The World Bank Report No: ISR4977 Implementation Status & Results India Uttar Pradesh Water Sector Restructuring Project (P050647) Public Disclosure Copy Operation Name: Uttar Pradesh Water Sector Restructuring Project (P050647) Project Stage: Implementation Seq.No: 20 Status: ARCHIVED Archive Date: 12-Aug-2011 Country: India Approval FY: 2002 Product Line: IBRD/IDA Region: SOUTH ASIA Lending Instrument: Specific Investment Loan Implementing Agency(ies): Uttar Pradesh Irrigation Department, GoUP, Lucknow Key Dates Board Approval Date 19-Feb-2002 Original Closing Date 31-Oct-2007 Planned Mid Term Review Date Last Archived ISR Date 12-Aug-2011 Effectiveness Date 27-Mar-2002 Revised Closing Date 31-Oct-2011 Actual Mid Term Review Date 30-Sep-2005 Project Development Objectives Project Development Objective (from Project Appraisal Document) (i) to set up an enabling institutional and policy framework for water sector re form in the State for integrated water resources management; and (ii) to initiate irrigation and drainage sub-sector reforms in the State to increase and sustain water and agricultural productivity Has the Project Development Objective been changed since Board Approval of the Project? Yes No Component(s) Component Name Component Cost A. CREATION OF APEX WATER INSTITUTIONS AND STRENGTHENING SOCIALLY AND 12.27 ENVIRONMENTALLY SUSTAINABLE MULTI-SECTORAL WATER RESOURCES PLA B. IRRIGATION DEPARTMENT REFORM, CAPACITY BUILDING AND BUSINESS PROCESS RE- 38.52 ENGINEERING C. PILOTING REFORM OPTIONS IN WATER RESOURCES MANAGEMENT (PROWARM) 9.35 D. PILOTING REFORM OPTIONS FOR IRRIGATION AND DRAINAGE OPERATIONS (PROIDO) 100.19 Public Disclosure Copy E. FEASIBILITY STUDIES AND PREPARATION ACTIVITIES FOR THE NEXT PHASE 6.12 F. PROJECT COORDINATION 7.25 Overall Ratings Previous Rating Current Rating Progress towards achievement of PDO Moderately Satisfactory Moderately Satisfactory Overall Implementation Progress (IP) Moderately Satisfactory Moderately Satisfactory Overall Risk Rating Page 1 of 6 The World Bank Report No: ISR4977 Implementation Status Overview This is the final ISR before the project closes on 31 October 2011 and follows the recently completed final implementation support mission from 17 to 30 September, 2011. Most activities under Phase 1 have been completed. The exceptions are the ongoing contract for the supply and installation of 150 orifice modules, preparation of the survey and design consultancies for the first year irrigation investments and the social and environmental assessment and framework for the new proposed areas (e.g. Bundelkhand). These activities Public Disclosure Copy will be completed during the preparation of the Phase 2 project (FY13 deliverable). A team was mobilized to start the preparation of the Implementation Completion and Results Report (ICR) during the same mission to begin its data analysis and information collection efforts. This ICR is being started early to provide lessons learned to the preparation of Phase 2. A project restructuring was archived on 14 October 2011, for the cancellation of a portion of the remaining credit for an amount of INR 250 million (SDR 3.2 million or US$ 5.1 million equivalent). The cancellation was necessary to do before project closure to relinquish these funds to the India program. Locations Country First Administrative Division Location Planned Actual India Uttar Pradesh State of Uttar Pradesh India Uttar Pradesh Jaunpur India Uttar Pradesh Jaunpur India Uttar Pradesh Gomati India Uttar Pradesh Bahraich India Uttar Pradesh Kakraha Results Project Development Objective Indicators Indicator Name Core Unit of Measure Baseline Current End Target (1) Establishment of appropriate water sector Text Value State Water Resources SWaRA and SWaRDAC State Water Resources apex institutions which are operational under Agency, State Water were established in 2003 and Agency, State Water adequate legislative authority Resources Date and Analysis function well but there are still Resources Data and Analysis Center not in place posts to be filled. The DSS for Center in place and the GGB is under operation. operational; Ghagra-Gomti Public Disclosure Copy Basin Decision Support System (DSS) prepared and used. Date 27-Mar-2002 31-Oct-2011 31-Oct-2011 Comments Page 2 of 6 The World Bank Report No: ISR4977 Establishment of appropriate water sector Text Value No water regulator in place UP Water Management & UPWAMREC fully staffed and regulatory institutions which are operational Regulatory Commission Act operational; initial under requisite legislation 2008 authorizes UPWaMReC implementation of rationalized but only chairman appointed. water tariff revisions in project Public Disclosure Copy Members for water resources intervention area