China: GEF Dioxins Reductions from the Pulp and Paper Industry

                         (P125528) Procurement Plan

                                  July 18, 2016


I. General

1. Bank’s approval Date of the procurement Plan [Original: December 26, 2011;
   Revision 1: March 8, 2012; Revision 2: November 28, 2012; Revision 3:
     December 24, 2013; Revision 4: April 9, 2015; Revision 5: Jun 3, 2015;

     Revision 6: April 12, 2016;Revision 7: July 18, 2016]


2.    Date of General Procurement Notice:      [Original: January 4, 2012; Revision
     1: October 10, 2014]

3. Period covered by this procurement plan: 2012-2017

II. Goods, Works and Non-Consulting Services

1. Prior Review Threshold: Procurement Decisions subject to Prior Review by the
   Bank as stated in Appendix 1 to the Guidelines for Procurement:

                   Procurement Methods and Prior Review Thresholds for
                         Goods Procured by Implementing Agency


                    Contract
       Type          Value        Procurement Method         Prior Review Threshold
                     (US$)

                   ≥10         ICB                           All
                   million
 Goods/IT
 Systems and       <10         NCB                           First NCB goods
 Non-              million                                   contracts irrespective of
 Consulting                    Remarks: Where goods are      value and all contracts
 Services                      not normally available        ≥ USD 3 million.
                               from within China, the
                               method of procurement
                                will be ICB even if the
                                contract value is less than
                                USD 3 million.

                  <500K         Shopping                      None

                  NA            Direct contracting            All contracts >= USD
                                                              200k.

 Remarks:               ICB –International Competitive Bidding
                        NCB –National Competitive Bidding
                        DC – Direct Contracting
                        NA – Not Applicable


2. Prequalification. Bidders for _______shall be prequalified in accordance with the
provisions of paragraphs 2.9 and 2.10 of the Guidelines: Not applicable.

3. Proposed Procedures for CDD Components (as per paragraph. 3.19 of the
Guidelines: Not applicable.

4. Reference to (if any) Project Implementation Manual (PIM): The National
Implementing Agency has prepared a project implementation manual including a
procurement management manual for the project, which has been reviewed by the
Bank.

4. Any Other Special Procurement Arrangements: (i) Goods, works and non-
   consulting services under Component 1 (the proposed PBF scheme) shall be
   procured in accordance with procedures and arrangements acceptable to the Bank,
   including those set out in the Project Implementation Manual, i.e. the mills shall
   procure goods, works and non-consulting services by comparing quotations,
   performance and quality from different vendors in the market with due attention to
   economy and efficiency; (ii) Retroactive financing and advance contracting may
   be used under this project. The proposed retroactive financing is subject to the
   payments being made within 12 months of the signing date of the legal agreement.
   The amount of retroactive financing shall be less than 20% of the total grant
   amount.


III. Selection of Consultants

1. Prior Review Threshold and Selection Method: Selection decisions subject to
   Prior Review by Bank as stated in Appendix 1 to the Guidelines Selection and
   Employment of Consultants:
                           Selection Method and Prior Review Threshold for
                            Consultants Procured by Implementing Agency

 Expenditure       Contract Value
                                           Procurement Method      Bank Prior Review
 Category          (US$)

                   >= 300K                 QCBS, QBS               Firms: First contract for each
                                                                   selection method and all contracts
                   < 300K                  QCBS, QBS, CQS
                                                                   >=USD 1 million;
                   N/A                     SSS                     Firms: All SSS contracts >=      USD
 Consultants                                                       100 K;
                   N/A                     IC
                                                                   Individual Consultant: Only in
                                                                   Exceptional Cases;
                                                                   SSS for individual consultant:
                                                                   >=USD 50K

 Notes:     QCBS: Quality- and Cost-Based           CQS: Selection Based on the Consultants’
                     Selection                                Qualifications
            QBS: Quality-Based Selection            SSS: Single Source Selection
                                                    IC: Individual Consultant selection procedure
                                                    NA: Not Applicable

2. Short list comprising entirely of national consultants: Short list of consultants
   for services, estimated to cost less than US$500K equivalent per contract, may
   comprise entirely of national consultants in accordance with the provisions of
   paragraph 2.7 of the Consultant Guidelines.

