Document of
                                             The World Bank
                                          FOR OFFICIAL USE ONLY


                                                                                     Report No: ICR00004618



                       IMPLEMENTATION COMPLETION AND RESULTS REPORT

                                        (IBRD-8090-IN/IDA-5014-IN)

                                                      ON A

                                                    CREDIT

                                 IN THE AMOUNT OF SDR 78.2 MILLION

                                      (US$125 MILLION EQUIVALENT)

                                                 AND A LOAN

                                  IN THE AMOUNT OF US$125 MILLION

                                                    TO THE

                                             REPUBLIC OF INDIA

                                                     FOR A

          WEST BENGAL ACCELERATED DEVELOPMENT OF MINOR IRRIGATION PROJECT
                                 September 16, 2020



Sustainable Development Department
South Asia Region




This document has a restricted distribution and may be used by recipients only in the performance of their official
duties. Its contents may not otherwise be disclosed without World Bank authorization.
                    CURRENCY EQUIVALENTS
              (Exchange Rate Effective June 4, 2020)


                Currency Unit = Indian Rupee (INR)
                    INR 74.83 = US$1
                 US$1.375530 = SDR 1

                         FISCAL YEAR
                      April 1 – March 31
                ABBREVIATIONS AND ACRONYMS

ADMI    Accelerated Development of Minor Irrigation
CAS     Country Assistance Strategy
CBA     Cost-Benefit Analysis
CSP     Community Service Provider
DPMU    District Project Management Unit
DPR     Detailed Project Report
DWRID   Department of Water Resources Investigations and Development
EA      Environmental Assessment
EIRR    Economic Internal Rate of Return
EMP     Environmental Management Plan
ENPV    Economic Net Present Value
FIRR    Financial Internal Rate of Return
FM      Financial Management
FNPV    Financial Net Present Value
GIS     Geographic Information System
GoI     Government of India
GoWB    Government of West Bengal
I&D     Irrigation and Drainage
ICR     Implementation Completion and Results Report
IRMA    Institute of Rural Management Anand
ISR     Implementation Status and Results Report
IWMI    International Water Management Institute
M&E     Monitoring and Evaluation
MI      Minor Irrigation
MIS     Management Information System
MOM     Management, Operation, and Maintenance
MTR     Midterm Review
NGO     Non-governmental Organization
NICT    New Information and Communication Technology
O&M     Operation and Maintenance
PAD     Project Appraisal Document
PD      Project Director
PDO      Project Development Objective
PMU      Project Management Unit
SDMP     Scheme Development and Management Plan
SMS      Short Message Service
SO       Support Organization
SPMU     State Project Management Unit
TTL      Task Team Leader
WBADMI   West Bengal Accelerated Development of Minor Irrigation
WoP      Without Project
WP       With Project
WUA      Water User Association




         Regional Vice President: Hartwig Schafer
               Country Director: Junaid Kamal Ahmad
              Regional Director: John A. Roome
              Practice Manager: Michael Haney
           Task Team Leader(s): Anju Gaur, Raj Ganguly
           ICR Main Contributor: Yoro Sidibe
                                                         TABLE OF CONTENTS


DATA SHEET ......................................................................................................................... 1
I.    PROJECT CONTEXT AND DEVELOPMENT OBJECTIVES ....................................................... 6
      A. CONTEXT AT APPRAISAL .........................................................................................................6
      B. SIGNIFICANT CHANGES DURING IMPLEMENTATION (IF APPLICABLE) ..................................... 10
II.   OUTCOME .................................................................................................................... 12
      A. RELEVANCE OF PDOs ............................................................................................................ 12
      B. ACHIEVEMENT OF PDOs (EFFICACY) ...................................................................................... 12
      C. EFFICIENCY ........................................................................................................................... 18
      D. JUSTIFICATION OF OVERALL OUTCOME RATING .................................................................... 19
      E. OTHER OUTCOMES AND IMPACTS (IF ANY) ............................................................................ 20
III. KEY FACTORS THAT AFFECTED IMPLEMENTATION AND OUTCOME ................................ 23
      A. KEY FACTORS DURING PREPARATION ................................................................................... 23
      B. KEY FACTORS DURING IMPLEMENTATION ............................................................................. 25
IV. BANK PERFORMANCE, COMPLIANCE ISSUES, AND RISK TO DEVELOPMENT OUTCOME .. 27
      A. QUALITY OF MONITORING AND EVALUATION (M&E) ............................................................ 27
      B. ENVIRONMENTAL, SOCIAL, AND FIDUCIARY COMPLIANCE ..................................................... 28
      C. BANK PERFORMANCE ........................................................................................................... 30
      D. RISK TO DEVELOPMENT OUTCOME ....................................................................................... 32
V. LESSONS AND RECOMMENDATIONS ............................................................................. 32
ANNEX 1. RESULTS FRAMEWORK AND KEY OUTPUTS ........................................................... 34
ANNEX 2. BANK LENDING AND IMPLEMENTATION SUPPORT/SUPERVISION ......................... 40
ANNEX 3. PROJECT COST BY COMPONENT ........................................................................... 42
ANNEX 4. EFFICIENCY ANALYSIS ........................................................................................... 43
ANNEX 5. BORROWER, CO-FINANCIER AND OTHER PARTNER/STAKEHOLDER COMMENTS ... 54
ANNEX 6. SUPPORTING DOCUMENTS (IF ANY) ..................................................................... 56
ANNEX 7. PROJECT INNOVATIONS AND GOOD PRACTICES ................................................... 57
        The World Bank
        IN West Bengal Accelerated Development of Minor Irrigation (P105311)




DATA SHEET


BASIC INFORMATION

Product Information
Project ID                                                 Project Name

                                                          IN West Bengal Accelerated Development of Minor
P105311
                                                          Irrigation

Country                                                    Financing Instrument

India                                                      Investment Project Financing

Original EA Category                                       Revised EA Category

Full Assessment (A)                                        Full Assessment (A)



Organizations

Borrower                                                   Implementing Agency

                                                           DWRID, Government of West Bengal, Public Works
Republic of India
                                                           Department, Government of West Bengal


Project Development Objective (PDO)
Original PDO
The project development objective is to enhance agricultural production of small and marginal farmers in the
project area. This will be achieved through development of minor irrigation (MI) schemes, strengthening
community-based irrigation management, and support to agricultural development, including provision of
agricultural services, encouraging crop diversification and use of new technologies, and creating income generating
opportunities.




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FINANCING

                                     Original Amount (US$)          Revised Amount (US$)        Actual Disbursed (US$)
 World Bank Financing
                                               125,000,000                    20,193,004                   20,193,004
 IBRD-80900
                                               125,000,000                   125,000,000                  110,592,904
 IDA-50140
 Total                                         250,000,000                   145,193,004                  130,785,908
 Non-World Bank Financing
                                                           0                             0                               0




 Borrower/Recipient                             50,000,000                    30,000,000                   22,330,000
 Total                                          50,000,000                    30,000,000                   22,330,000
 Total Project Cost                            300,000,000                   175,193,004                  153,115,909


KEY DATES

Approval                  Effectiveness          MTR Review               Original Closing        Actual Closing
04-Oct-2011               19-Mar-2012            18-Aug-2014              31-Dec-2017             20-Dec-2019



RESTRUCTURING AND/OR ADDITIONAL FINANCING

Date(s)                       Amount Disbursed (US$M) Key Revisions
18-Feb-2016                                      38.09 Change in Components and Cost
                                                       Cancellation of Financing
                                                       Change in Financing Plan
30-Jun-2017                                      72.95 Change in Results Framework
10-Nov-2017                                      72.95 Change in Implementing Agency
                                                       Change in Results Framework
                                                       Change in Loan Closing Date(s)
                                                       Change in Implementation Schedule



KEY RATINGS

Outcome                                   Bank Performance                        M&E Quality
Moderately Satisfactory                   Moderately Satisfactory                 Substantial




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RATINGS OF PROJECT PERFORMANCE IN ISRs

                                                                                                   Actual
No.               Date ISR Archived           DO Rating                       IP Rating        Disbursements
                                                                                                  (US$M)
01                  17-May-2012               Satisfactory                   Satisfactory                   .57
02                  03-Dec-2012               Satisfactory                   Satisfactory                  1.48
03                   08-Jun-2013              Satisfactory          Moderately Satisfactory                6.60
04                  06-Nov-2013         Moderately Satisfactory    Moderately Unsatisfactory               6.60
                                              Moderately
05                  19-Apr-2014                                          Unsatisfactory                  15.15
                                             Unsatisfactory
                                              Moderately
06                  11-Nov-2014                                    Moderately Unsatisfactory             15.15
                                             Unsatisfactory
                                              Moderately
07                   09-Jun-2015                                   Moderately Unsatisfactory             15.15
                                             Unsatisfactory
                                              Moderately
08                  15-Dec-2015                                    Moderately Unsatisfactory             38.09
                                             Unsatisfactory
                                              Moderately
09                   06-Jun-2016                                    Moderately Satisfactory              38.09
                                             Unsatisfactory
                                              Moderately
10                  28-Nov-2016                                     Moderately Satisfactory              52.96
                                             Unsatisfactory
                                              Moderately
11                   19-Jun-2017                                    Moderately Satisfactory              72.95
                                             Unsatisfactory
12                  01-Nov-2017         Moderately Satisfactory     Moderately Satisfactory              72.95
13                  23-Apr-2018         Moderately Satisfactory     Moderately Satisfactory              83.32
14                  12-Dec-2018         Moderately Satisfactory              Satisfactory               103.86
15                   05-Jun-2019        Moderately Satisfactory              Satisfactory               110.64
16                  09-Dec-2019         Moderately Satisfactory              Satisfactory               117.64




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     IN West Bengal Accelerated Development of Minor Irrigation (P105311)



SECTORS AND THEMES

Sectors
Major Sector/Sector                                                              (%)


Agriculture, Fishing and Forestry                                               100
          Agricultural Extension, Research, and Other Support
                                                                                   8
          Activities
          Fisheries                                                                3
          Crops                                                                    4
          Irrigation and Drainage                                                 82
          Livestock                                                                3


Themes
Major Theme/ Theme (Level 2)/ Theme (Level 3)                                    (%)
Private Sector Development                                                       100
           Jobs                                                                 100

Finance                                                                            2
           Finance for Development                                                 2
                     Agriculture Finance                                           2

Urban and Rural Development                                                       51
           Rural Development                                                      51
                     Rural Markets                                                 2

                     Rural Infrastructure and service delivery                    47

                     Land Administration and Management                            2

Environment and Natural Resource Management                                       47
           Renewable Natural Resources Asset Management                            4
                     Biodiversity                                                  2

                     Landscape Management                                          2

           Water Resource Management                                              43
                     Water Institutions, Policies and Reform                      43




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ADM STAFF
Role                                           At Approval                    At ICR

Regional Vice President:                       Isabel M. Guerrero             Hartwig Schafer
Country Director:                              N. Roberto Zagha               Junaid Kamal Ahmad

Director:                                      John Henry Stein               John A. Roome

Practice Manager:                              Simeon Kacou Ehui              Michael Haney

Task Team Leader(s):                           Joop Stoutjesdijk              Anju Gaur, Raj Ganguly

ICR Contributing Author:                                                      Yoro Sidibe




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     I. PROJECT CONTEXT AND DEVELOPMENT OBJECTIVES

     A. CONTEXT AT APPRAISAL

 Context

 1.       In 2011, West Bengal was the fourth most populous state in India with a population of over 91
 million people,1 most of whom lived in rural areas.2 About 55 percent of the population derived their
 income directly from agriculture.3 Poverty prevailed among small and marginal farmers and tribal groups.4
 Tribal groups who are significant in the western region of the State faced recurrent droughts and had
 much lower incomes than other groups.5

 2.       Though West Bengal is richly endowed with surface water and groundwater, its agricultural
 performance was spatially varied. The relative abundance of water resources6 masked the wide disparity
 in their availability across the diverse agroclimatic zones.7 In large rainfed mono-cropped tracts mainly
 located in the western districts,8 agricultural production was constrained by low water storage and
 ineffective water management, contributing to pockets of poverty.9 While the possibility of large storage
 infrastructure was limited, the potential for developing small-scale storage systems was substantial. By
 limiting the variability of irrigation water availability, improved water storage could limit the effect of
 climate vagaries, particularly dry spells, provided solutions are tailored to the agroclimatic diversity.

 3.       Since the 1990s, West Bengal’s response to irrigation development has primarily focused on
 infrastructure. Since the 1990s, the interventions of the Government of West Bengal (GoWB) have
 emphasized structural measures with less attention paid to nonstructural measures.10 As a result,
 irrigation schemes suffered from poor maintenance and the low capacity of irrigation water users.11
 However, irrigation had the potential to play a vital role in reducing poverty12 through an increase in crop


 1 Population Census of India, 2011.
 2 Nearly 70 percent of the population lived in villages.
 3 The figure reaches 70 percent when agriculture related sectors are considered.
 4 Tribal populations represent about 6 percent of the population of West Bengal.
 5 The annual income of Scheduled Tribes in West Bengal was about 50 percent lower than that of other groups. Tribal populations

 are considered among marginalized groups. Adhikary, M., and R. Mazumder. 2010. “Income Inequality and Poverty among
 Scheduled Castes and Scheduled Tribes in Selected States.” The Indian Journal of Economics XC (358): 997–1010.
 6 The state has three major rivers systems, the Ganga, the Brahmaputra, and the Subarnarekha, that account for annual usable

 surface water of 58.8 billion cubic meters. Annual renewable groundwater resources in the state is estimated at 27.4 billion cubic
 meters. However, water availability varies greatly across both space and time.
 7 West Bengal cuts across six agroclimatic zones with specific characteristics. See Saha, A., and C. Sarkar. 2005. “An Assessment

 of Climatic Risk Involved in Growing Rainfed Rabi Crops in Different Agroclimatic Zones of West Bengal.” J Agromet 7: 36–43.
 8 Refer to Das, A., A. Khan, P. Daspattanayak, S. Chatterjee, and M. I. Hassan. 2016. “Regional Model for Agricultural Imbalances

 in West Bengal, India.” Modeling Earth Systems and Environment 2 (2): 58. The paper shows maps with low agricultural intensity
 in southern districts due to groundwater salinity.
 9 The World Bank’s 2017 publication ‘West Bengal - Poverty, Growth and Inequality’ reports that population below the poverty

 line in 2012 in the western districts of Purulia, Bankura, and Jhargram ranged from 26 to 38 percent.
 10 Structural measures refer to physical infrastructure development while nonstructural measures refer to capacity strengthening,

 institutions, management, and technical assistance.
 11 Deloitte. 2017. Study of Existing Minor Irrigation Schemes in West Bengal. 122 p.
 12 Jin, S., W. Yu, H. G. Jansen, and R. Muraoka. 2012. The Impact of Irrigation on Agricultural Productivity: Evidence from India

 (No. 1007-2016-79777).

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 yields, improvement in cropping intensity, and diversification in favor of higher-value crops. Most
 irrigation schemes relied on traditionally designed tube wells operated with inefficient diesel pumps
 leading to high operational costs. Adequate infrastructure with community-based irrigation management
 was indispensable to support rural growth and improve food security for small and marginal farmers.

 4.      The rationale for World Bank intervention was threefold. First, the World Bank was well placed
 to bring international experience to the project.13 Areas of partnership would include innovations in
 planning and design of irrigation infrastructure and enhancing the performance of irrigation investments.
 World Bank intervention would ensure sustainability through operation and maintenance (O&M)
 arrangements and stakeholder ownership. The Project design incorporated lessons from similar World
 Bank-financed projects in Assam and Karnataka.14 Second, a World Bank intervention would ensure better
 targeting of poor rural areas through community mobilization and focus on relatively medium- and small-
 size works that benefit small and marginal farmers. Third, the project objective was fully aligned with the
 World Bank’s Country Strategy. The World Bank Group’s Country Assistance Strategy (CAS) for the
 Republic of India, 2009–2012 (Report No. 46509-IN; November 14, 2008) focused, among others, on
 development of infrastructure, including water resources, and support for poorer states.15 The project
 was also consistent with the World Bank’s water resources strategy16 that recognizes (a) water resources
 management and development are central to sustainable growth and poverty reduction, (b) there is a
 need to develop and maintain appropriate stocks of well-performing hydraulic infrastructure, and (c)
 assistance must be tailored to a country’s context and be consistent with the country strategy.

 Theory of Change (Results Chain)

 5.        Problem statement: Community ownership and management of irrigation schemes are
 insufficient; O&M of schemes is poor; irrigated area is insufficient; farmers’ knowledge of new agricultural
 technologies is lacking. Underlying assumptions: A1. Communities are willing to participate in water user
 associations (WUAs) and follow established guidelines and protocols including pay fees on time and in
 full; A2. WUAs successfully maintain new schemes, A3. Damage from natural disasters (droughts, floods)
 and pests is minimized; A4. Farmers use knowledge gained through the project to enhance production.

 6.      Project Development Objective (PDO). The PDO was “to enhance agricultural production of small
 and marginal farmers17 in the project area18.” This objective was to be achieved through the development
 of minor irrigation (MI) schemes, strengthening of community-based irrigation management, and support
 to agricultural development, including provision of agricultural services and use of new technologies,
 encouraging crop diversification, and creating income generating opportunities.




