PROCUREMENT PLAN (Textual Part) Project information: Ecuador Access to Finance for Productive Purpose for MSMEs P-172899 Project Implementation agency: National Financial Corporation Date of the Procurement Plan: May 8, 2020 Period covered by this Procurement Plan: May 8, 2020 – November 8, 2021 Preamble In accordance with paragraph 5.9 of the “World Bank Procurement Regulations for IPF Borrowers” (July 2016) (“Procurement Regulations”) the Bank’s Systematic Tracking and Exchanges in Procurement (STEP) system will be used to prepare, clear and update Procurement Plans and conduct all procurement transactions for the Project. This textual part along with the Procurement Plan tables in STEP constitute the Procurement Plan for the Project. The following conditions apply to all procurement activities in the Procurement Plan. The other elements of the Procurement Plan as required under paragraph 4.4 of the Procurement Regulations are set forth in STEP. The Bank’s Standard Procurement Documents: shall be used for all contracts subject to international competitive procurement and those contracts as specified in the Procurement Plan tables in STEP. National Procurement Arrangements: In accordance with paragraph 5.3 of the Procurement Regulations, when approaching the national market (as specified in the Procurement Plan tables in STEP), the country’s own procurement procedures may be used. When the Borrower uses its own national open competitive procurement arrangements as set forth in the Organic Law of the National System of Public Procurement, such arrangements shall be subject to paragraph 5.4 of the Procurement Regulations. When other national procurement arrangements other than national open competitive procurement arrangements are applied by the Borrower, such arrangements shall be subject to paragraph 5.5 of the Procurement Regulations. Leased Assets as specified under paragraph 5.10 of the Procurement Regulations: Leasing may be used for those contracts identified in the Procurement Plan tables. Not Applicable Procurement of Second Hand Goods as specified under paragraph 5.11 of the Procurement Regulations – is allowed for those contracts identified in the Procurement Plan tables. Not Applicable Domestic preference as specified under paragraph 5.51 of the Procurement Regulations (Goods and Works). Goods: is not applicable; Works: is not applicable Other Relevant Procurement Information. Procurement Plan. In accordance with paragraph 5.9 of the Procurement Regulations, the Bank’s Systematic Tracking and Exchanges in Procurement (STEP) system will be used to prepare, clear and update Procurement Plans and conduct all procurement transactions for the Project. A Procurement Plan covering the first 18 months of the project implementation was prepared by the Borrower in accordance with the results provided by the PPSD and will be agreed with the World Bank as part of the Negotiations. A summary of PPSD, including recommended procurement approach for higher risk/value contracts. Consulting services to be financed under the Project will be focused on CFN’s assessments of financial viability, current strategy and business plan, designs and implementation of M&E, and environmental and social standards, external auditing, among other services. Goods to be financed under this Project will include IT equipment, software, office furniture, etc. Non-consulting services to be financed under this Project would include surveys, communication campaigns, etc. PROCUREMENT Ecuador : Promoting Access to Finance for Productive Purposes for MSMEs PLAN General Information Country: Ecuador 2020-12-23 Bank’s Approval Date of the Original Procurement Plan: 2022-09-23 Revised Plan Date(s): (comma delineated, leave blank if none) Project ID: P172899 GPN Date: 2020-12-08 Project Name: Promoting Access to Finance for Productive Purposes for MSMEs Loan / Credit No: IBRD / 91310 National Finance Corporation Executing Agency(ies): WORKS Activity Reference No. / Estimated Actual Am Bid Evaluation Report Loan / Credit N Market Approac Procurement Pro Prequalification High SEA/SH R Procurement D Process St Draft Pre-qualification Prequalification Evalu Draft Bidding Docum Specific Procurement Bidding Documents a Proposal Submission / Contract Complet Description Component Review Type Method Amount (U ount (US$ and Recommendation Signed Contract o. h cess (Y/N) isk ocument Type atus Documents ation Report ent / Justification Notice / Invitation s Issued Opening / Minutes ion S$) ) for Award Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned GOODS Activity Reference No. / Bid Evaluation Report Loan / Credit N Market Approac Procurement Pro Prequalification Estimated Am Actual Amount Process St Draft Pre-qualification Prequalification Evalu Draft Bidding Docum Specific Procurement Bidding Documents a Proposal Submission / Description Component Review Type Method and Recommendation Signed Contract Contract Completion o. h cess (Y/N) ount (US$) (US$) atus Documents ation Report ent / Justification Notice / Invitation s Issued Opening / Minutes for Award Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual EC-NFC-211471-GO-RFQ / Ad Solicitud de cotiza Single Stage - One E IBRD / 91310 Project Management Posterior Limited 10,000.00 0.00 Cancelado 2020-12-28 2021-02-22 2021-08-21 quisición de equipos de oficin ciones nvelope a NON CONSULTING