3. Any Other Special Selection Arrangements: NA.

4. Consultancy Assignments with Selection Methods and Time Schedule
PROCUREMENT
                                 China : Dioxins Reduction from the Pulp and Paper Industry
PLAN
General Information
Country:                         China                            Bank’s Approval Date of the Original Procurement Plan:                    2016-07-18
                                                                                                                             2018-11-23
                                                                  Revised Plan Date(s): (comma delineated, leave blank if none)
Project ID:                      P125528                          GPN Date:
Project Name:                    Dioxins Reduction from the Pulp and Paper Industry
Loan / Credit No:                TF / 11898
Executing Agency(ies): Foreign Economic Cooperation Office, Ministry of Environmental Protection



WORKS
                                                                                                                                                                                                                                                                                                                                         Bid Evaluation
Activity Reference No. /                                                                                                                                                                                                                         Draft Bidding
                                 Loan / Credit                                                            Market         Procurement        Prequalification Actual Amount          Process   Draft Pre-qualification     Prequalification                         Specific Procurement   Bidding Documents   Proposal Submission /        Report and
        Description                                Component        Review Type       Method                                                                                                                                                      Document /                                                                                                  Signed Contract     Contract Completion
                                       No.                                                               Approach           Process             (Y/N)           (US$)               Status         Documents             Evaluation Report                          Notice / Invitation       as Issued        Opening / Minutes      Recommendation for
                                                                                                                                                                                                                                                 Justification
                                                                                                                                                                                                                                                                                                                                              Award
                                                                                                                                                                                               Planned      Actual       Planned    Actual   Planned      Actual   Planned      Actual    Planned    Actual    Planned     Actual     Planned      Actual   Planned      Actual   Planned      Actual




GOODS
                                                                                                                                                                                                                                                                                                                                         Bid Evaluation
Activity Reference No. /                                                                                                                                                                                                                         Draft Bidding
                                 Loan / Credit                                                            Market         Procurement        Prequalification Actual Amount          Process   Draft Pre-qualification     Prequalification                         Specific Procurement   Bidding Documents   Proposal Submission /        Report and
        Description                                Component        Review Type       Method                                                                                                                                                      Document /                                                                                                  Signed Contract     Contract Completion
                                       No.                                                               Approach           Process             (Y/N)           (US$)               Status         Documents             Evaluation Report                          Notice / Invitation       as Issued        Opening / Minutes      Recommendation for
                                                                                                                                                                                                                                                 Justification
                                                                                                                                                                                                                                                                                                                                              Award
                                                                                                                                                                                               Planned      Actual       Planned    Actual   Planned      Actual   Planned      Actual    Planned    Actual    Planned     Actual     Planned      Actual   Planned      Actual   Planned      Actual


 GS-1 / Procurement of
                                                                                                                       Single Stage - One
Rapid Test Kit and Lab           TF / 11898                       Prior           Request for Bids   Open - National                                             294,120.53    Signed
                                                                                                                       Envelope
Materials




 GS-7 / public awareness                                                                                                                                                       Pending
                                                                                  Request for                          Single Stage - One
raising posters and              TF / 11898                       Post                               Open - National                                                    0.00   Implementati                                                                        2016-09-05                                                                               2016-10-31            2017-04-30
                                                                                  Quotations                           Envelope
brochures                                                                                                                                                                      on




                                                                                                                                                                               Pending
 GS-8 / Public outreach                                                           Request for                          Single Stage - One
                                 TF / 11898                       Post                               Open - National                                                    0.00   Implementati                                                                        2016-09-05                                                                               2016-10-31            2017-04-29
materials                                                                         Quotations                           Envelope
                                                                                                                                                                               on




 GS-9 / Procurement of
rapid test kit, key                                                                                                    Single Stage - One
                                 TF / 11898                       Post            Request for Bids   Open - National                                                    0.00   Canceled                                                      2016-12-31            2017-01-05                                 2017-02-16              2017-03-18            2017-04-22            2018-04-21
equipment and materials                                                                                                Envelope
for new added labs




 GS-9-1 / Procurement of
                                                                                                                                                                               Under
rapid test kit, key                                                                                                    Single Stage - One
                                 TF / 11898                       Post            Request for Bids   Open - National                                                    0.00   Implementati                                                  2018-01-03            2018-01-08                                 2018-02-19              2018-03-21            2018-04-25            2018-10-22
equipment and materials                                                                                                Envelope
                                                                                                                                                                               on
for new added labs




NON CONSULTING SERVICES
                                                                                                                                                                                                                                                                                                                                         Bid Evaluation
Activity Reference No. /                                                                                                                                                                                                                         Draft Bidding
                                 Loan / Credit                                                            Market         Procurement        Prequalification Actual Amount          Process   Draft Pre-qualification     Prequalification                         Specific Procurement   Bidding Documents   Proposal Submission /        Report and
        Description                                Component        Review Type       Method                                                                                                                                                      Document /                                                                                                  Signed Contract     Contract Completion
                                       No.                                                               Approach           Process             (Y/N)           (US$)               Status         Documents             Evaluation Report                          Notice / Invitation       as Issued        Opening / Minutes      Recommendation for
                                                                                                                                                                                                                                                 Justification
                                                                                                                                                                                                                                                                                                                                              Award
                                                                                                                                                                                               Planned      Actual       Planned    Actual   Planned      Actual   Planned      Actual    Planned    Actual    Planned     Actual     Planned      Actual   Planned      Actual   Planned      Actual



