Procurement Plan I. General 1. Project information: Country: Democratic Socialist Republic of Sri Lanka Borrower: Ministry of Finance Project Name: Financial Sector Modernization Project Credit No: 6006-LK Project Implementing Agencies: (a) Central Bank of Sri Lanka; (2) Securities and Exchange Commission; (3) Insurance Board of Sri Lanka 2. Bank’s approval Date of the procurement Plan April 04, 2017 3. Date of General Procurement Notice11 May 2018 4. Period covered by this procurement plan: May 01 2018 to September 30, 2019 II. Goods and Works and non-consulting services. 1. Prior Review Threshold: Procurement Decisions subject to Prior Review by the Bank as stated in Appendix 1 to the Guidelines for Procurement: Expenditure Contract Procurement Contracts/Processes Category Value Method Subject to Prior (Threshold) Review Goods and > US$1,000, ICB All contracts above US$ non- 000 2,000,000 Consulting < NCB None Services US$1,000,000 < US$50,000 Shopping None 3. Proposed Procedures for CDD Components (as per paragraph. 3.17 of the Guidelines: Not applicable 4. Any Other Special Procurement Arrangements: Not applicable 5. Procurement Packages with Methods and Time Schedule Please refer procurement plan on STEP III. Selection of Consultants 1. Prior Review Threshold: Selection decisions subject to Prior Review by Bank as stated in Appendix 1 to the Guidelines Selection and Employment of Consultants: Consultant > US$300,000 All competitive All contracts over US$ Services methods; advertise 1,000,000 equivalent (firms) internationally < US$500,000 All competitive none methods; advertise locally < US$300,000 CQS Selection of All contracts Particular Types of Consultants - UN Agencies Individual IC (Section V of All contracts over Consultants Consultant US$300,000 equivalent Guidelines) 2. Short list comprising entirely of national consultants: Short list of consultants for services, estimated to cost less than $500,000 equivalent per contract, may comprise entirely of national consultants in accordance with the provisions of paragraph 2.7 of the Consultant Guidelines. 3. Any Other Special Selection Arrangements: Not Applicable PROCUREMENT Sri Lanka : Sri Lanka Financial Sector Modernization Project PLAN General Information Country: Sri Lanka 2018-08-06 Bank’s Approval Date of the Original Procurement Plan: 2022-09-07 Revised Plan Date(s): (comma delineated, leave blank if none) Project ID: P159303 GPN Date: 2018-05-11 Project Name: Sri Lanka Financial Sector Modernization Project Loan / Credit No: IDA / 60060 Securities and Exchange Commission of Sri Lanka Executing Agency(ies): WORKS Activity Reference No. / Estimated Actual Am Bid Evaluation Report Loan / Credit N Market Approac Procurement Pro Prequalification High SEA/SH R Procurement D Process St Draft Pre-qualification Prequalification Evalu Draft Bidding Docum Specific Procurement Bidding Documents a Proposal Submission / Contract Complet Description Component Review Type Method Amount (U ount (US$ and Recommendation Signed Contract o. h cess (Y/N) isk ocument Type atus Documents ation Report ent / Justification Notice / Invitation s Issued Opening / Minutes ion S$) ) for Award Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned GOODS Activity Reference No. / Bid Evaluation Report Loan / Credit N Market Approac Procurement Pro Prequalification Estimated Am Actual Amount Process St Draft Pre-qualification Prequalification Evalu Draft Bidding Docum Specific Procurement Bidding Documents a Proposal Submission / Description Component Review Type Method and Recommendation Signed Contract Contract Completion o. h cess (Y/N) ount (US$) (US$) atus Documents ation Report ent / Justification Notice / Invitation s Issued Opening / Minutes for