Page 1 1 PROJECT INFORMATION DOCUMENT (PID) CONCEPT STAGE Report No.: AB1847 Project Name Emergency Disabilities Project Region MIDDLE EAST AND NORTH AFRICA Sector Health (50%); Other social services (50%) Project ID P096774 Borrower(s) GOVERNMENT OF IRAQ Implementing Agency Environment Category [ ] A [X] B [ ] C [ ] FI [ ] TBD (to be determined) Date PID Prepared September 23, 2005 Estimated Date of Appraisal Authorization October 12, 2005 Estimated Date of Board Approval December 29, 2005 1. Key development issues and rationale for Bank involvement Abundant natural and human resources enabled Iraq to attain the status of a middle-income country in the 1970s. The country developed good infrastructure and well-performing healthcare and education systems, widely regarded as the best in the Middle East. Income per capita rose to over US$3,600 in the early 1980s. Since that time, successive wars and a repressive, state- dominated economic system have stifled growth and development and debilitated basic infrastructure and social services. International trade sanctions imposed in 1991 took a toll on the economy. Despite the country’s rich resource endowment, Iraq’s human development indicators are now among the lowest in the region and income per capita dropped to about US$770 by 2001, with continued decline thereafter. Key Issues Poverty and lack of social services have emerged as significant issues over the past two decades. In 1980, Iraq’s income, education and health measures were high compared to regional averages. However, in the intervening years, the situation reversed itself. The latest GDP estimate for Iraq is US$21.1 billion. Per capita income, which was around US$3,600 in the early 1980s, fell to about US$770 by 2001, with continued decline thereafter 1 . Unemployment is very high, with estimates of between 25 and 50% of the workforce. At the same time, due largely to the conflicts and mismanagement of resources, social sector services have declined steadily, in terms of quality of care and resource allocations. This has had the greatest impact on those groups which are the most vulnerable, including people with disabilities. Once considered one of the best in the region, the Iraqi health system has declined significantly over the past two decades. During the 1980s, Iraq’s health sector consisted of a highly advanced curative system, with minimal focus on public health. During the 1990s, funds available for 1 Current 2005 per capita income estimate indicates a slight rise to US$780. Page 2 2 health were reduced by 90 percent and health outcomes became among the poorest in the region, and well below levels found in countries of comparable income. According to the 2003 UNICEF/WHO Health and Nutrition Watching Brief, Iraq has the region’s second highest infant mortality (83/1,000 live births in 2002) and under-five mortality rates (117/1,000 in 2001), a stark reversal from the improvements in these areas in the late 1970s and early 1980s. During the 1990s, maternal mortality grew three-fold, with about 30 percent of women giving birth without a qualified health worker in attendance. Care of the disabled has deteriorated significantly over the past two decades as a result of the conflicts and mismanagement. The breakdown of community support systems and the limited access to health services and rehabilitation services have had a devastating effect on the disabled. The Government’s difficulties in providing basic health services have had a particularly negative impact on recent victims of acts of violence. Complications from injuries are common and can result in severe additional disabilities due to lack of appropriate treatment. The capacity of the Government to provide treatment to the victims of war and other violent acts is limited; many complications occur and reconstructive surgery is almost impossible. In the current context, the Government has the double burden of providing adequate care to the recent victims of violence, as well as maintaining care of those whose disabilities are not related to the recent and on-going conflicts. Existing centers dedicated to the rehabilitation of disabled patients and the manufacture of prosthetic limbs have been looted and most of the facilities have suffered heavy physical damage over recent years. Prior to May 2003, there were 12 centers of rehabilitation in Iraq, and 12 prothesis workshops, including 4 in the Kurdistan region, most of which have suffered damage. Several workshops are operated with the assistance of international NGOs such as Handicap International and ICRC but in most facilities, equipment is obsolete, and medical supplies and raw materials are insufficient. Moreover, it must be noted that the technology has dramatically evolved during recent years, and once the centers are rehabilitated, new equipment reflecting updated technology will need to be provided and the staff retrained. There are also three hospitals for spinal injuries (located in Baghdad and Salah-il-Deen) and one former army hospital that provide special care for the disabled. The existing capacity in-country for the manufacture of artificial limbs could reach 5,000 per year if raw materials were available. This is far below the annual requirement of 20,000 protheses. In addition to the services provided through the Ministry of Health, the Ministry of Labor and Social Affairs (MOLSA) provides welfare services to people with disabilities and their families in addition to some equipment and vocational training. The MOLSA operates several specialized institutes for the physically handicapped, the deaf, the blind, and the mentally disabled. It employs most of the social workers in Iraq and was traditionally responsible for the social protection systems put in place in the 1980s. It is not apparent that close coordination of activities for the disabled exists between the MOH, MOLSA and other ministries and agencies providing services to the disabled, especially in the absence of a coherent national policy on disabilities. Therefore, active participation of the MOLSA in the preparation of the project is necessary in order to avoid duplication and ensure optimal coordination with the MOH. Page 3 3 The inter-ministerial oversight commission for disabilities has not been formally established under the new Government. Before the 2003 war, a special commission established by the armed forces was responsible for the care of the