ESMP of the Demonstration Sub-Project Henan Yuguang Zinc Industry Co., Ltd. Selenium and Mercury Recovery System Green Upgrade Project Prepared for: Foreign Economic Cooperation Office, the Ministry of Ecology and Environment April 2024 Shanghai Greenment Environmental Technology Co., Ltd. Senman (Chongqing) Environmental Engineering Co., Ltd. Revised ESMP of the Demonstration Sub-Project Henan Yuguang Zinc Industry Co., Ltd. Selenium and Mercury Recovery System Green Upgrade Project Prepared for Foreign Economic Cooperation Office, the Ministry of Ecology and Environment April 2024 Prepared by Shanghai Greenment Environmental Technology Co., Ltd. Senman (Chongqing) Environmental Engineering Co., Ltd. Shanghai Greenment Environmental Technology Co., Ltd. 5th Floor, Hai Yun Plaza, 700 East Daming Road, Shanghai Tel: +86 21 63301386 Fax: +86 21 63301386 Senman (Chongqing) Environmental Engineering Co., Ltd. #14-15. 26F, Building 3#, Wanjinhui Office Building, No.160, Dapingzhengjie Street, Yuzhong District, Chongqing Tel: +86 23 6880 0382 Fax: +86 23 6880 0382 Submission Version Content Prepared by Reviewed by Approved by Date Zhu Yumin, 1 ESMP Windy Zhang Windy Zhang April, 2024 Zhou Wenxia Signature Prepared for: Henan Yuguang Zinc Industry Co., Ltd. Project Number: 21416 Report Title: ESMP of the Demonstration Sub-Project - Henan Yuguang Zinc Industry Co., Ltd. Selenium and Mercury Recovery System Green Upgrade Project CONTENTS 1. Objective and Reference............................................................................................... 1 1.1. Background and Objective ................................................................................... 1 1.2. Reference ............................................................. Error! Bookmark not defined. 1.3. Working Scope....................................................................................................... 2 2. Environmental and Social Impact Factors and Mitigation Measures .................. 3 2.1. Impact Factors and Mitigation Measures .......................................................... 3 2.2. Monitoring Plan .................................................................................................. 17 3. Management Organization and Responsibilities .................................................. 20 3.1. Organization Setup ............................................................................................. 20 3.2. Organization Responsibilities ........................................................................... 20 4. Capacity Building and Training Plan ...................................................................... 24 5. Public Participation and Information Disclosure .................................................. 26 5.1. Objective ............................................................................................................... 26 5.2. Participation Process and Main Findings ........................................................ 26 5.3. Information Disclosure of the Next Stage........................................................ 27 5.4. Grievance Mechanism ........................................................................................ 28 5.5. Supervision and Reporting Mechanism .......................................................... 33 6. Schedule and Cost Estimation ................................................................................... 34 6.1. Schedule................................................................................................................ 34 6.2. Cost Estimation ................................................................................................... 34 Appendix 1: ESMP of the Demonstration Project ......................................................... 37 ESMP of the Demonstration Sub-Project - Henan Yuguang Zinc Industry Co., Ltd. Selenium and Mercury Recovery System Green Upgrade Project 1. Objective and Reference 1.1. Background and Objective The Foreign Economic Cooperation Office, the Ministry of Ecology and Environment of China (the FECO) and the World Bank jointly developed the Sustainable Mercury Management and Green Production in China's Non-ferrous Metal Smelting Industry Project (the non-ferrous metal mercury project), aims to strengthen China’s non-ferrous metal industry related policies, laws and regulations revising and promotion plan making, to promote the sustainable management and green production awareness of mercury in the non-ferrous metal industry at the national level, as well as the replication and sustainable application of BAT/BEP in the whole industry. Activity 2 of the non-ferrous metal mercury project is the demonstration of atmospheric mercury emission control and mercury-containing waste concentration technology. One of its contents is to carry out the demonstration of mercury containing waste concentration technology in the lead and zinc smelting industry, which aims to show the demonstration of mercury-containing waste concentration and recovery technology in the demonstration enterprises, to promote the reduction of primary mercury production and use proportion, and reduce the discharge of mercury into the environment during the management and treatment of mercury-containing waste. Henan Yuguang