Value 0.00 138.00 5.00 236.00 Date 01-May-2014 19-Apr-2019 15-Nov-2019 30-Jun-2021 Comments IN00770110 ►LIAs upgraded (Hectare(Ha), Custom) Baseline Actual (Previous) Actual (Current) End Target Value 0.00 110.00 388.00 333.00 Date 01-May-2014 19-Apr-2019 15-Nov-2019 30-Jun-2021 Comments Sustainability of Infrastructure IN00770099 ►Increase in own-sources revenue (Number, Custom) Baseline Actual (Previous) Actual (Current) End Target Value 0.00 3.00 3.00 7.00 Date 01-May-2014 19-Apr-2019 15-Nov-2019 30-Jun-2021 Comments National Policy, Support and Oversight IN00770100 ►Professionally-staffed unit in place in MOC; and capacity support for cities provided as per Annual Capacity Development Plan (Percentage, Custom) Baseline Actual (Previous) Actual (Current) End Target Value 100.00 100.00 100.00 100.00 Date 01-May-2014 19-Apr-2019 15-Nov-2019 30-Jun-2021 Policy in placed. Comments IN00770102 ►Completed Program report (Yes/No, Custom) Baseline Actual (Previous) Actual (Current) End Target Value No Yes Yes Yes Date 01-May-2014 19-Apr-2019 15-Nov-2019 30-Jun-2021 Comments Disbursement Linked Indicators 12/12/2019 Page 8 of 10 The World Bank Implementation Status & Results Report RESULTS-BASED NATIONAL URBAN DEVELOPMENT PROGRAM - NORTHERN MOUNTAINS (P143596) DLI_IND_TABLE ►DLI 1 Enhanced Annual City Plans approved and disclosed to the public (Outcome, 20,320,000.00, 100%) Baseline Actual (Previous) Actual (Current) 2016 Value No No No Yes Date -- 23-Nov-2018 23-Nov-2018 -- Comments ►DLI 2 Professionally-staffed management units in place within each Participating City People’s Committee (Intermediate Outcome, 13,550,000.00, 100%) Baseline Actual (Previous) Actual (Current) 2016 Value No Yes Yes Yes Date -- 23-Nov-2018 23-Nov-2018 -- Comments ►DLI 3 Local urban infrastructure investments delivered as per each Participating City’s approved Enhanced Annual City Plan (Output, 39,650,000.00, 72%) Baseline Actual (Previous) Actual (Current) 2016 Value 0.00 28,710.00 28,710.00 32,650,000.00 Date -- 23-Nov-2018 23-Nov-2018 -- Comments ►DLI 4 Asset management plan adopted and local urban infrastructure sub-projects in full service after completion (Outcome, 2,200,000.00, 0%) Baseline Actual (Previous) Actual (Current) 2016 Value No Yes Yes Yes Date -- 23-Nov-2018 23-Nov-2018 -- Comments ►DLI 5 Increased annual own-sources revenue in Participating Cities (Intermediate Outcome, 3,540,000.00, 57%) Baseline Actual (Previous) Actual (Current) 2016 Value 0.00 203,000.00 203,000.00 7.00 12/12/2019 Page 9 of 10 The World Bank Implementation Status & Results Report RESULTS-BASED NATIONAL URBAN DEVELOPMENT PROGRAM - NORTHERN MOUNTAINS (P143596) Date -- 23-Nov-2018 23-Nov-2018 -- Comments ►DLI 6 Implementation Strategy for National Urban Development Program adopted with annual milestones (Outcome, 2,000,000.00, 100%) Baseline Actual (Previous) Actual (Current) 2016 Value No Yes Yes Yes Date -- 23-Nov-2018 23-Nov-2018 -- Comments ►DLI 7 Professionally-staffed unit in place in MOC, preparation of Annual Capacity Development Plans, and capacity building support provided to cities in accordance with such plans (Output, 4,000,000.00, 100%) Baseline Actual (Previous) Actual (Current) 2016 Value No Yes Yes Yes Date -- 23-Nov-2018 23-Nov-2018 -- Comments ►DLI 8 Completed Program Report (Output, 1,000,000.00, 100%) Baseline Actual (Previous) Actual (Current) 2016 Value No Yes Yes Yes Date 01-May-2014 31-Dec-2018 31-Dec-2018 -- Comments 12/12/2019 Page 10 of 10