China Contaminated Site Management Project Procurement Plan The procurement plan will cover the whole period of the project implementation. The PMU shall update the procurement plan throughout the duration of the project at least annually by including contracts previously awarded. All procurement plans, their updates or modifications shall be subject to Bank’s prior review and no objection before implementation. I. General 1. Project information: Country： China Borrower: The People’s Republic of China Project Name: China Contaminated Site Management Project Loan No: P145533 Project Implementation Agency (PIA): Foreign Economic Cooperation Office of MEP, Chongqing PMU and Liaoning PMU 2. Bank’s approval Date of the procurement Plan [Original : March 10, 2015; Revision 2:December. 1, 2016, Revision 3:April. 7, 2017, Revision 4: ] 3. Date of General Procurement Notice: March 20, 2015 4. Period covered by this procurement plan: December 2016- June 2017 II. Goods and Works and Non-consulting services. 1. Prior Review Threshold: Procurement Decisions subject to Prior Review by the Bank as stated in Appendix 1 to the Guidelines for Procurement: Expendit Contract Value Procurement Bank Prior ure (US$) Method Review Category ＞=10 million ICB Goods/IT NCB All contracts Systems Remarks: Where >= USD 4 and Non- goods are not million ＞=500k - < 10 Consultin normally available million g within China, the Services method of procurement will be 1 ICB even if the contract value is less than USD 10 million. < 500 K Shopping None All contracts N/A DC >= USD 4 million >=40 million ICB All contracts ＞=500k - < 40 Works/ NCB >= USD 15 million Supply & million Installati < 500 K Shopping None on All contracts N/A DC >= USD 15 million Notes: ICB: International Competitive Bidding NCB: National Competitive Bidding DC: Direct Contracting NA: Not Applicable 2. Prequalification. Bidders for all ICB works contracts shall be prequalified in accordance with the provisions of paragraphs 2.9 and 2.10 of the Guidelines. 3. Proposed Procedures for CDD Components (as per paragraph. 3.19 of the Guidelines: NA. 4. Reference to (if any) Project Operational/Procurement Manual: The PMU has prepared a procurement management manual, which has been reviewed by the Bank. 5. Any Other Special Procurement Arrangements: Retroactive financing will be agreed under this project. Payments will be made only for contracts procured in accordance with applicable Bank procurement procedures. 2 6. Procurement Packages with Methods and Time Schedule III. Selection of Consultants 1. Prior Review Threshold: Selection decisions subject to Prior Review by Bank as stated in Appendix 1 to the Guidelines Selection and Employment of Consultants: Expendit Contract Selection Bank Prior Review ure Value (US$) Method Category >= 300,000 QCBS, QBS Firms: All contracts >=USD QCBS, QBS, 2 million; < 300,000 CQS Firms: All SSS contracts >= N/A SSS USD 1 million; Consultan Individual Consultant: All ts contracts >=400 K; N/A IC SSS for individual consultant: All contracts >=400 K Notes QCBS: Quality- and Cost-Based Selection : QBS: Quality-Based Selection CQS: Selection Based on the Consultants’ Qualifications SSS: Single-Source Selection IC: Individual Consultant selection procedure NA: Not Applicable 2. Short list comprising entirely of national consultants: Short list of consultants for services, estimated to cost less than USD500,000 equivalent per contract, may comprise entirely of national consultants in accordance with the provisions of paragraph 2.7 of the Consultant Guidelines. 3 3. Any Other Special Selection Arrangements: Retroactive financing will be agreed under this project. Payments will be made only for contracts procured in accordance with applicable Bank procurement procedures. 