 13 During implementation, the World Bank also mobilized national expertise.
 14 Examples include Assam Agricultural Competitiveness Project (P084792) and Karnataka Community-Based Tank Management
 Project (P102328).
 15 In 2011, West Bengal gross domestic product per capita was estimated at US$690 much lower than the national average of

 US$1,462 according to data from the World Bank and the Planning Commission, Government of India (GoI).
 16 The Water Resources Sector Strategy: An Overview – Managing and Developing Water Resources to Reduce Poverty. 2004.
 17 Average landholding size for marginal and small farm holders is 0.65 ha to support an average farm family size of five.
 18 As stipulated in the Schedule 1 of the Loan Agreement 8090-IN. The PDO in the Loan Agreement is identical to the PDO in the

 Project Appraisal Document (PAD).

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          IN West Bengal Accelerated Development of Minor Irrigation (P105311)



                                                               Figure 1. Theory of Change
                                                                                                                       Higher-level Outcomes
        Activities                    Outputs                      Lower Outcomes             Middle Outcomes
                                                                                                                            (aspirations)
                            Support organizations (SOs)
                            recruited


                            WUAs formed and trained
Technical assistance for
strengthening               Scheme development and
community-based             management plans (SDMPs)
irrigation management       developed and agreed
                            Management, operation,
                                                             WUAs operational for
                            and maintenance (MOM)
                                                            planning, managing, and
                            plans developed, budgeted,
                                                            sustaining schemes (A1)
                            with service fees

                                                                                            Agricultural production   Rural incomes increased;
                            New minor surface water                                             enhanced (A3)          food security improved
                            irrigation schemes
Investments for
                            constructed                       Area under irrigation
development of irrigation
                                                                 increased (A2)
schemes                     New minor groundwater
                            irrigation schemes
                            constructed

                            Farmers trained in crop
                            diversification                 Farmers have increased
Technical assistance for                                       knowledge of water
provision of agricultural   Farmers trained in new              management and
development services        agricultural technologies     agricultural technologies and
                            (for example, horticulture,           products (A4)
                            fisheries)




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 Key Expected Outcomes and Outcome Indicators

 7.      The four original PDO indicators were the following:

         •    Increase in yield of main agricultural crops
         •    Operational water user associations created
         •    Number of female and male water users (defined as member of the WUA) provided with
              water delivery services: (i) number of female water users; (ii) number of male water users;
              (iii) the percentage of female WUA executive committee members
         •    Resources generated by user groups to manage, operate, and maintain the developed
              schemes.
 Components

 8.      Component A. Strengthening Community-based Institutions (estimated US$8.10 million, actual
 US$5.18 million). This component supported the development of WUAs and other farmer organizations
 to assume the responsibilities for MOM of minor irrigation schemes and improved irrigated agricultural
 practices. This was to be achieved by assisting with their formation and strengthening through various
 training and support activities. The Department of Water Resources Investigations and Development
 (DWRID) recruited SOs to assist with the formation of WUAs and with training and support during and
 after scheme construction. The SOs provided assistance with the preparation, implementation, and
 monitoring of brief Scheme Development and Management Plans (SDMPs) to spell out the proposed
 developments and responsibilities at each scheme.

 9.       Component B. Irrigation System Development (estimated US$235.00 million, actual US$110.77
 million). To improve availability of water for agriculture and fisheries, about 2,400 new surface flow minor
 irrigation systems (command area varying from 5 to 50 ha) and about 2,260 new minor groundwater
 irrigation schemes (command area varying from 20 to 36 ha) were to be developed. Development of
 individual irrigation scheme followed the preparation of a brief SDMP framed by DWRID with the help of
 SOs and in consultation with the users. The total area to be developed under the project was about
 139,000 ha, benefiting an estimated 166,000 farm families.

 10.      Component C. Agriculture Support Services (estimated US$22.10 million, actual US$14.75
 million). This component supported the provision of agricultural support services in the project area to
 enhance productivity and diversification in agriculture involving improvements in production and water
 management technologies for agriculture, horticulture, and fisheries and more efficient and effective
 farm advisory services.

 11.     Component D. Project Management (estimated US$34.80 million, actual US$22.43 million) This
 component supported the strengthening of DWRID to ensure effective project management through
 State and District Project Management Units (SPMU and DPMU); provision of information management
 and social, environmental, and fiduciary management systems; monitoring and evaluation (M&E) and
 impact assessment activities.




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  B. SIGNIFICANT CHANGES DURING IMPLEMENTATION (IF APPLICABLE)

 Revised PDOs and Outcome Targets

 12.    The PDO was not revised. The outcome targets were reduced due to a partial cancellation of
 US$95 million.

 Revised PDO Indicators

 13.     The outcome indicators at project completion were the following:

         •     Relative change in value of outputs measured as ratio between post to pre-project values
         •     Operational water user associations created and/or strengthened
         •     Water users provided with new/improved irrigation and drainage services
         •     Water user associations that are generating at least 80% of resources required to manage,
               operate and maintain the developed schemes
                Table 1. Summary of Revisions Made to the PDO Indicators over the Project Period
        Original PDO                                                              Revised PDO
                             End        Revised PDO Indicators -      End                           End
   Indicators as Given in                                                          Indicators -
                            Target             June 2017             Target                        Target
          the PAD                                                                November 2017
  Increase in yield of                Relative change in value of      120      Same indicators     140
  main agricultural                   outputs measured as ratio                 as previous
  crops (MT/ha)                       between post to pre-                      restructuring
     • Rice                   4.2     project values (percentage)
     • Oilseeds               0.9
     • Vegetable             15.3
  Operational water          4,200    Operational water user          1,400                         2,000
  user associations                   associations created and/or
  created (IDA core                   strengthened (number)
  indicator; measured in
  number)
  Number of female and      166,000   Water users provided with      63,000                        100,000
  male water users                    new /improved irrigation
  (defined as member                  and drainage services
  of the WUA) provided                (number)
  with water delivery
  services
  Resources generated         90      Water user associations          80                            70
  by user groups to                   that are generating at least
  manage, operate, and                80% of resources required
  maintain the                        to manage, operate and
  developed schemes                   maintain the developed
  (as percentage of                   schemes (percentage)
  required resources)




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 Revised Components

 14.    The description and content of components and subcomponents were not revised. However, the
 estimated costs associated with the components were revised following the cancellation of funds.

 Other Changes

 15.     The project underwent three restructurings:

         •    First project restructuring (February 2016). This restructuring cancelled loan proceeds of
              US$95 million from Loan No. IN-8090 following a request of the Department of Economic
              Affairs. The objective of the partial loan cancellation was to adjust the project funding to the
              capacity of the project management team and the state institutions. The financing plan was
              changed to reflect a total financing package of US$155 million from the World Bank and
              US$50 million from the borrower.
         •    Second project restructuring (June 2017). This restructuring introduced changes to the
              Results Framework to align it with the reduced project scope after cancellation. Changes to
              the Results Framework (table 1) were not included in the 2016 restructuring as the request
              from the GoI did not include such a proposal.
         •    Third project restructuring (November 2017). This restructuring sought a two-year
              extension of the project closing date from December 31, 2017, to December 20, 2019, along
              with associated changes to the Results Framework (table 1), disbursement estimates,
              implementation schedule, and change in implementing agency. The main rationale of the
              restructuring was to provide sufficient time to ensure the completion of ongoing schemes
              and ensure the sustainability of the community-level institutions at project completion
              taking into account the increased focus on poorest districts. Considering its experience in
              building construction, the restructuring introduced the Public Works Department of West
              Bengal as one of the implementing agencies for carrying out construction of the
              administrative building for the project.

 Rationale for Changes and Their Implication on the Original Theory of Change

 16.     The project became effective in March 2012 and experienced some delays in setting up and
 strengthening District Project Management Units (DPMUs) with a dedicated engineering and contracted
 multidisciplinary team. This resulted in implementation lags in delivering irrigation schemes to the
 farmers.

 17.     However, the midterm review (MTR) mission (August 2014) undertook an independent
 assessment and recommended revising target of a few indicators in view of the time remaining for project
 implementation. Changes in the indicators and their targets were justified by the need to simplify the
 Result Framework considering the capacity of the state and the reduced financing. The closing date was
 extended to allow completion of ongoing activities.

 18.     The restructurings did not affect the theory of change.




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  II. OUTCOME

  A. RELEVANCE OF PDOs

 Assessment of Relevance of PDOs and Rating
 Rating: High

 19.      The PDO remained relevant through completion. It remained fully consistent with the current
 World Bank’s Country Partnership Framework (FY18–FY22)19 for India at closing. The PDO was well aligned
 with focus areas ‘Resource Efficient Growth’ and ‘Enhancing Competitiveness and Enabling Job Creation’.
 Under the focus area ‘Resource Efficiency Growth’, the project contributed to “Promote more resource-
 efficient, inclusive and diversified growth in rural sector” by enhancing agricultural productivity and
 supporting diversification of income sources through various income-generating activities including
 horticulture and aquaculture. The project also ensured inclusiveness by targeting women, poor, and tribal
 communities. It promoted the efficient use of water resources through multiple channels: (a) different
 productive activities undertaken in conjunction with the same water resources resulting in more value
 per volume (example: irrigation and aquaculture carried out in the same ponds); (b) promotion of water-
 efficient technologies and management systems including drip, sprinkler, and system of rice
 intensification; (c) formation and trainings of WUAs in advanced water management approaches including
 water resources assessment and irrigation water budgeting; (d) promotion of less water-intensive and
 high-value horticultural crops in the project areas.

 20.      Under the focus area ‘Enhancing Competitiveness and Enabling Job Creation’, the project
 contributed to “Increase access to market-relevant skill development” by emphasizing market-driven
 agricultural diversification and generated good practices and innovations that are now being
 institutionalized by the state. Good practices and innovations included SMS-based advisory systems to
 enable access to day-to-day market information, especially crop prices and WUA-to-WUA services. The
 project is also aligned with the National Agricultural Policy (2000) that promotes increase in agricultural
 production.

  B. ACHIEVEMENT OF PDOs (EFFICACY)

 Assessment of Achievement of Each Objective/Outcome

 21.     The PDO is to enhance agricultural production of small and marginal farmers in the project area.
 The PDO was achieved through development of minor irrigation (MI) schemes, strengthening community-
 based irrigation management, and support to agricultural development, including provision of agricultural
 services, encouraging crop diversification and use of new technologies, and creating income generating
 opportunities. Overall, the project achieved both the qualitative and quantitative dimensions of the PDO.
 Due to the project’s reduced scope after the first two restructurings, a split assessment was conducted to
 obtain the final outcome rating. The project attained or exceeded most of its revised PDO indicator targets
 and most intermediate indicator targets by the project closing date. Further, clear causal links exist


 19   Report No.126667-IN

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 between project outputs, intermediate outcomes, and PDO-level indicators and outcomes as described in
 annex 1.

 22.       Overall, the project reached 124,700 beneficiaries, out of whom 111,203 (89 percent) are small
 and marginal farmers and sharecroppers, exceeding the target of 100,000 set in the November 2017
 restructuring. The number of beneficiaries is derived primarily from irrigation and drainage (I&D) services
 and support to agriculture, horticulture, and fisheries services. Other beneficiaries enjoyed benefits
 generated from orchard-related activities. The achievement of project outcomes can be imputed to the
 adoption of various innovative approaches including (a) tailored solutions that were responsive to
 agroclimatic constraints and farmer demands in community contexts, (b) extensive use of GIS and remote
 sensing during planning and scheme siting for better targeting and monitoring, and (c) adoption of an
 adequate mix of structural and nonstructural solutions to maximize project benefits. Four outcome
 indicators, introduced in the third restructuring, are reviewed regarding achievement of the PDO. The
 original indicators are also briefly discussed in table 4.

                               Table 2. Project Beneficiaries: Changes and Achievements
       Parameter             Original - September 2011        Restructuring - November 2017               Achievement
 Number of WUAs                          4,200                            2,000                              2,277
 Command area (ha)                     139,000                            75,000                             67,594
 Beneficiaries                         166,000                           100,000                           111,20320


 Strengthening Community-based Irrigation Management

 Outcome Indicator 1: Operational water user associations created and/or strengthened
    • Operational water user associations created and/or strengthened (number). Achieved 2,277 (114
       percent of revised target value and 54 percent of original target value)

 23.     WUAs are organizations created to bring together farmers for managing a shared irrigation system
 by collectively performing O&M.21 The project supported the creation and/or strengthening of 2,277
 operational WUAs throughout the project area to carry out O&M of irrigation infrastructure. This result
 represents 114 percent of the revised target value of 2,000 and 54 percent of the original target value. In
 the restructuring of 2017, the WUAs were merged to serve different strategic purposes. Fewer but larger
 WUAs in terms of membership, compared to the original target value (4,200 WUAs), were deemed more
 appropriate to foster economies of scale and to reduce the transaction costs that additional WUAs may
 induce. The number of WUAs created is adequate to guarantee the functionality of irrigation schemes. In
 fact, more than 50 percent of the WUAs have been operational for more than three years and have
 performed well in managing delivery of irrigation water to their members. Some WUAs have advanced to
 agribusiness-based activities, and mature WUAs are training new WUAs or providing them with
 agricultural inputs. Further, more than 73 percent of the WUAs (against a revised target value of 70

 20 Out of the 2,277 WUAs formed, 1,657 were formally handed over and fully operating by project completion. The remaining
 WUAs are being handed over and the process is expected to be finalized by December 2020. Beneficiaries include the number
 of farmers benefiting from the completed minor irrigation schemes. The total number of beneficiaries who are benefiting from
 training and technical support under agriculture support services is 124,700.
 21 As irrigation water and infrastructure are public goods, collective action of WUAs enables economies of scale and economies

 of scope. Lopez-Gunn, E. 2003. “The Role of Collective Action in Water Governance: A Comparative Study of Ground water User
 Associations in La Mancha aquifers in Spain.” Water International 28 (3): 367–378.

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 percent) are currently generating at least 80 percent of resources required to manage, operate, and
 maintain the developed schemes.22

 24.      These results were achieved through proactive community mobilization and engagement with
 intensive participatory methods starting from identification stages. Involving local populations during the
 first stages of community-level interventions boosted ownership and commitment to project
 sustainability, leading to improved propensity to contribute financially to O&M.23 Community
 participation was catalyzed by SOs that were both internationally and locally recruited nongovernmental
 organizations (NGOs) familiar with communities and their cultural context. The SOs played a crucial role
 in fueling communities’ engagement in irrigation solution design from inception to completion. The
 formation of WUAs combined with other support activities, including the provision of technical assistance
 at grassroots level, created tangible added value.

 25.      To strengthen implementation of subprojects, the project identified small and marginal farmers
 who had successfully implemented irrigation services in their own villages as community service providers
 (CSPs). Some 288 CSPs were appointed in 18 districts.24 The outcome of this process is illustrated through
 an assessment by the International Water Management Institute (IWMI) demonstrating that the project
 generated an incremental median income of US$319 per ha compared to a counterfactual government
 scheme where capacity building of WUAs and scheme development were different.25 The project also
 introduced an innovative WUA performance management system which involves ratings based on
 different sets of criteria (governance, representativity, adoption of appropriate water and agricultural
 management practices, creativity). The performance system created an additional incentive that is
 fostering continuous improvement. The project developed guidelines for the development of community-
 based institutions that are now adopted throughout the Water Department. Demonstration activities,
 farm schools, networking, and interactions among WUAs promoted under the project enabled farmers to
 evolve in an upward spiral of learning and innovation, ultimately resulting in benefits in agriculture and
 fishery-based activities (table 3). Agricultural support services contributed to set up more than 20,000
 small-scale demonstrations to promote crop diversification and adoption of new technologies.
 Considering the sense of ownership of project assets among communities and strong commitment to
 pursue productive endeavors, the activities of the WUAs are likely to be sustainable.26 The WUAs created
 are inclusive organizations on three counts, as planned: (a) women membership exceeded target, (b) tribal
 farmers were brought in, which also exceeded target, and (c) the majority of members (about 90 percent)
 are small and marginal farmers.

                      Table 3. Number of WUAs Performing Activities Beyond O&M of Schemes
              Agency                                      Activities                              Number of WUAs
  Executing agency                     Training, workshop, and exposure visits                        1225



 22 This indicator was added to the Results Framework during restructuring and had no original target value.
 23 Socioeconomic impact of WUA including the contribution to O&M is evinced by an in-depth socioeconomic study carried out
 by the Institute of Rural Management Anand (IRMA).
 24 CSPs had the advantage of being highly trusted by communities as they belong there and have set examples through their

 successful adoption of novel irrigation practices.
 25 Refer to the IWMI report ‘WBADMI Project Rapid Impact Assessment Report’. See also annex 3.
 26 The project was awarded the 2018–2019 UNESCO-supported Water Digest Award for ‘Best Community Project of The Year in

 Water Sector - Government’.

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             Agency                                           Activities                              Number of WUAs
  Entrepreneur                          Raising fingerling, seedlings, vermicomposting,                    161
                                        and so on, for other WUAs
  Resource organization                 Newly formed WUAs are visiting lighthouse                             233
                                        WUAs to understand the WUA ecosystem
  Social institution                    Response to others in distress/disaster,                             1021
                                        Celebration of important international days e.g.
                                        Environment Day, Women's Day, Independence
                                        Day
                                        Campaign on social causes

 Investments for Development of Irrigation Schemes

 Outcome Indicator 2: Relative change in value of outputs measured as ratio between post to pre-project
 values (introduced in 2017 restructuring).
     • Relative change in value of outputs measured as ratio between post to pre-project values
         (percentage). Achieved 282 percent (201 percent of revised target value of 140 percent).

