The World Bank
       Support for Autonomous Higher Education Project (SAHEP) (P156849)




                                                                                               REPORT NO.: RES44513




                                             RESTRUCTURING PAPER

                                                      ON A

                                      PROPOSED PROJECT RESTRUCTURING

                                                          OF
                        SUPPORT FOR AUTONOMOUS HIGHER EDUCATION PROJECT (SAHEP)
                                          APPROVED ON MAY 15, 2017
                                                          TO

                                        SOCIALIST REPUBLIC OF VIETNAM



EDUCATION

EAST ASIA AND PACIFIC




                               Regional Vice President:    Manuela Ferro
                                     Country Director:     Carolyn Turk
                                     Regional Director:    Daniel Dulitzky
                           Practice Manager/Manager:       Cristian Aedo
                                  Task Team Leader(s):     Michael Drabble/Dung Thi Thuy Dao




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        The World Bank
        Support for Autonomous Higher Education Project (SAHEP) (P156849)



ABBREVIATIONS AND ACRONYMS



GoV          Government of Vietnam

HE           Higher Education

HEMIS        Higher Education Management Information System

HUST         Hanoi University of Science and Technology

IA           Implementing Agency

IRI          Intermediate Result Indicator

IUH          Industry University of Ho Chi Minh City

M&E          Monitoring and Evaluation

MARD         Ministry of Agricultural and Rural Development

MOET         Ministry of Education and Training

MOIT         Ministry of Industry and Trade

NEU          National Economic University

PMB          Project Management Board

PMU          Project Management Unit

POM          Project Operational Manual

SAHEP        Support for Autonomous Higher Education Project

UPMU         University Project Management Unit

VNUA         Vietnam National University of Agriculture




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           The World Bank
           Support for Autonomous Higher Education Project (SAHEP) (P156849)




BASIC DATA


Product Information

Project ID                                                     Financing Instrument
P156849                                                        Investment Project Financing

Original EA Category                                           Current EA Category
Partial Assessment (B)                                         Partial Assessment (B)

Approval Date                                                  Current Closing Date
15-May-2017                                                    31-Dec-2022


Organizations

Borrower                                                       Responsible Agency
SOCIALIST REPUBLIC OF VIETNAM



Project Development Objective (PDO)
Original PDO
The Development Objective of the Project is to improve research, teaching, and institutional capacity at selected
autonomous universities and strengthen the national higher education management system.
OPS_TABLE_PDO_CURRENTPDO
Summary Status of Financing (US$, Millions)
                                                                                       Net
Ln/Cr/Tf                 Approval         Signing Effectiveness         Closing Commitment Disbursed Undisbursed

IDA-60360            15-May-2017    29-Jun-2018 27-Dec-2018 31-Dec-2022                 155.00      62.33           90.35

Policy Waiver(s)

Does this restructuring trigger the need for any policy waiver(s)?
No




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             The World Bank
             Support for Autonomous Higher Education Project (SAHEP) (P156849)




    I. PROJECT STATUS AND RATIONALE FOR RESTRUCTURING

    A. Project Status

    1.      The Support for Autonomous Higher Education Project (SAHEP) (P156849) was approved on May 15, 2017 and
    became effective on December 27, 2018. The project development objective (PDO) is to improve research, teaching, and
    institutional capacity at selected autonomous universities and strengthen the national higher education management
    system. SAHEP is financed by an International Development Association (IDA) credit of SDR114.3 million (US$155 million
    equivalent) and consists of two components: (i) improved research, teaching, and institutional management capacity at
    three selected autonomous universities (total cost US$157 million) and (ii) strengthened National Higher Education
    Management System (HEMIS) and e-Library establishment (total cost US$17.6 million) aligned with each of SAHEP’s four
    main outcomes. The project is implemented by five implementing agencies (IAs), namely: (i) Vietnam National University
    of Agriculture (VNUA); (ii) Hanoi University of Science and Technology (HUST), (iii) Industrial University of Ho Chi Minh
    City (IUH), (iv) Hanoi National Economics University (NEU), and (v) Ministry of Education and Training (MOET).