4. Consultancy Assignments with Selection Methods and Time Schedule 4 PROCUREMENT China : China Contaminated Site Management Project PLAN General Information Country: China Bank’s Approval Date of the Original Procurement Plan: 2017-11-11 2022-02-22 Revised Plan Date(s): (comma delineated, leave blank if none) Project ID: P145533 GPN Date: 2018-01-05 Project Name: China Contaminated Site Management Project Loan / Credit No: TF / A0193 M Executing Agency(ies): EP Liaoning WORKS Procureme Activity Reference No. / Actual Draft Bidding Bid Evaluation Report Loan / Credit Procurement Prequalification High SEA/SH nt Process Draft Pre-qualification Prequalification Specific Procurement Bidding Documents as Proposal Submission / Contract Description Component Review Type Method Market Approach Amount Document / and Recommendation Signed Contract No. Process (Y/N) Risk Document Status Documents Evaluation Report Notice / Invitation Issued Opening / Minutes Completion (US$) Justification for Award Type Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual GOODS Activity Reference No. / Draft Bidding Bid Evaluation Report Loan / Credit Procurement Prequalification Actual Amount Process Draft Pre-qualification Prequalification Specific Procurement Bidding Documents as Proposal Submission / Description Component Review Type Method Market Approach Document / and Recommendation Signed Contract Contract Completion No. Process (Y/N) (US$) Status Documents Evaluation Report Notice / Invitation Issued Opening / Minutes Justification for Award Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual NON CONSULTING SERVICES Activity Reference No. / Draft Bidding Bid Evaluation Report Loan / Credit Procurement Prequalification Actual Amount Process Draft Pre-qualification Prequalification Specific Procurement Bidding Documents as Proposal Submission / Description Component Review Type Method Market Approach Document / and Recommendation Signed Contract Contract Completion No. Process (Y/N) (US$) Status Documents Evaluation Report Notice / Invitation Issued Opening / Minutes Justification for Award Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Component 2: Cleanup NCL-1 / Remediation Demonstrations of Sites Single Stage - One technology pilot for Northeast TF / A0193 Post Request for Bids Open - National 394,845.56 Signed 2020-04-15 2018-12-21 2020-04-20 2020-06-01 2019-03-04 2020-07-01 2019-03-04 2020-08-05 2019-04-22 2020-09-29 Contaminated with POPs and Envelope Pharmacy Group (NPG) site Other Hazardous Chemicals Component 1: Capacity Development for Prevention Request for Single Stage - One NCL-3 / Brochures for 2018 TF / A0193 Post Open - National 3,554.07 Signed 2020-05-22 2020-07-17 2018-11-14 2021-01-13 and Control of Site Quotations Envelope Contamination CONSULTING FIRMS Activity Reference No. / Combined Evaluation Loan / Credit Contract Type Actual Amount Expression of Interest Short List and Draft Request for Proposals Opening of Technical Evaluation of Description Component Review Type Method Market Approach Process Status Terms of Reference Report and Draft Signed Contract Contract Completion No. (US$) Notice Request for Proposals as Issued Proposals / Minutes Technical Proposal Negotiated Contract Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual CL-9 / Supplementary environmental investigation, Component 2: Cleanup risk assessment and Demonstrations of Sites Quality And Cost- TF / A0193 Post Open - International 483,106.95 Signed 2017-11-09 2016-07-19 2017-11-30 2018-01-13 2017-03-28 2018-02-10 2017-04-28 2018-03-12 2017-04-28 2018-04-16 2017-05-22 2018-05-21 2017-08-23 2018-10-01 remediation plan of POPs Contaminated with POPs and Based Selection contaminated site of Other Hazardous Chemicals Northeast Pharmacy Group CL-4 / Propaganda videos on