 26.      The increase in the value of agricultural production in project areas as reflected by the ratio
 between post-project and pre-project values attained 282 percent against the target of 140 percent.
 Increase in agricultural production value was achieved through multiple pathways including: (a) an
 increase in the area provided with new I&D services (67,594 ha against a revised target value of 75,000
 ha); (b) an increase in water harnessed with new and improved irrigation services; and (c) an increase in
 cropping intensity in the project area, reaching 192 percent against a target value of 170 percent. All major
 crops experienced a substantial increase in production, achieving their target values, except for rice.
 However, the production of rice is more than compensated by the additional value created by other less
 water-intensive crops including oilseed, pulses, and other vegetables. Additionally, as more schemes are
 delivered, the target value for rice production is expected to be achieved during the next kharif season,
 by November 2020, which is favorable for rice farming.

 27.      The project enhanced access to irrigation water by supporting the development of different types
 of water retention infrastructure in diverse terrains of the state, ranging from coastal lands to hilly areas
 (annex 7). The water harvesting structures installed by the project included ponds, check dams, and
 excavated creeks. The nature and design of the infrastructure were tailored to the agroecological
 conditions and topography of the terrain to limit costs and boost benefits. For example, the project
 exploited natural creeks in the southern coastal lands of the state and spring rejuvenation in the northern
 hills. Concurrently implemented with structural measures, the project’s nonstructural measures provided
 comprehensive support to the value chains which proved critical. Mobile SMS-based crop advisory
 services facilitated through Reuters Market Light provided an innovative decision support system to
 farmers from pre-sowing to marketing stages. The provision of agricultural services in the form of
 improved seeds, access to mechanization, and access to markets boosted production beyond initial
 expectations.27


 27Mobile SMS-based crop advisory services facilitated through Reuters Market Light provided an innovative decision support
 system to farmers from pre-sowing to marketing stages. Different technologies (drip irrigation, greenhouses, sprinklers) were
 demonstrated on more than 6,000 ha.

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 Outcome Indicator 3: Water users provided with new/improved irrigation and drainage services
    • Water users provided with new/improved irrigation and drainage services (number). Achieved
       111,203 (107 percent of the revised target value and 67 percent of the original target value).

 28.       The number of water users provided with new/improved I&D services stood at 111,203 by project
 closing (representing 107 percent of the revised target value and 67 percent of the original target value).
 This result was achieved through the development of 2,291 irrigation schemes and the formation of 2,277
 adequately trained WUAs to manage them. Additionally, the project supported social inclusion by
 ensuring representation of marginalized groups among beneficiaries. For example, the number of female
 water users at closing stood at 17,099 against a target value of 12,000 (representing 142 percent of the
 target value) and tribal farmers represented 12 percent of water users almost achieving its target value
 of 13 percent. This outcome was achieved through the development of 67,594 ha of irrigated land with
 2,328 schemes. The provision of improved irrigation services because of well-trained WUAs enhanced the
 reliability of irrigation water. With more reliable irrigation water, an increasing number of farmers were
 satisfied with project infrastructure and diversified high-value crops which stimulated additional income
 generation.

 29.      The project brought about significant positive changes to siting, designing, implementing, and
 monitoring minor irrigation infrastructure. The changes were supported by several outputs including (a)
 updated guidelines for the construction of various types of schemes (tube wells, water detention
 structures, check dams) and (b) innovative digital technologies and online tools for designing schemes
 adapted to topographic conditions (annex 7). The innovative model emerging from the project led to (a)
 low proportion of failed schemes, (b) targeting investments to most vulnerable farmers, (c) improved
 sustainability of structures, (d) reliable service levels, and (e) better manageability and reduced cost of
 operations. On the use of energy, the schemes delivered by the project for the first time in the state
 replaced the costly option of diesel and the most unreliable option of electricity with solar power. Yet
 another noteworthy aspect of the irrigation system development is the involvement of prospective user
 farmers up front in the participatory planning process and preparation of SDMP. The immediate impact
 of this has been ownership of the schemes by the farmers. Consequently, the schemes delivered under
 the project were farmer friendly and supportive of their livelihood.

 Support to Agricultural Development

 Outcome Indicator 4: Water user associations that are generating at least 80% of resources required to
 manage, operate and maintain the developed schemes
    • The end target for WUAs that were generating at least 80% of resources required to manage,
       operate and maintain the developed schemes. Achieved 73 percent (104 percent of the target
       values).

 30.     WUAs that are generating at least 80 percent of resources required to manage, operate, and
 maintain the developed schemes reached 73 percent against a target value of 70 percent indicating a
 high level of involvement of project beneficiaries in sustaining their activities and the project assets. This
 result was achieved because of the mobilization of communities who participated in particular aspects of
 project design and the elaboration of SDMP. The mobilization of communities was supported by the
 project through the recruitment of SOs (NGOs) that are highly familiar with communities and command
 trust.

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 31.      The project was able to deliver affordable irrigation services through adoption of a series of design
 and technical improvements. Adoption of energy generating devices including solar systems instead of
 classic diesel option substantially reduced operational costs. Overall, scheme performance turned out to
 be the right incentive for the farmers to pay for irrigation services. The WUA institutional mechanism,
 irrigation scheduling, and crop planning helped equitable distribution of water resources. The project also
 provided guidelines and trained WUA members on the norms and standards of computation of water
 charges. Above all, the schemes delivered by the project are in areas where there existed unmet demand
 for irrigation water. The changes brought about through the provision of the service included favorable
 changes in the cropping patterns, increase in cropping intensity, and better price realization which
 together enhanced the payment capacity of the users.

 32.      Agricultural support activities that helped introduce farmers to new technologies and new
 adapted crops also played a crucial role in building confidence and ownership. More than 80 percent of
 WUA members expressed their satisfaction with schemes developed under the project according to a
 satisfaction survey. From an economic perspective, the outcome also stems from improved income that
 beneficiaries are able to derive from irrigated schemes as explained under the efficiency section.

               Table 4. Achievement Compared to Targets for Original and Revised PDO Indicators
    Original PDO      End      Actual        %                                   End        Actual       %
                                                      Revised PDO Indicators
     Indicators      Target    values     Achieved                              Target      values    Achieved
  Increase in                                         Relative change in         140         282        201
  yield of main                                       value of outputs
  agricultural                                        measured as ratio
  crops (MT/ha)                                       between post to pre-
                                                      project values
                                                      (percentage)
                                                      Increase in production
                                                      (metric tons/year)
    • Rice              4.2       4.3       102         • Rice                  95,000     85,696        90
    • Oilseeds          0.9       1.4a      156         • Oilseeds              8,800      14,406       164
    • Vegetable        15.3      14.6a       95         • Pulses                2,500      2,970        119

  Operational        4,200      2,277        54       Operational WUAs           2,000      2,277       114
  WUAs created                                        created and/or
                                                      strengthened (number)

  Number of         166,000    106,963       64       Water users provided      100,000    111,203      107
  female and                                          with new/improved
  male water                                          irrigation and drainage
  users (defined                                      services (number)
  as member of
  the WUA)
  provided with
  water delivery
  services




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   Original PDO          End         Actual         %                                           End         Actual           %
                                                                Revised PDO Indicators
     Indicators         Target       values      Achieved                                      Target       values        Achieved
  Resources               90          62a           69          Water user                       70           73            104
  generated by                                                  associations that are
  user groups to                                                generating at least 80%
  manage,                                                       of resources required
  operate, and                                                  to manage, operate
  maintain the                                                  and maintain the
  developed                                                     developed schemes
  schemes (as                                                   (percentage)
  percentage of
  required
  resources)
 Note: a. The project formally tracked these indicators until June 2017. The figures represent the actual values in June 2017.

 Project Management

 33.     The project established a State Project Management Unit (SPMU) and a DPMU in each district. By
 project completion, the project had strengthened the capacity of DWRID to ensure effective project
 management through an SPMU and DPMUs. The project also supported SO staff to be better prepared to
 achieve their mission of mobilizing communities. Table 5 shows actual values for indicators of project
 management and capacity.

                                         Table 5. Status of Staff in SPMU and DPMU
                     Project Management                                             Actual                       Target
    Number of DPMUs established                                                       18                           18
    Number of workshops organized                                                    107                           72
    Number of project staff trained in project activities                            725                          500

 Justification of Overall Efficacy Rating

 34.      As the project was reduced in scope in the June 2017 restructuring, a split evaluation is used. At
 the time of the second restructuring, the original project had disbursed US$72.95 million or 55.8 percent
 of the final total disbursement and the revised project had disbursed US$57.84 million or 44.22 percent
 of the total. The performance of the project evaluated against the original targets is ‘modest’ and against
 the revised targets is ‘substantial’. (see table 6)

  C. EFFICIENCY

 Assessment of Efficiency and Rating
 Rating: Substantial

 35.     At appraisal, an ex-ante economic and financial analysis was conducted to assess the economic
 and financial performance of the project. The analysis encompassed all the key components of the project.
 The ex post analysis followed a similar approach at completion (see annex 4).




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 36.      The project achieved benefits through various channels including (a) increase in irrigated areas,
 (b) increase in yield of crops, (c) increase in cropping intensity, (d) diversification of crops, and (e) increase
 in fish production. The project generated an incremental value estimated at US$1,077 per ha. The
 economic analysis shows that the overall project was economically justified with an economic internal
 rate of return (EIRR) of 22.8 percent (against an appraisal projection of 25.1 percent and a restructuring
 projection of 12 percent) and an economic net present value (ENPV) of US$52.7 million (against an
 appraisal projection of US$117.4 million and a restructuring estimate of US$13.8 million) with a 10 percent
 discount rate. The financial results at completion show a financial internal rate of return (FIRR) of 20.5
 percent and a financial net present value (FNPV) of US$46.8 million with a discount rate of 10 percent.
 The sensitivity analysis confirms the robustness of these results. Results at completion are comparable
 with projections at appraisal and much higher than projections at restructuring. The appraisal analysis had
 showed that a two-year delay in project benefits will reduce the economic rate of return to 23.2 percent,
 close to what is observed at completion - 22.8 percent. This economic and financial performance is the
 result of improved design of irrigation structures, efficient procurement, and the active involvement of
 beneficiaries. Details of the analysis are provided in annex 4 on efficiency analysis.

 37.      Implementation efficiency. The project experienced various capacity challenges (section III)
 which resulted in slow implementation, particularly in processing procurement and financial reporting.
 This ultimately led to a reduction in the project scope. The project was also extended by over 23 months
 to allow the completion of planned activities.28 At closing, the project disbursed most of the allocated
 funds.29 Further, sensitivity analysis proved that the extension of the closing date did not have a significant
 impact on the economic performance of the project as the extension enabled the project to consolidate
 the capacity of several community-based institutions. At appraisal, the cost per beneficiary was estimated
 at INR 98,801 (INR 118,077 per ha). At completion, current estimates show a cost per beneficiary of INR
 68,491 (INR 108,109 per ha). The result indicates greater value for money.

 38.     By mainstreaming a consistent approach to irrigation planning and development after the MTR,
 and by adopting an adequate suite of technologies, the project improved administrative efficiency and
 reduced management costs. Remote sensing technology proved to be a low-cost and effective alternative
 considering the vast geographical spread of the project activities. Finally, the project procured competent
 consultants and scaled up capacity building resulting in more efficient processes as teams acquired
 increasing experience. The improvement in processes is well illustrated by the fact that the time between
 work order and handing-over of schemes was reduced from an average of 494 days for Batch 1 to an
 average of 105 days for Batch V.

  D. JUSTIFICATION OF OVERALL OUTCOME RATING
 Rating: Moderately Satisfactory




 28 The costs of project management represented about 14 percent of total project costs. Although this value is on the high side,
 it is important to note that the component on project management included more activities than other projects. It included
 capacity building for the whole Water Department that includes more than 600 staff.
 29 Undisbursed amount of about US$9.8 million was because of technical difficulties to file financial records due to COVID-19.

 This is explained in annex 3.

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                                                   Table 6. Split Evaluation
                                                                                             Against Revised PDO
                                                      Against Original PDO Targets
                                                                                                   Targets
      Relevance of objective                                                       High
      Efficiency                                                             Substantial
      Efficacy                                         Modest                          Substantial
      Outcome ratings                                 Moderately Unsatisfactory         Satisfactory
      Numerical value of the outcome ratings          3                                 5
      Disbursement                                    US$72.95 million                  US$57.84 million
      Weight (% disbursed before/after change)        55.78 percent                     44.22 percent
                                                      (US$72.95/US$130.79)
      Weighted value of the outcome rating            1.67                              2.21
      Final outcome rating                                             Moderately Satisfactory
                                                                (1.67 + 2.21 = 3.88 rounding to 4.0)30


  E. OTHER OUTCOMES AND IMPACTS (IF ANY)

 Gender

 39.     The project created gender awareness through targeted trainings, by encouraging female plot
 holders to take up WUA committee positions and by promoting the inclusion of women in the running of
 WUAs. On average, in the project schemes, females represented 16 percent of project beneficiaries, 15
 percent of WUA members, and 25 percent of managing committee members. Compared to the control
 schemes developed under state government irrigation programs, the previous figures on gender
 composition fall respectively to 2 percent for beneficiaries, 2 percent for WUA membership, and 0 percent
 for managing committee membership.31 Planned and effective interventions with focus on gender helped
 bring female farmers to the forefront. The economic independence of women also resulted in improving
 their overall decision-making power.32

 40.     These results were achieved through gender-based actions intently involving women in irrigation
 and fisheries development activities. Forty WUAs are all women members estimated at 2,080. Nearly
 18,500 women participated in various agricultural support services activities including 9,070 in agriculture
 demonstrations, 5,937 in horticulture demonstrations, and 3,440 in fisheries demonstrations.

 Institutional Strengthening

 41.      Component A was dedicated to strengthening community-based institutions. The project helped
 form more than 2,270 WUAs. Owing to community mobilization and engagement, WUA members were
 trained to plan, supervise, manage, operate, and maintain irrigation schemes. The agricultural support
 activities combined with capacity building for nonagricultural activities increased the scope for economic
 diversification. The activities undertaken by WUAs have further strengthened members’ commitment to


 30 Actual reduction in ambition of the project took place when the project had disbursed only US$38.09 million.
 31 The reader may refer to the socioeconomic study conducted by IRMA.
 32 Rapid Impact Assessment Report, 2019.



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 pursue productive endeavors. Further, several WUAs and fisheries associations have been able to develop
 innovative business models including WUA-to-WUA services and lucrative recreational angling.

 42.     Capacity building of irrigation institutions progressed considerably during implementation. The
 intensity of training activities increased to match the growing need for specialized skills in horticulture,
 agriculture, fisheries, and monitoring. Trainings were delivered to divisional DWRID staff, including
 divisional accountants, on the business processes and financial reporting requirements. The project also
 supported training for DPMU and SO staff on topics including environmental due diligence and use of GIS-
 based planning. Long-term institutional outcomes encompass the following:
         •     Creation of well-trained community-based institutions likely to sustain activities
         •     Introduction of advanced WUA management and governance systems combined with
               performance improvement mechanism
         •     A substantial number of institutional staff have appropriated modern I&D planning and
               development approaches that can now be mainstreamed into state government programs
         •     State-level experience in implementing complex community-level I&D project likely to
               facilitate new projects
         •     State-level experience in advanced M&E techniques using a combination of management
               information system MIS/GIS and remote sensing tools such as Google Earth Engine to assess
               land use change on near real time basis.

 Mobilizing Private Sector Financing

 43.     The project did not involve mobilizing World Bank guarantees. However, it promoted private
 sector partnerships with farming communities through different approaches explained in paragraph 44.




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 Support to Market Creation

 44.      To provide agriculture support services, the project tapped into the vast potential of private
 sector-driven modern technologies to facilitate access by farmers. Specific benefits for farmers included
 links to distribution networks, capacity building, and introduction to new practices. In remote areas, the
 input distribution network was largely absent or weak; the project presented this ‘market creation’
 opportunity with few lead private companies active in West Bengal. As the newly irrigated areas and the
 smallholders mobilized in WUAs offered opportunities to create new market opportunities, national and
 international agro-marketing companies expressed interest in working with the project. While the project
 facilitated links of these companies with WUAs, the companies supplied demonstration kits and arranged
 training programs and field visits at their own cost. This approach helped demonstrate improved practices
 and triggered accelerated adoption of new technologies including the use of hybrid rice seeds at 102
 locations in eight districts and use of small greenhouses for the cultivation of exotic vegetables.
 International private companies contributed to building capacity of small farmers, technology transfer,
 and post-project sustainability through continuous supply of seeds and planting material and access to
 market. The partnership with private companies also facilitated market links with companies that
 purchased the high-value vegetables from the farmgate at remunerative prices.

 Poverty Reduction and Shared Prosperity

 45.      Although there was no direct assessment of the impact of the project on poverty because of the
 lack of recent data, analysis of survey data indicates significant improvement of agricultural income in
 project areas compared to comparable control areas. The project investment likely contributed to
 significant reduction in poverty. For project beneficiaries, the average monthly per capita agricultural
 incomes were INR 503 and INR 1,879, respectively, before and after the project, representing an increase
 of 273 percent in incomes. For the control farmers, selected in the same villages and who did not directly
 benefit from Accelerated Development of Minor Irrigation (ADMI) schemes but potentially benefited from
 spillovers from the project, the average monthly per capita incomes were INR 928 and INR 1,684,
 respectively, before and after the project, representing an increase of 81 percent -- much lower than
 increase in incomes for ADMI beneficiaries. This result suggests a larger increase in income among project
 beneficiaries. Further, the project successfully targeted poor and marginal communities mainly in the
 western districts of Bankura, Birbhum, Bardhaman, Purulia, Paschim Medinipur, and Jhargram which
 accounted for 26 percent of the schemes at the time of appraisal. At the time of restructuring, there was
 a radical shift in focus toward these districts with almost 60 percent of all schemes planned to be located
 in these six districts. These districts represent some of the poorest districts of the state. Considering the
 strong associations between improvement of agricultural income and poverty reduction, the project likely
 contributed to poverty reduction in vulnerable communities of West Bengal.33

 Other Unintended Outcomes and Impacts

 45.      The project facilitated the generation of socioeconomic and sociocultural impacts that span
 beyond outcomes captured by the project’s Result Framework. With improved access to water and
 diversification of activities, anecdotal evidence suggests that the overall resilience of socioecological

 33De Janvry, A., and E. Sadoulet. 2010. “Agricultural Growth and Poverty Reduction: Additional Evidence.” The World Bank
 Research Observer 25 (1): 1–20.