Award Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual LK-SEC-228537-GO-DIR / 10 Supporting Selected Mid-Lev numbers of Oracle DB Stand IDA / 60060 el Reforms through Results- Post Direct Selection Direct 8,000.00 0.00 Canceled 2021-05-05 2021-07-20 2021-05-10 2021-06-14 2021-12-11 ard edition 2 Based Financing Strengthening Regulators’ In LK-SEC-228538-GO-DIR / SU stitutional Capacity, Upgradi SE Linux Local Support for 3 IDA / 60060 ng the Legal and Regulatory Post Direct Selection Direct 8,000.00 0.00 Canceled 2021-05-20 2021-07-20 2021-05-25 2021-06-29 2021-12-26 years Framework and Modernizing Financial M arket Infrastruct ure LK-SEC-228534-GO-DIR / An Strengthening Regulators’ In nual Maintenance support for stitutional Capacity, Upgradi 2 numbers of CISCO Switches IDA / 60060 ng the Legal and Regulatory Post Direct Selection Direct 15,000.00 0.00 Canceled 2021-04-15 2021-07-20 2021-07-01 2021-08-05 2022-02-01 procured from the existing v Framework and Modernizing endor of the Surveillance sys Financial M arket Infrastruct tem. ure LK-SEC-231643-GO-DIR / An Strengthening Regulators’ In nual maintenance support fo stitutional Capacity, Upgradi r 3 Nos of Servers procured fr IDA / 60060 ng the Legal and Regulatory Post Direct Selection Direct 15,000.00 0.00 Canceled 2021-05-31 2021-07-20 2021-07-01 2021-08-05 2022-02-01 om the existing vendor of the Framework and Modernizing Surveillance system. Financial M arket Infrastruct ure LK-SEC-231644-GO-DIR / An Strengthening Regulators’ In nual Maintenance support for stitutional Capacity, Upgradi 1 Array procured from the ex IDA / 60060 ng the Legal and Regulatory Post Direct Selection Direct 6,000.00 0.00 Canceled 2021-05-31 2021-07-20 2021-07-01 2021-08-05 2022-02-01 isting vendor of the Surveilla Framework and Modernizing nce system. Financial M arket Infrastruct ure Strengthening Regulators’ In LK-SEC-242539-GO-DIR / urg stitutional Capacity, Upgradi ent upgrade to the surveillan IDA / 60060 ng the Legal and Regulatory Post Direct Selection Direct 51,000.00 0.00 Canceled 2021-08-05 2021-08-10 2021-09-14 2022-03-13 ce terminal of the SEC . Framework and Modernizing Financial M arket Infrastruct ure Strengthening Regulators’ In LK-SEC-221127-GO-RFQ / Pr stitutional Capacity, Upgradi ocurement of 70 numbers of Request for Quota Open - Internationa Single Stage - One E IDA / 60060 ng the Legal and Regulatory Post 49,000.00 0.00 Canceled 2021-05-10 2021-07-05 2022-01-01 Laptop computers for the sta tions l nvelope Framework and Modernizing ff of the SEC. Financial M arket Infrastruct ure Strengthening Regulators’ In stitutional Capacity, Upgradi LK-SEC-221135-GO-RFQ / St Request for Quota Open - Internationa Single Stage - One E IDA / 60060 ng the Legal and Regulatory Post 16,000.00 0.00 Canceled 2021-05-08 2021-07-03 2021-12-30 orage Expansion tions l nvelope Framework and Modernizing Financial M arket Infrastruct ure Strengthening Regulators’ In stitutional Capacity, Upgradi LK-SEC-221141-GO-RFQ / Wi Request for Quota Open - Internationa Single Stage - One E IDA / 60060 ng the Legal and Regulatory Post 8,000.00 0.00 Canceled 2021-05-07 2021-07-02 2021-12-29 reless Network Solution tions l nvelope Framework and Modernizing Financial M arket Infrastruct ure Strengthening Regulators’ In stitutional Capacity, Upgradi LK-SEC-221137-GO-RFQ / 2 Request for Quota Open - Internationa Single Stage - One E IDA / 60060 ng the Legal and Regulatory Post 16,000.00 0.00 Canceled 2021-05-08 2021-07-03 2021-12-30 No. Servers. tions l nvelope Framework and Modernizing Financial M arket Infrastruct ure Supporting Selected Mid-Lev LK-SEC-228531-GO-RFQ / 2 Request for Quota Open - Internationa Single Stage - One E IDA / 60060 el Reforms through Results- Post 8,000.00 