The World Bank Implementation Status & Results Report Modernization of Water Supply and Sanitation Services (P157043) Modernization of Water Supply and Sanitation Services (P157043) LATIN AMERICA AND CARIBBEAN | Peru | Water Global Practice | IBRD/IDA | Investment Project Financing | FY 2019 | Seq No: 8 | ARCHIVED on 21-Dec-2021 | ISR49373 | Implementing Agencies: Republic of Peru, Technical Organization for the Administration of WSS Services (OTASS) Key Dates Key Project Dates Bank Approval Date: 26-Jul-2018 Effectiveness Date: 16-May-2019 Planned Mid Term Review Date: 28-Feb-2022 Actual Mid-Term Review Date: Original Closing Date: 31-Dec-2023 Revised Closing Date: 31-Dec-2023 pdoTable Project Development Objectives Project Development Objective (from Project Appraisal Document) The proposed Development Objective is to increase access to, and quality of, water and sanitation services in selected areas, and develop the Borrower’s sectoral institutions and participating EPS management capacity to provide efficient water and sanitation services. Has the Project Development Objective been changed since Board Approval of the Project Objective? No Components Table Name Improving Governance of Water Supply and Sanitation Service Providers:(Cost $38.73 M) Improving and Expanding Water Supply and Sanitation Services in the Participating EPS:(Cost $151.52 M) General Project Administration:(Cost $9.75 M) Overall Ratings Name Previous Rating Current Rating Progress towards achievement of PDO Moderately Satisfactory Moderately Unsatisfactory Overall Implementation Progress (IP) Moderately Satisfactory Moderately Unsatisfactory Overall Risk Rating Substantial Substantial Implementation Status and Key Decisions This ISR covers the June-November 2021 period. Project implementation has made improvements since the last Implementation Support Visit, both in physical and financial execution. Bank disbursement has improved, increasing from 9.53% (US $6.7 million) disbursements in March 2021 to 10.24% (US $7.2 million) disbursements in October 2021. Two infrastructure subprojects (Reservoirs N31 and N39) have started construction works in October 2021, and the other subprojects are progressing towards starting works in 2022-2023. The World Bank team recognizes the dedication and hard work of the Project PIU teams towards project implementation. Above all, the PIU teams have been able to organize the project, make significant progress in both physical and financial implementation, and has defined a clear roadmap for the implementation of the activities going forward, actively summoning the multiple institutions participating in the program (SUNASS, VMCS, OTASS, PNSU, EPSs). The PIU teams have demonstrated capacity to identify the challenges ahead and propose alternative options for the way forward with a focus on meeting the Project PDO and its indicators; these options are currently under evaluation. 