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 systems increased. The wide range of vegetables, pulses, and fisheries contributed to increased access to
 diet diversity not only to direct beneficiaries but also to other villagers in the western districts.34
 Additionally, innovative models have emerged among fishery communities including fee-based
 recreational angling targeting urban dwellers. The project contributed to improve the self-confidence of
 communities who are now more inclined to engage in innovative undertakings. Emerging impacts include
 improved nutrition and education for children because families can afford school fees. Almost 82 percent
 of the members reported that, after the introduction of Accelerated Development of Minor Irrigation
 Project (ADMIP), their income improved which discouraged migration among their family members.35
 Additionally, case studies in selected villages indicate increased expenditures on their children’s education
 as reflected by improved school supplies and greater roles for private tutors.

  III. KEY FACTORS THAT AFFECTED IMPLEMENTATION AND OUTCOME

  A. KEY FACTORS DURING PREPARATION

 46.      The overall project concept integrated structural measures (irrigation system development) and
 innovative non-structural solutions (institutional strengthening and agricultural support services).
 Structural measures would focus on the development of new minor surface water and groundwater
 irrigation schemes to promote irrigation services for small and marginal farmers. Non-structural measures
 would form, train, and operationalize community-based organizations for water management and provide
 farmers support for increasing production of agriculture, horticulture, and fisheries. The agriculture
 support would help improve productivity through large-scale adoption of improved crop husbandry and
 water management practices. This was the first project in West Bengal bringing together three line
 departments—Department of Agriculture, Food Processing Industries, and Horticulture and Fisheries—to
 work closely with DWRID. Moreover, the engineering department was now expected to work with the
 communities.

 47.      The project design incorporated relevant lessons from previous projects. Successful factors
 identified under other pertinent projects were reflected in the ADMIP design. Lessons included WUA
 empowerment, meaningful community participation, strong agricultural support services, concurrent and
 independent evaluation, and implementation arrangements built on multilevel Project Management
 Units (PMUs).36 Based on international experience, the project integrated other broader lessons from
 operations elsewhere including the design and establishment of a project-specific MIS.

 48.     Introduction of new concepts and approaches. The project design proposed new approaches on
 multiple fronts. At the community level, the design introduced farm advisory services, efficient
 technologies including drip and sprinkler systems, and crop diversification. WUAs would be constituted
 and trained. Further, a performance management mechanism would be implemented to pave the way for
 water management excellence. Water storage solutions would be diversified and adapted to various

 34 A case study in Purulia shows an improvement of fish production from 350 kg/ha to 2,805 kg/ha due at least in part to trainings
 in aquaculture (removal of weeds, supplementary feeding, health care, and harvesting). Bose, M. 2017. Accelerating
 Advancement of Irrigation to Agricultural Technology Adoption of Small Farmers in West Bengal, India . 71p.
 35 IRMA report.
 36 Key projects considered included Assam Agricultural Competitiveness Project (Credit No. 4013-IN), Karnataka Community-

 Based Tank Management Project (Credit No. 3635-IN), and Maharashtra Water Sector Improvement Project (Loan No. 4796-IN).

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 agroecological realities throughout the state. Similarly, support services would be demand driven and
 tailored to the community context with emphasis on gender aspects. Further, the project would promote
 in-built sustainability through the development and implementation of SDMPs. At the department and
 agencies, the project would progressively build capacity for integrated project management.

 49.      Implementation capacity of implementation agencies. While the project design incorporated
 several advanced concepts for community-level irrigation management, in hindsight, the capacity
 assessment appears to be overly optimistic. The identification of capacity gaps and mitigation measures
 for such a complex project is crucial during preparation. As the proposed community-based approach to
 irrigation development was innovative and a first of its kind in the water management landscape of the
 state, DWRID lacked the specific expertise needed to operationalize the proposed concepts. Further, the
 World Bank reengaged with the state and DWRID after almost two decades, so concerned institutions had
 only limited familiarity with procedures and policies.37 Finally, the large geographical spread over several
 districts made coordination and monitoring a challenge.38 This capacity gap resulted in a sluggish project
 start and contributed to the decision to restructure the project to reduce its ambition.

 50.     Delays in environmental assessment (EA). EA experienced delays especially due to modifications
 introduced into the project initial designs to meet the requirements of the World Bank’s Operational
 Policy on International Waterways as a large number of schemes were located on international rivers. The
 project design consciously (a) avoided groundwater schemes in the coastal saline belt areas adjoining
 neighboring countries and (b) exploited only unconfined aquifers for minor irrigation schemes. The project
 also had to substantially limit schemes in Atrai and Sankosh Rivers where the possible incremental
 abstraction for the project could be around 15 percent. Different steps needed for rigorous assessment
 to ascertain that the project complied with OP 7.50 took much more time than expected.39

 51.      Results Framework and monitoring. The PDO was stated clearly and was realistic. The different
 project components contributed directly to the achievement of the PDO through infrastructure,
 institutions, and capacity building as shown in the theory of change (figure 1). Overall, the Results
 Framework was sound. A multidisciplinary team maintained constant dialogue with the state counterparts
 during the four years of project preparation and provided support to the main project agencies on
 technical, environmental, social, fiduciary, and economic aspects until appraisal. The SPMU would have
 overall responsibility for planning and coordinating M&E activities while coordinating with DPMU and SOs.
 Beneficiaries would also play an active role and that process would be facilitated by SOs.

 52.     Identification of risks and adequacy of mitigation measures. Critical risks were identified, and
 corresponding mitigation measures were integrated into the project design. After accounting for
 mitigation measures, overall residual risk was rated Moderate.40 Only the risk that MOM of schemes
 would suffer because of inadequate irrigation service fees collections was rated Substantial; other risks
 were rated Moderate. This risk would be mitigated through awareness and training sessions and

 37 The previous minor irrigation project financed by the World Bank was completed in 1994 (Credit 1619-IN).
 38 The project covered up to 18 out of the 19 districts of the state.
 39 Assessment required the following information for each river crossing over to Bangladesh: (a) sub-basin flow (annual average

 flow and lean flow) and current use estimates; (b) expected additional storage for the project (volume, proportion to average,
 and lean flow); and (c) map of confined and unconfined aquifers in the state.
 40 In hindsight, because of risks related to Water Department capacity, a risk rating ‘Substantial’ would have been more

 appropriate.

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 interventions that enhance irrigated agricultural production and hence strengthen incentive to pay
 irrigation service fees. However, low capacity of implementing agencies should have been identified as a
 substantial risk with more substantive mitigation measures put in place.

  B. KEY FACTORS DURING IMPLEMENTATION

 53.     Challenges in human resources and organizational capacity. The project experienced slow
 implementation in its first 43 months.41 The project suffered from delays in setting up and strengthening
 DPMUs with dedicated engineering and contracted multidisciplinary team. The recruitment of
 multidisciplinary teams was delayed due to difficulties in selecting a firm for recruitment of staff.42
 Additionally, because of lack of transport provisions, and scattered schemes during Batch 1, NGOs were
 unable to travel to all the schemes and devote time in preparation of SDMPs which affected the quality
 and the timeliness of their outputs. Remedial measures included shift from scattered to clustered
 approach, and frequent training of trainers and community workers. However, the problem of lack of a
 dedicated team in the field and retention of staff persisted until 2014, over two years after Board
 approval, and resulted in significant implementation lags.

 54.      Slow disbursement during initial period. Though the SPMU moved quickly with the identification
 of the first batch of schemes, the delay in approval procedures for bids and recruitment of management
 consultancies for the SPMU and DPMU resulted in delays in scheme implementation. Additionally,
 shortage of contractors due to additional programs initiated by the state in focus districts and
 unfamiliarity with Bank procurement bidding process delayed the implementation of scheme
 construction. Slow implementation translated into slow disbursement that persisted through the MTR.43

 55.     MTR and incremental implementation improvements. Considering the slow pace of
 implementation, an early MTR was undertaken in August 2014 to restructure the project and get it back
 on track. MTR assessment confirmed that the PDO continued to be relevant and achievable. However, the
 project was restructured with a cancellation of funds and a downscaling to focus on activities that would
 optimize achievement of the PDO. The cancellation of funds took place in the context of a larger portfolio
 clean-up effort that was led by the CMU and the Ministry of Finance, in consultation with the states. This
 complex process, which entailed iterative negotiations between the national and sub-national
 governments, required time to decide post-cancellation modalities. In the case of this project, the
 Government of West Bengal was reluctant to surrender funds until it received confirmation from the
 Ministry of Finance of GOI’s willingness to support a future project in the irrigation sector44. The
 subsequent turnaround of the project is the result of series of incremental changes whose effects started
 to enhance implementation progress in 2016 as explained in the following paragraphs.

 56.     Shift of focus areas and customization of activities. To improve the project development impact,
 a major decision pertained to the shift of focus area to five drought-prone western districts, emphasis on
 storage structures including check dams, and increased scope of agricultural support services especially
 horticulture and fisheries (section II). The project increasingly prioritized investment in surface water

 41 Implementation progress was rated Moderately Unsatisfactory or Unsatisfactory from November 2013 to December 2015.
 42 As only few firms qualified for recruitment of staff in the state, the procurement method was adjusted from Quality and Cost-
 Based Selection to Quality-Based Selection. This change was implemented after a first round of bids leading to delays.
 43 At MTR, the disbursement was at 6 percent.
 44 West Bengal Major Irrigation and Flood Management Project (P162679).



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 storage instead of lift irrigation interventions that have been customized with increased focus on five
 underdeveloped districts in western part of state with predominantly rainfed agriculture.45 This shift
 improved the focus on marginal and vulnerable beneficiary communities for better development impacts.
 The project also advanced the customization of irrigation solutions adapted to different agroclimatic, soil,
 and hydrogeological conditions to ensure technical sustainability of the irrigation infrastructure services.46

 57.      Shift from scattered implementation to cluster-based approach. To facilitate logistical
 arrangements and better provide effective multidisciplinary support, the project opted for a more
 efficient selection process based on clusters of selected blocks and villages in each district. Modern survey
 and design techniques were used to make schemes more cost-effective and with improved success rate.47
 The updated approach focused on all aspects including location, design, construction technique, and
 monitoring during and post construction. These changes made schemes more socio-environmentally
 viable and reduced the cost by more than 30 percent.48

 58.     Shift from DPR to SDMP. The project made a shift from preparing traditional Detailed Project
 Reports (DPR), which often ignored site-specific suitability of schemes, to preparing more comprehensive
 and site-specific SDMP with socially, environmentally, and technically viable solutions documented
 through meaningful consultation and active involvement of beneficiaries. The SPMU was strengthened
 with a consultancy firm to support the specifications for scheme development and monitoring through
 high-quality SDMPs. Modern survey and design techniques were used to make schemes more cost-
 effective and with improved success rate.49

 59.     Introduction of modern technology. The use of modern GIS and remote sensing technology
 played a critical role in project implementation. The project introduced various types of new information
 and communication technologies (NICT) at different levels. Remote sensing combined with tools such as
 Google Earth Engine allowed the project to locate appropriate areas for scheme implementation
 considering water availability, topography, and sociodemographic characteristics of populations. The real
 time tracking of cropping pattern and moisture content in command areas guided agricultural support
 services. The project introduced annual performance grading of schemes based on this technology. It also
 allowed advanced customization of scheme design to fit the diverse agroclimatic conditions of the state.
 The online geographically targeted MIS proved to be a powerful tool for project monitoring. Finally, SMS-
 based advisory services allowed the project to reach the most remote farming communities.50

 60.     Consolidation of achievements. During the last two years of implementation, decisive action
 helped solve bottlenecks from earlier phases. The well-oiled planning mechanism developed in the early
 years helped expedite the selection of subsequent batches of irrigation schemes. Additional SOs were

 45 The five focused districts in West Bengal are Purulia, Bankura, Bardhaman, Birbhum, and West Medinipur.
 46 Groundwater schemes were concentrated in central districts with high aquifer yield, surface irrigation in western districts,
 and creek-based water detention structures in southern districts.
 47 From Batch IV to Batch VI, the per area cost of solar tube well-equipped schemes declined from INR 2.94 million per ha to INR

 1.69 million per ha.
 48 Using remote sensing technologies also helped reduce the time from approval to hand-over of schemes. For Batch I to Batch

 V, the time from approval to handing over was reduced from an average of 589 days to an average of 206 days and the time
 from work order to handing over was reduced from 494 days to 105 days.
 49 From Batch IV to Batch VI, the per area cost of solar tube well-equipped schemes declined from INR 2.94 million per ha to INR

 1.69 million per ha.
 50 Please refer to annex 7 for details on technologies used to address different challenges that the project faced.



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 engaged to address needs for community mobilization and participation in scheme development and
 O&M. This approach, fueled by a change of project leadership , further strengthened the planning process
 with a watershed-based approach and with improved targeting of upland and tribal farmers who were
 more vulnerable to drought. The adoption of a streamlined staffing plan allowed the SPMU to rehire
 competent experts whose contracts were terminated. The two-year extension of the project closing date
 was dedicated to the finalization of irrigation schemes, the consolidation of WUAs through the
 implementation of a performance management system, and mainstreaming of key innovations, which
 were maintained through closing and beyond.

  IV. BANK PERFORMANCE, COMPLIANCE ISSUES, AND RISK TO DEVELOPMENT OUTCOME

  A. QUALITY OF MONITORING AND EVALUATION (M&E)

 M&E Design

 61.      The Results Framework included four PDO-level indicators to measure achievement of the PDO
 and intermediate outcome indicators to track implementation progress. The results indicators were
 aligned with the PDO with appropriate targets. However, target values were adjusted following a
 cancellation of project funds and minor changes were made to the intermediate indicators’ definition and
 description. The project design included a sound monitoring, learning, and evaluation framework to
 facilitate (a) results-based management; (b) learning and process enhancement (through process
 monitoring by participatory methods, involving group self-ratings, reviews, score cards, satisfaction
 surveys, and so on); and (c) impact evaluation (involving use of appropriate baseline and controls).

 62.      M&E staffing arrangements were adequate with an M&E specialist and a data/documentation
 analysis expert recruited at SPMU for planning, coordinating, and consolidating reporting from M&E
 activities at the district level. These experts would have the overall responsibility for developing systems
 and procedures for analysis and presentation of the collected data to ensure appropriate use of the
 indicators for monitoring, evaluation, and learning. Additionally, the arrangements included contracting
 the services of an external M&E agency for specific M&E and impact studies and partnering with WUAs.
 However, the challenges of implementing such a complex arrangement were not fully appreciated.

 M&E Implementation

 63.      M&E implementation faced start-up challenges due to staffing issues and inexperience of the
 project team (section III). However, following the MTR, different systems were progressively put in place
 to improve management and planning (section III). Robust GIS and remote sensing tools were adopted
 with visible impact on project implementation. The use of these advanced tools enhanced the selection
 process of project investment within the department. Project monitoring was strengthened with a web-
 based MIS, GPS-based photographs, and real-time updates using mobile-based applications. WUAs
 became effective partners in project monitoring. Owing to good bookkeeping practices, WUAs supported
 the M&E team especially with the determination of crop types and cropped areas.




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 M&E Utilization

 64.     At completion, the project M&E system was well synchronized with the MIS and GIS to support
 PMUs through implementation and completion. This integrated system was instrumental for contract
 management, disbursements, financial management (FM), tracking of implementation status, and the
 implementation of safeguard instruments. This robust M&E system enabled the World Bank to conduct a
 meaningful MTR in August 2014, readjusting the project focus. Specifically, the GIS component focused
 interventions on poorer areas of the state where water constraints were serious impediments to the
 development of irrigated agriculture. Finally, M&E data and evaluation studies provided vital information
 to assess project outcomes and impact on beneficiaries during the preparation of the Implementation
 Completion and Results Report (ICR).

 Justification of Overall Rating of Quality of M&E
 Rating: Substantial

 65.     Overall, the M&E system was adequately designed and implemented albeit with an initially slow
 pace due to capacity challenges. However, the project overcame those issues and built a system that
 became a reference in the state and beyond. The system was highly useful during the evaluation as it
 allowed the capture of a vast amount of data thanks to the remote sensing technology combined with
 ground-truthing data. Another value addition of the M&E system was that it integrated planning, design,
 and implementation with operation and service delivery. Geotagging all investments added a layer of
 transparency. Therefore, the overall rating of the quality of M&E is Substantial.

  B. ENVIRONMENTAL, SOCIAL, AND FIDUCIARY COMPLIANCE

 66.     Relevant safeguard policies were identified at appraisal and no additional safeguard policy was
 triggered during implementation. The project triggered the following safeguard policies: Environmental
 Assessment (OP 4.01); Pest Management (OP 4.09); Indigenous Peoples (OP 4.10); Physical Cultural
 Resources (OP 4.11); Safety of Dams (OP 4.37); and Projects on International Waterways (OP 7.50).

 67.       Environmental Assessment (OP 4.01). The project was assessed as an Environmental Category A
 project. A full-size EA report and an Environmental Management Plan (EMP) were prepared for the
 project. The EA report was disclosed on November 24, 2010 in the InfoShop and nationally on December
 9, 2010. The major mitigation measures included the avoidance of areas where groundwater abstraction
 is critical, the avoidance of contaminated areas, and assessment of water resources adaptability for
 irrigation. Environmental provisions were included in construction contracts and strictly monitored by the
 full-time Safeguards Unit. Mitigation measured were adequately implemented and progress reports
 regularly submitted for World Bank review. OP 4.01 was rigorously complied with.