Component 1: Capacity Consultant environment management of Development for Prevention TF / A0193 Post Qualification Open - National 83,596.74 Signed 2017-11-23 2017-10-25 2017-12-14 2018-02-12 2017-12-08 2018-03-14 2018-03-06 2018-04-18 2018-03-06 2021-12-31 contaminated sites in Liaoning and Control of Site Selection Province Contamination CL-1 / Administrative Component 1: Capacity Consultant Measure for Environmental Development for Prevention TF / A0193 Post Qualification Open - National 83,469.21 Signed 2017-11-24 2017-01-25 2017-12-15 2018-02-13 2017-12-08 2018-03-15 2018-01-22 2018-04-19 2018-01-22 2020-12-31 Remediation of Contaminated and Control of Site Selection Sites in Liaoning Contamination CL-10 / Preparation of Component 2: Cleanup Environmental and Social Consultant Demonstrations of Sites Assessment (ESA) Report for TF / A0193 Post Qualification Open - National 105,132.87 Signed 2017-11-24 2017-11-06 2017-12-15 2018-01-28 2017-12-08 2018-02-27 2018-01-09 2018-04-03 2018-01-22 2018-06-12 Contaminated with POPs and the POPs Contaminated Site of Selection Other Hazardous Chemicals Northeast Pharmacy Group CL-2 / Development of the Local Standard on Soil Component 1: Capacity Consultant Screening Levels for Development for Prevention TF / A0193 Post Qualification Open - National 83,528.23 Signed 2017-11-22 2016-12-25 2017-12-13 2018-01-26 2017-03-28 2018-02-25 2017-08-23 2018-04-01 2017-08-23 2020-12-31 Environmental Risk and Control of Site Selection Assessment of Contaminated Contamination Sites in Liaoning Province CL-12 / Supplementary environmental investigation Component 2: Cleanup and risk assessment and Demonstrations of Sites Quality And Cost- TF / A0193 Post Open - International 463,631.85 Signed 2017-12-15 2016-08-09 2018-01-05 2018-02-18 2017-04-14 2018-03-18 2017-06-07 2018-04-17 2017-06-07 2018-05-22 2017-06-26 2018-06-26 2017-11-30 2018-11-06 remediation plan of POPs Contaminated with POPs and Based Selection contaminated site of Other Hazardous Chemicals Shenyang Chemical Co., LTD Component 2: Cleanup CL-13 / Environmental and Consultant Demonstrations of Sites social impact assessment for TF / A0193 Post Qualification Open - National -5,302.03 Terminated 2018-05-05 2017-12-12 2018-05-26 2018-07-09 2018-02-23 2018-08-08 2018-04-28 2018-09-12 2018-05-10 2019-03-11 Contaminated with POPs and SCP Selection Other Hazardous Chemicals Component 2: Cleanup CL-11 / environmental and Consultant Demonstrations of Sites engineering supervision for TF / A0193 Post Qualification Open - National 188,061.47 Signed 2018-05-05 2018-01-26 2018-05-26 2018-07-09 2018-02-23 2018-08-08 2018-04-08 2018-09-12 2018-04-09 2019-03-11 Contaminated with POPs and NPG remediation engineering Selection Other Hazardous Chemicals CL-7 / Procurement agent for Component 1: Capacity Consultant China Contaminated Site Development for Prevention TF / A0193 Prior Qualification Open - National 0.00 Canceled 2018-05-05 2018-06-05 2018-05-26 2018-07-09 2018-08-08 2018-09-12 2019-03-11 Management Project-Liaoning and Control of Site Selection Activates Contamination Page 1 CL-3 / Technical Guidelines for Pollution Control of Demolition Activities on Component 1: Capacity Industrial Contaminated Sites Consultant Development for Prevention and Technical Guidelines for TF / A0193 Post Qualification Open - National 133,924.64 Signed 2018-09-13 2018-09-03 2018-10-13 2018-12-12 2018-11-14 2019-01-11 2019-01-14 2019-02-15 2019-01-24 2020-12-31 and Control of Site Acceptance Assessment of Selection Contamination Treatment and Remediation on Contaminated Sites in Liaoning Component 1: Capacity CL-5 / POPs Contaminated Consultant Development for Prevention Site Investigation and Action TF / A0193 Post Qualification Open - National 291,661.39 Terminated 2018-09-13 