Procurement arrangements, and threshold for UPWSRP-2 – P122770 for STEP dashboard.

A. General

Procurement for the proposed project would be carried out in accordance with the World Bank’s
"Guidelines: Procurement under IBRD Loans and IDA Credits" dated January 2011; and
"Guidelines: Selection and Employment of Consultants by World Bank Borrowers" dated January
2011, and the provisions stipulated in the Legal Agreement. The various items under different
expenditure categories are described in general below. For each contract to be financed by the
Loan/Credit, the different procurement methods or consultant selection methods, the need for pre-
qualification, estimated costs, prior review requirements, and time frame are agreed between the
Borrower and the Bank in the Procurement Plan. The Procurement Plan will be updated at least
annually or as required to reflect the actual project implementation needs and improvements in
institutional capacity. Domestic preference is not applicable for Goods or Works.

Procurement of Works: Works procured under this project would include: Civil works for
rehabilitation and modernization of Canals, dams, weirs, bunds and tanks, old drains, construction
of measuring structures, water courses, check dams & harvesting structures, Canal lining, SCADA
and telemetry works and associated maintenance works. The procurement will be done using the
Bank’s Standard Bidding Documents (SBD) for all ICB and National Model bidding documents
agreed with or to the satisfaction of the Bank. Small civil works such as rehabilitation of minors
and water courses may be procured through CDD procurement method through community
participation by Water Users Association (WUA). PACT will ensure the readiness of the WUA
for this and introduce a Project Implementation Manual based on acceptable CDD procurement
methods to facilitate CDD procurement.

Procurement of Goods: Goods procured under this project would include: IT equipment &
hardware, Office automation and software, application software sensors, telemetry equipment and
communication systems for warning and forecasting, Instrumentation / modern equipment for
discharge measurement and the associated maintenance of the equipment. The procurement will
be done using the Bank’s SBD for all ICB and National SBD and conditions agreed with or found
satisfactory to the Bank.

Procurement of Non-Consulting Services: Non-consulting services will include procurement for
hiring of NGOs, AMC of IT infrastructure, bandwidth for connectivity, hiring of generators /
vehicles, agencies for providing skilled / unskilled contractual staff.

Selection of Consultants: Consulting firms will be engaged for hydrological / topographical /
cadastral surveys, data collection and analysis, SEA, staff training, orientation and skill
development, capacity building, development and operation, TOT and research. Short lists of
consultants for services estimated to cost less than $800,000 equivalent per contract may be
composed entirely of national consultants in accordance with the provisions of paragraph 2.7 of
the Consultant Guidelines. Individual consultants will be engaged for preparation of study reports
and preparatory activities for phase III. The State Institution of Rural Development (SIRD),
Lucknow a Government owned institution and an apex body undertaking training and research in
multifaceted disciplines like social, financial, administrative and environment may be engaged for
capacity building of WUA’s and awareness generation, if its participation is critical to the project
implementation in compliance to clause 1.13(c) of the consultancy guidelines. Designated
Distributary Committees will engage one technical person and one financial person for execution
of technical works and financial work like, preparation of estimates, measurement of works,
preparation of bills, payments, maintaining cash books and other financial records, implementing
day to day civil works including other works of the Distributary Committee. The selection process
will be locally advertised, competitive and managed by a committee compressing of EE and
member of management committee of users and Distributary Committee.

Training: Training will cover study tours, workshops, training for staff, sponsoring staff for PhD
and M.Tech / higher education etc. These shall be carried out in accordance with requirements of
UPID and agreed with the Bank.

The procurement and consultant guidelines, SRFPs and SBDs to be used for each procurement
method, as well as model contracts for works and goods procured, are being prepared by PACT
officials and will be made available to all implementing agencies).
The procurement of any goods, works and consulting services from any government
department/agency which does not fulfill provisions of Para 1.7 (c) of Procurement Guidelines
and Para 1.13 (b) of Consultant Guidelines and payment of centage charges to any state
construction agencies, if any, will not be eligible for the Bank financing.

B. Assessment of the agency’s capacity to implement procurement
Procurement activities will be carried out by five implementing agencies (UPID, GWD, DOA,
RSAC and SIRD) coordinated by the PACT:
Sl.No.     Implementing Agency                             Institutional arrangements
   0   PACT- Project Activity Core Team        Chairman and/or Chief Engineer as approving
                                               authorities, Procurement expert. Executive
                                               committee headed by Principal Secretary –
                                               irrigation
  1     UPID- Uttar Pradesh Irrigation         Corresponding Chief Engineer will be the
        Department represented by              approving authority, while the Superintending
        1. Chief Engineer, SardaSahayak ,      Engineers and Executive Engineers as EA
        2. CE- Betwa (B’Khand) and             (executing agencies), as per delegation of financial
        3. Chief Engineer Ramganga             powers below:
 1a     SWARA- State Water Resource            Chief Engineer, Manager – Administration as
        Agency (administratively attached      operating officer.
        to UPID)
 1b     SWARDAC- State Water Resource          Chief Engineer - as approving authority, Manager
        Data Analysis Center                   – Administration as operating officer.
        (administratively attached to
        UPID)
 1c     WALMI- Water and Land                  Director- as approving authority, Manager –
        Management Institute (under            Administration as operating officer
        UPID)
  2     GWD- Ground Water Department            Director – Ground Water as approving authority,
                                                Executive Engineers at districts as operating
                                                officers.
  3     DOA- Department of Agriculture          District Administrative Officer at each of the 16
                                                Districts under the Project area as Administration /
                                                Operating Officer
  4     RSAC- Remote Sensing                    Director- as approving authority, Manager –
        Application Centre                      Administration as operating officer
  5     State Institute of Rural                Director, SIRD as the approving authority
        Development (SIRD)

Procurement Arrangements

The Project Activity Core Team (PACT) would remain the apex body for the overall monitoring
and evaluation center constituted at the inception of the Project. The overall fiscal control through
Chairman PACT, Executive Committee under the Chairmanship of Principal Secretary, Irrigation
and Steering Committee under the chairmanship of Chief Secretary, Govt. of UP for Policy
Decisions would remain in place for the Project. The procurement Cell at PACT is staffed by
Procurement expert supported by an Assistant Engineer with adequate exposure and experience in
World Bank procurement procedures.