12/21/2021 Page 1 of 13 The World Bank Implementation Status & Results Report Modernization of Water Supply and Sanitation Services (P157043) Risks Systematic Operations Risk-rating Tool Risk Category Rating at Approval Previous Rating Current Rating Political and Governance Moderate High Substantial Macroeconomic Low Moderate Moderate Sector Strategies and Policies Moderate Moderate Moderate Technical Design of Project or Program Moderate Moderate Moderate Institutional Capacity for Implementation and High Moderate Moderate Sustainability Fiduciary Substantial Substantial Substantial Environment and Social Moderate Moderate Moderate Stakeholders High Moderate Moderate Other -- -- -- Overall Substantial Substantial Substantial Results PDO Indicators by Objectives / Outcomes Improve access to, and quality of, water and sanitation services in selected areas IN01073938 ►People provided with access to improved water sources (Number, Corporate) Baseline Actual (Previous) Actual (Current) End Target Value 0.00 0.00 0.00 161,000.00 Date 13-Mar-2018 14-Jun-2021 07-Dec-2021 30-Jun-2023 IN01073940 A.2. Of which female (Number, Custom Breakdown) Baseline Actual (Previous) Actual (Current) End Target Value 0.00 0.00 0.00 80,661.00 Date 13-Mar-2018 14-Jun-2021 07-Dec-2021 30-Jun-2023 IN01073942 12/21/2021 Page 2 of 13 The World Bank Implementation Status & Results Report Modernization of Water Supply and Sanitation Services (P157043) ►People provided with access to improved sanitation services (Number, Corporate) Baseline Actual (Previous) Actual (Current) End Target Value 0.00 0.00 0.00 93,000.00 Date 13-Mar-2018 14-Jun-2021 07-Dec-2021 30-Jun-2023 IN01073945 B.2. Of which female (Number, Custom Breakdown) Baseline Actual (Previous) Actual (Current) End Target Value 0.00 0.00 0.00 46,593.00 Date 13-Mar-2018 14-Jun-2021 07-Dec-2021 30-Jun-2023 Develop Borrower’s sectoral institutions and EPS's mngmt capacity to provide efficient WSS services IN01073939 ►C. Working ratio reduced in selected utilities (Number, Custom) Baseline Actual (Previous) Actual (Current) End Target Value 0.00 0.00 1.00 6.00 Date 13-Mar-2018 14-Jun-2021 07-Dec-2021 30-Jun-2023 IN01073941 C.1. Working ratio reduced in SEDAPAR (Number, Custom Breakdown) Baseline Actual (Previous) Actual (Current) End Target Value 77.49 77.49 68.00 62.00 Date 13-Mar-2018 17-Dec-2020 07-Dec-2021 30-Jun-2022 IN01073943 C.2. Working ratio reduced in SEDACUSCO (Number, Custom Breakdown) Baseline Actual (Previous) Actual (Current) End Target Value 75.09 75.09 68.00 65.00 Date 13-Mar-2018 17-Dec-2020 07-Dec-2021 30-Jun-2022 IN01073944 C.3. Working ratio reduced in EMAPACOP (Number, Custom Breakdown) Baseline Actual (Previous) Actual (Current) End Target Value 83.13 86.70 89.00 65.00 Date 13-Mar-2018 31-Mar-2021 07-Dec-2021 30-Jun-2022 IN01073946 C.4. Working ratio reduced in SEMAPA Barranca (Number, Custom Breakdown) Baseline Actual (Previous) Actual (Current) End Target 12/21/2021 Page 3 of 13 The World Bank Implementation Status & Results Report Modernization of Water Supply and Sanitation Services (P157043) Value 127.16 81.00 88.00 75.00 Date 13-Mar-2018 31-Mar-2021 07-Dec-2021 30-Jun-2022 IN01073947 C.5. Working ratio reduced in EMAPA Huaral (Number, Custom Breakdown) Baseline Actual (Previous) Actual (Current) End Target Value 103.89 93.70 87.00 75.00 Date 13-Mar-2018 31-Mar-2021 07-Dec-2021 30-Jun-2022 IN01073948 C.6. Working ratio reduced in EMAPA Huacho (Number, Custom Breakdown) Baseline Actual (Previous) Actual (Current) End Target Value 96.09 96.09 82.00 70.00 Date 13-Mar-2018 17-Dec-2020 07-Dec-2021 30-Jun-2022 IN01073949 ►D. Nonrevenue water reduction achieved in selected utilities (Percentage, Custom) Baseline Actual (Previous) Actual (Current) End Target Value 0.00 0.00 2.00 6.00 Date 13-Mar-2018 17-Dec-2020 07-Dec-2021 30-Jun-2023 IN01073950 D.1. Nonrevenue water reduction achieved in SEDAPAR (Percentage, Custom Breakdown) Baseline Actual (Previous) Actual (Current) End Target Value 34.13 34.13 33.00 27.00 Date 13-Mar-2018 17-Dec-2020 07-Dec-2021 30-Jun-2022 IN01073951 D.2. Nonrevenue water reduction achieved in SEDACUSCO (Percentage, Custom Breakdown) Baseline Actual (Previous) Actual (Current) End Target Value 37.81 37.81 40.00 32.00 Date 13-Mar-2018 17-Dec-2020 07-Dec-2021 30-Jun-2022 IN01073952 D.3. Nonrevenue water reduction achieved in EMAPACOP (Percentage, Custom Breakdown) Baseline Actual (Previous) Actual (Current) End Target Value 45.98 51.40 51.40 35.00 Date 13-Mar-2018 31-Mar-2021 31-Mar-2021 30-Jun-2022 IN01073953 D.4. Nonrevenue water reduction achieved in SEMAPA Barranca (Percentage, Custom Breakdown) 12/21/2021 Page 4 of 13 The World Bank Implementation Status & Results Report Modernization of Water Supply and Sanitation Services (P157043) Baseline Actual (Previous) Actual (Current) End Target Value 60.04 51.20 51.20 40.00 Date 13-Mar-2018 31-Mar-2021 31-Mar-2021 30-Jun-2022 IN01073954 D.5. Nonrevenue water reduction achieved in EMAPA Huaral (Percentage, Custom Breakdown) Baseline Actual (Previous) Actual (Current) End Target Value 38.60 38.30 38.30 32.00 Date 13-Mar-2018 31-Mar-2021 31-Mar-2021 30-Jun-2022 IN01073955 D.6. Nonrevenue water reduction achieved in EMAPA Huacho (Percentage, Custom Breakdown) Baseline Actual (Previous) Actual (Current) End Target Value 34.02 34.02 27.00 29.00 Date 15-Feb-2018 17-Dec-2020 07-Dec-2021 30-Jun-2022 IN01073956 ►E. Percentage of population served by service provider regulated by SUNASS (Percentage, Custom) Baseline Actual (Previous) Actual (Current) End Target Value 63.00 63.00 63.00 80.00 Date 30-Mar-2017 14-Jun-2021 14-Jun-2021 30-Jun-2023 Intermediate Results Indicators by Components Improving Governance of Water Supply and Sanitation Service Providers IN01073957 ►3. Development and integration of a performance-based mechanism in utilities' planning tools (Number, Custom) Baseline Actual (Previous) Actual (Current) End Target Value 0.00 0.00 0.00 6.00 Date 13-Mar-2018 14-Jun-2021 07-Dec-2021 30-Jun-2023 IN01073959 ►4. Comprehensive budgeting, planning and monitoring MIS established and operationalized (Yes/No, Custom) Baseline Actual (Previous) Actual (Current) End Target Value No No No Yes Date 13-Mar-2018 14-Jun-2021 07-Dec-2021 30-Jun-2023 IN01073968 12/21/2021 Page 5 of 13 The World Bank Implementation Status & Results Report Modernization of Water Supply and Sanitation Services (P157043) ►6. Number of utilities (EPS) supported by the Project that use gender-sensitive messages in their sanitary education activities (Number, Custom) Baseline Actual (Previous) Actual (Current) End Target Value 0.00 0.00 0.00 6.00 Date 13-Mar-2018 14-Jun-2021 07-Dec-2021 30-Jun-2023 Improving and Expanding Water Supply and Sanitation Services in the participating EPS IN01073958 ►1.1. New piped household water connections that are resulting from the Project intervention (Number, Custom) Baseline Actual (Previous) Actual (Current) End Target Value 0.00 0.00 0.00 23,239.00 Date 13-Mar-2018 14-Jun-2021 07-Dec-2021 30-Jun-2023 IN01073960 ►1.2. New household sewerage connections