engineering and drinking and waste water have been selected; members for water resources economy and for agriculture not yet selected. Date 27-Mar-2002 31-Oct-2011 31-Oct-2011 Comments Setting up and operationalization of Sub Basin Text Value No Jaunpur Branch Subbasin Ghagra-Gomti Basin JBSDMB and the Ghagra- and Basin Entities Development and Development and Gomti Basin Entity (GGBE) Management Board Management Entity established and made (JBSDMB) and Basin entities (GGBDME) has not been operational with resource exist. established but JBSDMB is management decisions being established and working well. taken by these entities It will serve as a pilot for the Basin Development Entity Date 27-Mar-2002 31-Oct-2011 31-Oct-2011 Comments Business Process Re-engineering at UPID Text Value Outdated Processes; no PIM Act 2009 enacted; PIM Establish effective PIM legal effective modern MIS; over- Rules 2010 notified; capacity framework, key UPID staff staffing, poor training; building of 5300 UPID officials trained, development and use inadequate legal framework through short and long term of MIS; environmentally & for PIM trainings completed; MIS is socially sustainablemodern functional and all 26 modules irrigation and drainage of application system are systems incorporated in ID developed manuals Date 27-Mar-2002 31-Oct-2010 31-Oct-2009 Public Disclosure Copy Comments Page 3 of 6 The World Bank Report No: ISR4977 Indicator Name Core Unit of Measure Baseline Current End Target Modernized operation of irrigation and drainage Text Value Outdated irrigation and Civil works (including Irrigation & drainage asset systems in about 280,000 ha gross command drainage operations; poor earthwork and pucca works) improvements in command of Public Disclosure Copy area agricultural productivity and complete in 300,000 ha 280,000 ha and associated diversification command area of project; catchment; train all 600 formation of WUAs on all project WUAs; pvt sec mgmt minors in the irrigation of 1 distributary; commands of the two sub- diversification (incl. IPM/ basins include 8858 outlet IPMN) in 75,000 ha committees, 805 WUAs at minor level and 28 distributary committees; private sector participation pilot was not enacted Date 27-Mar-2002 31-Oct-2010 31-Oct-2009 Comments Intermediate Results Indicators Indicator Name Core Unit of Measure Baseline Current End Target Knowledge Base and Decision Support Tools Text Value No systematic knowledge GIS databases and DSS developed for Jaunpur Branch-subbasin and base and decision-support developed for JBS and GGB. Ghagra-Gomti Basin tools exist for the JBS and 15 core staff trained in use of GG Basin these systems. Date 31-Mar-2002 24-May-2011 31-Oct-2009 Comments Legislation for Water Regulation Text Value None exists. Legislation submitted to State Assembly and approved Date 31-Mar-2002 24-May-2011 31-Oct-2009 Comments Enabling IT tools procured and used Text Value Minimal IT tools in place and All UPID divisions Public Disclosure Copy used computerized and inter- connected; Communications, designs, monitoring and other key transactions done electronically Date 31-Mar-2002 24-May-2011 31-Oct-2009 Comments Page 4 of 6 The World Bank Report No: ISR4977 Indicator Name Core Unit of Measure Baseline Current End Target % of technical UPID Staff capable of using Text Value 5% 20% advanced irrigation design, construction and Date 31-Mar-2002 31-Oct-2010 31-Oct-2009 Public Disclosure Copy management techniques Comments Improved Irrigation and Drainage Operations Text Value No distributary under Public- One distributary under Public- and Management in Project Area Private Partnership in State; Private Partnership; 100% of 50% of potentially irrigated potentially irrigated area area actually utilized; 100% actually utilized; 150% irrigation intensity; 1% area irrigation intensity;20% area under diversified crops; No under diversified crops; 600 PIM WUAs Date 31-Mar-2002 31-Oct-2010 31-Oct-2009 Comments Data on Financial Performance (as of 21-Nov-2011) Financial Agreement(s) Key Dates Project Loan No. Status Approval Date Signing Date Effectiveness Date Closing Date P050647 IDA-36020 Closed 19-Feb-2002 08-Mar-2002 27-Mar-2002 31-Oct-2011 Disbursements (in Millions) Project Loan No. Status Currency Original Revised Cancelled Disbursed Undisbursed % Disbursed P050647 IDA-36020 Closed XDR 117.00 87.27 29.73 84.24 3.03 97.00 Disbursement Graph Public Disclosure Copy Page 5 of 6 The World Bank Report No: ISR4977 Public Disclosure Copy Key Decisions Regarding Implementation None. Restructuring History Level two Approved on 01-Sep-2010, Level two Approved on 14-Jun-2011, Level two Approved on 14-Oct-2011 Related Projects There are no related projects. Public Disclosure Copy Page 6 of 6