2018-09-04 2018-10-13 2018-12-12 2018-11-14 2019-01-11 2019-01-22 2019-02-07 2019-01-24 2020-12-31 and Control of Site Plan in Liaoning Selection Contamination CL-16 / Implementation Plan Component 1: Capacity Consultant of Environmental and Social Development for Prevention TF / A0193 Post Qualification Open - National 125,218.15 Signed 2021-07-19 2021-01-19 2021-08-09 2021-11-26 2021-09-22 2021-06-10 2021-10-22 2021-07-29 2021-11-26 2021-08-11 2022-05-25 Management System (ESMS) and Control of Site Selection for Enterprises in Liaoning Contamination INDIVIDUAL CONSULTANTS Activity Reference No. / Invitation to Loan / Credit Actual Amount Draft Negotiated Description Component Review Type Method Market Approach Contract Type Process Status Teams of Reference Identified/Selected Signed Contract Contract Completion No. (US$) Contract Consultant Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual CL-6(1) / Technicial Expert of site cleanup and pollution Component 1: Capacity Individual prevention for China Development for Prevention TF / A0193 Post Consultant Open 33,640.30 Signed 2020-05-17 2015-11-13 2020-07-05 2016-10-21 2020-07-26 2016-11-25 2020-08-30 2016-12-16 2021-02-26 Contaminated Site and Control of Site Selection Management Project-Liaoning Contamination Activities CL-6(2) / Policy Expert of site cleanup and pollution Component 1: Capacity Individual prevention for China Development for Prevention TF / A0193 Post Consultant Open 13,976.24 Signed 2020-05-17 2015-11-13 2020-07-05 2016-10-21 2020-07-26 2016-11-25 2020-08-30 2016-12-16 2021-02-26 Contaminated Site and Control of Site Selection Management Project-Liaoning Contamination Activities CL-8 / Daily Project Management Administrator Individual Component 3: Project for China Contaminated Site TF / A0193 Post Consultant Open 42,100.63 Signed 2020-05-17 2015-11-13 2020-07-05 2016-10-21 2020-07-26 2016-11-25 2020-08-30 2016-12-16 2021-02-26 Management Management Project-Liaoning Selection Activities CL-15-1 / Policy Expert of site cleanup and pollution Component 1: Capacity Individual prevention for China Development for Prevention TF / A0193 Post Consultant Open 23,740.31 Signed 2020-05-17 2018-03-24 2020-07-05 2018-04-12 2020-07-26 2020-05-02 2020-08-30 2018-05-09 2021-02-26 Contaminated Site and Control of Site Selection Management Project-Liaoning Contamination Activities 2018 CL-17 / Compliance Review and Risk Control Management for the Activities of Global Component 1: Capacity Individual Environment Facility “China Development for Prevention TF / A0193 Post Consultant Open 18,697.58 Signed 2021-01-28 2020-07-21 2021-03-18 2020-09-25 2021-04-08 2020-09-30 2021-05-13 2020-10-09 2021-12-31 Contaminated Site and Control of Site Selection Management Project” in Contamination Liaoning Demonstration Province CL-18 / Daily Project Management Administrator Individual for Component 3: Project TF / A0193 Post Consultant Open 9,462.41 Signed 2021-03-26 2021-03-23 2021-04-21 2021-05-10 2021-04-28 2021-05-17 2021-05-05 2021-06-01 2021-12-31 China Contaminated Site Management Selection Management Project-Liaoning Activities from 2021.4 to 2021.12 CL-19 / Daily Project Management Administrator Individual for Component 3: Project TF / A0193 Post Consultant Open 10,808.41 Signed 2021-03-26 2021-03-23 2021-04-21 2021-04-12 2021-04-28 2021-04-19 2021-06-01 2021-04-26 2021-12-31 China Contaminated Site Management Selection Management Project-Liaoning Activities from 2021.6. to 2021.12 CL-20 / Daily Project Management Administrator Individual for China Contaminated Site Component 3: Project Pending TF / A0193 Post Consultant Open 0.00 2022-02-21 2022-02-27 2022-02-28 2022-03-01 2023-03-31 Management Project-Liaoning Management Implementation Selection Activities from2022.2 to 2023.3 Page 2