0.00 Canceled 2021-06-05 2021-07-31 2022-01-27 Numbers of Juniper Switches tions l nvelope Based Financing Strengthening Regulators’ In LK-SEC-245710-GO-RFQ / Mi stitutional Capacity, Upgradi Request for Quota Single Stage - One E crosoft Terminal Server licen IDA / 60060 ng the Legal and Regulatory Post Limited 25,000.00 24,515.28 Terminated 2021-08-20 2021-04-29 2021-10-15 2022-08-01 2022-04-13 tions nvelope se with 3 y maintenance Framework and Modernizing Financial M arket Infrastruct ure Strengthening Regulators’ In LK-SEC-221139-GO-RFQ / Mi stitutional Capacity, Upgradi Request for Quota Open - Internationa Single Stage - One E crosoft Terminal Server licen IDA / 60060 ng the Legal and Regulatory Post 25,000.00 0.00 Canceled 2021-05-07 2021-07-02 2021-12-29 tions l nvelope se with 3 y maintenance Framework and Modernizing Financial M arket Infrastruct ure Strengthening Regulators’ In LK-SEC-242308-GO-RFQ / Da stitutional Capacity, Upgradi ta Analytical Tool for the Sur Request for Quota Single Stage - One E IDA / 60060 ng the Legal and Regulatory Post Limited 2,721.00 16,470.00 Terminated 2021-07-31 2022-04-28 2021-09-25 2022-05-05 2022-03-24 veillance Division - Tableau S tions nvelope Framework and Modernizing oftware Financial M arket Infrastruct ure Strengthening Regulators’ In LK-SEC-245694-GO-RFQ / Pr stitutional Capacity, Upgradi ocurement of 70 numbers of Request for Quota Single Stage - One E Pending Impl IDA / 60060 ng the Legal and Regulatory Post Limited 49,000.00 0.00 2021-12-05 2022-01-30 2022-07-29 Laptop computers for the sta tions nvelope ementation Framework and Modernizing ff of the SEC Financial M arket Infrastruct ure Page 1 Strengthening Regulators’ In stitutional Capacity, Upgradi LK-SEC-245695-GO-RFQ / St Request for Quota Single Stage - One E Pending Impl IDA / 60060 ng the Legal and Regulatory Post Limited 16,000.00 0.00 2021-12-05 2022-01-30 2022-07-29 orage Expansion tions nvelope ementation Framework and Modernizing Financial M arket Infrastruct ure Strengthening Regulators’ In stitutional Capacity, Upgradi LK-SEC-245697-GO-RFQ / Wi Request for Quota Single Stage - One E Pending Impl IDA / 60060 ng the Legal and Regulatory Post Limited 8,000.00 0.00 2022-05-05 2022-06-30 2022-12-27 reless network solution tions nvelope ementation Framework and Modernizing Financial M arket Infrastruct ure Strengthening Regulators’ In stitutional Capacity, Upgradi LK-SEC-245701-GO-RFQ / 2 Request for Quota Single Stage - One E Pending Impl IDA / 60060 ng the Legal and Regulatory Post Limited 16,000.00 0.00 2021-12-05 2022-05-04 2022-10-31 No Servers tions nvelope ementation Framework and Modernizing Financial M arket Infrastruct ure Supporting Selected Mid-Lev LK-SEC-245708-GO-RFQ / 2 Request for Quota Single Stage - One E IDA / 60060 el Reforms through Results- Post Limited 8,000.00 0.00 Canceled 2021-12-05 2022-01-30 2022-07-29 Numbers of Juniper Switches tions nvelope Based Financing Strengthening Regulators’ In LK-SEC-73128-GO-RFP / Proc stitutional Capacity, Upgradi Open - Internationa Single Stage - One E urement of a Market Surveill IDA / 60060 ng the Legal and Regulatory Prior Request for Bids 2,250,000.00 0.00 Canceled 2019-04-02 2019-10-10 2019-04-07 2019-10-10 2019-05-19 2019-12-16 2019-06-18 2019-07-23 2020-01-19 l nvelope ance System Framework and Modernizing Financial M arket Infrastruct ure Strengthening Regulators’ In LK-SEC-281946-GO-RFQ / Da stitutional Capacity, Upgradi Request for Quota Single Stage - One E ta Analytical Tool - Tableau S IDA / 60060 ng the Legal and Regulatory Post Limited 19,280.00 8,633.91 Signed 2022-03-08 2022-06-06 2022-05-03 2022-09-01 2022-10-30 tions nvelope oftware Framework and Modernizing Financial M arket Infrastruct ure Strengthening