The procurement operations for major civil works and consultancies for the modernization &
rehabilitation of irrigation & drainage system involving an expenditure of Rs 2092 crore are
envisaged to be executed through the UPID Chief Engineers’ Organizations of Ramganga, (SE
Circles at Aligarh, Kanpur, Kanpur-II and Etawah), Sarda Sahayak (SE circle at Lucknow) and
Betwa (SE Circle at Lalitpur). Designated officers under these Chief Engineers organizations who
will be responsible for procurement and subsequent management of critical consultancy services
have undergone training on World Bank procurement procedures during October 2012. Further
procurement training with a specific focus on Civil Works and consultancies is to be arranged
before March 2013.

SWARA and SWARDAC are institutions made for the execution of UPWSRP Phase 1 project and
will be involve knowledge base and analytical capacity for integrated water resources
management. These agencies will be procuring goods like computers, equipment, and software
and consultancies. WALMI would be procuring minor civil works. State Institute of Rural
Development (SIRD) is an autonomous institution under the Department of Rural Development
and would be responsible for implementing the Awareness and capacity building component for
Participatory Irrigation Management project. Guidance and assistance to all the line departments
on matters related to World Bank guidelines on procurement will be provided by PACT as and
when required.

The Department of Agriculture (DoA), GoUP will be responsible for Component D: Enhancing
Agricultural Productivity at an estimated cost of Rs. 175 crores involving the procurement of
equipment and materials consultancies for TA, Monitoring, Impact Assessment and Capacity
building and non-consulting services for day to day administration. A dedicated procurement
consultant, experienced in World Bank procurement procedures for Goods and Consultancies has
to be placed at DoA.

An assessment of the capacity of the Implementing Agency to implement procurement actions for
the project has been carried out by S.Balagopal on 4-7 November 2012. The assessment reviewed
the organizational structure for implementing the project and the interaction between the project’s
staff responsible for procurement and the Department’s relevant central unit for administration and
procurement. The PRAMS risk rating for PACT/UPID is moderate / substantial.

The use of e-procurement is not mooted by UPID/PACT as there are no immediate plans to do so.
The Implementing agencies presently are not advantageously positioned to adopt e-procurement.
However, the project envisages the use of Information Technology (IT) products and technologies
for project management and implementation. Subsequently, after one year when the project as well
as the field level staff becomes more comfortable with IT, training programs. By the end of the 2nd
year of implementation it will be appropriate to start the use e-procurement in an appropriately
phased manner.

The key issues and risks concerning procurement for implementation of the project have been
identified the corrective measures which have been agreed are given below:

   Sl#   Procurement Risks/Issues               Corrective measures
   1     Lack of experience amongst field staff Additional Training on WB procurement
         in procurement for world bank projects procedures is required to ensure that
                                                adequate trained staff of EE and SE level
                                                are present in all field offices of UPID and
                                                other Implementing Agencies.
   2     Preparation of proposal and Bid Early             involvement         of    Trained
         documents and evaluations will be procurement staff in Preparation of
         effected if Trained procurement staff proposal and Bid documents and
         are not deployed.                      evaluation of bids and proposals.
   3     evaluation of consultancy procurement Technical evaluation committees have to
         will get delayed                       be set up at all field offices involved and
                                                consultancies before issuing RFPs.
   4     Lack of dedicated procurement staff of Dedicated project staff is to be ensured at
         project in field offices and in DoA    the project field offices and a Procurement
                                                Officer is to be deployed at the DoA

C. Procurement Plan
The Borrower, at appraisal, developed a procurement plan for the first 18 months period of the
project implementation which provides the basis for the procurement methods. This plan has been
agreed between the Borrower and the Project Team. It will also be available in the project’s
database and in the Bank’s external website. The Procurement Plan will be updated in agreement
with the Project Team annually or as required to reflect the actual project implementation needs
and improvements in institutional capacity.
D. Frequency of Procurement Supervision
In addition to the prior review supervision to be carried out from Bank offices, the capacity
assessment of the Implementing Agency has recommended biannual supervision missions annual
post review of procurement actions.

