Public Disclosure Copy The World Bank Implementation Status & Results Report Research and Innovation in Science and Technology Project (P121842) Research and Innovation in Science and Technology Project (P121842) EAST ASIA AND PACIFIC | Indonesia | Education Global Practice | IBRD/IDA | Specific Investment Loan | FY 2013 | Seq No: 4 | ARCHIVED on 05-Mar-2015 | ISR17815 | Implementing Agencies: Key Dates Key Project Dates Board Approval date:29-Mar-2013 Effectiveness Date:12-Jun-2013 Planned Mid Term Review Date:13-Jun-2016 Actual Mid-Term Review Date:-- Original Closing Date:31-Dec-2020 Revised Closing Date:31-Dec-2020 Project Development Objectives Project Development Objective (from Project Appraisal Document) To create an enabling policy environment for research and development in science and technology, to improve the publicresearchanddevelopment institutes’ performance, and to improve science, technology and innovation human resource capacity. Has the Project Development Objective been changed since Board Approval of the Project Objective? No PHRPDODEL Components Name Improving Innovation Policy Framework and Performance of Public Research Centers.:(Cost $4000000.00 M) Strengthening Public Research Funding.:(Cost $4000000.00 M) Developing Science and Technology Human Resources Capacity.:(Cost $80000000.00 M) Project Management.:(Cost $7000000.00 M) Overall Ratings Name Previous Rating Current Rating Progress towards achievement of PDO  Moderately Satisfactory  Moderately Unsatisfactory Overall Implementation Progress (IP)  Moderately Satisfactory  Moderately Unsatisfactory Overall Risk Rating  --  Substantial 3/5/2015 Page 1 of 11 Public Disclosure Copy Public Disclosure Copy The World Bank Implementation Status & Results Report Research and Innovation in Science and Technology Project (P121842) Implementation Status and Key Decisions The Project continued to make progress towards the achievement of its development objective of improving the policy environment for research and development, strengthening public research and development institutes’ performance, and developing the needed science, technology, innovation human resource capacity in Indonesia. The reform of the LPNKs (the Non-ministerial State Institutes) is progressing albeit with slight delays, through the development and dissemination of the concept for Indonesia’s National Innovation System (SINas), the identification of policy recommendations, and the development of concrete action plans to revitalize the LPNKs. The share of total LPNK research and development revenue generated from external partners (industry, local community, and foreign grants) has not yet materialized mainly due to delays in the program revisions undertaken by the implementing agency. In terms of building human resource capacity for science, technology, and innovation, the numbers of scholars taking up Master’s and Doctor of Philosophy (Ph.D.) degrees are 30.75% of total staff, above the baseline of about 15.75%, and well beyond the set target in 2015 i.e., 17%. Risks Systematic Operations Risk-rating Tool Risk Category Rating at Approval Previous Rating Current Rating Political and Governance  --  --  Substantial Macroeconomic  --  --  Moderate Sector Strategies and Policies  --  --  Moderate Technical Design of Project or Program  --  --  Substantial Institutional Capacity for Implementation and Sustainability  --  --  Substantial Fiduciary  --  --  Moderate Environment and Social  --  --  Moderate Stakeholders  --  --  Moderate Other  --  --  -- Overall  --  --  Substantial Results Project Development Objective Indicators PHINDPDOTBL  1. Percentage of LPNK reform milestones reached (Percentage, Custom) Baseline Actual (Previous) Actual (Current) End Target 3/5/2015 Page 2 of 11 Public Disclosure Copy Public Disclosure Copy The World Bank Implementation Status & Results Report Research and Innovation in Science and Technology Project (P121842) Value 0.00 0.00 0.00 100.00 Date 13-May-2011 12-Jun-2014 31-Dec-2014 31-Dec-2020 Comments •Target in 2014 is not specified. •Current actual: Supported activities are being conducted. PHINDPDOTBL 2. Share of total LPNK R&D revenue generated from external partners (industry, local community, foreign grant) (Percentage, Custom) Baseline Actual (Previous) Actual (Current) End Target Value 5.00 0.00 0.00 12.00 Date 13-May-2011 12-Jun-2014 31-Dec-2014 31-Dec-2020 Comments •Target in 2014 is not specified. •Current actual: The data is being collected. Collaboration of LPNKs with external parties is increasing PHINDPDOTBL  3. : Increased % of Masters or PhD degree holders in LPNK and RISTEK (Percentage, Custom) Baseline Actual (Previous) Actual (Current) End Target Value 15.00 0.00 30.24 20.00 Date 13-May-2011 12-Jun-2014 31-Dec-2014 31-Dec-2020 