physically handicapped. When this commission was abolished and the facilities operated by the army were transferred to Ministry of Health (MOH) authority, the responsibilities for the care of the handicapped became unclear. Through the leadership of the Directorate of Medical Operations and Specialized Services of the MOH, a commission – the Iraqi Commission for the Disabled – to be attached to the Council of Ministers, was being considered by the interim Government in 2004. Members of the Board of Directors were to include representatives from eight ministries, representatives of community groups, and representatives of the disabled. This commission, however, has not yet been formally established under the new Government. There has been a dramatic increase in the incidence of Post Traumatic Stress Disorder (PTSD) as a result of the recent conflict. Poverty, instability and the recent conflict have also taken a toll on the mental health of the population, with a dramatic increase in the incidence of depression and Post Traumatic Stress Disorder (PTSD). It is difficult to assess the extent of mental health burden in Iraq, but research under the recent Bank-financed Post-conflict Mental Health Project showed that in post-conflict societies, mental disorders are widespread and represent a major obstacle to economic development. Poor mental health also reduces job opportunities for affected individuals and stands in the way of development of human and social capital. For the proposed project, however, given the breadth of the disabilities area and the constraints imposed by available resources and the two year time frame, the project will not focus directly on mental health and depression. Addressing the needs of people with these disabilities will also require stabilization of the general security situation, personal safety and job security, strong community support and social support as well as the restoration of adequate health and rehabilitation services. However, the Bank is actively seeking donors to provide parallel support in this area and is also exploring options for supporting these activities with future IDA financing. Rationale for Bank Involvement The Bank has already begun to focus on supporting the recovery of the health system in Iraq. The first project – Emergency Health Rehabilitation (EHRP) - is providing support to improving access to quality emergency services in selected health facilities to serve the urgent needs of the Iraqi population. This objective is being carried out through rehabilitation and equipping of selected emergency services units throughout the country, provision of emergency pharmaceuticals to these units, and strengthening of the planning and management capacity of the central and provincial health administrations. The Ministry of Health approached the Bank in October 2004 concerning support to people with physical disabilities resulting from the war and related accidents. This is an area which has obvious and direct links to the recent conflict and which can unambiguously be considered as an urgent priority for the Government, especially considering the continuous increase in the number of victims as a result of the current instability and violence. Improving the rehabilitation of the physically disabled can have an immediate and visible impact. The rehabilitation will in Page 4 4 particular include disabled ex-combatants who are unlikely to be reintegrated into a community if they do not acquire some physical capabilities making it possible for them to carry out professional activities. This area has not yet been specifically addressed by the donor community, and the Government has recently signaled that this is an urgent priority. The proposed project is consistent with the objectives of the Bank’s Human Development Strategy for Iraq, including helping to stem the deterioration of health services, in terms of infrastructure, human resources, and management, and builds logically on the support being provided through the EHRP to restore key services to the most vulnerable in the society. It is also in line with the World Bank Middle East and North Africa (MENA) Department’s current efforts to develop a strategy to support the disabled as a group of people disproportionately represented among the world’s poorest. 2 The Bank, through its extensive global experience in supporting these types of interventions in post-conflict and emergency contexts, has a comparative advantage. The Bank’s priority is not only to provide immediate assistance in areas of particular need, but to ensure that sector development takes place through establishment of a sound policy framework that will provide the basis for sustainability and for further reform measures. In addition, decision-makers in Iraq will have the benefit of the Bank’s understanding of global good practices in supporting equity, quality, access and accountability in health system reform. 2. Proposed objective(s) The overall objective of the proposed project is to help prevent the disabled from falling deeper into poverty, as well as to help reduce the burden of physical and psycho-social disabilities through targeted and cost-effective rehabilitation services in a community setting. Specifically, the project will increase the capacity of the Government and stakeholders to: · Upgrade the infrastructure and equipment of 11 specialized rehabilitation centers throughout the country, including improving capacity to produce high-quality prosthetics and orthotics for amputees. · Improve the ability of policy-makers to assess disabilities requirements, ensure quality specialized care for the disabled, and provide opportunities for them to return to productive lives in their communities. · Improve the information base on the disabled, including collecting and analyzing information on the current status of disabilities services, establishing assessment and registration capacities for the country, and developing a long term strategy for support to the disabled, including a focus on community-driven services. 