Methods of Procurement: The following methods of procurement shall be used for procurement
under the project.
     Category             Method of           Threshold (US$                 Threshold for prior
                         Procurement          Equivalent)                    review by the Bank
  Works             ICB                            =or >10.00 million               10.00 million
                    NCB                         < 10.00 million or less           First 1 contract
                    Shopping                         Up to 50,000
                    Force Account / DC               Up to 10,000

  Goods and Non-    ICB                       =or>1,000,000                           1,000,000
  consultant        NCB                       1,000,000 or less                    First 1 contract
  services          Shopping                  Up to 50,000
                    DC                        As per Para 3.7 of the Bank              10,000
                                              Guidelines, wherever agreed
                                              and with prior agreement
                                              with the Bank
                    Procurement under         As per Para 3.19 of the Bank
                    CDD projects              Guidelines
  Consultants’      CQS                       Up to 300,000 per contract
  Services          SSS                       with prior agreement of the              10,000
                                              Bank
                    Individuals               No limit                                100,000
                    Use of NGO                As per Para 3.16 of
                                              Guidelines
                    QCBS/QBS/FBS/LCS          No limit                                800,000
                    (i) International         >800,000
                    shortlist
                    (ii) Shortlist may        Up to 800,000
                    comprise national
                    consultants only

NCB Conditions: The following conditions must be met in order for the bidding process
under NCB to be acceptable to the Bank
(a) only the model bidding documents for NCB agreed with the GoI Task Force (and as amended
from time to time) shall be used for bidding;
(b) invitations to bid shall be advertised in at least one widely circulated national daily newspaper,
at least 30 days prior to the deadline for the submission of bids;
(c) no special preference will be accorded to any bidder either for price or for other terms and
conditions when competing with foreign bidders, state-owned enterprises, small-scale enterprises
or enterprises from any given state;
(d) except with the prior concurrence of the Bank, there shall be no negotiation of price with the
bidders, even with the lowest evaluated bidder;
(e) For prior review packages extension of bid validity shall not be allowed without the prior
concurrence of the Bank for the first request for extension if it is longer than four weeks; and for
all subsequent requests for extension irrespective of the period;
(f) For prior review packages, re-bidding shall not be carried out without the prior concurrence of
the Bank. The system of rejecting bids outside a pre-determined margin or “bracket” of prices shall
not be used in the project;
(g) rate contracts entered into by DGS&D will not be acceptable as a substitute for NCB
procedures. Such contracts will be acceptable however for any procurement under Shopping
procedures; and
(h) two or three envelope system shall not be used.

Special Procurement Arrangements: There will be retroactive financing for the procurement
carried out following Bank Procurement Guidelines for activities included in the project
description, as long as the payments do not exceed 20 percent of the credit amount and the
payments were made by the borrower not more than 12 months before the expected date of Credit
Agreement signing.

Prior review by the Bank for goods: First NCB contract from PACT, UPID and each
participating line department / agency and subsequently any contract more than US$600,000 or
equivalent. Any contract more than US$10,000 or equivalent following direct contracting
procedures.

Prior review by the Bank for consultancy services: First consultancy contract from PACT,
UPID and each participating line department / agency and subsequently any contract value more
than US$ 500,000 equivalent for firms; and > US$ 50,000 equivalent for individuals. All Single
Source Selections of more than US$ 10,000. Hiring procurement consultants, inspection agents
and legal advisors are subject to prior review, irrespective of the contract value. In case of contract
to individuals, the qualifications, experience, terms of reference and terms of employment shall be
subject to prior review.

The prior review thresholds mentioned above will be periodically reviewed and revised as
needed during the project implementation period based on implementation of risk mitigation
measures, reports from procurement post-review and improved capacity of the implementing
agency.

Post Review by the Bank: All contracts not covered under prior review will be subject to post
review during supervision missions, and/or review by consultants to be appointed by the by Bank.

Procurement Staff: The Procurement would be carried out at the PACT with the support of
procurement expert of EE rank, supported by a procurement officer of AE rank. UPID and the
other line departments and IAs will identify the procurement staff that will be sent to ASCI/NIFM
for procurement training. This training will be repeated for any new procurement staff joined in
line departments and IAs and PACT.

Goods, Works, and Non Consulting Services
(a) List of contract packages to be procured following ICB/NCB and direct contracting:
 1                       2                       3            4          5           6            7
Ref.         Contract (Description)           Estimated   Procureme   Review     Expected     Comments
No.                                            Cost in    nt Method   by Bank      Bid-         /IA
                                               Lac Rs.                (Prior /   Opening
                                                                       Post)       Date
 A.    Goods-
       Procurement of Laptop, Colour           1267.00      ICB        Prior     Apr., 2013    CE,ISO,
       Printers, Laser Printers, Desktop                                                        UPID
 1     Computers, plotters including
       Softwares for UPID
       Procurement of Tablets including       1,440.00      ICB        Prior     Apr., 2013    CE,ISO,
 2     software                                                                                 UPID
       Procurement of AutoCAD software         251.50       NCB         Post     Apr., 2013    CE,ISO,
 3                                                                                              UPID
       Real time irrigation management &      1,200.00      ICB        Prior                    PACT
       information system for Haidergarh &
 4     Jaunpur Branch Canal System of
       Sarda Sahayak System of Phase-I
       AMC of 500 nos. DAWALRs of               70.00       NCB         Post                  Respective
 5     Phase-I for 3 years                                                                    division of
                                                                                                 Ph-I
       Real time irrigation management &      2,000.00      NCB         Post                    PACT
       information system for LGC &PLGC
 6
       System of Ramganga Organization
       of Phase 2
                       Total                   6228.50
B      Non-Consultancy
       Hiring agency for service of Vehicle     88.00       NCB         Post       Done         PACT
 1
       for PACT
       Hiring agency for services of            90.00       NCB         Post       Done         PACT
       Manpower in the field of Computer
 2     Operator, I.T., G.I.S., Account &
       Consultant for PACT