SERVICES Activity Reference No. / Bid Evaluation Report Loan / Credit N Market Approac Procurement Pro Prequalification Estimated Am Actual Amount Process St Draft Pre-qualification Prequalification Evalu Draft Bidding Docum Specific Procurement Bidding Documents a Proposal Submission / Description Component Review Type Method and Recommendation Signed Contract Contract Completion o. h cess (Y/N) ount (US$) (US$) atus Documents ation Report ent / Justification Notice / Invitation s Issued Opening / Minutes for Award Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual CONSULTING FIRMS Activity Reference No. / Combined Evaluation Loan / Credit N Market Approac Contract Type Estimated Amo Actual Amount Expression of Interest Short List and Draft R Request for Proposals Opening of Technical Evaluation of Technic Description Component Review Type Method Process Status Terms of Reference Report and Draft Neg Signed Contract Contract Completion o. h unt (US$) (US$) Notice equest for Proposals as Issued Proposals / Minutes al Proposal otiated Contract Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual EC-NFC-248027-CS-CQS / Di seño e Implementación de m Strengthening the Institution Selección basada Open - Internationa IBRD / 91310 Posterior 150,000.00 0.00 Cancelado 2021-08-27 2021-09-17 2021-10-31 2021-11-28 2021-12-28 2022-01-27 2022-03-03 2023-03-03 ejoras para el fortalecimiento al Capacity of CFN en calidad l del gobierno corporativo de CFN B.P. EC-NFC-275683-CS-CQS / Va Selección basada Strengthening the Institution loración Financiera de los Act IBRD / 91310 Posterior en calificaciones d Open - National 500,000.00 324,800.00 Finalizado 2022-02-02 2022-02-02 2022-02-03 2022-02-18 2022-02-19 2022-02-17 2022-02-26 2022-02-24 2022-03-04 2022-03-07 2022-06-05 2022-06-07 al Capacity of CFN ivos de Riesgo de BANECUAD e consultores OR B.P. EC-NFC-296231-CS-CQS / As Selección basada esoría jurídica especializada IBRD / 91310 Project Management Posterior en calificaciones d Open - National 250,000.00 0.00 En ejecución 2022-05-31 2022-05-24 2022-06-14 2022-06-06 2022-06-17 2022-06-24 2022-07-17 2022-07-20 2023-07-20 para el Proyecto de Acceso a e consultores Financiamiento Productivo p ara MIPYMES EC-NFC-302445-CS-CQS / Im Selección basada Strengthening the Institution plementación de Gobierno de IBRD / 91310 Posterior en calificaciones d Open - National 100,000.00 0.00 En ejecución 2022-06-30 2022-07-05 2022-07-04 2022-07-26 2022-07-22 2022-07-25 2022-08-05 2022-12-06 al Capacity of CFN Proyectos e consultores EC-NFC-305610-CS-CQS / Di Selección basada Strengthening the Institution seño e Implementación del B IBRD / 91310 Posterior en calificaciones d Open - National 300,000.00 0.00 En ejecución 2022-07-26 2022-07-25 2022-07-31 2022-08-15 2022-08-17 2022-08-26 2022-09-16 2022-12-19 al Capacity of CFN uen Gobierno Corporativo e consultores EC-NFC-307885-CS-CQS / Sis Development and Improvem Selección basada tema de Administración Integ IBRD / 91310 ent of Financial Products to Posterior en calificaciones d Open - National 400,000.00 0.00 En ejecución 2022-08-08 2022-08-10 2022-08-26 2022-08-15 2022-09-16 2022-09-30 2022-10-21 2023-04-19 ral de Riesgos para el FNG Promote Access to Finance f e consultores or MSMEs EC-NFC-316631-CS-CQS / Au Selección basada ditoría de Estados Financiero IBRD / 91310 Project Management Posterior en calificaciones d Open - National 90,000.00 0.00 En ejecución 2022-09-20 2022-09-01 2022-10-05 2022-10-28 2022-11-04 2022-11-30 2024-04-30 s de Propósito Especial 2022- e consultores 2023 INDIVIDUAL CONSULTANTS Activity Reference No. / Loan / Credit N Market Approac Contract Type Estimated Amo Actual Amount Invitation to Identifie Draft Negotiated Cont Description Component Review Type Method Process Status Terms of Reference Signed Contract Contract Completion o. h unt (US$) (US$) d/Selected Consultant ract Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual EC-NFC-254729-CS-CDS / Ev aluación financiera de la CFN Strengthening the Institution Selección directa IBRD / 91310 Posterior Direct 250,000.00 336,755.00 Finalizado 2021-09-24 2021-09-24 2021-09-27 2021-09-28 2021-10-04 2021-10-20 2022-01-02 2022-03-06 B.P. para determinar el Valor al Capacity of CFN de consultores Presente Neto de sus activos. EC-NFC-255654-CS-CDS / Au ditoría de los estados financi Selección directa eros de propósito especial de IBRD / 91310 Project Management Posterior Direct 70,000.00 31,900.00 Finalizado 2021-10-04 2021-10-12 2021-10-09 2021-10-28 2021-10-21 2022-02-15 2022-02-21 2022-05-11 de consultores l Proyecto ACCESO A FINANCI AMIENTO PRODUCTIVO PARA MIPYMES. EC-NFC-208051-CS-INDV / C Development and Improvem onsultoría individual para la ent of Financial Products to provisión de asistencia técnic IBRD / 91310 Posterior Individual Direct 65,000.00 0.00 Cancelado 2020-12-04 2021-02-03 2020-12-14 2021-02-05 2021-01-04 2021-02-08 2021-12-31 Promote Access to Finance f a para fortalecer el Fondo de or MSMEs Garantía Nacional correspon diente al subcomponente 2a EC-NFC-317305-CS-CDS / Op timización y capacitación en l Strengthening the Institution Selección directa Ejecución pendien IBRD / 91310 Posterior Direct - National 32,000.00 0.00 2022-09-23 2022-09-30 2022-11-04 2022-12-09 a aplicación del modelo expe al Capacity of CFN de consultores te rto de Corporación Financier a Nacional B.P. Page 1