 68.     Pest Management (OP 4.09). Although the project was not expected to procure or promote the
 use of pesticide, the creation of additional irrigation capacity could result in higher incremental use of
 pesticides. A pest management plan was therefore developed and integrated into the EMP to ensure




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 compliance with this policy.51 The measures proposed in the pest management plan were implemented
 in a satisfactory manner. OP 4.09 was complied with.

 69.     Indigenous Peoples (OP 4.10). In September 2010, the project prepared and disclosed a Tribal
 Development Plan with the following objectives: (a) ensuring inclusion through selective targeting, and
 (b) establishing a new or strengthening the existing tribal institutions to undertake irrigated agriculture.
 Throughout implementation, tribal populations received special consideration. As part of this strategy,
 the project prepared a block-wise list of tribal dominated villages for all the districts of the state.
 Additionally, the project set aside up to 13 percent of the total financial envelope for tribals and 11 percent
 of the project beneficiaries were tribal farmers. The project complied with OP 4.10.

 70.     Physical Cultural Resources (OP 4.11). The project was not expected to affect any archaeological
 or protected sites. However, OP 4.11 was triggered as a precaution because the possibility of an impact
 on physical cultural resources could not be ruled out. The Environmental Impact Assessment outlined the
 procedures to be adopted if culturally significant sites were discovered during project implementation.
 Appropriate clauses detailing ‘chance find’ procedures were included in all construction contracts. No
 prominent physical cultural resources were discovered during implementation.

 71.      Safety of Dams (OP 4.37). Although the project was not expected to build any dam higher than
 15 m, about 117 surface schemes in three districts were anticipated to include the construction of a bund.
 All structures were designed following design standards and guidelines already adopted in the state,
 certified by an executive engineer of DWRID to ensure its compliance with the safety guidelines and
 verified by a qualified design engineer at the SPMU with experience of implementing safety norms during
 design and construction of dams. The project complied with OP 4.37.

 72.     Projects on International Waterways (OP 7.50). ADMIP was expected to support water
 development activities in sub-basins that could be classified as international waterways shared with
 Bangladesh, Bhutan, and India.52 By adapting the project design, the project ensured incremental water
 abstraction from any of the eight rivers would be negligible. It also anticipated water abstraction in the
 Ganga River basin. By letters dated September 23, 2010, the World Bank notified the states of Bangladesh,
 Bhutan, and Myanmar on behalf of India in accordance with OP 7.50. OP 7.50 was complied with.

 73.      Procurement. The SPMU was responsible for the overall procurement system while the DPMUs
 were in charge of procurement coordination and review at district levels using a procurement manual
 developed following World Bank guidelines. Several trainings were successfully delivered to familiarize
 staff with World Bank procurement procedures. The project team experienced initial challenges including
 the selection of adequate staff recruitment firm. Those challenges were overcome through ad hoc
 capacity strengthening and guidance on appropriate procurement methods. From 2013, the SPMU
 maintained a permanent procurement specialist regularly submitting Procurement Plans to the World



 51 Good agricultural practices were promoted with the bio-village program in 48 villages of eight districts.
 52 The World Bank received from Bangladesh a response to the riparian notification requesting for water sharing agreements
 before the project can be implemented. To avoid further delays in the preparation process, the World Bank team decided to
 include only tributaries that would not adversely affect either the quality or quantity of any of the water flows or otherwise result
 in appreciable harm to Bangladesh or any of the riparian.

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 Bank to reflect implementation. Procurement efficiency improved as the project team gained experience.
 Procurement policies were satisfactorily complied with.

 74.     Financial management. From the start, the FM arrangements were mainstreamed into the state’s
 own accounting, internal controls, and financial reporting systems. Initially, persistent delays in
 submission of interim unaudited financial reports affected the project’s ability to draw down on the
 loan/credit on a timely basis. With simplifications and consistent implementation support, the project’s
 performance progressively improved. Additionally, disbursement effectiveness was further improved by
 adjusting financial arrangements through introduction of US$10 million advance withdrawal. The
 submission of annual audit reports was delayed except in the last two years and resulted in the application
 of World Bank remedies by way of discontinuation of disbursements. Undertaking financial planning
 remained a challenge through completion, leading to an undisbursed amount of about US$9.8 million.
 The audit reports were qualified during the first years of implementation but by project completion, the
 PMUs were adequately staffed to carry out FM and audit reports and interim unaudited financial reports
 were timely submitted. The project largely complied with World Bank FM policies albeit with difficulties.

  C. BANK PERFORMANCE

 Quality at Entry

 75.      The World Bank team mobilized a relevant mix of expertise to incorporate appropriate concepts
 in the project design (section III). Project concept was well aligned with the CAS and lessons from previous
 operations were adequately integrated. In hindsight, the project could have adopted a more realistic
 assessment of the capacity to implement such an innovative approach to I&D development and a more
 realistic assessment of the absorptive capacity of the implementing agencies53. Identifying skill gaps and
 balancing different methods of skill acquisition would have helped SPMU and DPMU staff familiarize
 themselves with the project’s concepts and facilitated implementation. The project faced readiness issues
 resulting in implementation delays. Considering the level of ambition of the original project, intensive
 capacity development could have started during preparation. The lack of a clear plan and ownership of
 the SDMP approach also contributed to the start-up delays seen later during implementation.

 76.      During preparation, the State of West Bengal experienced political shifts leading to delays or
 cancellation in a number of projects throughout the state.54 ADMIP preparation was affected by the
 ensuing lags in decision-making and the bureaucratic changes.55 To some extent, the project preparation
 was also delayed by the request of Bangladesh to establish water sharing agreements before project
 implementation (see safeguard section and factors during preparation). The project was led by three
 successive task team leaders (TTLs) from initiation to completion. However, the changes in TTL did not
 significantly affect project quality as there was a continuity in task team.56 The project preparation costed
 US$730,00057.


 53 The overall appraisal value of the project was US$ 300 million, however the project disbursed only US$ 153 million at closing
 54 During project preparation, the All India Trinamool Congress won the state elections after the Communist Party of India-led
 Left Front government.
 55 The project concept review took place on June 26, 2007, and was approved on October 04, 2011, representing 51 months.
 56 Successive TTLs were already members of the project team at the time they took charge.
 57 The project was also supported by Trust Funds (TF094837, TF093224 and TF017943) for a total amount of US$ 0.47 million.



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 Quality of Supervision
 77.     Focus on development impact. In 2014, the World Bank team conducted the MTR to identify
 corrective actions to ensure the achievement of PDO. To enable continued focus on development impact,
 the project underwent major shifts including (a) increased emphasis on poorer areas in western districts,
 (b) shift from scattered implementation to cluster-based approach, and (c) adoption of scheme
 development management plan. Further, the World Bank team opted for significant flexibility and
 innovations to adopt cost-effective solutions and adapt to local realities (section II). Processing with
 formal restructuring including the cancellation of funds and alignment of Results Framework required
 lengthy negotiations between different levels of government.58

 78.     Supervision of fiduciary and safeguard aspects. The World Bank provided ongoing
 implementation support on fiduciary and safeguard issues during project implementation. Capacity
 challenges were progressively addressed through ad hoc trainings (sections II) and considerable hand-
 holding with the procurement of a recruitment firm. At project completion, fiduciary and safeguard
 capacity had improved and reporting had become more regular.

 79.      Candor and quality of performance reporting. Following a steep learning curve early on, the
 quality of performance reporting improved with the introduction of new technology and deployment of
 field staff (section III). Project ratings in the Implementation Status and Results Reports (ISRs) were candid
 and the Aide Memoires reflected project challenges and issued recommendations to address them.
 Following the MTR, the World Bank team was instrumental in encouraging the adoption of major changes
 to get the implementation back on track. The Bank recommended that the SPMU recruit competent staff
 that were once part of the consultant team (section III). The World Bank also played an instrumental role
 in creating an enabling environment that led to positive unintended outcomes. For example, the Bank
 team, through its recommendations, oriented the project to establish partnership between farmers and
 private companies that created substantial network and social capital for farmer and fishery groups.59

 80.      Adequacy of supervision inputs and processes. The World Bank helped overcome the start-up
 challenges by developing an adequate project implementation plan and conducted a combination of
 regular implementation support missions and just-in-time technical visits to the project areas. The World
 Bank team offered regular, demand responsive, and thematic technical assistance besides regular
 missions. Some major inputs that influenced project outcome include (a) standardization of the design of
 specific types of schemes, (b) preparation of protocols for quality assurance and quality control, and (c)
 use of modern survey and design techniques for more cost-effective and successful schemes. The
 capacity-building efforts provided included field-level interactive sessions, thematic workshops, and
 knowledge exchange events. To accelerate knowledge acquisition, the SPMU was advised to organize
 exposure visits to other similar World Bank-financed projects.60 The World Bank mobilized
 multidisciplinary teams with expertise in procurement, FM, community participation, and project
 evaluation to review relevant implementation documents.



 58 There were about 18 months between MTR and fund cancellation and another 16 months to formally introduce changes in
 the Results Framework. In a Federal system such as India, negotiations between central government and state government
 took inevitable but necessary time to arrive at a consensus.
 59 Farmers are able to share experiences through formal and more informal forums.
 60 Karnataka Community-Based Tank Management Project (P071033).



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 Justification of Overall Rating of Bank Performance

 81.      Considering that the World Bank undertook several proactive actions, provided useful
 recommendations while keeping a focus on impact, it was instrumental in making a major turnaround of
 moving the project from initial slow implementation to a successful project. However, the Bank could
 have made a better assessment to align the project ambition with the state implementation capacity. As
 a result, the overall World Bank performance is rated Moderately Satisfactory.

  D. RISK TO DEVELOPMENT OUTCOME

 82.     Three major categories of risks to development outcome have been identified. They are risk to
 sustainability of activities, risk to sustainability of institutions, and risk to sustainability of infrastructure.
 The overall risk to development outcome is rated Moderate.

 83.      Risk to sustainability of activities. The beneficiaries largely took ownership of the various
 activities promoted by the project. In addition, the communities were able to adopt favorable business
 models, allowing them to reap the full benefits of the water storage options (section II). Finally, the
 diversification of activities and crops offered the opportunity for greater adaptation in the face of changes
 in market conditions. With these considerations that substantiate financial sustainability of project
 activities, risks associated with activities continuity remained Low at the project completion.

 84.      Risk to sustainability of institutions. The project focused on strengthening community-based
 institutions and promoting convergence with other agencies and government departments. Several WUAs
 were established (section II). The project continues to enjoy high support of government and grassroot
 stakeholders. However, WUAs are new institutions in the state irrigation landscape and will need
 continued support. Government adopted guidelines and protocols to continue the provision of adequate
 hand-holding for WUAs. At completion, staff remained deployed at the district level to ensure extension
 services to irrigation schemes. The risk to sustainability of institutions is rated Moderate.61

 85.    Risk to sustainability of infrastructure. The sustainability of infrastructure depends partly on
 proper and regular O&M. The project made adequate provision for O&M using a flexible approach that
 considers the need of communities (section III). Project works were realized following international
 norms. Most of the O&M of small-scale storage facilities including ponds is under the control of
 communities and there is emerging evidence that farmers can also maintain larger infrastructure such as
 check dams to some extent62. The risk to sustainability of infrastructure remains Moderate.63

  V. LESSONS AND RECOMMENDATIONS

 86.   An integrated design of structural measures (irrigation infrastructure), and nonstructural
 measures (management institution development and agricultural support) is essential for a successful

 61 Note that although the World Bank financing in the project was closed by December 20, 2010, from the Government side, the
 project is still continuing with state funding and the approach promoted by the World Bank is still in use. Therefore, the
 institutional sustainability is thought to be a moderate challenge.
 62 Reports indicate at least eight WUAs removing sediments from check dams to prevent potential siltation issues.
 63 The project O&M activities were not significantly affected by the COVID-19 situation.



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     irrigated agriculture operation. While the project invested in infrastructure to improve water availability,
     agricultural support services and institution building were cornerstones of the project outcomes. These
     ‘soft components’ were absent in state-supported I&D programs and constituted major value added for
     ADMIP. Finding the right incentive mechanisms for WUAs through both agricultural service support and
     performance monitoring was a key nonstructural innovation (section II). Such mechanisms that require
     multidisciplinary teams are showing results on the ground and can contribute to sustainability.

     87.     Transforming rainfed farms into irrigated ones is a gradual process that should be factored in
     project design. It takes around two years to fully convert rainfed farms to irrigated farms.64 The process
     requires continuous support throughout the value chain. Knowledge acquisition is crucial to this process.
     For ADMIP, the challenge of post-scheme development support is low because the project is still being
     pursued by the GoWB. Future operations should find mechanisms to ensure farmers are accompanied for
     at least two years following scheme completion. This can be done through the borrower’s firm
     commitment to deploy adequate technical assistance after World Bank loan, credit, or grant closes.

     88.      Developing and implementing a sound human resources development strategy is a cornerstone
     of project implementation. Adequate capacity assessment is a crucial step in project preparation.
     However, human resources development strategy should also include risks to appropriate staffing level
     and skills, staff retention, and bureaucratic hurdles. Adopting the right type of incentives to ensure staff
     motivation can substantially reduce detrimental and frequent turnover. In hindsight, a full-fledged
     strategy developed with key stakeholders and accounting for the constraints and risks could have limited
     the impact of human resources challenges that the project faced (section III).

     89.     Complex projects with many subprojects scattered over large areas require active learning and
     adaptive change management with innovations. The first phases of project implementation allowed
     stakeholders to accumulate knowledge which proved crucial during successive phases. The experience
     enabled adjustments which contributed to the turnaround of the project. Owing to flexible approaches,
     the project capitalized on innovations such as MIS integrated into the GIS, the introduction of a cluster-
     based approach, and the adoption of an integrated landscape management model. Also, the project
     adopted a flexible approach by involving communities to express concerns and derive suitable solutions
     (section II). This approach boosted beneficiary satisfaction and improved poverty targeting (section III).65

     90.      Adoption of SDMP can be a superior alternative to traditional DPR. In contrast with traditional
     DPR, SDMP goes several steps beyond by developing an O&M plan delineating the roles and
     responsibilities with funding arrangements. This inbuilt system was instrumental to the sustainability of
     irrigation schemes and contributed to the low proportion of dysfunctional schemes following handing
     over. The project approach to SDMP development was streamlined by adopting a standard format and
     using digital online tools that enabled site-specific design of schemes and led to sustainability.
.




     64   IRMA report.
     65   Further details are provided in annex 7.

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                                               ANNEX 1. RESULTS FRAMEWORK AND KEY OUTPUTS



A. RESULTS INDICATORS

A.1 PDO Indicators


  Objective/Outcome: The project development objective is to enhance agricultural production of small and marginal
 farmers in the project area.
                                                                                                     Formally Revised   Actual Achieved at
 Indicator Name                  Unit of Measure Baseline                   Original Target
                                                                                                     Target             Completion

 Relative change in value of     Percentage        0.00                     0.00                      140.00            282.00
 outputs measured as ratio
 between post to pre-project                       31-Mar-2012              31-Dec-2017               10-Nov-2017       20-Dec-2019
 values

   Increase in production of     Metric            94756.00                 0.00                      95000.00          85696.00
   major outputs: Rice           tons/year

                                                   31-Mar-2012              31-Dec-2017               10-Nov-2017       20-Dec-2019


   Increase in production of     Metric            149.00                   0.00                      8800.00           14406.00
   major outputs: Oilseed        tons/year

                                                   31-Mar-2012              31-Dec-2017               10-Nov-2017       20-Dec-2019


   Increase in production of     Metric            0.00                     0.00                      2500.00           2970.00


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  major outputs: pulses          tons/year

                                                   31-Mar-2012               31-Dec-2017                10-Nov-2017               20-Dec-2019

Comments (achievements against targets):
Achieved 201% of revised target value thanks to increase in cropping areas and in cropping intensity beyond expectations. Original target does not apply
because this indicator was introduced during restructuring.


                                                                                                       Formally Revised           Actual Achieved at
Indicator Name                   Unit of Measure Baseline                    Original Target
                                                                                                       Target                     Completion

Operational water user           Number            0.00                      4200.00                    2000.00                   2277.00
associations created and/or
strengthened (number)                              31-Mar-2012               31-Dec-2017                10-Nov-2017               20-Dec-2019


Comments (achievements against targets):
Achieved 54% of original target value and 114% of revised target value. For efficiency reasons, the project decided to promote larger Water User
Associations (WUAs). Although the number of WUAs created is slightly below formal target value, they are sufficient to operate and maintain adequately
irrigation schemes developed under the project funding.


                                                                                                       Formally Revised           Actual Achieved at
Indicator Name                   Unit of Measure Baseline                    Original Target
                                                                                                       Target                     Completion

Water users provided with        Number            0.00                      166000.00                  100000.00                 111203.00
new/improved irrigation and
drainage services (number)                         31-Mar-2012               31-Dec-2017                10-Nov-2017               20-Dec-2019

  Water users provided with      Number            0.00                       30000.00                  12000.00                  17099.00
  irrigation and drainage
  services - female (number)                       31-Mar-2012                31-Dec-2017               10-Nov-2017               20-Dec-2019



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  Water users provided with       Percentage       0.00                      0.00                      80.00                    83.00
  new/improved irrigation
  and drainage services: Small                     31-Mar-2012                                                                  20-Dec-2019
  and Marginal Farmers


  Water users provided with       Percentage       0.00                      0.00                      13.00                    12.00
  new/improved irrigation
  and drainage services: Tribal                    31-Mar-2012                                                                  20-Dec-2019
  farmers

Comments (achievements against targets):
Achieved 67% of original target value and 111% of revised target value due to effective outreach and mobilization of farming communities.