       Hiring agency for services of            33.00       NCB         Post       Done         PACT
 3     Manpower services for housekeeping
       for PACT
                      Total                    211.00
C      Works
       Rohini, Sajnam & Jamni Canal           15,870.00     ICB        Prior     Apr., 2013     IWC
 1     System for Civil Works &                                                                Lalitpur
       mechanical Works
       Haidergarh Branch Km. 22.98 to tail    12,109.00     ICB        Prior     Apr., 2013   7th Circle,
 2     for Civil & mechanical works for                                                       Lucknow
       Singhpur Dy., Innhauna Dy. System
       Left over works of supplementary       499.00        NCB         Post     Apr., 2013   SE, WSRP
 3     head regulator to the left bank of                                                       Circle,
       Haidergarch branch                                                                      Raebareli
        Earthwork for deepening &                14,466.00          ICB        Prior   Apr., 2013   SE, IWC,
        Widening of PLGC as per final                                                                Aligarh
   4    Thearetical Lined Canal (8900 cusec
        capacity)
                       Total                     42,944.00
                   Grand Total                   49,383.50


Consulting Services
   (a) List of consulting assignments to be procured through QCBS.
   1                  2                         3             4              5              6              7
  Ref    Description of Assignment       Estimated       Estimated        Review by     Expected     Implementing
  No.                                    cost in Lac      cost in           Bank        Proposals      Agency
                                             Rs.          Million          (Prior/     Submission
                                                           USD              Post)         Date
        Consultancy
   1    Development of River Basin        1,000.00           1.82           Prior      May, 2013        SWaRA
        Assessments and Plans for All
        Major River Basins in Uttar
        Pradesh
   2    Development of a Flood                200.00         0.36           Post       May, 2013        SWaRA
        Forecast and Inundation
        Mapping Model for Rapti
        River Basin in Uttar Pradesh
        State
   3    Conducting close contours         1,150.00           2.09           Prior      July, 2013       SWaRA
        topographic survey of
        immediate flood plain zone
        along Rapti river system and
        River cross section and
        embankment assets survey in
        Rapti basin
   4    Implementation of a Real Time         500.00         0.91           Prior      July, 2013       SWaRA
        Data Acquisition System
        (RTDAS) for Rapti River
        Basin
   5    Designing, developing and             100.00         0.18           Post       July, 2013       SWaRA
        deploying embankment assets
        management system for Rapti
        Basin
   6    Assessment of Impact of               100.00         0.18           Post       July, 2013       SWaRA
        climate change on water
        resources of the State
   7    Design, development and               566.00         1.03           Prior      May, 2013     GW Deptt, UP
        Implementation of Ground
        Water Information System
   8    Aquifer mapping and preparing         162.00         0.29           Prior      July, 2013    GW Deptt, UP
        of aquifer management plan
        and functional recharge plan
   9    Survey & Design Consultancy     5,500.00    10.00        Prior       Apr., 2013        CE,
        for Lower Ganga Canal System                                                        Ramganga,
        (Package- A, B, C)                                                                    UPID

  10    Technical Assistance for        1,100.00     2.00        Prior       May, 2013      Agriculture
        Agriculture Component                                                                Dept. UP
  11    Consultancy for Service         4,000.00     7.27         Post       July, 2013     Agriculture
        Provider                                                                             Dept. UP
  12    Consultancy for Financial        10.00       0.02         Post       July, 2013       PACT
        Management System for
        PACT- Hiring services of
        Chartered Accountant firm for
        Management Audit
  13    Consultancy for Monitoring,     1,493.00     2.71        Prior       Apr., 2013       PACT
        Management Information
        System & Evaluation of
        UPWSRP Phase-II

  14    Third Party Supervision         2,300.00     4.18        Prior       July, 2013       UPID
        Consultancy for Civil Works
  15    Hiring services of 15 nos.      3,200.00     5.82        Prior       July, 2013       UPID
        NGOs
                     Total              21,381.00   38.87


(b) Consultancy services estimated to cost above $800,000 per contract and single source selection
of consultants (firms) for assignments estimated to cost above $ 10,000 will be subject to prior
review by the Bank.
(c) Short lists composed entirely of national consultants: Short lists of consultants for services
estimated to cost less than $ 800,000 equivalent per contract may be composed entirely of national
consultants in accordance with the provisions of paragraph 2.7 of the Consultant Guidelines.
PROCUREMENT
                               India : IN Uttar Pradesh Water Sector Restructuring Project Phase 2
PLAN
General Information
Country:                       India                                       Bank’s Approval Date of the Original Procurement Plan:                    2018-08-06
                                                                                                                                      2020-02-26
                                                                           Revised Plan Date(s): (comma delineated, leave blank if none)
Project ID:                    P122770                                     GPN Date:
Project Name:                  IN Uttar Pradesh Water Sector Restructuring Project Phase 2
Loan / Credit No:              IDA / 52980
Executing Agency(ies): Information System Organization




WORKS
                                                                                                                                                                                                                                                                                                                                                                     Bid Evaluation
Activity Reference No. /                                                                                                                                                                                                                                                     Draft Bidding
                               Loan / Credit                                                                       Market         Procurement        Prequalification    Estimated       Actual Amount           Process   Draft Pre-qualification    Prequalification                         Specific Procurement   Bidding Documents   Proposal Submission /        Report and
          Description                                 Component              Review Type       Method                                                                                                                                                                         Document /                                                                                                  Signed Contract     Contract Completion
                                       No.                                                                        Approach           Process              (Y/N)         Amount (US$)         (US$)               Status         Documents            Evaluation Report                          Notice / Invitation       as Issued        Opening / Minutes      Recommendation for
                                                                                                                                                                                                                                                                             Justification
                                                                                                                                                                                                                                                                                                                                                                          Award
                                                                                                                                                                                                                            Planned      Actual      Planned    Actual   Planned      Actual   Planned      Actual    Planned    Actual    Planned     Actual     Planned      Actual   Planned      Actual   Planned      Actual