 GS-10 / publishing a
                                                                                                                                                                               Under
treatise on   control                                                             Request for                          Single Stage - One
                                 TF / 11898                       Post                               Limited                                                      16,287.47    Implementati                                                                        2017-11-25                                                                               2018-01-20            2018-06-19
technology of dioxin pollution                                                    Quotations                           Envelope
                                                                                                                                                                               on
in pulp and paper industry




CONSULTING FIRMS




                                                                                                                                                                                                                Page 1
Activity Reference No. /                                                                                                                                                                                                                                                                              Combined Evaluation
                               Loan / Credit                                                    Market       Contract Type   Actual Amount                                             Expression of Interest Short List and Draft Request for Proposals Opening of Technical       Evaluation of
        Description                            Component     Review Type        Method                                                          Process Status   Terms of Reference                                                                                                                    Report and Draft       Signed Contract     Contract Completion
                                     No.                                                       Approach                          (US$)                                                         Notice          Request for Proposals       as Issued       Proposals / Minutes   Technical Proposal
                                                                                                                                                                                                                                                                                                      Negotiated Contract
                                                                                                                                                                 Planned      Actual    Planned       Actual    Planned     Actual     Planned    Actual   Planned     Actual    Planned    Actual    Planned      Actual   Planned      Actual   Planned      Actual


 CS-23 / Investigation on
                                                                           Consultant
Existing BAT/BEP                                                                           Open -
                               TF / 11898                  Prior           Qualification                                          240,835.43    Signed                                 2014-04-23              2014-07-22                                                                             2014-08-21            2014-10-20            2015-10-15
(ECF/TCF) Innovated Pulp                                                                   International
                                                                           Selection
Mills




 CS 27-1 / BAT/BEP                                                         Consultant
                                                                                                                                                Under
Knowledge dissemination in     TF / 11898                  Post            Qualification   Open - National                               0.00                    2016-09-30            2016-10-21              2016-12-04                                                                             2017-01-03            2017-02-07            2017-12-06
                                                                                                                                                Implementation
Sichuan Province                                                           Selection




 CS 27-4 / BAT/BEP                                                         Consultant
                                                                                                                                                Under
Knowledge dissemination in     TF / 11898                  Post            Qualification   Open - National                               0.00                    2016-09-30            2016-10-21              2016-12-04                                                                             2017-01-03            2017-02-07            2017-12-06
                                                                                                                                                Implementation
Henan Province                                                             Selection




 CS 28-1 / Development of                                                  Consultant
                                                                                                                                                Under
design manual for    bagasse   TF / 11898                  Post            Qualification   Open - National                               0.00                    2016-10-30            2016-11-20              2017-01-03                                                                             2017-02-02            2017-03-09            2018-03-08
                                                                                                                                                Implementation
pulp making                                                                Selection




 CS 28-2 / Development for                                                 Consultant
                                                                                                                                                Under
design manual for    bamboo    TF / 11898                  Post            Qualification   Open - National                               0.00                    2016-10-30            2016-11-20              2017-01-03                                                                             2017-02-02            2017-03-09            2018-03-08
                                                                                                                                                Implementation
pulp making                                                                Selection




 CS 28-4 / Development for                                                 Consultant
                                                                                                                                                Under
design manual for    reed      TF / 11898                  Post            Qualification   Open - National                               0.00                    2016-10-30            2016-11-20              2017-01-03                                                                             2017-02-02            2017-03-09            2018-03-08
                                                                                                                                                Implementation
pulp making                                                                Selection




 CS 29-2 / Design of
                                                                           Consultant
BAT/BEP technical                                                                                                                               Pending
                               TF / 11898                  Post            Qualification   Open - National                               0.00                    2016-12-31            2017-01-21              2017-03-06                                                                             2017-04-05            2017-05-10            2018-05-09
renovation for selected mill                                                                                                                    Implementation
                                                                           Selection
#2




 CS 29-3 / Design of
                                                                           Consultant
BAT/BEP technical                                                                                                                               Pending
                               TF / 11898                  Post            Qualification   Open - National                               0.00                    2016-12-31            2017-01-21              2017-03-06                                                                             2017-04-05            2017-05-10            2018-05-09
renovation for selected mill                                                                                                                    Implementation
                                                                           Selection
#3




 CS 29-4 / Design of
                                                                           Consultant
BAT/BEP technical                                                                                                                               Pending
                               TF / 11898                  Post            Qualification   Open - National                               0.00                    2016-12-31            2017-01-21              2017-03-06                                                                             2017-04-05            2017-05-10            2018-05-09
renovation for selected mill                                                                                                                    Implementation
                                                                           Selection
#4