    2.      The first three years of project implementation encountered serious delays due to various challenges, including:
    (i) the delayed countersigning of the financing agreement (12 months after World Bank Board approval) and declaration
    of effectiveness (19 months after World Bank Board approval); (ii) a lengthy process of signing the subsidiary agreements
    (SA) which were only concluded between the Ministry of Finance (MOF) and Vietnam Development Bank’s (VDB)
    transaction office on March 2020 (33 months after the World Bank Board approval) delaying the withdrawal of project
    proceeds and the start of procurement processes; (iii) the government’s decision not to use IDA funding to finance the
    value added tax (VAT), which has affected the implementation of some project activities and led to delays in making
    payments; and (iv) the much delayed approval by Ho Chi Minh City Municipality of the 1/500 map for the IUH construction
    subcomponent, which put the construction of the university’s campus at serious risk of not being completed within the
    project timeframe.

    3.      SAHEP implementation performance has improved and accelerated during the last year despite a challenging
    environment with the resurgence of COVID-19 in the first quarter of 2022 (following the 3-month lockdown in 2021) due
    to the rapid spread of the Omicron variant in Hanoi and an unfavorable international context causing disruptions with
    the global supply chains for construction materials and equipment and an increase in costs. The project, nonetheless, has
    made significative progress toward the achievement of its development objectives in 2021 and 2022.1 One out of four
    PDO indicators (PDO 3: 115 proposed actions from the previous year’s ‘Autonomy Implementation Reports’ implemented
    by VNUA and HUST) has surpassed its end target; two PDO indicators (PDO 1: decrease in the average number of students
    and researchers per laboratory workstation in VNUA and HUST to 114.5 and PDO 2: four additional internationally
    accredited programs at VNUA, HUST) have made reasonable progress and will likely achieve their end target in the next
    6-12 months; and one PDO indicator (PDO 4: recommendations based on lessons learned from university autonomy
    pilots incorporated into MOET policies) has made some progress, but it is recommended to downgrade this PDO indicator
    to an intermediate result indicator (IRI) as part of this restructuring.

    4.      As of the latest Implementation Status Report in June 2022, the PDO’s rating was upgraded to moderately
    satisfactory due to the good progress toward achieving the PDO with three out of the four outcomes indicators, and
    seven out of 10 intermediate indicators that were either met and/or exceeded the targets for 2021 (and some case of


1   As reported in the last ISR #9 file in June 2022.

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            The World Bank
            Support for Autonomous Higher Education Project (SAHEP) (P156849)


end of project in December 2022). The implementation performance (IP) continued to steadily improve in all aspects and
was maintained at moderately satisfactory. A number of critical achievements have been reached including:
     (a) Component 1 “improved research, teaching, and institutional management capacity at three selected autonomous
         universities”
             For HUST: (i) 15 laboratories have been installed with new equipment, which were put in use at the start of
              the last academic year in October 2021; and (ii) in the first quarter of 2022, HUST launched 13 new research
              projects in collaboration with external partners of which 29.4 percent are led by female researchers and 15
              academic programs, including training for professors and lecturers to improve teaching and learning have
              been completed since the beginning of 2021.
             For VNUA: (i) the construction of 7 out 11 buildings is nearly completed; (ii) a large contract for purchasing of
              equipment for laboratories and training facilities has been awarded; (iii) 5 laboratories have received ISO
              certification, positioning VNUA as a leading research university in Vietnam; and (iv) five new research projects
              in collaboration with external partners, 100 percent led by female researchers, therefore already exceeding
              their IR3 target for 2022.
             For IUH: no activities have taken place since project effectiveness.
     (b) Component 2 “strengthened National Higher Education Management System (HEMIS) and e-Library
         Establishment”
             For NEU: (i) access to multidisciplinary and specialized economics e-Books, printed books for 30 subjects and
              data set for economics - finance – macro-economic has been obtained; and (ii) as of the end of March 2022,
              1.4 million downloads have been recorded by the system. This achievement largely exceeded the cumulative
              target for the end of project.
             For MOET: (i) equipment and management system contracts have been awarded for 4 independent education
              accreditation centers and 112 university programs were accredited in 2021; and (ii) contracts for the database
              management information system software and ICT equipment were awarded and the HEMIS software version
              0.5 with five universities using five information fields integrated were completed and tested.