 IN-ISO-64776-CW-RFB /                         Component C:
                                                                                                                                                                                                            Pending
Maintenance of Control &                       Consolidation and                           Request for                          Single Stage - One
                               IDA / 52980                                 Post                               Open - National                                                31,582.00               0.00   Implementati                                                                       2018-06-06                                                                               2018-08-01            2020-02-29
Command Centre at                              Enhancement of Irrigation                   Quotations                           Envelope
                                                                                                                                                                                                            on
Lucknow                                        Institutional Reforms




                                               Component C:
                                                                                                                                                                                                            Pending
 IN-ISO-81241-CW-RFB /                         Consolidation and                                                                Single Stage - One
                               IDA / 52980                                 Post            Request for Bids   Open - National                                                 3,761.00               0.00   Implementati                                                 2018-10-09            2018-10-14                                 2018-11-25              2018-12-25            2019-01-29            2020-10-31
AMC of Laser Printer                           Enhancement of Irrigation                                                        Envelope
                                                                                                                                                                                                            on
                                               Institutional Reforms




                                               Component C:
 IN-ISO-81237-CW-RFB /                         Consolidation and                                                                Single Stage - One
                               IDA / 52980                                 Post            Request for Bids   Open - National                                                64,970.00         42,444.12    Signed                                                       2018-10-09            2018-10-14                                 2018-11-25              2018-12-29            2019-02-17            2020-02-16
Maintenance of Data Centre                     Enhancement of Irrigation                                                        Envelope
                                               Institutional Reforms




                                               Component C:
 IN-ISO-81243-CW-RFB /                                                                                                                                                                                      Pending
                                               Consolidation and                                                                Single Stage - One
AMC of Multifunction           IDA / 52980                                 Post            Request for Bids   Open - National                                                 4,134.00               0.00   Implementati                                                 2018-10-09            2018-10-14                                 2018-11-25              2018-12-25            2019-01-29            2020-06-30
                                               Enhancement of Irrigation                                                        Envelope
Printer                                                                                                                                                                                                     on
                                               Institutional Reforms




                                               Component C:
                                                                                                                                                                                                            Pending
 IN-ISO-81244-CW-RFB /                         Consolidation and                                                                Single Stage - One
                               IDA / 52980                                 Post            Request for Bids   Open - National                                                88,657.00               0.00   Implementati                                                 2018-10-09            2018-10-14                                 2018-11-25              2018-12-25            2019-01-29            2020-06-30
AMC of Desktop Computer                        Enhancement of Irrigation                                                        Envelope
                                                                                                                                                                                                            on
                                               Institutional Reforms




                                               Component C:
                                                                                                                                                                                                            Pending
 IN-ISO-81240-CW-RFB /                         Consolidation and                                                                Single Stage - One
                               IDA / 52980                                 Post            Request for Bids   Open - National                                                 6,716.00               0.00   Implementati                                                 2018-10-09            2018-10-14                                 2018-11-25              2018-12-25            2019-01-29            2020-10-31
AMC of 1 KVA UPS                               Enhancement of Irrigation                                                        Envelope
                                                                                                                                                                                                            on
                                               Institutional Reforms




GOODS
                                                                                                                                                                                                                                                                                                                                                                     Bid Evaluation
Activity Reference No. /                                                                                                                                                                                                                                                     Draft Bidding
                               Loan / Credit                                                                       Market         Procurement        Prequalification    Estimated       Actual Amount           Process   Draft Pre-qualification    Prequalification                         Specific Procurement   Bidding Documents   Proposal Submission /        Report and
          Description                                 Component              Review Type       Method                                                                                                                                                                         Document /                                                                                                  Signed Contract     Contract Completion
                                       No.                                                                        Approach           Process              (Y/N)         Amount (US$)         (US$)               Status         Documents            Evaluation Report                          Notice / Invitation       as Issued        Opening / Minutes      Recommendation for
                                                                                                                                                                                                                                                                             Justification
                                                                                                                                                                                                                                                                                                                                                                          Award
                                                                                                                                                                                                                            Planned      Actual      Planned    Actual   Planned      Actual   Planned      Actual    Planned    Actual    Planned     Actual     Planned      Actual   Planned      Actual   Planned      Actual


                                               Component C:
 IN-ISO-64641-GO-RFQ /                                                                                                                                                                                      Pending
                                               Consolidation and                           Request for                          Single Stage - One
Close Circuit Television for   IDA / 52980                                 Post                               Open - National                                                  746.00                0.00   Implementati                                                                       2018-06-06                                                                               2018-08-01            2020-02-29
                                               Enhancement of Irrigation                   Quotations                           Envelope
Data Centre of IDUP                                                                                                                                                                                         on
                                               Institutional Reforms




                                               Component C:
                                                                                                                                                                                                            Pending
 IN-ISO-64635-GO-RFQ /                         Consolidation and                           Request for                          Single Stage - One
                               IDA / 52980                                 Post                               Open - National                                                 9,418.00               0.00   Implementati                                                                       2018-06-06                                                                               2018-08-01            2020-02-29
Exide Make 150 AH                              Enhancement of Irrigation                   Quotations                           Envelope
                                                                                                                                                                                                            on
                                               Institutional Reforms




                                                                                                                                                                                                                                Page 1
                                            Component C:
                                                                                                                                                                        Under
 IN-ISO-64645-GO-RFQ /                      Consolidation and                   Request for                          Single Stage - One
                              IDA / 52980                               Post                       Open - National                          22,119.00            0.00   Implementati                         2018-06-06                             2018-08-01   2020-02-29
Exide Make 75 AH                            Enhancement of Irrigation           Quotations                           Envelope
                                                                                                                                                                        on
                                            Institutional Reforms