Regulators’ In LK-SEC-73139-GO-RFP / Proc stitutional Capacity, Upgradi Open - Internationa Single Stage - One E urement of IT System Infrastr IDA / 60060 ng the Legal and Regulatory Post Request for Bids 890,000.00 0.00 Canceled 2019-03-04 2021-07-20 2019-03-09 2019-04-20 2019-05-20 2019-06-24 2019-12-21 l nvelope ucture Requirements Framework and Modernizing Financial M arket Infrastruct ure Strengthening Regulators’ In LK-SEC-73055-GO-RFP / Proc stitutional Capacity, Upgradi urement of an online regulat Open - Internationa Single Stage - One E IDA / 60060 ng the Legal and Regulatory Post Request for Bids 750,000.00 0.00 Canceled 2021-06-01 2021-07-20 2021-06-06 2021-07-18 2021-08-17 2021-09-21 2022-03-20 ory reporting system for Mar l nvelope Framework and Modernizing ket Intermediaries Financial M arket Infrastruct ure Strengthening Regulators’ In LK-SEC-279756-GO-RFB / Do stitutional Capacity, Upgradi Single Stage - One E Under Imple cument Archiving and Manag IDA / 60060 ng the Legal and Regulatory Post Request for Bids Open - National 445,000.00 0.00 2022-04-20 2022-08-08 2022-04-25 2022-08-07 2022-06-06 2022-07-06 2022-08-10 2023-02-06 nvelope mentation ement System Framework and Modernizing Financial M arket Infrastruct ure Strengthening Regulators’ In LK-SEC-279763-GO-RFB / Hu stitutional Capacity, Upgradi Single Stage - One E Pending Impl man Resources Information S IDA / 60060 ng the Legal and Regulatory Post Request for Bids Open - National 445,000.00 0.00 2022-04-20 2022-04-25 2022-06-06 2022-07-06 2022-08-10 2023-02-06 nvelope ementation ystem Framework and Modernizing Financial M arket Infrastruct ure Strengthening Regulators’ In LK-SEC-279745-GO-DIR / Up stitutional Capacity, Upgradi Under Imple grade to the existing Market IDA / 60060 ng the Legal and Regulatory Post Direct Selection Direct 1,500,000.00 0.00 2022-04-20 2022-04-28 2022-04-25 2022-08-01 2022-05-30 2022-11-26 mentation Surveillance System Framework and Modernizing Financial M arket Infrastruct ure Strengthening Regulators’ In LK-SEC-307203-GO-RFQ / Mi stitutional Capacity, Upgradi Request for Quota Single Stage - One E Pending Impl crosoft Terminal Server licen IDA / 60060 ng the Legal and Regulatory Post Limited 25,000.00 0.00 2022-08-27 2022-10-22 2023-04-20 tions nvelope ementation se with 3 y maintenance Framework and Modernizing Financial M arket Infrastruct ure LK-SEC-307222-GO-RFQ / 10 Supporting Selected Mid-Lev Request for Quota Single Stage - One E Pending Impl numbers of Oracle DB Stand IDA / 60060 el Reforms through Results- Post Limited 8,000.00 0.00 2022-08-27 2022-10-22 2023-04-20 tions nvelope ementation ard edition 2 Based Financing LK-SEC-287932-GO-RFB / Su Strengthening Regulators’ In pply, Delivery, Installation, C stitutional Capacity, Upgradi ustomization, Data-Migration ng the Legal and Regulatory Single Stage - One E Pending Impl , Integration, Implementation IDA / 60060 Post Request for Bids Open - National 750,000.00 0.00 2022-04-20 2022-04-25 2022-06-06 2022-07-06 2022-08-10 2023-02-06 Framework and Modernizing nvelope ementation and Maintenance of e-Conne Financial M arket Infrastruct ct System For Securities and ure Exchange Commission of Sri Lanka NON CONSULTING SERVICES Activity Reference No. / Bid Evaluation Report Loan / Credit N Market Approac Procurement Pro Prequalification Estimated Am Actual Amount Process St Draft Pre-qualification Prequalification Evalu Draft Bidding Docum Specific Procurement Bidding Documents a Proposal Submission / Description Component Review Type Method and Recommendation Signed Contract Contract Completion o. h cess (Y/N) ount (US$) (US$) atus Documents ation Report ent / Justification Notice / Invitation s Issued Opening / Minutes for