                                                                                                      Formally Revised          Actual Achieved at
Indicator Name                    Unit of Measure Baseline                  Original Target
                                                                                                      Target                    Completion

Water user association that       Percentage       0.00                      0.00                     70.00                     73.00
are generating at least 80% of
resources required to                              31-Mar-2012               31-Dec-2017              10-Nov-2019               20-Dec-2019
manage, operate and
maintain the developed
schemes


Comments (achievements against targets):
Achieved 104% of revised target value thanks to water pricing systems adopted by WUAs and high collection rate. After 3 years of functioning, more than
82 percent of WUAs experience regular payment of water charges by all WUA members according to IRMA report. Original target does not apply because
this indicator was introduced during restructuring.




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A.2 Intermediate Results Indicators

 Component: Component B. Irrigation System Development
                                                                                                          Formally Revised          Actual Achieved at
 Indicator Name                   Unit of Measure Baseline                     Original Target
                                                                                                          Target                    Completion

 Area provided with               Hectare(Ha)        0.00                      139000.00                  75000.00                  67594.00
 new/improved irrigation or
 drainage services                                   31-Mar-2012               31-Dec-2017                10-Nov-2017               20-Dec-2019

   Area provided with              Hectare(Ha)       0.00                      139000.00                  75000.00                  67594.00
   improved irrigation or
   drainage services                                 31-Mar-2012               31-Dec-2017                10-Nov-2017               20-Dec-2019


   Increase in water harnessed     Cubic             0.00                      0.00                       250000000.00              202800000.00
   with new/improved               Meter(m3)
   irrigation services
                                                     31-Mar-2012                                                                    20-Dec-2019


   Area diversified to less        Percentage        5.00                      0.00                       20.00                     30.00
   water intensive cash crops
                                                     31-Mar-2012                                                                    20-Dec-2019

 Comments (achievements against targets):
 Achieved 49% of the original target and 90% of the revised target value. The value of this indicator is expected to increase over the coming year as
 schemes delivered towards the project closing date becomes fully exploited.


                                                                                                          Formally Revised          Actual Achieved at
 Indicator Name                   Unit of Measure Baseline                     Original Target
                                                                                                          Target                    Completion


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Change in cropping intensity     Percentage        122.00                    0.00                      170.00                    192.00
in areas provided with
new/improved irrigation                            31-Mar-2012               31-Dec-2017               10-Nov-2017               20-Dec-2019
services


Comments (achievements against targets):
Achieved 113% of the revised target value. This achievement is mainly the result of intensive awareness campaign to promote a large variety of fruit and
vegetable crops.




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 B. KEY OUTPUTS BY COMPONENT

   Objective/Outcome 1: Enhance agricultural production for small and marginal farmers
                                           1. Relative change in value of outputs measured as ratio between post to pre-project values
                                           2. Operational water user associations created and/or strengthened
   Outcome Indicators                      3. Water users provided with new/improved irrigation and drainage services
                                           4. Water user associations that are generating at least 80% of resources required to manage,
                                           operate and maintain the developed schemes
                                           1. Area provided with new/improved irrigation or drainage services
   Intermediate Results Indicators         2. Area diversified to less water intensive cash crops
                                           3. Change in cropping intensity in areas provided with new/improved irrigation services
                                           1. Number of WUAs formed (Component A): 2,277 formed and 1,657 formally registered (original
                                           target: 4,200; revised target: 2,000)
                                           2. Members of the WUAs (Component A): 111,203 members provided with new irrigation services
                                           (original target: 166,000, revised target: 100,000)
                                           3. Women members of WUAs (Component A): 22,336 formed and 17,099 formally registered
                                           (original target: 30,000, revised target: 12,000)
                                           4. Beneficiaries of development of orchards (Component A): 4,000
                                           5. Irrigated land developed (Component B): 67,594 ha (revised target: 75,000 ha)
   Key Outputs by Component                6. Guidelines for the construction of tube well
   (linked to the achievement of the       7. Guidelines for the construction of water detention structures (Component B)
   Objective/Outcome 1)                    8. Guidelines for implementation of small-size schemes by WUAs (Component B)
                                           9. Online tools including remote sensing-based MIS and GIS (Component B)
                                           10. Demonstration area for agriculture (Component C): 7,068 ha (original target: 5,040 ha)
                                           11. Demonstration area for horticulture (Component C): 2,841 ha (original target: 252 ha)
                                           12. Demonstration area for fisheries (Component C): 1,151 ha (original target: 600 ha)
                                           13. 98 plastic greenhouse with drip irrigation to 50 WUAs and 110 users (Component B)
                                           14. Direct seeded rice in 40 ha (Component B);
                                           15. Hybrid rice promotion and system of rice intensification 270 ha (Component B)
                                           16. Bio-village program in 48 villages of 8 districts covering 372 ha (Component B)


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                   ANNEX 2. BANK LENDING AND IMPLEMENTATION SUPPORT/SUPERVISION


   A. TASK TEAM MEMBERS

                          Name                                                Role
   Preparation
   Joop Stoutjesdijk                                  Task Team Leader
   Musa S.C. Asad                                     Co-Task Team Leader and Sr. Financial Analyst
   Paul Singh Sidhu                                   Sr. Agricultural Specialist
   R.R. Mohan                                         Sr. Social Development Specialist SASDI
   S. Satish                                          Sr. Social Development Specialist
   Tapas Paul                                         Sr. Environmental Specialist
   Debabrata Chakraborti                              Sr. Procurement Specialist
   Manvinder Mamak                                    Sr. Financial Management Specialist
   Juan Carlos Alvarez                                Sr. Counsel LEGES
   Jacqueline Julian                                  Program Analyst
   Jai Mansukhani                                     Program Assistant
   Lilac Thomas                                       Program Assistant
   Prabir Joardar                                     Consultant - Engineer
   S. Selvarajan                                      Consultant - Economist
   Kunduz Masylkanova                                 Economist

   Supervision/ICR
   Anju Gaur, Raj Ganguly                             Task Team Leader(s)
   Satyanarayan Panda                                 Procurement Specialist(s)
   Manvinder Mamak                                    Financial Management Specialist
   Tapas Paul                                         Environmental Specialist
   Jai Mansukhani                                     Procurement Team
   Parthapriya Ghosh                                  Social Specialist
   Pamela Patrick                                     Procurement Team
   Yoro Sidibe                                        ICR Main Author
   Stuti Sharma                                       Team Member



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        Biri Singh                                       Consultant – Agricultural Specialist
        C.S. Renjit                                      Consultant – Community Development Specialist
        Hitesh Kumar Thakur                              Consultant – M&E and MIS
        K.A.S. Mani                                      FAO-CO Groundwater Specialist
        Kirtida Gandhi                                   Consultant Design Engineer
        Mahesh Somchand Patel                            Consultant - Construction Specailst
        Pooja Khosla                                     Consultant-Economist
        Prabhat Chandra Chandra                          Consultant-Senior Geophysist
        Shouvik Mitra                                    Consultant – Social Development Specialist
        Vinay Tuli                                       Consultant – Agriculture Specialist




B. STAFF TIME AND COST


                                                             Staff Time and Cost
Stage of Project Cycle
                              No. of staff weeks                          US$ (including travel and consultant costs)
Preparation
FY07                          11.425                                                                      61,794.07
FY08                          12.502                                                                      58,849.31
FY09                          16.503                                                                      90,027.17
FY10                          26.076                                                                     275,533.55
FY11                          28.087                                                                     212,052.49
FY12                          7.532                                                                       31,632.37

Total                         102.13                                                                     729,888.96
Supervision/ICR
FY12                          10.693                                                                      66,141.29
FY13                          26.854                                                                     101,366.35
FY14                          29.050                                                                      80,999.38
FY15                          33.919                                                                     121,795.71
FY16                          25.798                                                                     133,473.47



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FY17                                28.106                                                                         248,318.12
FY18                                41.383                                                                         153,662.06
FY19                                40.090                                                                         143,238.41
FY20                                41.208                                                                         192,077.45
Total                               277.10                                                                       1,241,072.24




                                         ANNEX 3. PROJECT COST BY COMPONENT

                                  Amount at                           Actual at
                                                   Amount at
                                   Approval                            Project        Percentage of     Percentage
             Components                           Cancellation
                                    (US$,                           Closing (US$,      Cancellation     of Approval
                                                 (US$, millions)
                                   millions)                          millions)
         Component A.                 8.10             5.00               5.18           103.20              63.91
         Strengthening
         Community-based
         Institutions
         Component B.               235.00          149.00             110.77              74.10             47.13
         Irrigation System
         Development
         Component C.                22.10           15.00               14.75             98.00             66.74
         Agricultural Support
         Services
         Component D.                34.80           36.00               22.43             62.11             64.47
         Project
         Management
         Total                      300.00          205.00             153.12              74.40             51.04
        Source: Latest financial information.
        Note: The final US$ equivalent of the IDA financing was US$110,592,904 instead of the US$125,000,000 because of
        the fluctuations in the SDR exchange rates. The project disbursed US$110.6 million of IDA and US$20.2 million of
        IBRD. Undisbursed balance of US$9.8 million was cancelled from IBRD loan as of June 26, 2020. Due to the
        exceptional circumstances created by COVID-19 situation in the country, processing of expenditures to document
        the spending of part of the US$9.8 million to the IBRD loan proved too challenging. Therefore, the expenses were
        rather credited to state funds.




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                                              ANNEX 4. EFFICIENCY ANALYSIS

 Introduction

 1.       The objective of the economic and financial analysis is to assess the ex post economic and financial
 performance of the West Bengal Accelerated Development of Minor Irrigation (WBADMI) project at
 completion in December 2019. At appraisal, the project total costs were estimated at US$300 million
 equivalent including contributions from IDA, IBRD, and the borrower. The project underwent a
 restructuring to adjust its scope and was completed with an estimated cost of US$152.6 million. The PDO
 was to enhance agricultural production of small and marginal farmers in the project area. The PDO was to
 be achieved through development of minor irrigation (MI) schemes, strengthening community-based
 irrigation management, and support to agricultural development, including provision of agricultural
 services, encouraging crop diversification and use of new technologies, and creating income generating
 opportunities. The PDO was not revised during project implementation.

 2.          Specifically, the following components contributed to PDO achievement.

 3.       Component A. Strengthening Community-based Institutions. This component facilitates the
 development of WUAs and other farmer organizations to assume the responsibilities for MOM of minor
 irrigation schemes and improved irrigated agricultural practices. This will be achieved by assisting with
 their formation and strengthening through various training and support activities.

 4.      Component B. Irrigation System Development. This component facilitates the construction of
 about 1,340 new minor surface water irrigation schemes (command area varying from 1.5 to 150 ha) and
 about 990 new minor groundwater irrigation schemes (command area varying from 0.5 to 64 ha). The
 total area to be developed under the project is about 37,130 ha, benefiting an estimated 106,700 farm
 families.66

 5.      Component C. Agriculture Support Services. This component facilitates the provision of
 agricultural support services in the project area to enhance productivity and diversification in agriculture.
 This will involve improvements in production and water management technologies for agriculture,
 horticulture, and fisheries and more efficient and effective farm advisory services.

 6.      Component D. Project Management. This component facilitates the strengthening of DWRID to
 ensure effective project management through the SPMU and DPMUs; provision of information
 management and social, environmental, and fiduciary safeguard management systems; and M&E and
 impact assessment activities.

 7.       At appraisal, the analysis estimated that the economic and financial returns to farm households
 and the economy will be derived from investments in I&D infrastructure, capacity building, and support
 services. It was expected that benefits to farming households would result from (a) expansion of irrigated
 areas, (b) intensification of irrigation, (c) diversification to high-value crops, (d) fisheries development, (e)



 66   Only schemes that were formally handed over were considered in the analysis.

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 efficient water management, and (f) drought mitigation. The project was anticipated to generate net
 incremental economic and financial benefits with an EIRR of 25.1 percent and an FIRR of 21.6 percent.

 8.       Although the project objective set at appraisal remained unchanged through implementation, the
 project’s total funding, scope, and closing date were adjusted. The first restructuring cancelled US$95
 million from Loan No. IN-8090. The second restructuring introduced changes to the Results Framework to
 align it with the reduced project scope after cancellation. The third and final restructuring extended the
 project closing date from December 31, 2017, to December 20, 2019. The ex post economic and financial
 analysis closely follows the appraisal methodology while accounting for the closing date extension of
 nearly 24 months, the actual project benefits, and the cancellation of funds. It also makes conservative
 assumptions regarding future changes in irrigation, fisheries, and other benefits over the project horizon
 estimated at 15 years. Economic and financial benefits are estimated as incremental variation between
 the ‘with project’ (WP) scenario and the ‘without project’ (WoP) scenario. A 10 percent discount rate is
 used in the analysis. However, sensitivity analyses are conducted to assess the robustness of the results
 in relation to key variables that may be subject to uncertainty.

 9.      The analysis builds on several studies conducted from the appraisal to the completion of the
 project. The studies include regular M&E information, socioeconomic surveys, and institutional
 assessment. As part of the World Bank’s effort to ground-truth the project’s administrative data, a
 representative household survey was conducted for a sample of 240 handed-over schemes.
 Comprehensive information was collected on WUAs, their membership and governance, socioeconomic
 characteristics of farms, irrigation technology, and output and input prices in the project areas. Roughly
 two beneficiaries (treatment group) and one nonbeneficiary (control group) were randomly selected and
 surveyed in each village. A total of roughly 450 ADMI and 230 non-ADMI farmers were surveyed. The
 questions included details of cropping patterns, production, farming practices, and incomes of individual
 farmers both before and after the scheme was constructed. The analysis presented in this section builds
 on the data collected in the ground-truthing surveys.67 The net incremental benefits are estimated for
 farmers benefiting from WBADMI project intervention, also referred to as the ‘treatment’ farmers. To
 account for the WoP scenario, the net incremental income is estimated for farmers who did not benefit
 from any irrigation intervention, also referred to as the ‘control’ farmers.

 10.     To summarize, the cost-benefit analysis (CBA) assesses the stream of benefits and costs over the
 project horizon in the WP and WoP scenarios. For the WP scenario, the net incremental benefits were
 calculated from agriculture and fishery activities accruing to the farmers as a result of the project using
 information from before and after scheme hand-over. Similarly, in the WoP scenario, the net incremental
 benefits were calculated from agricultural and fishery activities that would have accrued to farmers in the
 absence of project intervention by examining trends for the control farmers. A comparison of the WP and
 WoP scenarios gives the project benefits. The project costs consider the investment costs and the
 recurring costs due mainly to recurring O&M. The CBA for inputs and outputs uses 2011 constant prices
 to enable comparability over time.




 67Data suggest that non-ADMI farmers were slightly better-off than ADMI farmers before the start of the project. This suggests
 that ADMI farmers might have been positively selected.

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 Irrigation System Development

 11.     At appraisal, the project planned to provide irrigation services to about 139,000 ha in 19 districts
 in West Bengal.68 During implementation, the project was restructured to adjust scope to capacity. US$95
 million was cancelled and as a result the target of areas provided with irrigation services was reduced to
 75,000 ha. At completion, the project provided irrigation services to about 67,600 ha, representing 90
 percent of the revised target.

 Project Benefits

 12.      The project generated significant benefits increasing irrigation farmers’ net margins. The irrigation
 development allowed for increased and reliable supply of irrigation water and strengthening of
 community-based institutions, WUAs, coupled with agricultural support services that contributed to
 enhanced management of I&D infrastructure. The overall project contributed to enhanced revenues
 through different channels, including (a) increase in cropped area, (b) increase in cropping intensity, (c)
 increase in crop yield for almost all major crops, (d) changes in cropping pattern favoring high-value crops,
 and (e) increase in fish production.

           (a)   Variation in cropping areas. The various surveys as well as remote sensing data show a
                 remarkable increase in cropped areas in both project and non-project intervention areas.
                 However, the project intervention areas experience a larger increase due to increased water
                 availability in the dry seasons. The majority of irrigation schemes became operational in
                 2018 and 2019 when the project was coming to a close. Therefore, the surveys provide only
                 a conservative picture of the full potential. Table 4.1 shows the change in gross cropping
                 areas before and after the project for the 19 districts. These estimates are calculated using
                 cropping patterns observed in the individual farmer surveys. A 27 percent increase is found
                 in cropped area for treatment farmers and 17 percent for control farmers. Further, the
                 analysis indicated an increase in cropped area both on the extensive (new area brought
                 under cultivation) and intensive (intensity of cultivation) margins.

                                                Table 4.1. Gross Area Cropped

                                            Gross Cropped             Gross Cropped          Change in Cropped
                       District
                                           Area, Before (ha)          Area, After (ha)           Area (ha)
                 Bankura                          1,383                    1,913                     531
                 Bardhaman                        4,027                    4,552                     524
                 Birbhum                          1,392                    1,861                     469
                 Dakshin Dinajpur                 4,568                    4,440                     −128
                 Darjeeling                       1,458                    1,674                     216
                 Hooghly                           802                     1,605                     804
                 Howrah                            664                      683                       19
                 Jalpaiguri                       7,720                    8,689                     968


 68At the time of appraisal there were 18 districts in West Bengal. Over the project period, 2 new districts have been carved out
 from these 18 districts. There were 19 districts at the time of restructuring and for the current analysis, those 19 districts are
 considered (instead of 18 at appraisal or 20 at completion).

