China: GEF Dioxins Reductions from the Pulp and Paper Industry (P125528) Procurement Plan July 18, 2016 I. General 1. Bank’s approval Date of the procurement Plan [Original: December 26, 2011; Revision 1: March 8, 2012; Revision 2: November 28, 2012; Revision 3: December 24, 2013; Revision 4: April 9, 2015; Revision 5: Jun 3, 2015; Revision 6: April 12, 2016;Revision 7: July 18, 2016] 2. Date of General Procurement Notice: [Original: January 4, 2012; Revision 1: October 10, 2014] 3. Period covered by this procurement plan: 2012-2017 II. Goods, Works and Non-Consulting Services 1. Prior Review Threshold: Procurement Decisions subject to Prior Review by the Bank as stated in Appendix 1 to the Guidelines for Procurement: Procurement Methods and Prior Review Thresholds for Goods Procured by Implementing Agency Contract Type Value Procurement Method Prior Review Threshold (US$) ≥10 ICB All million Goods/IT Systems and <10 NCB First NCB goods Non- million contracts irrespective of Consulting Remarks: Where goods are value and all contracts Services not normally available ≥ USD 3 million. from within China, the method of procurement will be ICB even if the contract value is less than USD 3 million. <500K Shopping None NA Direct contracting All contracts >= USD 200k. Remarks: ICB –International Competitive Bidding NCB –National Competitive Bidding DC – Direct Contracting NA – Not Applicable 2. Prequalification. Bidders for _______shall be prequalified in accordance with the provisions of paragraphs 2.9 and 2.10 of the Guidelines: Not applicable. 3. Proposed Procedures for CDD Components (as per paragraph. 3.19 of the Guidelines: Not applicable. 4. Reference to (if any) Project Implementation Manual (PIM): The National Implementing Agency has prepared a project implementation manual including a procurement management manual for the project, which has been reviewed by the Bank. 4. Any Other Special Procurement Arrangements: (i) Goods, works and non- consulting services under Component 1 (the proposed PBF scheme) shall be procured in accordance with procedures and arrangements acceptable to the Bank, including those set out in the Project Implementation Manual, i.e. the mills shall procure goods, works and non-consulting services by comparing quotations, performance and quality from different vendors in the market with due attention to economy and efficiency; (ii) Retroactive financing and advance contracting may be used under this project. The proposed retroactive financing is subject to the payments being made within 12 months of the signing date of the legal agreement. The amount of retroactive financing shall be less than 20% of the total grant amount. III. Selection of Consultants 1. Prior Review Threshold and Selection Method: Selection decisions subject to Prior Review by Bank as stated in Appendix 1 to the Guidelines Selection and Employment of Consultants: Selection Method and Prior Review Threshold for Consultants Procured by Implementing Agency Expenditure Contract Value Procurement Method Bank Prior Review Category (US$) >= 300K QCBS, QBS Firms: First contract for each selection method and all contracts < 300K QCBS, QBS, CQS >=USD 1 million; N/A SSS Firms: All SSS contracts >= USD Consultants 100 K; N/A IC Individual Consultant: Only in Exceptional Cases; SSS for individual consultant: >=USD 50K Notes: QCBS: Quality- and Cost-Based CQS: Selection Based on the Consultants’ Selection Qualifications QBS: Quality-Based Selection SSS: Single Source Selection IC: Individual Consultant selection procedure NA: Not Applicable 2. Short list comprising entirely of national consultants: Short list of consultants for services, estimated to cost less than US$500K equivalent per contract, may comprise entirely of national consultants in accordance with the provisions of paragraph 2.7 of the Consultant Guidelines. 