                                            Component C:
                                                                                                                                                                        Pending
 IN-ISO-64643-GO-RFQ / HP                   Consolidation and                   Request for                          Single Stage - One
                              IDA / 52980                               Post                       Open - National                            3,358.00           0.00   Implementati                         2018-06-06                             2018-08-01   2020-02-29
DAT 72 Data Cartridge                       Enhancement of Irrigation           Quotations                           Envelope
                                                                                                                                                                        on
                                            Institutional Reforms




                                            Component C:
 IN-ISO-64784-GO-RFQ /                                                                                                                                                  Pending
                                            Consolidation and                   Request for                          Single Stage - One
Installation of VC            IDA / 52980                               Post                       Open - National                          43,806.00            0.00   Implementati                         2018-06-06                             2018-08-01   2020-02-29
                                            Enhancement of Irrigation           Quotations                           Envelope
Equipment                                                                                                                                                               on
                                            Institutional Reforms




                                            Component C:
 IN-ISO-64792-GO-RFQ /                                                                                                                                                  Pending
                                            Consolidation and                   Request for                          Single Stage - One
Purchasing of Miscellaneous   IDA / 52980                               Post                       Open - National                          35,955.00            0.00   Implementati                         2018-06-06                             2018-08-01   2020-02-29
                                            Enhancement of Irrigation           Quotations                           Envelope
Equipment H/W & S/W)                                                                                                                                                    on
                                            Institutional Reforms




 IN-ISO-50799-GO-RFB /
Supply And Installation Of
Hydrological Information                    Component C:
System (HIS) For Lower                      Consolidation and                                      Open -            Single Stage - One
                              IDA / 52980                               Prior   Request for Bids                                          3,989,950.00           0.00   Canceled                2018-08-09   2018-08-24   2018-10-15   2018-10-25   2018-11-12   2024-05-11
Ganga Canal and Parallel                    Enhancement of Irrigation                              International     Envelope
Lower Ganga Canal System                    Institutional Reforms
Of Ramganga Organization,
Kanpur, Uttar Pradesh




                                            Component C:
                                                                                                                                                                        Pending
 IN-ISO-64735-GO-RFB /                      Consolidation and                   Request for                          Single Stage - One
                              IDA / 52980                               Post                       Open - National                          44,776.00            0.00   Implementati                         2018-09-02                             2018-10-31   2019-01-31
Laser Printer Toner                         Enhancement of Irrigation           Quotations                           Envelope
                                                                                                                                                                        on
                                            Institutional Reforms




 IN-ISO-82056-GO-RFB /
Supply and Installation of                  Component C:
Hydrological Information                    Consolidation and                                                        Single Stage - One
                              IDA / 52980                               Post    Request for Bids   Open - National                         395,046.80            0.00   Canceled                2018-10-22   2018-10-27   2018-12-08   2019-01-07   2019-02-11   2019-08-10
System(HIS) For Haidergarh                  Enhancement of Irrigation                                                Envelope
canal system under Sharda                   Institutional Reforms
sahayak Organization UP




 IN-ISO-50799-GO-RFB-2 /
Supply And Installation Of
Hydrological Information
                                            Component C:
System (HIS) For Lower
                                            Consolidation and                                      Open -            Single Stage - One
Ganga Canal and Parallel      IDA / 52980                               Prior   Request for Bids                                          3,989,950.00           0.00   Canceled                2019-05-18   2019-05-27   2019-07-15   2019-07-25   2019-08-12   2020-10-31
                                            Enhancement of Irrigation                              International     Envelope
Lower Ganga Canal System
                                            Institutional Reforms
Of Ramganga Organization,
Kanpur, Uttar Pradesh,
India




 IN-ISO-50799-GO-RFB-2-2 /
Supply And Installation Of
Hydrological Information                    Component C:
System (HIS) For Lower                      Consolidation and                                      Open -            Single Stage - One
                              IDA / 52980                               Prior   Request for Bids                                          3,989,950.00   2,532,068.80   Signed                  2019-09-01   2019-09-02   2019-10-22   2019-10-31   2019-11-26   2022-05-24
Ganga Canal and Parallel                    Enhancement of Irrigation                              International     Envelope
Lower Ganga Canal System                    Institutional Reforms
Of Ramganga Organization,
Kanpur Uttar Pradesh




 IN-ISO-82056-GO-RFB-2 /
SUPPLY AND
INSTALLATION OF
                                            Component C:
HOROLOGICAL                                                                                                                                                             Under
                                            Consolidation and                                                        Single Stage - One
INFORMATION SYSTEM            IDA / 52980                               Post    Request for Bids   Open - National                         375,790.00            0.00   Implementati            2019-09-09   2019-09-17   2019-10-17   2019-10-31   2019-11-28   2020-05-26
                                            Enhancement of Irrigation                                                Envelope
AT HAIDARGARGH                                                                                                                                                          on
                                            Institutional Reforms
BRANCH SYSTEM OF
SHARDA SHAYAK
ORGANISATION




                                                                                                                                                                                       Page 2
                                                Component C:
 IN-ISO-155877-GO-RFB /                                                                                                                                                                                      Under
                                                Consolidation and                                                                Single Stage - Two
Procurement of Laptop,          IDA / 52980                                 Post            Request for Bids   Open - National                                                20,000.00               0.00   Implementati                                                 2020-02-07            2020-02-12                                 2020-03-11              2020-04-24            2020-05-29            2020-10-01
                                                Enhancement of Irrigation                                                        Envelope
Desktops and Workstation                                                                                                                                                                                     on
                                                Institutional Reforms