Award Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual CONSULTING FIRMS Activity Reference No. / Combined Evaluation Loan / Credit N Market Approac Contract Type Estimated Amo Actual Amount Expression of Interest Short List and Draft R Request for Proposals Opening of Technical Evaluation of Technic Description Component Review Type Method Process Status Terms of Reference Report and Draft Neg Signed Contract Contract Completion o. h unt (US$) (US$) Notice equest for Proposals as Issued Proposals / Minutes al Proposal otiated Contract Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Strengthening Regulators’ In LK-SEC-73544-CS-QCBS / Di stitutional Capacity, Upgradi agnostic Study for DVP Polic Consultant Qualifi IDA / 60060 ng the Legal and Regulatory Post Open - National 10,000.00 0.00 Canceled 2018-09-17 2018-10-08 2018-12-06 2019-01-05 2019-02-09 2019-08-08 y formulation (Individual con cation Selection Framework and Modernizing sultant) Financial M arket Infrastruct ure LK-SEC-57279-CS-QCBS / TA Strengthening Regulators’ In for Review Corporate Govern stitutional Capacity, Upgradi ance Framework inline with t ng the Legal and Regulatory Quality And Cost- Open - Internationa IDA / 60060 Post 300,000.00 0.00 Canceled 2019-11-01 2019-11-22 2020-01-20 2020-02-17 2020-03-18 2020-04-22 2020-05-27 2021-12-15 he International best practice Framework and Modernizing Based Selection l s and Corporate Governance Financial M arket Infrastruct Enhancements, Policy formul ure ation and Implementation LK-SEC-73053-CS-QCBS / TA Strengthening Regulators’ In for Implementation of DVP an stitutional Capacity, Upgradi Consultant Qualifi d policy framework for CCP i IDA / 60060 ng the Legal and Regulatory Post Open - National 90,000.00 0.00 Canceled 2018-10-01 2018-10-22 2018-12-20 2019-01-19 2019-02-23 2019-08-22 cation Selection mplementation (Individual Co Framework and Modernizing nsultant) Financial M arket Infrastruct ure Page 2 LK-SEC-82935-CS-CQS / Con Strengthening Regulators’ In sultancy for enhancing educa stitutional Capacity, Upgradi Consultant Qualifi tion and awareness delivery IDA / 60060 ng the Legal and Regulatory Post Open - National 145,000.00 108,291.25 Signed 2019-02-11 2019-05-21 2019-03-04 2019-06-06 2019-04-17 2019-11-15 2019-05-17 2020-06-10 2019-06-21 2020-09-11 2019-12-18 cation Selection channels -SEC web site/ CME Framework and Modernizing T/CMIC Financial M arket Infrastruct ure LK-SEC-57280-CS-QCBS / Ex Strengthening Regulators’ In perts for Development of Ins stitutional Capacity, Upgradi titutional HR Strategy includi ng the Legal and Regulatory Quality And Cost- Open - Internationa ng capacity building training IDA / 60060 Post 200,000.00 0.00 Canceled 2019-03-04 2019-03-25 2019-05-23 2019-06-20 2019-07-20 2019-08-24 2019-09-28 2022-09-28 Framework and Modernizing Based Selection l and development for HR staff Financial M arket Infrastruct (Firm) ure - Should be experienced in h andling HR related work for a regulator Strengthening Regulators’ In LK-SEC-57270-CS-QCBS / As stitutional Capacity, Upgradi sessment and Implementati Quality And Cost- Open - Internationa IDA / 60060 ng the Legal and Regulatory Post 300,000.00 287,452.90 Signed 2019-02-11 2019-08-07 2019-03-04 2019-08-15 2019-05-02 2020-09-14 2019-05-30 2020-11-23 2019-06-29 2021-02-05 2019-08-03 2021-03-15 2019-09-07 2021-07-02 2022-09-07 on of Institutional IT Strateg Based Selection l Framework and Modernizing y (Firm) Financial M arket Infrastruct ure LK-SEC-57274-CS-QCBS / Su Strengthening Regulators’ In pervision Expert (Firm) stitutional Capacity, Upgradi - Implementation of Risk Bas ng the Legal and Regulatory Quality And Cost- Open - Internationa ed Supervision and Risk Base IDA / 60060 Post 700,000.00 645,312.03 