5.      The project results framework shows progress against seven out of 10 IRIs, as follows:
         IRI 1 (increase in the value of resources for research obtained through competitive selection) has increased to
            US$3,455,000 at HUST and US$2,381,000 at VNUA in 2021, respectively.
         IRI 2 (number of new research collaboration projects approved and launched each year) has reached 46 new
            research collaboration projects in HUST and 27 at VNUA in 2021, respectively.
         IRI 3 (percentage of new research collaboration projects approved and launched each year led by female team
            leaders) has reached 18.5 percent at HUST and 47.37 percent at VNUA in 2021, respectively.
         IRI 4 (number of programs updated) has reached 22 at HUST and 8 at VNUA in 2021, respectively.
         IRI 5 (percentage of female students enrolled in updated programs) has exceeded its target of 35.5 percent
            for 2021 (17.2% for HUST and 56.9% for VNUA).
         IRI 6 (number of universities granted institutional accreditation using newly adopted accreditation standards
            by four independent accreditation centers): As of March 2022, 64 universities have been accredited by the
            centers of accreditation.
         IRI 7 (number of university programs accredited by four independent accreditation centers): As of March 2022,
            390 programs have been accredited by the CEAs.
         IRI 8 (number of downloads of e-resources each year by users of eLibrary Portal) has reached 1,490,237,
            significantly above the cumulative target for 5 years.

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        The World Bank
        Support for Autonomous Higher Education Project (SAHEP) (P156849)




6.     The project disbursement ratio is now at 40.8 percent. It will reach 60 percent once the project restructuring is
approved and SDR38.32 million (equivalent to US$51 million) of the credit proceeds are cancelled. Disbursement is
expected to significantly increase in the last quarter 2022 with the finalization of large civil works and equipment
contracts.

7.     The project has no outstanding audit reports. There is no change to safeguard ratings. The project overall risk
rating was reduced to moderate from substantial.

8.    The IAs and the line ministries involved continue to show increased commitment to the project to complete all
the pending activities and achieve the project outcomes.

B. Rationale for Restructuring

9.      Despite advancements noted above, the project has faced some challenges and unexpected changes that require
a restructuring. First, IUH—one of the four IAs— has not been able to complete the resettlement and site clearance for
the construction of new buildings for eight faculties/institutes on its new campus premises, because of delays in the
approval of 1/500 planning map of the campus by Ho Chi Minh City’s People Committee and the approval of the feasibility
study for the campus by the Ministry of Industry and Trade (MOIT). There is not enough time now to carry out the civil
works before the closing date. The project also finances the provision of new equipment for these new IUH’s facilities,
which will not move forward without the building construction. During the November 2020 mission, it was agreed with
MOIT that IUH will withdraw from the project and funds allocated to IUH will be cancelled, with the exception of US$3
million that will be reallocated to VNUA for the financing of additional laboratory equipment supporting the development
of research.

10.     Second, the government issued the decree 56/2020/ND-CP dated 25 May 2020 – Article 43, which states that all
the taxes including valued added tax (VAT) should be paid from the counterpart funding. With the promulgation of this
decree, it is necessary to cancel SDR7.3 million (equivalent to US$10.23 million) representing the total value of unused
taxes to be paid on expenditures financed by the credit proceeds. No payment from the credit has been made for taxes
so far.

11.     Third, because IUH will withdraw from the project, the targets in the results framework (RF) for the outcomes
(PDO 1 to 3) and IRIs (1 to 5) need to be recalculated to eliminate the outputs and outcomes attributed to IUH. Similarly,
the names, descriptions and definitions of these indicators need to be revised to eliminate IUH from the RF. The revised
RF aligned with the adjusted project activities will show that the project is making satisfactory progress towards the
achievement of project outcomes and that most IRIs targets for 2022 have been achieved.