NON CONSULTING SERVICES
                                                                                                                                                                                                                                                                                                                                                                      Bid Evaluation
Activity Reference No. /                                                                                                                                                                                                                                                      Draft Bidding
                                Loan / Credit                                                                       Market         Procurement        Prequalification    Estimated       Actual Amount           Process   Draft Pre-qualification    Prequalification                         Specific Procurement   Bidding Documents   Proposal Submission /        Report and
        Description                                    Component              Review Type       Method                                                                                                                                                                         Document /                                                                                                  Signed Contract     Contract Completion
                                      No.                                                                          Approach           Process              (Y/N)         Amount (US$)         (US$)               Status         Documents            Evaluation Report                          Notice / Invitation       as Issued        Opening / Minutes      Recommendation for
                                                                                                                                                                                                                                                                              Justification
                                                                                                                                                                                                                                                                                                                                                                           Award
                                                                                                                                                                                                                             Planned      Actual      Planned    Actual   Planned      Actual   Planned      Actual    Planned    Actual    Planned     Actual     Planned      Actual   Planned      Actual   Planned      Actual


 IN-ISO-58212-NC-RFB /                          Component C:
                                                                                                                                                                                                             Under
Hiring of Vehicle for office                    Consolidation and                                                                Single Stage - One
                                IDA / 52980                                 Post            Request for Bids   Open - National                                                39,403.00               0.00   Implementati                                                 2018-04-11            2018-04-11                                 2018-04-23              2018-04-25            2018-05-01            2019-04-30
of Chief Engineer, ISO,                         Enhancement of Irrigation                                                        Envelope
                                                                                                                                                                                                             on
IDUP, Lucknow.                                  Institutional Reforms




                                                Component C:
 IN-ISO-73041-NC-RFQ /                                                                                                                                                                                       Pending
                                                Consolidation and                           Request for                          Single Stage - One
Broad Band Connectivity for     IDA / 52980                                 Post                               Open - National                                                51,149.00               0.00   Implementati                                                                       2018-08-31                                                                               2018-11-05            2019-11-04
                                                Enhancement of Irrigation                   Quotations                           Envelope
Different offices                                                                                                                                                                                            on
                                                Institutional Reforms




 IN-ISO-73573-NC-RFQ /
Different Modules Training,                     Component C:
                                                                                                                                                                                                             Pending
training related to software,                   Consolidation and                           Request for                          Single Stage - One
                                IDA / 52980                                 Post                               Limited                                                        11,537.00               0.00   Implementati                                                                       2018-09-04                                                                               2018-10-30            2020-10-31
Training for Installation of                    Enhancement of Irrigation                   Quotations                           Envelope
                                                                                                                                                                                                             on
hydrological Information                        Institutional Reforms
system/SCADA




 IN-ISO-73605-NC-RFQ /
AMC of LAN for E-in-C
                                                Component C:
office, PACT, Walmi & ISO                                                                                                                                                                                    Pending
                                                Consolidation and                           Request for                          Single Stage - One
Office installation &           IDA / 52980                                 Post                               Open - National                                                35,582.00               0.00   Implementati                                                                       2018-08-25                                                                               2018-10-16            2020-10-31
                                                Enhancement of Irrigation                   Quotations                           Envelope
Maintenance of LAN for                                                                                                                                                                                       on
                                                Institutional Reforms
office at Parikalp Bhawan,
Lko




                                                Component C:
                                                                                                                                                                                                             Pending
 IN-ISO-73568-NC-RFB /                          Consolidation and                                                                Single Stage - Two
                                IDA / 52980                                 Post            Request for Bids   Open - National                                                25,030.00               0.00   Implementati                                                 2018-08-24            2018-08-29                                 2018-09-19              2018-10-12            2018-11-01            2020-10-31
Security Guard                                  Enhancement of Irrigation                                                        Envelope
                                                                                                                                                                                                             on
                                                Institutional Reforms




 IN-ISO-58221-NC-RFB /
                                                Component C:
Engaged manpower for                                                                                                                                                                                         Pending
                                                Consolidation and                                                                Single Stage - One
watching and regulating of      IDA / 52980                                 Post            Request for Bids   Open - National                                                13,578.65               0.00   Implementati                                                 2018-10-08            2018-10-13                                 2018-11-12              2018-11-27            2018-12-11            2019-12-11
                                                Enhancement of Irrigation                                                        Envelope
Data Center, Walmi                                                                                                                                                                                           on
                                                Institutional Reforms
Campus, Lucknow.