that are resulting from the Project intervention (Number, Custom) Baseline Actual (Previous) Actual (Current) End Target Value 0.00 0.00 0.00 19,418.00 Date 13-Mar-2018 14-Jun-2021 07-Dec-2021 30-Jun-2023 IN01073961 ►2.1. Piped household water connections that are benefiting from rehabilitation works undertaken by the Project (Number, Custom) Baseline Actual (Previous) Actual (Current) End Target Value 0.00 0.00 0.00 14,791.00 Date 13-Mar-2018 14-Jun-2021 14-Jun-2021 30-Jun-2023 IN01073962 ►2.2. Household sewerage connections that are benefiting from rehabilitation works undertaken by the Project (Number, Custom) Baseline Actual (Previous) Actual (Current) End Target Value 0.00 0.00 0.00 7,364.00 Date 13-Mar-2018 14-Jun-2021 14-Jun-2021 30-Jun-2023 IN01073963 ►5. Customer satisfaction increased in selected utilities (Number, Custom) Baseline Actual (Previous) Actual (Current) End Target Value 0.00 0.00 0.00 8.00 Date 13-Mar-2018 17-Dec-2020 07-Dec-2021 30-Jun-2023 IN01073964 12/21/2021 Page 6 of 13 The World Bank Implementation Status & Results Report Modernization of Water Supply and Sanitation Services (P157043) 5.1. Customer satisfaction in SEDAPAR (Number, Custom Breakdown) Baseline Actual (Previous) Actual (Current) End Target Value 68.00 68.00 68.00 85.00 Date 13-Mar-2018 17-Dec-2020 17-Dec-2020 30-Jun-2023 IN01073965 5.2. Customer satisfaction in SEDACUSCO (Number, Custom Breakdown) Baseline Actual (Previous) Actual (Current) End Target Value 78.00 78.00 78.00 85.00 Date 13-Mar-2018 17-Dec-2020 17-Dec-2020 30-Jun-2023 IN01073966 5.3. Customer satisfaction in EMAPACOP (Number, Custom Breakdown) Baseline Actual (Previous) Actual (Current) End Target Value 66.00 74.00 66.00 75.00 Date 13-Mar-2018 31-Dec-2019 17-Dec-2020 30-Jun-2023 IN01073967 5.4. Customer satisfaction in SEMAPA BARRANCA (Number, Custom Breakdown) Baseline Actual (Previous) Actual (Current) End Target Value 64.00 70.00 64.00 75.00 Date 13-Mar-2018 31-Dec-2019 17-Dec-2020 30-Jun-2023 IN01073969 5.5. Customer satisfaction in EMAPA HUARAL (Number, Custom Breakdown) Baseline Actual (Previous) Actual (Current) End Target Value 67.00 69.00 67.00 75.00 Date 13-Mar-2018 31-Dec-2019 17-Dec-2020 30-Jun-2023 IN01073970 5.6. Customer satisfaction in EMAPA HUACHO (Number, Custom Breakdown) Baseline Actual (Previous) Actual (Current) End Target Value 61.00 61.00 61.00 75.00 Date 13-Mar-2018 17-Dec-2020 17-Dec-2020 30-Jun-2023 IN01073971 ►7. Operating margin increased in selected utilities. (Percentage, Custom) Baseline Actual (Previous) Actual (Current) End Target Value 0.00 0.00 2.00 5.00 Date 13-Jun-2018 17-Dec-2020 07-Dec-2021 30-Jun-2023 12/21/2021 Page 7 of 13 The World Bank Implementation Status & Results Report Modernization of Water Supply and Sanitation Services (P157043) IN01073972 7.1 Operating margin reduced in SEDAPAR (Percentage, Custom Breakdown) Baseline Actual (Previous) Actual (Current) End Target Value 2.80 2.80 14.26 10.00 Date 13-Jun-2018 17-Dec-2020 07-Dec-2021 30-Jun-2023 IN01073973 7.2 Operating margin reduced in SEDACUSCO (Percentage, Custom Breakdown) Baseline Actual (Previous) Actual (Current) End Target Value 16.50 16.50 0.00 21.00 Date 13-Jun-2018 17-Dec-2020 07-Dec-2021 30-Jun-2023 IN01073974 7.3 Operating margin reduced in EMAPACOP (Percentage, Custom Breakdown) Baseline Actual (Previous) Actual (Current) End Target Value 0.00 0.00 0.58 8.00 Date 13-Jun-2018 31-Mar-2021 07-Dec-2021 30-Jun-2023 IN01073975 7.4 Operating margin reduced in SEMAPA BARRANCA (Percentage, Custom Breakdown) Baseline Actual (Previous) Actual (Current) End Target Value 4.40 10.00 6.90 10.00 Date 13-Jun-2018 31-Mar-2021 07-Dec-2021 30-Jun-2023 IN01073976 7.5 Operating margin reduced in EMAPA Huaral (Percentage, Custom Breakdown) Baseline Actual (Previous) Actual (Current) End Target Value 0.60 13.00 13.89 8.00 Date 13-Jun-2018 31-Mar-2021 07-Dec-2021 30-Jun-2023 IN01073977 7.6 Operating margin reduced in EMAPA Huacho (Percentage, Custom Breakdown) Baseline Actual (Previous) Actual (Current) End Target Value 5.70 5.70 1.41 12.00 Date 13-Jun-2018 17-Dec-2020 07-Dec-2021 30-Jun-2023 IN01073978 ►8. Return on Assets (ROA) increased in selected utilities (Percentage, Custom) Baseline Actual (Previous) Actual (Current) End Target Value 0.00 0.00 0.00 3.00 12/21/2021 Page 8 of 13 The World Bank Implementation Status & Results Report Modernization of Water Supply and Sanitation Services (P157043) Date 13-Jun-2018 17-Dec-2020 07-Dec-2021 30-Jun-2023 IN01073979 8.1 ROA increased in SEDAPAR (Percentage, Custom Breakdown) Baseline Actual (Previous) Actual (Current) End Target Value 1.30 1.30 2.99 3.00 Date 13-Jun-2018 17-Dec-2020 07-Dec-2021 30-Jun-2023 IN01073980 8.2 ROA increased in SEDACUSCO (Percentage, Custom Breakdown) Baseline Actual (Previous) Actual (Current) End Target Value 2.20 2.20 0.70 7.00 Date 13-Jun-2018 17-Dec-2020 07-Dec-2021 30-Jun-2023 IN01073981 8.3 ROA increased in EMAPACOP (Percentage, Custom Breakdown) Baseline Actual (Previous) Actual (Current) End Target Value 0.00 0.00 0.19 3.00 Date 13-Jun-2018 31-Mar-2021 07-Dec-2021 30-Jun-2023 IN01073982 8.4 ROA increased in SEMAPA Barranca (Percentage, Custom Breakdown) Baseline Actual (Previous) Actual (Current) End Target Value 0.20 0.60 1.11 3.00 Date 13-Jun-2018 31-Mar-2021 07-Dec-2021 30-Jun-2023 IN01073983 8.5 ROA increased in EMAPA Huaral (Percentage, Custom Breakdown) Baseline Actual (Previous) Actual (Current) End Target Value 0.00 0.60 2.54 3.00 Date 13-Jun-2018 31-Mar-2021 07-Dec-2021 30-Jun-2023 IN01073984 8.6 ROA increased in EMAPA Huacho (Percentage, Custom Breakdown) Baseline Actual (Previous) Actual (Current) End Target Value 0.60 0.60 1.19 4.00 Date 13-Jun-2018 17-Dec-2020 07-Dec-2021 30-Jun-2023 IN01073985 ►9. Return on Equity (ROE) increased in selected utilities. (Percentage, Custom) Baseline Actual (Previous) Actual (Current) End Target 12/21/2021 Page 9 of 13 The World Bank Implementation Status & Results Report Modernization of Water Supply and Sanitation Services (P157043) Value 0.00 0.00 1.00 2.00 Date 13-Jun-2018 17-Dec-2020 07-Dec-2021 30-Jun-2023 IN01073986 9.1 ROE increased in SEDAPAR (Percentage, Custom Breakdown) Baseline Actual (Previous) Actual (Current) End Target Value 1.60 1.60 3.75 4.00 Date 13-Jun-2018 17-Dec-2020 07-Dec-2021 30-Jun-2023 IN01073987 9.2 ROE increased in SEDACUSCO (Percentage, Custom Breakdown) Baseline Actual (Previous) Actual (Current) End Target Value 7.10 7.10 1.25 8.00 Date 13-Jun-2018 17-Dec-2020 07-Dec-2021 30-Jun-2023 IN01073988 9.3 ROE increased in EMAPACOP (Percentage, Custom Breakdown) Baseline Actual (Previous) Actual (Current) End Target Value 0.10 0.00 0.59 4.00 Date 13-Jun-2018 