Zinc Industry Co., Ltd. (Yuguang Zinc Industry), as one of the first demonstration enterprises of the Non-Ferrous Metal Mercury Project, has carried out green upgrade and transformation of the existing selenium and mercury recovery system based on its existing mercury enrichment and recovery process (the demonstration project). By rebuilding the workshop, replacing part of the aging equipment, improving production processes equipment sealed system, transforming the off-gas and wastewater treatment system collection, to increase the recovery rate of mercury to 99.2% for higher purity of mercury and selenium, so as to reduce the emissions of mercury to the environment and meanwhile, improve the staff working environment and reduce the possible occupational hazard factors exposure. This report is an environmental and social management plan (ESMP) for the selenium and mercury recovery system green upgrade project of Yuguang Zinc Industry. The purpose of preparation is for the potential environmental and social negative impacts of the demonstration project, to formulate a set of management measures feasible in technology and economy and operational in management, to eliminate or reduce the possible impact and make the demonstration project comply to the World Bank Environmental and Social framework and China's environmental and social laws, regulations and standards. 1.2. Reference The main preparation reference of the ESMP for the demonstration project includes: • Selenium and Mercury Recovery System Green Upgrade Project Feasibility Study Report, 1 ESMP of the Demonstration Sub-Project - Henan Yuguang Zinc Industry Co., Ltd. Selenium and Mercury Recovery System Green Upgrade Project Jiyuan Yuguang Non-ferrous Metallurgy Design and Research Institute Co., Ltd., May-June 2022; • Environmental and Social Impact Assessment of the Demonstration Sub-Project: Henan Yuguang Zinc Industry Co., Ltd. Selenium and Mercury Recovery System Green Upgrade Project, Shanghai Greenment Environmental Technology Co., Ltd., September 2023; • Environmental and Social Due Diligence of the Demonstration Sub-Project: Henan Yuguang Zinc Industry Co., Ltd. Selenium and Mercury Recovery System Green Upgrade Project, Shanghai Greenment Environmental Technology Co., Ltd., September 2023. 1.3. Working Scope This ESMP is applicable to the possible impact of the demonstration project on the environment and society inside and outside the factory during the development process, covering the whole project cycle, including the construction period and operation period. The ESMP of the demonstration project can be continuously updated and revised according to project progress, periodic audit results and continuous improvement requirements. When it is found that the ESMP is no longer applicable to the current situation (such as project changes or the issuance of new laws and standards), the ESMP needs to be revised and a new version will be issued. 2 ESMP of the Demonstration Sub-Project - Henan Yuguang Zinc Industry Co., Ltd. Selenium and Mercury Recovery System Green Upgrade Project 2. Environmental and Social Impact Factors and Mitigation Measures The main environmental and social impacts of the demonstration project come from the construction and operation periods. According to the feasibility study, ESIA report, the main environmental and social impact factors and mitigation measures of the demonstration project are summarized below. 2.1. Impact Factors and Mitigation Measures The environmental and social impact factors and mitigation measures of the demonstration project are shown in Tables 2-1 and Table 2-2, respectively. The environmental and social management plan of the demonstration project can make clear the implementation schedule of the measures, budget, the implementation organization and supervision party, and set the monitoring indicators and frequency, to monitor progress and effect of the implementation of corresponding measures, in order to develop and take the necessary actions to timely strengthen or adjust the measures and ensure that the expected project objectives can be achieved. Refer to Appendix 1 for details. 3 ESMP of the Demonstration Sub-Project - Henan Yuguang Zinc Industry Co., Ltd. Selenium and Mercury Recovery System Green Upgrade Project Table 2-1 Environmental Impacts and Mitigation Measures of the Demonstration Project Stage Main Activities Negative Impact Mitigation/Prevention Measures  Select low noise equipment;  Design of liquid materials, wastewater pipelines and connectors should follow the specifications;  The floor of the production workshop should be strengthened with anti- During Project design / corrosion and anti-seepage measures to meet the requirements of the Pollution Design Control Standard for Hazardous Waste Storage (GB 18597-2001);  According to the engineering environmental protection design, the construction is conducted together with the main project, and the Three Simultaneities system should be strictly implemented. Earthwork  Construction site boundary should be isolated with fence; excavation, loading, Off-gas (particulate matter)  Keep the construction site clean and tidy; construction  Ground sprinkling. machinery operation Loading and  Sprinkle water to materials to keep wet; unloading of Off-gas (particulate matter)  Enclosure measures should be set around the storage area, and the storage building materials During materials should be covered or the air filter should be laid. and open stacking Construction  Water sprinkling on the ground of the construction area; Construction  Slow down, make sure speed is <20 km/h inside the plant, <60km/h outside machinery, transport Off-gas (particulate matter) the plant; vehicles moving  Clean the tires when vehicles enter and exit the construction site.  