Terminated 2019-03-04 2020-09-24 2019-03-25 2020-11-02 2019-05-23 2021-03-03 2019-06-20 2021-04-27 2019-07-20 2021-05-20 2019-08-24 2021-06-03 2019-09-28 2022-01-27 2021-09-28 Framework and Modernizing Based Selection l d Capital Model Financial M arket Infrastruct - Streamlining Supervision rel ure ated activities LK-SEC-73135-CS-QCBS / Co Strengthening Regulators’ In nsultancy for surveillance to stitutional Capacity, Upgradi Consultant Qualifi Open - Internationa build capacity and enhance t IDA / 60060 ng the Legal and Regulatory Post 200,000.00 0.00 Canceled 2019-02-11 2019-06-03 2019-03-04 2019-06-03 2019-05-02 2019-10-30 2019-06-01 2020-06-23 2019-07-06 2021-07-06 cation Selection l he effectiveness of the survei Framework and Modernizing llance function Financial M arket Infrastruct ure Strengthening Regulators’ In LK-SEC-73132-CS-QCBS / Inv stitutional Capacity, Upgradi Consultant Qualifi Open - Internationa estigations and Enforcement IDA / 60060 ng the Legal and Regulatory Post 200,000.00 0.00 Canceled 2019-04-02 2019-04-23 2019-06-03 2019-06-21 2019-07-21 2019-08-25 2021-08-25 cation Selection l Experts Framework and Modernizing Financial M arket Infrastruct ure LK-SEC-91050-CS-CQS / Exp Strengthening Regulators’ In erts for Development of Instit stitutional Capacity, Upgradi Consultant Qualifi Open - Internationa utional HR Strategy including IDA / 60060 ng the Legal and Regulatory Post 200,000.00 0.00 Canceled 2019-03-25 2019-04-15 2019-05-29 2019-06-28 2019-08-02 2020-01-29 cation Selection l capacity building training an Framework and Modernizing d development for HR staff Financial M arket Infrastruct ure Strengthening Regulators’ In LK-SEC-182387-CS-QCBS / S stitutional Capacity, Upgradi Quality And Cost- Open - Internationa urveillance Expertise to the S IDA / 60060 ng the Legal and Regulatory Post 300,000.00 362,300.00 Signed 2020-07-08 2020-08-06 2020-07-08 2020-08-12 2020-08-21 2020-12-18 2020-09-18 2021-02-05 2020-10-18 2021-03-04 2020-11-22 2021-03-10 2020-12-27 2021-06-29 2021-12-27 Based Selection l EC Framework and Modernizing Financial M arket Infrastruct ure LK-SEC-59735-CS-QCBS / Co Strengthening Regulators’ In nsultancy Services for streng stitutional Capacity, Upgradi Quality And Cost- Open - Internationa thening issuance regulations, IDA / 60060 ng the Legal and Regulatory Post 500,000.00 0.00 Canceled 2021-01-01 2021-01-22 2021-03-22 2021-04-19 2021-05-19 2021-06-23 2021-07-28 2023-02-16 Based Selection l procedures and supervision f Framework and Modernizing ramework for Corporate Debt Financial M arket Infrastruct Market ure LK-SEC-74065-CS-QCBS / TA Strengthening Regulators’ In for Review of Corporate Gove stitutional Capacity, Upgradi rnance Framework inline with ng the Legal and Regulatory Consultant Qualifi Open - Internationa IDA / 60060 Post 200,000.00 0.00 Canceled 2021-06-30 2021-07-21 2021-09-18 2021-10-18 2021-11-22 2022-05-21 International best practices a Framework and Modernizing cation Selection l nd Corporate Governance En Financial M arket Infrastruct hancements, Policy formulati ure on and Implementation LK-SEC-59736-CS-QCBS / Co Strengthening Regulators’ In nsultancy Services for a com stitutional Capacity, Upgradi prehensive diagnostic and ac ng the Legal and Regulatory Quality And Cost- Open - Internationa IDA / 60060 Post 500,000.00 0.00 Canceled 2021-01-01 2021-01-22 2021-03-22 2021-04-19 2021-05-19 2021-06-23 2021-07-28 2023-02-16 tion plan for Secondary mark Framework and Modernizing Based Selection l et architecture ( Corporate B Financial M arket Infrastruct onds)/ Enabling OTC Platform ure s Strengthening Regulators’ In stitutional Capacity, Upgradi LK-SEC-59732-CS-QCBS / TA Quality And Cost- Open - Internationa IDA / 60060 ng the