12.    Fourth, further adjustment to the RF is necessary due to legal changes affecting Vietnam’s higher education
system. In December 2019, the government of Vietnam issued the Decree 99/2019/ND-CP detailing and guiding the
implementation of the amended 2018 Law on Higher Education that sets out, among other things, the disposition for the
autonomy and accountability of higher-education institutions. Under Decree 99, higher-education institutions have been
conferred a degree of autonomy in academic activities, organizational structure and personnel, and matters of finance
and assets. Because of this new decree, the PDO 4 seeking to incorporate into MOET policies the recommendations based
on lessons learned from university autonomy pilots, has become irrelevant to measure the achievement of the PDO on
the strengthening of the national higher education management system. Because the first two annual targets have
already been met, it is proposed to downgrade this PDO 4 to an IRI and show that it has been achieved.

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         The World Bank
         Support for Autonomous Higher Education Project (SAHEP) (P156849)




II. DESCRIPTION OF PROPOSED CHANGES

13.     Based on the Ministry of Finance’s official request dated October 21, 2022, for the restructuring of the project,
the following specific changes are proposed:

Changes in the overall scope of the project:

   a. The restructuring will involve a cancellation of SDR38.32 million in IDA credit. The cancellation will, however, not
      lead to an adjustment to the PDO, but it will reduce the scope of the project results due to the removal of the
      entire IUH subcomponent. Though IUH will not receive project support after completion of the restructuring, it is
      expected to continue to implement non-infrastructure activities related to improving research, teaching, and
      enhanced autonomy financed through IUH funds directly.

Changes in the implementing agencies:

   b. The revision in the number of IAs to 4 from 5 as IUH will no longer receive credit proceeds from the project.

Changes in results and indicators

   c. The revision of the RF for PDO indicators 1 to 3 and IRI 1 to 5 to reflect the change to the respective project end
      targets after the targets for IUH are taken out and other changes are made to ensure the consistency and the
      accuracy of the target numbers.

   d. The downgrading of PDO indicator 4: “Recommendations based on lessons learned from university autonomy
      pilots incorporated into MOET policies” to become new intermediate indicator (new IR 11) because the autonomy
      policy had already come in to effect in December 2019 and autonomy, therefore, is no longer a pilot during project
      implemention. The indicator is kept at intermediate level to record the project

   e. The dropping of IRI 10: “Number of visitors each year to the HEMIS website” as the HEMIS website will only be
      available online by the end of 2022 and the new visitors will only be measured in 2023. Please refer to the attached
      revisions to results framework for more details.

   f.   All the proposed changes in the results framework, which is attached to this paper, will be reflected in the project
        Operations Manuals of the IAs and will be approved accordingly by the World Bank, MOET, and MARD.

Changes in the components and costs:

   g. All activities related to the IUH subcomponent financed under component 1 will be eliminated following the
      withdrawal of IUF from the project.

   h. VNUA will benefit from additional funding equivalent to US$3 million (exclusive of taxes) from part 1 of the credit
      proceeds to purchase new laboratory equipment. This amount will be subtracted from the amount of the credit
      proceeds canceled from IUH.




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        The World Bank
        Support for Autonomous Higher Education Project (SAHEP) (P156849)


  i.   The total project costs will be reduced by SDR38.32 million to SDR75.98 mission from SDR114.3 million following
       the full cancellation of the funding to IUF and the transfer of US$3 million to support VNUA and US$0.3 million
       equivalent to cover the 10 percent tax on equipment, initially calculated in the project cost before this
       restructuring.

Cancellations Proposed and revised IDA financing

  j.   The cancellation of SDR38.32 million from disbursement categories (1 and 2) of the credit as follows:

         i.    SDR37.69 million will be canceled from disbursement category (1) for the activities canceled and the
               elimination of taxes that will now be paid by HUST and VNUA through counterpart funding.
         ii.   SDR0.63 million will be canceled from disbursement category (2) for the elimination of taxes that will
               now be paid by NEU and MOET through counterpart funding.

        The disbursement estimates have been revised accordingly. The detailed revised project cost and financing can
        be found in annex 2 of this paper.