3. Preliminary description The proposed project, which is consistent with the Government’s priority to provide effective and high quality rehabilitation services to the disabled and help them return to society as productive individuals, comprises four components: 2 “A Note on Disability Issues in MENA Region”, MNSHD working paper, April 2005. Page 5 5 Component 1: Service Delivery to the Disabled (estimated cost US$13.2 million) The objective of this component is to upgrade the services to the disabled throughout the country. Support will be provided to improving the physical infrastructure of 11 specialized centers, located throughout the country, most of which have been seriously damaged and neglected. Technical assistance and training will be given to technical staff in up-to-date rehabilitation approaches and techniques, in particular, drawing on the substantial regional capacity that exists in this field. The project will also provide a one-year supply of raw materials for the prosthetics/orthotics production units. Component 2: Development of a Long-term Strategy and Action Plan for the Disabled (estimated cost US$.5 million) The objective of this component is to prepare a long-term strategy, legal framework, and action plan, based on a community-driven services approach. As a basis for the strategy, an inventory of the current status of infrastructure and equipment, staffing, technical capacity, and national planning for services to the disabled will be carried out. Technical assistance and training will be provided by the project to support these activities. Component 3: Capacity Building to Support Implementation of the Long-term Strategy for the Disabled (estimated cost US$3 million) The objective of this component is to support capacity building activities, through technical assistance and training, for key Government staff responsible for disabilities policy and programs, and NGOs operating at the community level in delivery of services to the disabled. The technical assistance and training, which would be carried out both within Iraq and in neighboring countries, would be focused on developing capacity to assess disabilities requirements and provide specialized care, including physical therapy. A national assessment and registration system will also be developed to provide an integrated database on the disabled. Component 4: Monitoring and Evaluation and Project Management (estimated cost US$.5 million) The objectives of this component are two-fold: (i) to put in place a framework for monitoring and evaluation of project and Government program performance, through tracking of project and program outputs and impact, based on key indicators and relevant baseline data; and (ii) to put in place a project management function, building on the capacities of the Project Management Team (PMT) which is coordinating the activities of the on-going Emergency Health Rehabilitation Project (EHRP) in the Ministry of Health. Page 6 6 4. Safeguard policies that might apply Applicable? Safeguard Policy If Applicable, How Might It Apply? [x] Environmental Assessment (OP /BP 4.01) [ ] Natural Habitats (OP /BP 4.04) [ ] Pest Management (OP 4.09 ) [ ] Involuntary Resettlement (OP /BP 4.12) [ ] Indigenous Peoples (OD 4.20 ) [ ] Forests (OP /BP 4.36) [ ] Safety of Dams (OP /BP 4.37) [ ] Cultural Property (draft OP 4.11 - OPN 11.03 ) [ ] Projects in Disputed Areas (OP /BP /GP 7.60) * [ ] Projects on International Waterways (OP /BP /GP 7.50) Environmental Safeguards : The Project is rated category “B”. Impacts would be those associated mainly with (i) construction of rehabilitation and new Disability Rehabilitation Centers (e.g., safety, dust, noise, waste material, and vehicular traffic); (ii) provision of sanitary services, water supply and waste management; and (iii) operation and maintenance of Disability Rehabilitation Centers. Because of the emergency conditions, the requirement to carry out a limited Environmental Analysis as part of project preparation will be waived. However, for sub-projects with possible moderate or minor adverse environmental impacts, a limited Environmental Analysis will be done during project design for World Bank approval prior to execution of such works. The Environmental and Social Screening and Assessment Framework (ESSAF) would be disclosed in the country and in the Infoshop in November 2005. Based on the ESSAF, the following standards will be applied during implementation: (i) inclusion of standard environmental codes of practice (ECOP) in the bid documents for rehabilitation and extension works; (ii) use of Safeguard Procedures for Inclusion in the Technical Specifications of Contracts; (iii) use of the Checklist of likely Environmental and Social Impacts of Subproject; (iv) review and oversight of any major reconstruction works by specialists; (v) implementation of environmentally and socially sound options for civil works; and (vi) provision for adequate budget and satisfactory institutional arrangements to monitor effective implementation and adequately operate and maintain sanitary facilities after project completion. Capacity building on * By supporting the proposed project, the Bank does not intend to prejudice the final determination of the parties' claims on the disputed areas Page 7 7 Safeguards and on the implementation of the ESSAF has already been undertaken with the Ministry of Environment and other line Ministries under the EHRP. Resettlement and Land Acquisition : There will be construction of about eight new facilities in government owned land without squatters and rehabilitation and extension of about ten existing facilities in the Project. The building extensions would be done within existing plots of land owned by MOH and without squatters. Therefore, World Bank Operational Policy (OP 4.12) would not be triggered since there should not be any involuntary relocation of populations or expropriation of privately owned land. However, the ESSAF, specifically elaborated for due diligence of emergency projects in Iraq, should be used to ensure that this is indeed the case and should there be any need for expropriation of privately owned land or/and involuntary relocation of population, the same guidelines will be followed. The MOH/PMT would employ a safeguard specialist who would be trained on World Bank safeguard policy and procedures for monitoring compliance with World Bank policy during project implementation and for reporting. Quarterly and annual implementation progress reports should include a section for reporting compliance with World Bank safeguard policy. 5. Tentative financing Source: ($m.) BORROWER 0 SPECIAL FINANCING 17.2 Total 17.2 6. Contact point Contact: Jean Jacques Frere Title: Sr. Public Health Spec. Tel: (202) 473-6274 Fax: (202) 477-0036 Email: jfrere@worldbank.org