Comments •Target in 2014 is not specified. •Current actual: Achievement exceeds the target Overall Comments Intermediate Results Indicators 3/5/2015 Page 3 of 11 Public Disclosure Copy Public Disclosure Copy The World Bank Implementation Status & Results Report Research and Innovation in Science and Technology Project (P121842) PHINDIRITBL  1. National innovation study completed and disseminated (Component 1) (Date, Custom) Baseline Actual (Previous) Actual (Current) End Target Value -- -- -- -- Date 13-May-2011 12-Jun-2014 31-Dec-2014 31-Dec-2019 Comments •Target in 2014 is not specified. •Current actual: Four studies to develop the required concepts for SINas improvement were implemented in 2014. PHINDIRITBL 2. National Information System for STI is established with staff appointed and fund allocated; (Component 1) (Number, Custom) Baseline Actual (Previous) Actual (Current) End Target Value -- -- -- -- Date 13-May-2011 12-Jun-2014 31-Dec-2014 31-Dec-2020 Comments •Target in 2014 is not specified. •Current actual: The information system has been designed. Data is being inputted. PHINDIRITBL  7. Percentage of institutional development targets met (Component 1) (Percentage, Custom) Baseline Actual (Previous) Actual (Current) End Target Value 0.00 0.00 0.00 100.00 Date 13-May-2011 12-Jun-2014 31-Dec-2014 31-Dec-2020 Comments •Target in 2014 is not specified for all sub-indicators. •Target for all sub-indicators has been identified. 3/5/2015 Page 4 of 11 Public Disclosure Copy Public Disclosure Copy The World Bank Implementation Status & Results Report Research and Innovation in Science and Technology Project (P121842) PHINDIRITBL  1. RISTEK (Percentage, Custom Supplement) Baseline Actual (Previous) Actual (Current) End Target Value 0.00 0.00 0.00 100.00 Date 13-May-2011 31-Oct-2013 12-Jun-2014 31-Dec-2020 PHINDIRITBL  3. BPPT (Percentage, Custom Supplement) Baseline Actual (Previous) Actual (Current) End Target Value 0.00 0.00 0.00 100.00 Date 13-May-2011 31-Oct-2013 12-Jun-2014 31-Dec-2020 PHINDIRITBL  2. LIPI (Percentage, Custom Supplement) Baseline Actual (Previous) Actual (Current) End Target Value 0.00 0.00 0.00 100.00 Date 13-May-2011 31-Oct-2013 12-Jun-2014 31-Dec-2020 PHINDIRITBL  4. BATAN (Percentage, Custom Supplement) Baseline Actual (Previous) Actual (Current) End Target Value 0.00 0.00 0.00 100.00 Date 13-May-2011 31-Oct-2013 12-Jun-2014 31-Dec-2020 3/5/2015 Page 5 of 11 Public Disclosure Copy Public Disclosure Copy The World Bank Implementation Status & Results Report Research and Innovation in Science and Technology Project (P121842) PHINDIRITBL  5. BAPETEN (Percentage, Custom Supplement) Baseline Actual (Previous) Actual (Current) End Target Value 0.00 0.00 0.00 100.00 Date 13-May-2011 31-Oct-2013 12-Jun-2014 31-Dec-2020 PHINDIRITBL  6. BIG (Percentage, Custom Supplement) Baseline Actual (Previous) Actual (Current) End Target Value 0.00 0.00 0.00 100.00 Date 13-May-2011 31-Oct-2013 12-Jun-2014 31-Dec-2020 PHINDIRITBL  7. BSN (Percentage, Custom Supplement) Baseline Actual (Previous) Actual (Current) End Target Value 0.00 0.00 0.00 100.00 Date 13-May-2011 31-Oct-2013 12-Jun-2014 31-Dec-2020 PHINDIRITBL  8. LAPAN (Percentage, Custom Supplement) Baseline Actual (Previous) Actual (Current) End Target Value 0.00 0.00 0.00 100.00 Date 13-May-2011 31-Oct-2013 12-Jun-2014 31-Dec-2020 3/5/2015 Page 6 of 11 Public Disclosure Copy Public Disclosure Copy The World Bank Implementation Status & Results Report Research and Innovation in Science and Technology Project (P121842) PHINDIRITBL  3. Minimum annual number of annual independent evaluations performed on RISTEK-funded projects (Component 2) (Number, Custom) Baseline Actual (Previous) Actual (Current) End Target Value 0.00 0.00 0.00 12.00 Date 13-May-2011 12-Jun-2014 31-Dec-2014 31-Dec-2020 Comments •Target in 2014 is not specified. •Current actual: A study to improve the performance of monitoring and evaluation of government-funded research program has been carried over to 2015. PHINDIRITBL  1. Increased number of LPNK staff completing domestic Master’s program (Component 3) (Number, Custom) Baseline Actual (Previous) Actual (Current) End Target Value 0.00 0.00 0.00 280.00 Date 13-May-2011 12-Jun-2014 31-Dec-2014 31-Dec-2020 Comments •Target in 2014 is not specified. •Current actual: There were only 33 additional domestic Master’s degree holders. This represents a decrease from 2013 in which the additional number reported was 78. PHINDIRITBL  2. Increased number of LPNK staff studied overseas (Component 3) (Number, Custom) Baseline Actual (Previous) Actual (Current) End Target Value 0.00 0.00 29.00 210.00 Date 13-May-2011 12-Jun-2014 31-Dec-2014 31-Dec-2020 Comments •Target 2014 is not specified. •Current actual: 29 scholars. 17 RISET scholars will study overseas. 