III. SUMMARY OF CHANGES

                                                                     Changed                      Not Changed
Results Framework                                                       ✔
Components and Cost                                                     ✔
Cancellations Proposed                                                  ✔
Reallocation between Disbursement Categories                            ✔
Disbursement Estimates                                                  ✔
Overall Risk Rating                                                     ✔
Implementing Agency                                                                                    ✔
DDO Status                                                                                             ✔
Project's Development Objectives                                                                       ✔
PBCs                                                                                                   ✔
Loan Closing Date(s)                                                                                   ✔
Disbursements Arrangements                                                                             ✔
Safeguard Policies Triggered                                                                           ✔
EA category                                                                                            ✔
Legal Covenants                                                                                        ✔

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                                          The World Bank
                                          Support for Autonomous Higher Education Project (SAHEP) (P156849)



  Institutional Arrangements                                                                                                         ✔
  Financial Management                                                                                                               ✔
  Procurement                                                                                                                        ✔
  Implementation Schedule                                                                                                            ✔
  Other Change(s)                                                                                                                    ✔
  Economic and Financial Analysis                                                                                                    ✔
  Technical Analysis                                                                                                                 ✔
  Social Analysis                                                                                                                    ✔
  Environmental Analysis                                                                                                             ✔


IV. DETAILED CHANGE(S)


  OPS_DETAILEDCHANGES_COMPONENTS_TABLE




  COMPONENTS
                                                                        Current
  Current                                                                                         Proposed                                 Proposed
                                                                           Cost          Action
  Component Name                                                                                  Component Name                         Cost (US$M)
                                                                        (US$M)
  Improved research, teaching and                                                                 Improved research, teaching
  institutional management                                                                        and institutional management
                                                                         157.00         Revised                                                83.38
  capacity at three selected                                                                      capacity at three selected
  autonomous universities                                                                         autonomous universities
                                                                                                  Strengthened National Higher
  Strengthened National Higher
                                                                                                  Education Management
  Education Management System                                             17.60         Revised                                                13.32
                                                                                                  System and e-Library
  and e-Library Establishment
                                                                                                  Establishment
   TOTAL                                                                 174.60                                                                96.70



OPS_DETAILEDCHANGES_CANCELLATIONS_TABLE




CANCELLATIONS


                                                                                                            Value                            Reason
                                                                          Current     Cancellation                          New
  Ln/Cr/Tf                                      Status    Currency                                        Date of                                 for
                                                                          Amount         Amount                           Amount
                                                                                                      Cancellation                       Cancellation
                                                                                                                                         BORROWER'
  IDA-60360-                                    Disburs              114,300,000.0
                                                          XDR                        38,320,000.00    24-Oct-2022    75,980,000.00        S REQUEST
  001                                           ing                              0
                                                                                                                                                 FOR


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                                                     The World Bank
                                                     Support for Autonomous Higher Education Project (SAHEP) (P156849)


                                                                                                                                                      COUNTRY
                                                                                                                                                      REASONS
 OPS_DETAILEDCHANGES_REALLOCATION _TABLE




           REALLOCATION BETWEEN DISBURSEMENT CATEGORIES

                                                                                                                                           Financing %
                                                      Current Allocation        Actuals + Committed          Proposed Allocation
                                                                                                                                           (Type Total)
                                                                                                                                        Current        Proposed

            IDA-60360-001                                   |   Currency: XDR

          iLap Category Sequence No: 1                                              Current Expenditure Category: GDS,WO,CS&NON-CS PT. 1

                                                         103,200,000.00               32,747,175.57               65,510,000.00         100.00            100.00


          iLap Category Sequence No: 2                                              Current Expenditure Category: GDS,CS&NON-CS PT. 2

                                                          11,100,000.00                 6,042,435.02              10,470,000.00         100.00            100.00


            Total                                        114,300,000.00                38,789,610.59               75,980,000.00

            OPS_DETAILEDCHANGES_DISBURSEMENT_TABLE




            DISBURSEMENT ESTIMATES

            Change in Disbursement Estimates
            Yes

                  Year                                                                                         Current                               Proposed
                  2017                                                                                            0.00                                    0.00