Legal and Regulatory Post 500,000.00 0.00 Canceled 2021-06-15 2021-07-06 2021-08-19 2021-09-16 2021-10-16 2021-11-20 2021-12-25 2023-07-16 for Central Counter Party Based Selection l Framework and Modernizing Financial M arket Infrastruct ure Strengthening Regulators’ In LK-SEC-244963-CS-QCBS / E stitutional Capacity, Upgradi xpertise to Develop a Strateg Quality And Cost- Open - Internationa IDA / 60060 ng the Legal and Regulatory Post 500,000.00 0.00 Canceled 2021-08-15 2021-09-05 2021-10-19 2021-11-30 2021-12-30 2022-02-03 2022-03-10 2023-03-10 y for the Sri Lankan Capital M Based Selection l Framework and Modernizing arket Financial M arket Infrastruct ure INDIVIDUAL CONSULTANTS Activity Reference No. / Loan / Credit N Market Approac Contract Type Estimated Amo Actual Amount Invitation to Identifie Draft Negotiated Cont Description Component Review Type Method Process Status Terms of Reference Signed Contract Contract Completion o. h unt (US$) (US$) d/Selected Consultant ract Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual LK-SEC-77346-CS-INDV / TA Strengthening Regulators’ In for Implementation of DVP an stitutional Capacity, Upgradi Individual Consult d policy framework for CCP i IDA / 60060 ng the Legal and Regulatory Post Open 90,000.00 82,761.00 Signed 2019-02-11 2019-07-08 2019-04-01 2020-07-29 2019-04-22 2020-08-10 2019-05-27 2020-09-19 2022-05-27 ant Selection mplementation (Individual Co Framework and Modernizing nsultant) Financial M arket Infrastruct ure Strengthening Regulators’ In LK-SEC-77350-CS-INDV / Inv stitutional Capacity, Upgradi Individual Consult estigations and Enforcement IDA / 60060 ng the Legal and Regulatory Post Open 250,000.00 0.00 Canceled 2018-12-03 2019-01-21 2019-02-11 2019-03-18 2019-09-14 ant Selection Experts (Individual) Framework and Modernizing Financial M arket Infrastruct ure Strengthening Regulators’ In stitutional Capacity, Upgradi LK-SEC-77348-CS-INDV / Sur Individual Consult IDA / 60060 ng the Legal and Regulatory Post Open 200,000.00 0.00 Canceled 2018-12-03 2019-01-21 2019-02-11 2019-03-18 2019-09-14 veillance Expert ant Selection Framework and Modernizing Financial M arket Infrastruct ure Strengthening Regulators’ In LK-SEC-145372-CS-INDV / In stitutional Capacity, Upgradi Individual Consult vestigations Expertise to the IDA / 60060 ng the Legal and Regulatory Post Open 100,000.00 0.00 Canceled 2020-12-30 2021-02-17 2021-03-10 2021-04-14 2021-10-11 ant Selection SEC Framework and Modernizing Financial M arket Infrastruct ure Page 3 Strengthening Regulators’ In LK-SEC-145375-CS-INDV / Le stitutional Capacity, Upgradi Individual Consult gal and Enforcement Expertis IDA / 60060 ng the Legal and Regulatory Post Open 100,000.00 0.00 Canceled 2020-12-15 2021-02-02 2021-02-23 2021-03-30 2021-09-26 ant Selection e to the SEC Framework and Modernizing Financial M arket Infrastruct ure Strengthening Regulators’ In LK-SEC-142653-CS-INDV / H stitutional Capacity, Upgradi uman Resources Expertise to Individual Consult IDA / 60060 ng the Legal and Regulatory Post Open 100,000.00 0.00 Canceled 2019-10-28 2019-11-08 2019-12-16 2020-01-24 2020-01-06 2020-04-08 2020-02-10 2020-08-08 the Securities and Exchange ant Selection Framework and Modernizing Commission of Sri Lanka Financial M arket Infrastruct ure LK-SEC-182863-CS-INDV / Ex Strengthening Regulators’ In pertise to develop a training stitutional Capacity, Upgradi Individual Consult program to enhance technica IDA / 60060 ng the Legal and Regulatory Post 100,000.00 0.00 Canceled 2020-07-15 2020-09-30 2020-09-02 2020-09-23 2020-10-28 2021-04-26 ant Selection l capacity of staff of the Secu Framework and Modernizing rities and Exchange Commiss Financial M arket Infrastruct ion of Sri Lanka ure Page 4