3. Any Other Special Selection Arrangements: NA. 4. Consultancy Assignments with Selection Methods and Time Schedule PROCUREMENT China : Dioxins Reduction from the Pulp and Paper Industry PLAN General Information Country: China Bank’s Approval Date of the Original Procurement Plan: 2016-07-18 2018-11-23 Revised Plan Date(s): (comma delineated, leave blank if none) Project ID: P125528 GPN Date: Project Name: Dioxins Reduction from the Pulp and Paper Industry Loan / Credit No: TF / 11898 Executing Agency(ies): Foreign Economic Cooperation Office, Ministry of Environmental Protection WORKS Bid Evaluation Activity Reference No. / Draft Bidding Loan / Credit Market Procurement Prequalification Actual Amount Process Draft Pre-qualification Prequalification Specific Procurement Bidding Documents Proposal Submission / Report and Description Component Review Type Method Document / Signed Contract Contract Completion No. Approach Process (Y/N) (US$) Status Documents Evaluation Report Notice / Invitation as Issued Opening / Minutes Recommendation for Justification Award Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual GOODS Bid Evaluation Activity Reference No. / Draft Bidding Loan / Credit Market Procurement Prequalification Actual Amount Process Draft Pre-qualification Prequalification Specific Procurement Bidding Documents Proposal Submission / Report and Description Component Review Type Method Document / Signed Contract Contract Completion No. Approach Process (Y/N) (US$) Status Documents Evaluation Report Notice / Invitation as Issued Opening / Minutes Recommendation for Justification Award Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual GS-1 / Procurement of Single Stage - One Rapid Test Kit and Lab TF / 11898 Prior Request for Bids Open - National 294,120.53 Signed Envelope Materials GS-7 / public awareness Pending Request for Single Stage - One raising posters and TF / 11898 Post Open - National 0.00 Implementati 2016-09-05 2016-10-31 2017-04-30 Quotations Envelope brochures on Pending GS-8 / Public outreach Request for Single Stage - One TF / 11898 Post Open - National 0.00 Implementati 2016-09-05 2016-10-31 2017-04-29 materials Quotations Envelope on GS-9 / Procurement of rapid test kit, key Single Stage - One TF / 11898 Post Request for Bids Open - National 0.00 Canceled 2016-12-31 2017-01-05 2017-02-16 2017-03-18 2017-04-22 2018-04-21 equipment and materials Envelope for new added labs GS-9-1 / Procurement of Under rapid test kit, key Single Stage - One TF / 11898 Post Request for Bids Open - National 0.00 Implementati 2018-01-03 2018-01-08 2018-02-19 2018-03-21 2018-04-25 2018-10-22 equipment and materials Envelope on for new added labs NON CONSULTING SERVICES Bid Evaluation Activity Reference No. / Draft Bidding Loan / Credit Market Procurement Prequalification Actual Amount Process Draft Pre-qualification Prequalification Specific Procurement Bidding Documents Proposal Submission / Report and Description Component Review Type Method Document / Signed Contract Contract Completion No. Approach Process (Y/N) (US$) Status Documents Evaluation Report Notice / Invitation as Issued Opening / Minutes Recommendation for Justification Award Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual GS-10 / publishing a Under treatise on control Request for Single Stage - One TF / 11898 Post Limited 16,287.47 Implementati 2017-11-25 2018-01-20 2018-06-19 technology of dioxin pollution Quotations Envelope on in pulp and paper industry CONSULTING FIRMS Page 1 Activity Reference No. / Combined Evaluation Loan / Credit Market Contract Type Actual Amount Expression of Interest Short List and Draft Request for Proposals Opening of Technical Evaluation of Description Component Review Type Method Process Status Terms of Reference Report and Draft Signed Contract Contract Completion No. Approach (US$) Notice Request for Proposals as Issued Proposals / Minutes Technical Proposal Negotiated Contract Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual CS-23 / Investigation on Consultant Existing BAT/BEP Open - TF / 11898 Prior Qualification 240,835.43 Signed 2014-04-23 2014-07-22 2014-08-21 2014-10-20 2015-10-15 (ECF/TCF) Innovated Pulp International Selection Mills CS 27-1 / BAT/BEP Consultant Under Knowledge dissemination in TF / 11898 Post Qualification Open - National 0.00 2016-09-30 2016-10-21 2016-12-04 2017-01-03 2017-02-07 2017-12-06 Implementation Sichuan Province Selection CS 27-4 / BAT/BEP Consultant Under Knowledge dissemination in TF / 11898 Post Qualification Open - National 0.00 2016-09-30 2016-10-21 2016-12-04 2017-01-03 2017-02-07 2017-12-06 Implementation Henan Province Selection CS 28-1 / Development of Consultant Under design manual for bagasse TF / 11898 Post Qualification Open - National 0.00 2016-10-30 2016-11-20 2017-01-03 2017-02-02 2017-03-09 