12 scholars are studying and funded by other fund sources • The RISET quota is for 80 scholars, 63 of them are in the conditional entry status; 40 of them are waiting for having the required TOEFL score. 3/5/2015 Page 7 of 11 Public Disclosure Copy Public Disclosure Copy The World Bank Implementation Status & Results Report Research and Innovation in Science and Technology Project (P121842) PHINDIRITBL  1. Project implementation and monitoring reports (include financial reports) completed (Component 4) (Yes/No, Custom) Baseline Actual (Previous) Actual (Current) End Target Value N Y Y Y Date 13-May-2011 12-Jun-2014 31-Dec-2014 31-Dec-2020 Comments •The actual current: The 2014 reports are being completed at the present time and should be finalized by February 2015. PHINDIRITBL  2. Computerized project monitoring database established, updated, and key information placed on RISTEK project site (Component 4) (Yes/No, Custom) Baseline Actual (Previous) Actual (Current) End Target Value N Y Y Y Date 13-May-2011 12-Jun-2014 31-Dec-2014 31-Dec-2020 Comments •The current actual: The system is being finalized. PHINDIRITBL  3. Increased number of persons which participate in training of Innovation System and Professional Course (Component 1) (Number, Custom) Baseline Actual (Previous) Actual (Current) End Target Value 0.00 0.00 0.00 850.00 Date 13-May-2011 12-Jun-2014 31-Dec-2014 31-Dec-2020 Comments •Target for 2014 is not specified. •233 people participated in the designated tailor made, off the shelf, immersion, and visiting scholar programs. 3/5/2015 Page 8 of 11 Public Disclosure Copy Public Disclosure Copy The World Bank Implementation Status & Results Report Research and Innovation in Science and Technology Project (P121842) PHINDIRITBL  4. Completed LPNK survey and institutional assessment (Component 1) (Yes/No, Custom) Baseline Actual (Previous) Actual (Current) End Target Value N N N Y Date 13-May-2011 12-Jun-2014 31-Dec-2014 31-Dec-2015 Comments •Target in 2014 is not specified. •Current actual: The assessment has been completed. PHINDIRITBL  5. Independent Institutional Development Review Panels established with terms of reference prepared (Component 1) (Yes/No, Custom) Baseline Actual (Previous) Actual (Current) End Target Value N N N N Date 13-May-2011 12-Jun-2014 31-Dec-2014 31-Dec-2013 Comments •Target in 2014: Yes • The current actual: The TOR is being refined. • The current achievement is below the target. PHINDIRITBL  6. LPNK and RISTEK completed Institutional Development Plan, including a longer term HR and incentives scheme for productivity, reviewed by Independent Review Panels (Component 1) (Number, Custom) Baseline Actual (Previous) Actual (Current) End Target Value 0.00 0.00 0.00 8.00 Date 13-May-2011 12-Jun-2014 31-Dec-2014 31-Dec-2020 Comments Target in 2014: 0. • The current actual: The draft IDP of each LPNK and the strategies to revitalize LPNKs using a user-based approach has been completed. 3/5/2015 Page 9 of 11 Public Disclosure Copy Public Disclosure Copy The World Bank Implementation Status & Results Report Research and Innovation in Science and Technology Project (P121842) PHINDIRITBL  1. Feasibility study and design of a national research foundation completed (Component 2) (Yes/No, Custom) Baseline Actual (Previous) Actual (Current) End Target Value N N N Y Date 13-May-2011 12-Jun-2014 31-Dec-2014 31-Dec-2015 Comments Target in 2014: Development of NRF model. • The current actual: Further feasibility study will be conducted in 2015. PHINDIRITBL  2. Minimal annual share of RISTEK’s institutional research funding to projects with industry co-implementation (Component 2) (Percentage, Custom) Baseline Actual (Previous) Actual (Current) End Target Value 0.00 0.00 0.00 100.00 Date 13-May-2011 12-Jun-2014 31-Dec-2014 31-Dec-2020 Comments •Target in 2014: - •The current actual: A mapping of revenues generated by LPNKs will be conducted through analyzing LPNK financial reports. Overall Comments Data on Financial Performance Disbursements (by loan) Project Loan/Credit/TF Status Currency Original Revised Cancelled Disbursed Undisbursed Disbursed P121842 IBRD-82450 Effective USD 95.00 95.00 0.00 8.54 86.46 9% Key Dates (by loan) Project Loan/Credit/TF Status Approval Date Signing Date Effectiveness Date Orig. Closing Date Rev. Closing Date P121842 IBRD-82450 Effective 29-Mar-2013 12-Apr-2013 12-Jun-2013 31-Dec-2020 31-Dec-2020 Cumulative Disbursements 3/5/2015 Page 10 of 11 Public Disclosure Copy Public Disclosure Copy The World Bank Implementation Status & Results Report Research and Innovation in Science and Technology Project (P121842) Restructuring History There has been no restructuring to date. Related Project(s) There are no related projects. 3/5/2015 Page 11 of 11 Public Disclosure Copy