 CS 28-3 / Development for
                                                                           Consultant
the designing manual for                                                                                                                        Under
                               TF / 11898                  Post            Qualification   Open - National                               0.00                    2016-10-30            2016-11-20              2017-01-03                                                                             2017-02-02            2017-03-09            2017-09-05
straw pulp production and                                                                                                                       Implementation
                                                                           Selection
bleaching line




 CS-26 / Development of
training materials and                                                     Consultant
                                                                                                                                                Under
program for sector BAT &       TF / 11898                  Post            Qualification   Open - National                               0.00                    2016-09-30            2016-10-21              2016-12-04                                                                             2017-01-03            2017-02-07            2017-08-06
                                                                                                                                                Implementation
BEP promotion for mills and                                                Selection
design institutes




 CS-30 / Production and
                                                                           Consultant
dissemination of feature                                                                                                                        Pending
                               TF / 11898                  Post            Qualification   Open - National                               0.00                    2016-09-30            2016-10-21              2016-12-04                                                                             2017-01-03            2017-02-07            2017-08-06
documentary on sectoral                                                                                                                         Implementation
                                                                           Selection
BAT & BEP promotion




                                                                           Consultant
 CS-32 / Dioxins baseline                                                                                                                       Pending
                               TF / 11898                  Post            Qualification   Open - National                               0.00                    2017-02-28            2017-03-21              2017-05-04                                                                             2017-06-03            2017-07-08            2018-01-04
monitoring for new mills                                                                                                                        Implementation
                                                                           Selection




 CS-9 / Develop website for                                                Consultant
                                                                                                                                                Pending
publication of project         TF / 11898                  Post            Qualification   Open - National                               0.00                    2017-04-30            2017-05-21              2017-07-04                                                                             2017-08-03            2017-09-07            2018-03-06
                                                                                                                                                Implementation
information                                                                Selection




                                                                                                                                                                                             Page 2
 CS 29-1 / Investment
                                                   Consultant
design development for mill                                                                 Pending
                               TF / 11898   Post   Qualification   Open - National   0.00                    2016-12-31   2017-01-21     2017-03-06   2017-04-05   2017-05-10   2017-11-06
1# which haven't carry out                                                                  Implementation
                                                   Selection
BAT/BEP renovation




 CS-25 / screening of pulp                         Consultant
                                                                                            Under
and paper mills for BAt &      TF / 11898   Post   Qualification   Open - National   0.00                    2016-08-12   2016-09-02     2016-10-16   2016-11-15   2016-12-20   2017-03-31
                                                                                            Implementation
BEP investment promotion                           Selection




 CS 27-3 / BAT/BEP                                 Consultant
Knowledge dissemination in     TF / 11898   Post   Qualification   Open - National   0.00   Canceled         2016-09-30   2016-10-21     2016-12-04   2017-01-03   2017-02-07   2017-12-06
Guangxi Province                                   Selection




 CS-31 / Additional training                       Consultant
and verification   for rapid   TF / 11898   Post   Qualification   Open - National   0.00   Canceled         2016-12-31   2017-01-21     2017-03-06   2017-04-05   2017-05-10   2018-05-09
monitoring                                         Selection




 CS-27-3-1 / The Pulp and
Paper Industry BAT / BEP
Promotion and                                      Consultant
                                                                                            Under
Environmental Management       TF / 11898   Post   Qualification   Open - National   0.00                    2017-09-29   2017-10-20     2017-12-03   2018-01-02   2018-02-06   2018-05-07
                                                                                            Implementation
Capacity Enhancement in                            Selection
Guangxi Zhuang Autonomous
Region




 CS 27-2 / BAT/BEP                                 Consultant
Knowledge dissemination in     TF / 11898   Post   Qualification   Open - National   0.00   Canceled         2016-09-30   2016-10-21     2016-12-04   2017-01-03   2017-02-07   2017-08-06
Hunan Province                                     Selection




 CS-27-2-1 / The Pulp and
Paper Industry BAT / BEP
                                                   Consultant
Promotion and                                                                               Under
                               TF / 11898   Post   Qualification   Open - National   0.00                    2017-11-17   2017-12-08     2018-01-21   2018-02-04   2018-03-11   2018-06-30
Environmental Management                                                                    Implementation
                                                   Selection
Capacity Enhancement      in
Hunan province




 CS-33 / Additional                                Consultant
                                                                                            Under
Monitoring Work for the        TF / 11898   Post   Qualification   Open - National   0.00                    2018-05-11   2018-06-01     2018-07-15   2018-08-14   2018-09-18   2019-03-17
                                                                                            Implementation
Demonstration Mills                                Selection




INDIVIDUAL CONSULTANTS




                                                                                                                                Page 3