2018-03-08 Implementation pulp making Selection CS 28-2 / Development for Consultant Under design manual for bamboo TF / 11898 Post Qualification Open - National 0.00 2016-10-30 2016-11-20 2017-01-03 2017-02-02 2017-03-09 2018-03-08 Implementation pulp making Selection CS 28-4 / Development for Consultant Under design manual for reed TF / 11898 Post Qualification Open - National 0.00 2016-10-30 2016-11-20 2017-01-03 2017-02-02 2017-03-09 2018-03-08 Implementation pulp making Selection CS 29-2 / Design of Consultant BAT/BEP technical Pending TF / 11898 Post Qualification Open - National 0.00 2016-12-31 2017-01-21 2017-03-06 2017-04-05 2017-05-10 2018-05-09 renovation for selected mill Implementation Selection #2 CS 29-3 / Design of Consultant BAT/BEP technical Pending TF / 11898 Post Qualification Open - National 0.00 2016-12-31 2017-01-21 2017-03-06 2017-04-05 2017-05-10 2018-05-09 renovation for selected mill Implementation Selection #3 CS 29-4 / Design of Consultant BAT/BEP technical Pending TF / 11898 Post Qualification Open - National 0.00 2016-12-31 2017-01-21 2017-03-06 2017-04-05 2017-05-10 2018-05-09 renovation for selected mill Implementation Selection #4 CS 28-3 / Development for Consultant the designing manual for Under TF / 11898 Post Qualification Open - National 0.00 2016-10-30 2016-11-20 2017-01-03 2017-02-02 2017-03-09 2017-09-05 straw pulp production and Implementation Selection bleaching line CS-26 / Development of training materials and Consultant Under program for sector BAT & TF / 11898 Post Qualification Open - National 0.00 2016-09-30 2016-10-21 2016-12-04 2017-01-03 2017-02-07 2017-08-06 Implementation BEP promotion for mills and Selection design institutes CS-30 / Production and Consultant dissemination of feature Pending TF / 11898 Post Qualification Open - National 0.00 2016-09-30 2016-10-21 2016-12-04 2017-01-03 2017-02-07 2017-08-06 documentary on sectoral Implementation Selection BAT & BEP promotion Consultant CS-32 / Dioxins baseline Pending TF / 11898 Post Qualification Open - National 0.00 2017-02-28 2017-03-21 2017-05-04 2017-06-03 2017-07-08 2018-01-04 monitoring for new mills Implementation Selection CS-9 / Develop website for Consultant Pending publication of project TF / 11898 Post Qualification Open - National 0.00 2017-04-30 2017-05-21 2017-07-04 2017-08-03 2017-09-07 2018-03-06 Implementation information Selection Page 2 CS 29-1 / Investment Consultant design development for mill Pending TF / 11898 Post Qualification Open - National 0.00 2016-12-31 2017-01-21 2017-03-06 2017-04-05 2017-05-10 2017-11-06 1# which haven't carry out Implementation Selection BAT/BEP renovation CS-25 / screening of pulp Consultant Under and paper mills for BAt & TF / 11898 Post Qualification Open - National 0.00 2016-08-12 2016-09-02 2016-10-16 2016-11-15 2016-12-20 2017-03-31 Implementation BEP investment promotion Selection CS 27-3 / BAT/BEP Consultant Knowledge dissemination in TF / 11898 Post Qualification Open - National 0.00 Canceled 2016-09-30 2016-10-21 2016-12-04 2017-01-03 2017-02-07 2017-12-06 Guangxi Province Selection CS-31 / Additional training Consultant and verification for rapid TF / 11898 Post Qualification Open - National 0.00 Canceled 2016-12-31 2017-01-21 2017-03-06 2017-04-05 2017-05-10 2018-05-09 monitoring Selection CS-27-3-1 / The Pulp and Paper Industry BAT / BEP Promotion and Consultant Under Environmental Management TF / 11898 Post Qualification Open - National 0.00 2017-09-29 2017-10-20 2017-12-03 2018-01-02 2018-02-06 2018-05-07 Implementation Capacity Enhancement in Selection Guangxi Zhuang Autonomous Region CS 27-2 / BAT/BEP Consultant Knowledge dissemination in TF / 11898 Post Qualification Open - National 0.00 Canceled 2016-09-30 2016-10-21 2016-12-04 2017-01-03 2017-02-07 2017-08-06 Hunan Province Selection CS-27-2-1 / The Pulp and Paper Industry BAT / BEP Consultant Promotion and Under TF / 11898 Post Qualification Open - National 0.00 2017-11-17 2017-12-08 2018-01-21 2018-02-04 2018-03-11 2018-06-30 Environmental Management Implementation Selection Capacity Enhancement in Hunan province CS-33 / Additional Consultant Under Monitoring Work for the TF / 11898 Post Qualification Open - National 0.00 2018-05-11 2018-06-01 2018-07-15 2018-08-14 2018-09-18 2019-03-17 Implementation Demonstration Mills Selection INDIVIDUAL CONSULTANTS Page 3