                  2018                                                                                            0.00                                    0.00

                  2019                                                                                   30,000,000.00                                    0.00

                  2020                                                                                   35,000,000.00                            3,800,000.00

                  2021                                                                                   35,000,000.00                           26,100,000.00

                  2022                                                                                   35,000,000.00                           27,400,000.00

                  2023                                                                                   20,000,000.00                           39,402,025.00

OPS_DETAILEDCHANGES_SORT_TABLE




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              The World Bank
              Support for Autonomous Higher Education Project (SAHEP) (P156849)



    SYSTEMATIC OPERATIONS RISK-RATING TOOL (SORT)

    Risk Category                                        Rating at Approval       Current Rating

    Political and Governance                             Moderate                 Low
    Macroeconomic                                        Low                      Low
    Sector Strategies and Policies                       Low                      Low
    Technical Design of Project or Program               Substantial              Moderate
    Institutional Capacity for Implementation and        Substantial              Moderate
    Sustainability
    Fiduciary                                            Substantial              Moderate
    Environment and Social                               Moderate                 Low
    Stakeholders                                         Low                      Low
    Other                                                                          Moderate
    Overall                                              Substantial              Moderate
.




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                                  Support for Autonomous Higher Education Project (SAHEP) (P156849)



.
                                                                                                    Results framework
                                                                                           COUNTRY: Vietnam
                                                                         Support for Autonomous Higher Education Project (SAHEP)

    Project Development Objectives(s)
    The Development Objective of the Project is to improve research, teaching, and institutional capacity at selected autonomous universities and strengthen
    the national higher education management system.

    Project Development Objective Indicators by Objectives/ Outcomes
    RESULT_FRAME_TBL_PDO




                           Indicator Name    PBC Baseline                                                         Intermediate Targets                                                End Target

                                                                          1                     2                    3                     4                    5
    To improve research, teaching, and institutional capacity at selected autonumous universities
    PDO 1: Students and
    researchers per laboratory
                                                   220.00                220.00               220.00                157.00               139.50                110.50               110.50
    workstation in VNUA and
    HUST (Number)

                                            Rationale:
                                            Revise the indicator's name and the project overall target according to change in the target for HUST and cancellation of IUH component. The target for HUST is
    Action: This indicator has
                                            recalculated based on the formula of the total number of students and researchers using the laboratories (invested by the project) / number of lab stations for
    been Revised
                                            1 year.


    PDO 2: Additional
    internationally accredited
    programs at VNUA and                           0.00                  0.00                 2.00                  7.00                 8.00                  2.00                 19.00
    HUST (5-year total)
    (Number)

    Action: This indicator has              Rationale:
    been Revised                            Revise the indicator's name, description and the project overall target according to change in the target for HUST, VNUA and cancellation of IUH component

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                              Support for Autonomous Higher Education Project (SAHEP) (P156849)



RESULT_FRAME_TBL_PDO




                       Indicator Name    PBC Baseline                                                         Intermediate Targets                                               End Target

                                                                      1                    2                     3                     4                   5


PDO 3: Proposed actions
from the previous year’s
‘Autonomy Implementation
                                               0.00                 0.00                  12.00                14.00                  13.00               13.00                52.00
Reports’ implemented each
year in VNUA and HUST (5-
year total) (Number)

                                        Rationale:
Action: This indicator has
                                        Revise the indicator's name, description and the project overall target according to change in the target for HUST, VNUA and cancellation of IUH component
been Revised

PDO 4: Recommendations
                                                                                                                                                          Recommendations      Recommendations
based on lessons learned                                                                  Documentary review Consultations with
                                                                                                                                      Lessons learned     incorporated into    incorporated into
from university autonomy                       0.00                 0.00                  of pilot universities sample universities
                                                                                                                                      finalized           MOET policies on     MOET policies on
pilots incorporated into                                                                  annual reports        completed
                                                                                                                                                          autonomy             autonomy
MOET policies. (Text)

                                        Rationale:
                           In December 2019, the government of Vietnam issued the Decree 99/2019/ND-CP detailing and guiding the implementation of the amended 2018 Law on
                           Higher Education that sets out, among other things, the disposition for the autonomy and accountability of higher-education institutions. Under Decree 99,
Action: This indicator has higher-education institutions have been conferred a degree of autonomy in academic activities, organizational structure and personnel, and matters of finance
been Marked for Deletion and assets. Because of this new decree, the PDO 4 seeking to incorporate into MOET policies the recommendations based on lessons learned from university
                           autonomy pilots, has become irrelevant to measure the acheivement of the PDO on the strengthening of the national higher education management system.
                           The indicator is, therefore, proposed to be dropped.