                                                Component C:
 IN-ISO-81239-NC-RFB /                                                                                                                                                                                       Pending
                                                Consolidation and                                                                Single Stage - One
Application Software of 26      IDA / 52980                                 Post            Request for Bids   Open - National                                                60,612.00               0.00   Implementati                                                 2018-10-09            2018-10-14                                 2018-11-25              2018-12-25            2019-01-29            2020-01-29
                                                Enhancement of Irrigation                                                        Envelope
Modules & Data Centre                                                                                                                                                                                        on
                                                Institutional Reforms




                                                Component C:
 IN-ISO-73891-NC-RFB /                                                                                                                                                                                       Pending
                                                Consolidation and                                                                Single Stage - One
Annual Maintenance              IDA / 52980                                 Post            Request for Bids   Open - National                                                10,152.00               0.00   Implementati                                                 2018-10-09            2018-10-14                                 2018-11-13              2018-12-14            2019-01-18            2020-01-17
                                                Enhancement of Irrigation                                                        Envelope
Contract for Internet router                                                                                                                                                                                 on
                                                Institutional Reforms




 IN-ISO-81921-NC-RFQ /
Hiring agency for providing                     Component C:
                                                                                                                                                                                                             Pending
services of unskilled                           Consolidation and                           Request for                          Single Stage - One
                                IDA / 52980                                 Post                               Open - National                                                27,040.00               0.00   Implementati                                                                       2018-10-16                                                                               2018-11-01            2020-03-31
manpower for office help at                     Enhancement of Irrigation                   Quotations                           Envelope
                                                                                                                                                                                                             on
control command cener,                          Institutional Reforms
Lucknow




                                                                                                                                                                                                                                 Page 3
 IN-ISO-152918-NC-RFB /
                                               Component C:
Engaging Unskilled                                                                                                                                                                                    Pending
                                               Consolidation and                                                                Single Stage - Two
Manpower for Data Center,      IDA / 52980                                 Post            Request for Bids   Open - National                                            23,600.00             0.00   Implementati                                                  2020-01-07             2020-01-12                                   2020-02-09             2020-04-23             2020-05-28             2020-10-31
                                               Enhancement of Irrigation                                                        Envelope
Walmi Campus, Utretiya,                                                                                                                                                                               on
                                               Institutional Reforms
Lucknow




                                               Component C:
 IN-ISO-155875-NC-RFB /                                                                                                                                                                               Pending
                                               Consolidation and                                                                Single Stage - Two
Procurement of AutoCAD         IDA / 52980                                 Post            Request for Bids   Open - National                                            41,500.00             0.00   Implementati                                                  2020-02-03             2020-02-08                                   2020-03-21             2020-06-03             2020-07-08             2020-10-31
                                               Enhancement of Irrigation                                                        Envelope
2020 Software                                                                                                                                                                                         on
                                               Institutional Reforms




 IN-ISO-155876-NC-RFQ /
Development of Softwares
(a) Online
                                               Component C:
booking/reservation of Field                                                                                                                                                                          Pending
                                               Consolidation and                           Request for                          Single Stage - One
hostels/Guest houses of        IDA / 52980                                 Post                               Limited                                                    29,000.00             0.00   Implementati                                                  2020-02-07             2020-02-12                                   2020-03-11             2020-04-10             2020-05-15             2020-08-31
                                               Enhancement of Irrigation                   Proposals                            Envelope
UPID                                                                                                                                                                                                  on
                                               Institutional Reforms
(b) Online Salary
Management System at DDO
Level




 IN-ISO-155878-NC-RFP /                        Component C:
                                                                                                                                                                                                      Pending
Upgradation of Firewall                        Consolidation and                           Request for                          Single Stage - One
                               IDA / 52980                                 Post                               Limited                                                    10,000.00             0.00   Implementati                                                  2020-02-07             2020-02-12                                   2020-03-11             2020-03-21             2020-04-09             2020-09-30
network security equipment                     Enhancement of Irrigation                   Proposals                            Envelope
                                                                                                                                                                                                      on
and related software                           Institutional Reforms




 IN-ISO-159180-GO-RFB / 1-
Maintenance of Server
installed at Data Center,
WALMI campus, Lucknow                          Component C:
                                                                                                                                                                                                      Pending
2- Operation and                               Consolidation and                                                                Single Stage - Two
                               IDA / 52980                                 Post            Request for Bids   Open - National                                            46,154.00             0.00   Implementati                                                  2020-02-26             2020-02-26                                   2020-02-27             2020-05-11             2020-06-15             2020-10-31
Maintenance of the AMF,                        Enhancement of Irrigation                                                        Envelope
                                                                                                                                                                                                      on
APFC & LT Pannel and                           Institutional Reforms
providing other services at
Data Center, WALMI
campus, Lucknow




CONSULTING FIRMS
Activity Reference No. /                                                                                                                                                                                                                                                                                                                             Combined Evaluation
                               Loan / Credit                                                                       Market        Contract Type        Estimated        Actual                                                    Expression of Interest Short List and Draft Request for Proposals Opening of Technical          Evaluation of
        Description                                   Component              Review Type        Method                                                                               Process Status    Terms of Reference                                                                                                                             Report and Draft       Signed Contract       Contract Completion
                                     No.                                                                          Approach                           Amount (US$)   Amount (US$)                                                         Notice          Request for Proposals       as Issued          Proposals / Minutes   Technical Proposal
                                                                                                                                                                                                                                                                                                                                                     Negotiated Contract
                                                                                                                                                                                                       Planned       Actual       Planned      Actual     Planned     Actual     Planned    Actual      Planned     Actual    Planned    Actual      Planned     Actual     Planned    Actual      Planned     Actual




INDIVIDUAL CONSULTANTS
Activity Reference No. /                                                                                                                                                                                                             Invitation to
                               Loan / Credit                                                                       Market        Contract Type        Estimated        Actual                                                                              Draft Negotiated
        Description                                   Component              Review Type        Method                                                                               Process Status    Terms of Reference          Identified/Selected                            Signed Contract       Contract Completion
                                     No.                                                                          Approach                           Amount (US$)   Amount (US$)                                                                               Contract
                                                                                                                                                                                                                                      Consultant
                                                                                                                                                                                                       Planned       Actual       Planned      Actual     Planned     Actual     Planned    Actual      Planned     Actual




                                                                                                                                                                                                                        Page 4