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                                       Gross Cropped        Gross Cropped       Change in Cropped
                    District
                                      Area, Before (ha)     Area, After (ha)        Area (ha)
               Jhargram                    2,615                 3,900                1,285
               Cooch Behar                 5,672                 6,444                 772
               Malda                       1,957                 2,521                 564
               Murshidabad                 1,536                 1,812                 276
               Nadia                       1,233                 1,456                 223
               North 24 Parganas            946                  1,187                 241
               Paschim Medinipur           1,915                 4,065                2,151
               Purba Medinipur             2,078                 3,976                1,897
               Purulia                     1,990                 2,547                 557
               South 24 Parganas           4,674                 6,093                1,419
               Uttar Dinajpur              2,800                 3,188                 388

         (b)   Changes in cropping intensity. The surveys show an increase in cropping intensity in
               different WUAs and for different crops. Table 4.2 presents the district-wise cropping
               intensities before and after the schemes were constructed. Overall, the treatment farmers
               experienced a 35.5 percentage point increase in cropping intensity while the control farmers
               saw a 21.5 percent increase in cropping intensity. Note that control farmers were positively
               selected and may have been in a better position to invest in tube wells once the government
               restrictions on them were eased in 2011. This can explain the significant increase in cropping
               intensities even without irrigation development or extension services. It is also possible that
               the control framers may have benefited from other government schemes in the region or
               from the ADMI scheme if there were spillovers (there is evidence of water being provided
               to non-WUA members too). If so, this will lead to an underestimation of project benefits.

                                      Table 4.2. Change in Cropping Intensity
                                   Cropping Intensity,    Cropping Intensity,          Change
                 District
                                       Before (%)             After (%)          (Percentage Points)
           Bankura                        104                    144                     40
           Bardhaman                      131                    148                     17
           Birbhum                        113                    151                     38
           Dakshin Dinajpur               168                    164                     −5
           Darjeeling                     135                    155                     20
           Hooghly                        116                    232                    116
           Howrah                         170                    175                      5
           Jalpaiguri                     148                    167                     19
           Jhargram                       118                    175                     58
           Cooch Behar                    149                    169                     20
           Malda                          108                    139                     31
           Murshidabad                    159                    188                     29
           Nadia                          145                    172                     26
           North 24 Parganas              157                    197                     40
           Paschim Medinipur              103                    218                    115
           Purba Medinipur                100                    191                     91


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                                       Cropping Intensity,          Cropping Intensity,              Change
                    District
                                           Before (%)                   After (%)              (Percentage Points)
             Purulia                          103                          132                         29
             South 24 Parganas                129                          168                         39
             Uttar Dinajpur                   170                          193                         24

           (c)   Changes in crop yield. The household surveys also indicate an increase in yields of major
                 crops in the project intervention areas due to improved access to water, increased capacity
                 in water management, and enhanced access to market opportunities. Non-project areas also
                 experienced modest increases in yield for some crops. For this analysis, it is assumed
                 conservatively that no further yield improvements would occur during the project horizon.69
                 Table 4.3 shows change in paddy yields that are observed across different districts using
                 household-level survey data. Yields for other crops such as potato increased from 2,096
                 kg/bigha to 3,895 kg/bigha, brinjal from 1,066 kg/bigha to 1,361 kg/bigha, and sesame from
                 116 kg/bigha to 150 kg/bigha.70

                               Table 4.3. District-wise Improvements in Paddy Yield (kg/bigha)
                                                 Paddy Yield,           Potato Yield,             Paddy Yield,
                         District
                                                  % Change            Before (kg/bigha)         After (kg/bigha)
                 Bankura                              50                     436                       652
                 Bardhaman                            50                     435                       653
                 Birbhum                              69                     404                       681
                 Dakshin Dinajpur                     38                     476                       656
                 Darjeeling                           37                     447                       611
                 Hooghly                              34                     447                       599
                 Howrah                               35                     438                       593
                 Jalpaiguri                           25                     474                       593
                 Jhargram                             29                     444                       575
                 Cooch Behar                          46                     408                       594
                 Malda                                23                     471                       581
                 Murshidabad                         142                     273                       661
                 Nadia                                38                     468                       644
                 North 24 Parganas                    42                     487                       694
                 Paschim Medinipur                    -6                     475                       446
                 Purba Medinipur                      14                     500                       568
                 Purulia                              55                     379                       588
                 South 24 Parganas                    43                     414                       592
                 Uttar Dinajpur                       73                     329                       571




 69 One could think of it as a situation where both project and non-project areas experience similar changes in yield over time. As
 a result, there will be no further incremental improvements in yield due to the project. Since project areas are likely to reap the
 benefits from improved agricultural practices and irrigation facilities gradually over time, this assumption will underestimate
 the benefits that will accrue over the project cycle.
 70 For pulses, oilseeds, and some vegetables, there is variation across districts with some experiencing improvements and

 others experiencing decline. This is probably a result of sampling variation (differences in rainfall in the baseline periods,
 characteristics of the farmer) but a deeper examination is required to understand why this might be the case.

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         (d)   Changes in cropping patterns. The surveys show a shift of cropped areas away from paddy
               and in favor of more profitable crops. High-value crops including vegetables (for example,
               brinjal, potato, cauliflower); oilseeds; and pulses now represent a significantly larger portion
               of cropped area. Cropping pattern assumptions (as observed in survey data) are summarized
               in table 4.4. This clearly demonstrates a diversification in cropping patterns in the project
               areas after the project interventions.

                              Table 4.4. Cropping Patterns Assumptions by Regions
                                  Before Project (% Area)                     After Project (% Area)
         District
                         Paddy    Vegetables Oilseeds Pulses         Paddy    Vegetables Oilseeds      Pulses
   Bankura                 96          1            3      0           67         22            5         3
   Bardhaman               69         21            9      0           59         24           11         0
   Birbhum                 90          5            5      0           60         14           22         1
   Dakshin Dinajpur        78          8            6      0           79          8            5         0
   Darjeeling              80         12            0      0           58         27            2         0
   Hooghly                 80         10            9      0           42         35           20         0
   Howrah                  45         26           23      6           41         29           20         6
   Jalpaiguri              68         14            3      0           59         22            2         0
   Jhargram                84          3           10      3           57          7           31         1
   Cooch Behar             66          9            2      0           70         12            2         0
   Malda                   58          0            0      0           60         10            2         0
   Murshidabad             71          2           17      0           33         32            8        14
   Nadia                   43         10           26     10           31         19           15         3
   North 24 Parganas       70         12            2      0           52         24            8         0
   Paschim Medinipur      100          0            0      0           77          0           23         0
   Purba Medinipur        100          0            0      0          100          0            0         0
   Purulia                 97          2            1      0           58         21           17         3
   South 24 Parganas       69         20            0      0           93          5            0         2
   Uttar Dinajpur          75          6           11      0           59         10            7         0

 13.      All benefits arising from (a) to (d) are clubbed together as agricultural benefits. They are reflected
 in the net income of farmers before and after the project. It is assumed that only 20 percent of the benefits
 are realized in the first year after project hand-over and 50 percent in the next year, and the full potential
 is only realized in the third year after WUAs have taken charge of the scheme.

 14.     Increase in fish production. The surveys found that increased support for fisheries under the
 project was associated with increased production and greater income through various channels including
 increase in fish variety, increase in area under fisheries, modern practices, and improved access to
 markets. Major fish species cultivated by project beneficiaries are Rohu (99 percent), Catla (96 percent),
 Mrigal (63 percent), Silver (39 percent), and Tilapia (18 percent), while previously Rohu and Catla were
 the dominant (100 percent), followed by few other fishes such as Mrigal (20 percent) and Silver (15
 percent). This trend suggests that diversity of fish under cultivation has increased. Further, farmers
 involved in fisheries increased from 4.3 percent to 14.3 percent. Demonstration centers and mass
 demonstrations were conducted on almost 1,870 ha of pond over the project period with an adoption
 rate of almost 45 percent. Anecdotal evidence suggests that farmer interest group members are using
 savings from fishery activities to further expand area under fisheries. For the economic and financial


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 analysis , it is assumed conservatively that the area under fisheries does not increase after the project
 period. There has been a significant increase in fish yield as well providing substantial benefits to rural
 communities in project areas, especially to women. Mean income per hectare of pond was substantially
 higher after scheme intervention at around INR 176,935 per ha compared to INR 57,300 per ha before the
 WBADMI project. The net incremental benefit is estimated from adopting advanced practices (WP
 scenario) compared to fishing using traditional practices (WoP scenario) as a result of the project
 interventions.

 Project Costs

 15.      This analysis considers different costs associated with the project. First, it accounts for all the
 investment costs, including capacity building and coordination costs. These costs were estimated at
 US$152.60 million. Second, project costs also conservatively assume that O&M costs will represent up to
 1 percent of investment costs annually over the lifetime of the project. Lastly, using primary data from
 field surveys, membership and irrigation fees collected from the WUA members are also included. These
 amount to roughly US$51,500 for each WUA on average. Note that some of these costs might be used for
 O&M and irrigation costs have been accounted for in costs of cultivation. However, to be conservative
 these costs are included separately.

 Results of the CBA

 16.     Financial returns to the farm households. The investments in irrigation system development and
 the accompanying measures generated incremental gross margin to farm households estimated at
 US$1,077 per ha annually compared to non-rehabilitated areas over a horizon of 15 years. The FIRR is
 estimated at 20.5 percent and the FNPV estimated at US$46.8 million at a discount rate of 10 percent.
 Benefit-to-cost ratio is estimated at 4.12. The results are summarized in table 4.5.

                                   Table 4.5. Results of the CBA - Financial Results
                              Economic and Financial Indicators                            ICR Values
   Incremental gross margin (US$/ha)                                                          1077
   FNPV - financial net incremental benefits (US$, millions) (discount rate 12 percent)       30.6
   FNPV - financial net incremental benefits per ha (US$/ha) (discount rate 12 percent)       823
   FNPV - financial net incremental benefits (US$, millions) (discount rate 10 percent)       46.8
   FNPV - financial net incremental benefits per ha (US$/ha) (discount rate 10 percent)      1,260
   FNPV - financial net incremental benefits (US$, millions) (discount rate 8 percent)        69.7
   FNPV - financial net incremental benefits per ha (US$/ha) (discount rate 8 percent)       1,877
   FIRR (percent)                                                                             20.5
   Discounted benefit-to-cost ratio (discount rate of 10 percent)                             4.12

 17.      The economic analysis shows that the project generates an EIRR of 22.8 percent and an ENPV of
 US$52.7 million at a discount rate of 10 percent. The benefit-to-cost ratio is estimated at 4.26, as shown
 in table 4.6.

                                  Table 4.6. Results of the CBA - Economic Results
                              Economic and Financial Indicators                             ICR Values
   ENPV - financial net incremental benefits (US$) (discount rate 12 percent)                  35.8


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                              Economic and Financial Indicators                                ICR Values
   ENPV - financial net incremental benefits per ha (US$/ha) (discount rate 12 percent)           965
   ENPV - financial net incremental benefits (US$, millions) (discount rate 10 percent)           52.7
   ENPV - financial net incremental benefits per ha (US$/ha) (discount rate 10 percent)          1,419
   ENPV - financial net incremental benefits (US$, millions) (discount rate 8 percent)            76.3
   ENPV - financial net incremental benefits per ha (US$/ha) (discount rate 8 percent)           2,056
   EIRR (percent)                                                                                 22.8
   Discounted benefit-to-cost ratio (discount rate of 10 percent)                                 4.26

 Sensitivity Analysis of the Project Results

 18.     To assess the robustness of the results, a sensitivity analysis was performed on key variables,
 including cropping intensity in the project areas. The analysis tests the impact of a 10 to 50 percent
 decrease in the cropping intensity (or overall benefits) on the EIRR starting from 2019. The results are
 shown in table 4.7.

                             Table 4.7. Results of Sensitivity Analysis - Economic Results
                             Assumptions for Sensitivity Analysis                EIRR Values
                     EIRR for 10 percent decrease in benefits (percent)             21.3
                     EIRR for 20 percent decrease in benefits (percent)             19.7
                     EIRR for 30 percent decrease in benefits (percent)             17.9
                     EIRR for 40 percent decrease in benefits (percent)             15.9
                     EIRR for 50 percent decrease in benefits (percent)             13.6

 19.     The economic results are robust to changes in the cropping intensity (or overall benefits). The
 project remains economically justified even for a cropping intensity reduced by 50 percent. The results
 are presented in table 4.8.

 Summary of Financial and Economic Results

                               Table 4.8. Summary of Financial and Economic Results
                               Economic or Financial Indicator                                  Values
   Financial Results
   FNPV - financial net incremental benefits (US$, millions) (discount rate 10 percent)          46.8
   FNPV - financial net incremental benefits per ha (US$/ha) (discount rate 10 percent)          1,260
   FIRR (percent)                                                                                20.5
   Discounted benefit-to-cost ratio (discount rate of 10 percent)                                4.12
   Economic Results
   ENPV - financial net incremental benefits (US$, millions) (discount rate 10 percent)          52.7
   ENPV - financial net incremental benefits per ha (US$/ha) (discount rate 10 percent)          1,419
   EIRR (percent)                                                                                22.8
   Discounted benefit-to-cost ratio (discount rate of 10 percent)                                4.26




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 Comparison of the Appraisal, Restructuring, and ICR Analyses

             Table 4.9. Summary of Results and Assumptions Adopted by the Appraisal and ICR Analyses
               Key Assumptions                         Appraisal            Restructuring               ICR
  Total project area (ha)                               138,901                 38,752                37,130
  Number of beneficiaries                               166,370                 54,170               106,700
  Total ENPV (US$, millions)                             117.4                   13.8                  52.7
  EIRR (%)                                                25.1                    12                   22.8
  Total FNPV (US$, millions)                              93.5                   n.a.                  46.8
  Per area ENPV (US$/ha)                                  845                    356                   1,419
  Per area FNPV (US$/ha)                                  673                    n.a.                  1,260
 Note: Total project area, number of beneficiaries, and economic and financial analysis calculations are for handed-
 over schemes only. These will be revised upward once ongoing schemes are handed over.

 Intangible/Unquantified Benefits

 20.     The project led to a range of other benefits that have not been quantified for the economic and
 financial analysis. Quantifying some of these benefits would require medium- to long-term time series
 data and complex modelling. Therefore, a qualitative description of the benefits is presented here.

         •      Education. In several scheme areas, the increase in farm surplus translated into increased
                spending on children’s education, especially private tuitions in support of higher education.
                Some case studies by IRMA also found increased expenditure on accessories such as school
                bags, uniforms, and medical expenses among WUA members. Such investments in human
                capital would improve employment opportunities and have implication for
                intergenerational mobility.

         •      Health and nutrition. Since the project inception, several farmers have diversified their
                crops in favor of fruits and vegetables. Several others have taken up fisheries. This
                significantly increased farmer incomes, and at the same time improved household
                consumption of vegetables and fish (IWMI). With almost 86 percent survey respondents
                indicating increase in food availability, there is suggestive evidence that the project
                improved nutrition outcomes of the small and marginal farmers and their families. This could
                in turn contribute to better health and labor productivity. Some studies also found increased
                food availability for livestock. This could in turn improve returns from owning livestock.

         •      Migration. By increasing water availability in the dry seasons, the project led to increased
                agricultural potential and consequently demand for labor. Alternative livelihood and
                income-generating opportunities within the village itself reduced the need for
                seasonal/permanent migration to urban centers. An independent study by IRMA confirms a
                downward trend, albeit marginal, in the degree of migration since the inception of the
                project. Migration is not only costly for the individual (involving both monetary and
                nonmonetary costs) but it also imposes externalities in urban cities by increase in
                congestion, overburdening of existing infrastructure, and crime, among other things. The
                observation that farmers ‘choose’ to not migrate when given the option suggests that they



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               are better off after the project. Social welfare is also higher due to reduction in congestion
               externalities. Quantifying these indirect benefits, however, is not straightforward.

         •     Women empowerment. The ADMI project consciously tried to involve women at all
               stages—from inception (site selection, design, and construction) to O&M of irrigation
               scheme. All the executive bodies of the WUAs aim at having a quarter or more of the
               members as women. The project also provides for awareness creation and targeted training
               for women in effective committee membership and in technical subjects related to good
               irrigation and agricultural practices. The early signs are encouraging with several women
               participating actively in the WUAs. In some scheme areas, women have been involved in
               activities such as fisheries, cultivation in poly house, vermicomposting, and orchards. This
               important implications for women empowerment through their greater involvement in
               decision-making at home. A survey of female WUA members by IRMA revealed significant
               increases in participation of women in decision-making processes on financial issues. Even
               though participation in nonfinancial issues remained low, there is suggestive evidence that
               the project led to qualitative changes in the lives of women members. A large body of
               literature in economics shown that women empowerment is associated with increased
               household expenditures on health and education of children (something found in the
               current project areas as well). Such benefits are hard to quantify.

         •     Improved saving habits. WUA survey respondents demonstrate improved saving habits. For
               previously credit constraints households, this can provide opportunities to investment in
               better seeds and inputs for the next season. It could also be used as a cushion against
               adverse weather or health shocks that have been shown to push agricultural households
               into poverty.

         •     Improved social habits. Anecdotical evidence from a few tribal communities pointed to a
               reduction in the drinking habit of men in the community as a result of increased incomes
               and socialization possibilities offered by WUAs.

         •     Flood management. Creeks developed in the coastal area of West Bengal are likely to
               contribute to flood management by creating drainage channels for the evacuation of excess
               water that may result from intensive rainfalls.