31-Mar-2021 07-Dec-2021 30-Jun-2023 IN01073989 9.4 ROE increased in SEMAPA Barranca (Percentage, Custom Breakdown) Baseline Actual (Previous) Actual (Current) End Target Value -2.70 0.00 0.00 2.00 Date 13-Jun-2018 31-Mar-2021 07-Dec-2021 30-Jun-2023 IN01073990 9.5 ROE increased in EMAPA Huaral (Percentage, Custom Breakdown) Baseline Actual (Previous) Actual (Current) End Target Value 0.00 1.60 6.00 4.00 Date 13-Jun-2018 31-Mar-2021 07-Dec-2021 30-Jun-2023 IN01073991 9.6 ROE increased in EMAPA Huacho (Percentage, Custom Breakdown) Baseline Actual (Previous) Actual (Current) End Target Value 0.90 0.90 2.45 5.00 Date 13-Jun-2018 17-Dec-2020 07-Dec-2021 30-Jun-2023 IN01073992 ►10. Metering increased in selected utilities (Percentage, Custom) 12/21/2021 Page 10 of 13 The World Bank Implementation Status & Results Report Modernization of Water Supply and Sanitation Services (P157043) Baseline Actual (Previous) Actual (Current) End Target Value 0.00 0.00 1.00 5.00 Date 13-Jun-2018 17-Dec-2020 07-Dec-2021 30-Jun-2023 IN01073993 10.1 Metering increased in SEDAPAR (Percentage, Custom Breakdown) Baseline Actual (Previous) Actual (Current) End Target Value 80.00 80.00 89.45 90.00 Date 13-Jun-2018 17-Dec-2020 07-Dec-2021 30-Jun-2023 IN01073994 10.2 Metering increased in SEDACUSCO (Percentage, Custom Breakdown) Baseline Actual (Previous) Actual (Current) End Target Value 89.00 89.00 93.48 94.00 Date 13-Jun-2018 17-Dec-2020 07-Dec-2021 30-Jun-2023 IN01073995 10.3 Metering increased in SEMAPA Barranca (Percentage, Custom Breakdown) Baseline Actual (Previous) Actual (Current) End Target Value 15.00 45.10 45.41 70.00 Date 13-Jun-2018 31-Mar-2021 07-Dec-2021 30-Jun-2023 IN01073996 10.4 Metering increased in EMAPA Huaral (Percentage, Custom Breakdown) Baseline Actual (Previous) Actual (Current) End Target Value 26.00 78.30 78.73 70.00 Date 13-Jun-2018 31-Mar-2021 07-Dec-2021 30-Jun-2023 IN01073997 10.5 Metering increased in EMAPA Huacho (Percentage, Custom Breakdown) Baseline Actual (Previous) Actual (Current) End Target Value 80.00 80.00 87.87 90.00 Date 13-Jun-2018 17-Dec-2020 07-Dec-2021 30-Jun-2023 Overall Comments IR The periodicity of the 'customer satisfaction' indicators is annual; the 2021 values are not yet available and have therefore not been updated at this time. Performance-Based Conditions 12/21/2021 Page 11 of 13 The World Bank Implementation Status & Results Report Modernization of Water Supply and Sanitation Services (P157043) Data on Financial Performance Disbursements (by loan) Project Loan/Credit/TF Status Currency Original Revised Cancelled Disbursed Undisbursed % Disbursed P157043 IBRD-88990 Effective USD 70.00 70.00 0.00 7.17 62.83 10% Key Dates (by loan) Project Loan/Credit/TF Status Approval Date Signing Date Effectiveness Date Orig. Closing Date Rev. Closing Date P157043 IBRD-88990 Effective 26-Jul-2018 28-Jan-2019 16-May-2019 31-Dec-2023 31-Dec-2023 Cumulative Disbursements PBC Disbursement Achievement Disbursed amount in Disbursement % PBC ID PBC Type Description Coc PBC Amount Status Coc for PBC 12/21/2021 Page 12 of 13 The World Bank Implementation Status & Results Report Modernization of Water Supply and Sanitation Services (P157043) Restructuring History There has been no restructuring to date. Related Project(s) There are no related projects. 12/21/2021 Page 13 of 13