 PDO Table SPACE




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                             Support for Autonomous Higher Education Project (SAHEP) (P156849)




Intermediate Results Indicators by Components
RESULT_FRAME_TBL_IO




                      Indicator Name    PBC Baseline                                                          Intermediate Targets                                                End Target

                                                                     1                     2                     3                    4                     5
Improved research, teaching and institutional management capacity at three selected autonomous universities
IR 1: Increase in the value of
resources for research
obtained through
                                              0.00                  41.52                563.00                653.00                820.00               1,100.00              3,336.00
competitive selection of
VNUA and HUST (5-year
total) (Amount(USD))

                                       Rationale:
Action: This indicator has             Revise the indicator's name and the project overall target according to change in the target for VNUA due to miss calculation at the design stage and
been Revised                           cancellation of IUH component


IR 2: New research
collaboration projects
approved and launched
                                              0.00                  10.00                13.00                 18.00                 20.00                26.00                 87.00
each year at VNUA and
HUST (End Target = 5-year
total) (Number)

                                       Rationale:
Action: This indicator has
                                       Revise the indicator's name and the project overall target according to change in the target for VNUA and cancellation of IUH component.
been Revised

IR 3:New research
collaboration projects
approved and launched                         17.50                 18.50                19.50                 21.50                 23.50                27.50                 27.50
each year at VNUA and
HUST led by female team


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                             Support for Autonomous Higher Education Project (SAHEP) (P156849)



RESULT_FRAME_TBL_IO




                      Indicator Name    PBC Baseline                                                          Intermediate Targets                                                End Target

                                                                     1                     2                     3                    4                     5
leaders (End Target = Year
5) (Percentage)

                                       Rationale:
Action: This indicator has
                                       Revise the indicator's name and the project overall target according to change in the target for HUST, VNUA and cancellation of IUH component
been Revised

IR 4: Programs updated at
VNUA and HUST. End Target                     0.00                  33.00                13.00                 13.00                 13.00                 13.00                71.00
= 5-year total) (Number)

                                       Rationale:
Action: This indicator has
                                       Revise the indicator's name, description and the project overall target according to change in the target for HUST and cancellation of IUH component
been Revised

IR 5: Female students
enrolled in updated
programs at VNUA and                          33.00                 33.00                34.00                 34.50                 35.50                 36.50                36.50
HUST each year (End Target
= Year 5) (Percentage)

                                       Rationale:
Action: This indicator has
                                       Revise the indicator's description and the project overall target according to change in the target for HUST and cancellation of IUH component.
been Revised

Strengthened National Higher Education Management System and e-Library Establishment
IR 6: Universities granted
institutional accreditation
using newly adopted
                                              0.00                  0.00                 12.00                 21.00                 36.00                 53.00                122.00
accreditation standards by
four independent
accreditation centers (End

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                             Support for Autonomous Higher Education Project (SAHEP) (P156849)



RESULT_FRAME_TBL_IO




                      Indicator Name    PBC Baseline                                                          Intermediate Targets                                                 End Target

                                                                      1                    2                     3                     4                     5
Result = 5-year total)
(Number)

                                       Rationale:
                                       Reduce the target to fit the actual implementation status of the project. Currently, there are 122/235 higher education institutions accredited and the project
Action: This indicator has             will cover accreditation for the rest in the next period, Department of Quality Management based on the recommendations of the quality accreditation
been Revised                           organizations. Due to the actual time of implementation of the Project, there are only 04 years, from 2019 to 2022 (previously, the project was designed for 5
                                       years, from 2018 to 2022).