         •     Ecological benefits. By increasing water availability, the project helped bring orchards to
               previously fallow lands. This can help reduce soil erosion. Introduction of system of rice
               intensification cultivation, drip and sprinkler irrigation, and soil moisture monitors helped
               improve the efficiency of irrigation water.

                           Table 4.10. Overview of Main Assumptions Used in the CBA
   No.            Description                  Value              Unit                  Source
   Overall Assumption
    1.   Discount rate                          10             %            Same as in the PAD
    2.   Exchange rate US$/INR in             0.0132           US$/INR      IMF website
         2019
    3.   Project horizon                    2019–2034          Years        Same as in the PAD


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   No.             Description                  Value                  Unit               Source
    4.   Inflation rates                10, 9.4, 5.8, 4.9, 4.5,   %           https://www.statista.com/statisti
                                           3.6, 3.43, 4.54                    cs/271322/inflation-rate-in-
                                            (2012–2019)                       india/

   Cost Assumption
    5.   Investment costs                       152.6             US$,        From the project financial data
                                                                  millions
    6.   Annual O&M costs                         1               %           Assumption based on economic
                                                                              analysis of other similar projects
   Benefit Assumption
    7.   Area covered for fisheries             1,867             ha          MIS of the project
         under the project
    8.   Area covered under the                37,130             ha          MIS of the project
         project
    9.   Proportion of benefits        20% after year 1, 50%      %           IWMI studies
         accruing after scheme hand-   after year 2, and 100%
         over                          after year 3
   10. Cropping patterns and input     See summary in                         Survey from IWMI study and
         and output prices             previous tables and                    ground-truthing data
                                       details in survey report




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        ANNEX 5. BORROWER, CO-FINANCIER AND OTHER PARTNER/STAKEHOLDER COMMENTS



 WBADMIP Comments on ICR

 WBADMI Project (2012-2019) with the World Bank support was an innovative project to reach out to the
 small & marginal farmers particularly tribal and women. The Project is unique in the sense that till now all
 the irrigation project/programs were executed in the silos/isolation. This is for the first time that an
 integrated effort was made wherein Irrigation facilities combined with Agriculture, horticulture and
 fishery activities in the created command area. More importantly, Water Users Associations (WUAs) have
 been organized and empowered to operate & maintain their Irrigation schemes and better manage
 available water resource in a sustainable manner. The project provided the full flexibility, human &
 financial resources and single window delivery system to demonstrate integrated development model
 around irrigation.

 WBADMIP created irrigation potential for 67000 Ha covering 1, 00,000+ farmers (Small & Marginal
 Farmers-83%, Tribal-12% and Women-17%).

 The State Government is very much satisfied with the learning & experiences from WBADMIP. It has
 clearly demonstrated the importance of community involvement as WUAs for long term sustainability of
 the project interventions. Introduction & facilitation for the adoption of agriculture, horticulture and
 fishery activities has helped in improving more effective & efficient functioning of the irrigation schemes.
 Crop diversification, Introduction of Pulses & Oil seed crops in cultivable waste land, development of
 private wastelands, facilitating adoption of Good practices & technologies, organic practices and
 entrepreneurial activities particularly fisheries has helped in improving the socio-economic status
 collectively.

 The project has been very effective in improving the socio-economic status of the community especially
 tribal and women, improved health-nutrition-education and has reduced conflicts & stressed migration.
 WUA is now an accepted entity in the villages which participates in water management and conflict
 resolution. They have operated effectively even during COVID-19, during flood etc.

 Use of various technologies particularly GIS has revolutionized departmental planning, approval, design
 & estimation, monitoring and impact assessment of the project. It has helped in more effective decision
 making, effective, efficient & quality delivery of the desired outputs, judicious use of available resource &
 cost estimates, saving in costs & wasteful expenses, establishing two way communications between the
 State and District teams. More importantly it helped in taking corrective actions based on the experiences.

 WBADMIP experiences & learning were intensively used in State flagship Project “Jaltirtha” Project on
 Minor irrigation schemes in Western Districts since 2015. Another scheme, namely, “Matir-Sristi” deals
 with Mix-fruit plantation on wastelands which has been designed based on the experiences. GIS expertise
 developed under the project has been used by Panchayat & rural development Department, Ananddhara

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 Project (State Rural Livelihood Mission), Kolkata Municipal Corporation etc. World Bank has also shared
 these experiences at various platforms.

 WBADMIP also explored and executed the possibilities of collaboration through convergence with various
 departmental schemes/programs. Now the Project facilitated models are emerging where the
 Departmental schemes/programs are coming forward to help the Project promoted WUAs. Project also
 initiated the convergence/collaborative efforts with Private sector for high value crop production and
 floriculture in Poly houses. Recently initiated Mobile based agri-advisory services “Krishi-Katha” for
 agriculture and fishery activities to WUA members has been a very effective tool to reach the community
 during Covid-19.

 The project has collaborated with prestigious national and international institutions for Impact evaluation
 and recommendation for further improvement. Those institutes include Harvard Kennedy School,
 International Water Management Institute (IWMI) and Institute of Rural management Anand (IRMA),
 Australian Centre for International Agricultural Research ACIAR), Indian Institute of Technology Kharagpur
 etc. and reached at the stage of collaborative working agreement with International Center for
 Agricultural Research in Dry Areas (ICARDA) and World Agro Forestry Center etc.

 Department has proposed formation of design-cum-GIS Cell and WUA cell in the Department supported
 by Project’s experience. This is to ensure WBADMIP’s Standard operating procedures as Department’s
 common practice. The only challenge is to meet the cost of NGOs as support organizations for promoting
 WUA system. The proposal is being submitted to the finance Department for their approval.

 WBADMIP has demonstrated and has come out with various District/Agro-Climatic region / different
 topography specific models and now the Department has realized the importance of these models and is
 willing to adopt these experiences in their departmental regular practices. The challenge with the
 department is to institutionalize the whole process and continued World Bank support will help the
 department to institutionalize and replicate the Project learning/experiences.

 Accordingly the Department has submitted proposal for the World Bank support as WBADMIP-Phase II as
 replication phase for six years. It is with the objective to increase the income of the 250000 farmers by
 creating 125000 Ha additional command area through agribusiness support to Water Users
 Associations/Federations (Farmers Producer Organizations-FPOs). It will be mainly to upgrade existing
 Schemes/WUAs, Strengthening Departmental Schemes and new schemes created by the Project.




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                             ANNEX 6. SUPPORTING DOCUMENTS (IF ANY)

 1. World Bank. 2011. West Bengal Accelerated Development of Minor Irrigation Project. Project
    Appraisal Document. Report No: 60529-IN, 122p.
 2. World Bank. 2011. West Bengal Accelerated Development of Minor Irrigation Project. Loan
    Agreement. Loan Number 8090-IN, 14p.
 3. World Bank. 2011. West Bengal Accelerated Development of Minor Irrigation Project. Financing
    Agreement. Credit Number 5014-IN, 13p.
 4. World Bank. 2016. West Bengal Accelerated Development of Minor Irrigation Project. Restructuring
    Paper. Report No: RES18898.
 5. World Bank. 2017. West Bengal Accelerated Development of Minor Irrigation Project. Restructuring
    Paper. Report No: RES28658.
 6. World Bank. 2017. West Bengal Accelerated Development of Minor Irrigation Project. Restructuring
    Paper. Report No: RES29816.
 7. Project supervision documents, Aide Memoires, and ISRs.




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                         ANNEX 7. PROJECT INNOVATIONS AND GOOD PRACTICES

 Project Management through NICT

 1.      During the initial implementation phase, the project faced challenges associated with the
 agroclimatic diversity of the State of West Bengal. The crucial challenge of the project was then to
 reconcile the objectives of targeting poverty with the imperatives of accounting for the availability of
 water resources in the context of geographic diversity. To overcome these difficulties, the project adopted
 the use of a robust system based on NICTs supported by WebGIS technology. The system harmoniously
 combined remote sensing datasets with GIS-enabled tools such as the Google Earth Engine. This system
 was used to conduct sound project management with the following specific outcomes.

 2.      NICT provided opportunity to modernize and expedite the planning process during the second
 phase of implementation. The ability to locate appropriate project areas is a crucial part of the irrigation
 planning process. Extensive use of remote sensing and GIS was instrumental in achieving the project
 objective. These tools played a major role in rapid identification and assessment of suitable areas for the
 development of various types of irrigation schemes. The villages were selected based on GIS data which
 enabled field officials to reach to those areas and start fieldwork. This reduced selection time
 considerably. The WebGIS system enabled stakeholders to access appropriate information on agriculture
 practices and advanced technologies ultimately contributing to increased production.

 3.       By allowing customization, the system supported the design of I&D structures in the context of
 agroclimatic variety. The construction of minor irrigation structures was one of the main investments
 under the project. By design, structures are dispersed over large tracts of rural areas that are often difficult
 to access. Due to the lack of adequate hydrogeological information, several government projects have
 failed to account for the diversity of communities’ situations and resulted in flawed designs. Traditionally,
 weir type structures on streams were constructed with inaccurate assumptions due to unreliable
 hydrogeological data, resulting in hydraulic failure of the structure with the loss of public money. With
 the implementation of the GIS-based approach under the WBADMI project, the information needed to
 design schemes was easily available to workers in the field even in remote areas which enabled the
 construction of adapted structures. The online automated system generated vital parameters including
 the catchment area, peak flood discharge, and suitable width and height of check dams. With these data,
 the design was fine-tuned, leading to safer and more economically viable structures.

 4.       The GIS-MIS based IT system was instrumental in project monitoring. Although each subproject
 is located in remote rural areas, they could be individually tracked with the live monitoring system in the
 online platform supported with project’s photos. The automated system facilitated the decision-making
 for midcourse correction by allowing to assess the adequacy between resource availability, irrigation
 technology, and community needs. The system informed evidence-based approach to shift the focus of
 the project to western districts and was a powerful instrument to persuade stakeholders. It also facilitated
 regular project monitoring by updating the project manager with current status of projects supported by
 geotagged photos.




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 Figure 7.1: Illustration of impact of intervention through change in cropping area and cropping intensity




 5.       NICT offered a powerful suite of products for the impact assessment of the project. Through
 satellite imagery combined with Google Earth Engine, the project was able to monitor the evolution of
 various indicators including cropped area and agricultural production. By analyzing images before and
 after implementation of schemes, the project collected precious information on areas cropped in rabbi,
 kharif, and pre-kharif as well as the volumes of water available to estimate production. Owing to this
 visualization of the landscape, the project could observe visible transformation from single cropped to
 double cropped area, tracking the performance of schemes and the demonstration programs.

 Adaptation of Solutions to Agroclimatic Zones and Adoption of a Holistic Landscape Management
 Approach

 6.       One of the success factors of the project was the flexibility to tailor interventions to the diversity
 of communities and of agroclimatic zones. West Bengal’s agroclimatic zones range from the northern hilly
 areas to the southern coastal saline areas. These zones correspond to a large variety of geological realities.
 Smart interventions in the form of minor irrigation and innovative intercropping and plantation supported
 by the right information and tools have significantly improved the socioeconomic conditions and reduced
 vulnerability of the farmers in the project area.

 7.     In the southern coastal area, the project took advantage of the presence of preexisting creeks
 that were excavated to create more than 205 km of water detention structures, especially in the coastal

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 region of Sundarbans. This increased water availability, resulting in an extra winter crop on more than
 2,000 ha of land. These water detention structures allowed communities to promote novel ideas such as
 profitable recreational angling targeting city dwellers.

 8.      In the western lateritic zone, waste land located in upper lands were converted to orchards by
 planting over 1.26 lakh saplings (for example, mango, cashew, pineapple) through intercropping. In 2019,
 more than 300,000 saplings were planted on 522 ha of waste land.

 9.      In the northern zone, the project adapted agronomic solutions to the context of the area. One of
 the main issues pertains to the presence of elephants causing damage to plantations. This situation could
 be a great disincentive for farmers to engage in new ventures. The project proposed the cropping of
 pepper and lemon trees that are repulsive to elephants.

 Adoption of a Watershed-based Approach

 10.     The project progressed from a scheme-level implementation to cluster approach and then finally
 watershed-based approach. At the community level, it was the first time that communities were involved
 from the planning stage and the schemes were customized to manage them. The project philosophy was
 to serve the village and not only a selected group in the village. The watershed scale ensures balancing of
 surface water and groundwater use while also extending the scope of project to upland development.

 11.      The major event that shaped project implementation was the MTR 2014. The MTR in addition to
 recommending fine-tuning of the Results Framework recommended strategic way forward actions which
 shaped project implementation on a result-oriented trajectory: (a) adopting segmentation approach to
 target irrigation services to most needy areas, (b) revitalizing already made minor irrigation investments,
 (c) empowering WUA for institutional sustainability, (d) strengthening SPMU capacity for accelerating
 implementation, and (e) strengthening need-based skill mixes within the SPMU/DPMU. In addition, the
 project brought about a series of operational innovations to reduce cost, improve sustainability and create
 demand for irrigation services.

         (a)   Segmentation approach. Based on the current status of irrigation development already
               achieved and potential diversities in agro-climatological and hydrogeologic factors existing
               in the project districts, a segmentation approach was adopted. The project districts were
               segmented into (i) focused districts characterized by low cropping intensity, mainly rainfed,
               limited groundwater potential where 70 percent of new irrigation investments will be
               targeted and (ii) the currently irrigated areas where the need will be efficient water
               management practices and introduction of high-value agribusiness investments. The
               focused districts were Purulia, Bankura, Birbhum, Paschim Medinipur, and South 24
               Parganas.

         (b)   Empowering WUA for institutional sustainability. To build the organizational capacity of
               WUA, hand-holding support on social accountability, governance, conflict resolution
               mechanism, grading system for WUA, and manuals were provided. These measures helped
               sustain performance of WUA on equity, participation, transparency, and accountability.




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           (c)      Market-based cultivation of high-value crops with ‘safe-to-eat’ concept. To convert gains
                    of productivity and production improvement into incomes for farmers, the project
                    introduced crop scheduling and planning, access to market information, bio-village
                    initiatives, and so on. Rather than focusing on all traditional crops, selected crop value chains
                    were targeted for crop diversification to high-value and nutritive crops. Organic cultivation
                    initiatives using good agricultural practices was introduced through bio-villages. One of the
                    major improvements was enhanced private participation and resources leveraged.

           (d)      Strengthening SPMU capacity for accelerating implementation. The project strengthened
                    the skill mix of the SPMU/CPMU to bring in expertise in the emerging areas of project vision
                    and strategic focus as compared to original staff plans. Since a lot of focus was initially on
                    process improvements, technology innovations, and quality than quantity, the project
                    needed additional staff support to accelerate implementation and chase project targets.

 Operational Innovations

 12.     The project was following an active learning approach in implementation. Implementation issues
 were documented and innovative solutions were creatively sought. Such an approach of continuous
 improvement resulted in a homegrown model for picking the right technology type given the contextual
 characteristics of the area including socioeconomic parameters. The key innovations are summarized
 below in table 7.1.

                                    Table 7.1: Key innovation areas and good practices
     Innovation Area       Usual Practice                  Innovation Implemented                Benefits Achieved
  Selection of scheme Randomly select locations          Cluster of schemes within a       • Equity in meeting irrigation
  sites                                                  preselected polygon based         needs
                                                         on micro-watershed                • Sustainability of schemes
  Selection of scheme Arbitrarily without                Used digital technologies         • Reduction in proportion of
  type                hydrological evaluation            such as GIS, remote sensing,      defunct schemes
                                                         georesistivity, digital logging
                                                         for evaluation
  Scheme proposal          Conventional DPR format       Participatory SDMP               • Comprehensive technical,
  preparation                                            preparation                      social, geographic, technical,
                                                                                          and livelihood focus.
  Energizing schemes       Erratic electricity or costly Solar-based hybrid               • Reliability of service
                           diesel mode                                                    • Reduction in operating
                                                                                          costs
                                                                                          • Reduction in carbon
                                                                                          footprint
  Lift irrigation          Old model design              Only mini river lift irrigations • Failure rate reduced
                                                         , with water storage
                                                         development first and then
                                                         lift
  Check dams               One design across the state GPS integrated total               • 50% reduction in cost and
                                                         station/3D imaging data for stable structures, sustainable
                                                         designing                        schemes



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The World Bank
IN West Bengal Accelerated Development of Minor Irrigation (P105311)



    Innovation Area           Usual Practice       Innovation Implemented            Benefits Achieved
  Tube well           All types of schemes       Light duty deep tube Well       • Manageable schemes by
                                                 with submersible pumps,         WUA
                                                 after locating aquifer using
                                                 digital georesistivity survey

 Strengthening Community-based Institutions

 13.     The project created and strengthened WUAs to perform basic I&D functions. These functions can
 be grouped into three categories (a) O&M of irrigation scheme; (b) water management practices including
 water budgeting, schedules of water deliveries, water use efficiency, and water application at the field
 level; and (c) agricultural support services including crop plans, crop diversification, and market links
 embedded in key guiding principles including participation and inclusion. The process of formation and
 nurturing of WUA followed a robust phased approach. During preplanning, intensive awareness campaign
 motivated farmers, especially tribal communities, to play a central role in appropriating the project
 concept. The planning phased followed rigorous SDMP that enabled to prepare integrated I&D solutions.
 During implementation, WUA registration, trainings, and demonstrations contributed to the uptake of
 advanced practices.

 14.    Performance management mechanism. To incentivize WUAs, the project adopted performance
 management mechanism based on broad grading parameters pertaining to governance, water
 management, market links, and innovation. A+, A, and B scores were used to classify WUAs. This
 instrument allowed the monitoring of WUAs to calibrate the support to be provided. It also acted as an
 information and comparison tool among WUAs which were able to engage in healthy competition.




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