IR 7: University programs
accredited by four
independent accreditation                     0.00                  0.00                  40.00                 85.00                 91.00                 101.00                317.00
centers (End Target = 5-Year
total) (Number)

                                       Rationale:
                                       Reduce the target to fit the actual implementation status of the project. Currently, there are 122/235 higher education institutions accredited and the project
Action: This indicator has             will cover accreditation for the rest in the next period, Department of Quality Management based on the recommendations of the quality accreditation
been Revised                           organizations. Due to the actual time of implementation of the Project, there are only 04 years, from 2019 to 2022 (previously, the project was designed for 5
                                       years, from 2018 to 2022).


IR 8: Downloads of e-
resources each year by
users of eLibrary Portal (End                 0.00                  0.00                  4,000.00              24,000.00             22,000.00             16,000.00             66,000.00
Target = 5-year total)
(Number)

                                       Rationale:
Action: This indicator has
                                       Increase each year in the number of downloads of e-resources by users of the eLibrary Portal. End Target = 5-year Total
been Revised


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                             Support for Autonomous Higher Education Project (SAHEP) (P156849)



RESULT_FRAME_TBL_IO




                      Indicator Name          PBC Baseline                                                         Intermediate Targets                                                End Target

                                                                           1                     2                    3                     4                    5
IR 9: Higher education
institutions providing data
each year for the HEMIS
                                                    0.00                 0.00                  0.00                  35.00                235.00                                     235.00
system (Final goal =
Number of years 5)
(Number)

                                             Rationale:
                                             Revise target value to reflect the actual implementation progress. Due to the actual time of implementation of the Project: 4 years, from 2019 to 2022
Action: This indicator has
                                             (previously, 5 years, from 2018 to 2022), the software and equipment was only available from mid 2022, followed by the pilot and scale increase by the end of
been Revised
                                             2022.


IR 10: Number of visitors
each year to the HEMIS
                                                    0.00                 0.00                  0.00                  1,000.00             10,000.00             50,000.00            100,000.00
website (End Target – 5-
year Total) (Number)

                                             Rationale:
Action: This indicator has Due to the implementation delays, the indicators will not achieve its target until the project closing date. As soon as the system is in place, it is mandatory for all
been Marked for Deletion education institutions to visit so the indicator does not serve the purpose.


Students benefiting from
direct interventions to
                                                    0.00                                                                                                                             700,000.00
enhance learning (CRI,
Number)
Action: This indicator has
been Revised
                  Students benefiting from
                                                    0.00                                                                                                                             300,000.00
                  direct interventions to

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                              Support for Autonomous Higher Education Project (SAHEP) (P156849)



RESULT_FRAME_TBL_IO




                      Indicator Name        PBC Baseline                                                         Intermediate Targets                                               End Target

                                                                         1                    2                     3                    4                    5
                  enhance learning -
                  Female (CRI, Number)

                  Action: This indicator
                  has been Revised
IR 11: Recommendations
                                                                                                                                                                                  Recommendations
based on lessons learned
                                                                                                                                                                                  incorporated into
from university autonomy                          N/A
                                                                                                                                                                                  MOET policies on
pilots incorporated into
                                                                                                                                                                                  autonomy.
MOET policies (Text)

                                           Rationale:
                                           In December 2019, the government of Vietnam issued the Decree 99/2019/ND-CP detailing and guiding the implementation of the amended 2018 Law on
                                           Higher Education that sets out, among other things, the disposition for the autonomy and accountability of higher-education institutions. Under Decree 99,
Action: This indicator is                  higher-education institutions have been conferred a degree of autonomy in academic activities, organizational structure and personnel, and matters of finance
New                                        and assets. Because of this new decree, the PDO 4 seeking to incorporate into MOET policies the recommendations based on lessons learned from university
                                           autonomy pilots, has become irrelevant to measure the acheivement of the PDO on the strengthening of the national higher education management system.
                                           The indicator is, therefore, proposed to be dropped.


IO Table SPACE




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The World Bank
Support for Autonomous Higher Education Project (SAHEP) (P156849)