Use fuel that meets requirements. Operation of Off-gas (SO2, NOx, particulate matter,  Use construction machinery and transport vehicles whose waste emissions construction CO) meet national standards; 4 ESMP of the Demonstration Sub-Project - Henan Yuguang Zinc Industry Co., Ltd. Selenium and Mercury Recovery System Green Upgrade Project Stage Main Activities Negative Impact Mitigation/Prevention Measures machinery and  Construction machinery conforms to national health protection standards. transport vehicles Earth excavation, Sludge water, foundation pit  After a on-site simple sedimentation tank sand treatment, discharged with the construction, vehicle wastewater, vehicle washing domestic sewage into the plant domestic sewage treatment facilities, then washing wastewater (SS) discharged into the Manghe River. Living of Domestic sewage (pH, CODCr, BOD5, construction  Enter the domestic sewage treatment facilities in the plant. SS, ammonia nitrogen) personnel Excavators, transport vehicles, cranes,  Try to avoid night construction, or high noise equipment construction at chainsaws, concrete Noise night. mixers and other  Conduct factory boundary noise monitoring monthly. operations  Construction machinery and in transport vehicles’ driving line outside Transport outside Yuguang Zinc Industry factory boundary should try to avoid noise sensitive Noise the factory areas (residential areas) and sensitive periods (night), and slow down beside the residential areas such as East Xu Village, Liandong Village. Workshop demolition, Workshop Construction waste  Treated by municipal construction waste disposal enterprises. construction, equipment installation 5 ESMP of the Demonstration Sub-Project - Henan Yuguang Zinc Industry Co., Ltd. Selenium and Mercury Recovery System Green Upgrade Project Stage Main Activities Negative Impact Mitigation/Prevention Measures Remove mercury  For equipment that can no longer be used, entrust qualified units to dispose containing Hazardous waste of it as hazardous waste. equipment  For the equipment to be used, temporarily stored in the east side of the vacant plant. The plant has concrete ground, can prevent soil and groundwater Demolition Non-hazardous industrial solid waste pollution.  To be processed by the material recovery unit. Construction Domestic garbage  Cleaning and disposal by the local sanitation department personnel • Storage, loading and unloading of fuel and chemicals used in the construction should be carried out at the designated site, which should be hardened and Chemicals or fuels Chemicals or fuels, if leakage occurs, protected from wind, rain and sun; used in construction can contaminate soil and groundwater. • Standardize construction operations. If a leak occurs, immediately plug the activities leak or use adsorption materials to collect leaked chemicals or fuel and dispose of it as hazardous waste. Mixing, granulation Stirring gas G1 (particulate matter) • Update the existing waste gas management system to specify the Granulation gas G2 (particulate matter, Mixing, granulation requirements for waste gas treatment and emission measures, spot inspection mercury and its compounds) and maintenance, and self-monitoring; Drying gas G3 (particulate matter, During • Mixing gas, granulation gas, drying gas, crushing gas first enter the bag filter mercury and its compounds, lead and Operation Drying treatment, and then into the off-gas comprehensive treatment system. The its compounds, arsenic and its roasting smoke first condenses, then enters the bag filter, and finally enters compounds) the off-gas comprehensive treatment system. Filling gas directly enters the off- Roasting smoke G4 (SO2, NOx, Roasting gas comprehensive treatment system. The leaching gas, reduction gas and particulate matter, mercury and its 6 ESMP of the Demonstration Sub-Project - Henan Yuguang Zinc Industry Co., Ltd. Selenium and Mercury Recovery System Green Upgrade Project Stage Main Activities Negative Impact Mitigation/Prevention Measures compounds, lead and its compounds, acidification gas are absorbed by alkali and then enter the comprehensive off- arsenic and its compounds) gas treatment system. The refining gas is only treated with alkali absorption; Filling gas G5 (Mercury and its • Off-gas comprehensive treatment system process is hydrogen peroxide Filling compounds) absorption + sodium hypochlorite absorption + sodium polysulfide Leaching Leaching gas G6 (SO2) absorption + Venturi wet dust removal desulfurizer + potassium Reduction Reduction gas G7 (SO2) permanganate oxidation + sodium sulfide absorption + double activated Acidification of carbon adsorption + low temperature plasma coupling reactor. The above off- Acidification gas G8 (SO2) purification solution gas treatment is discharged into the atmosphere through the 15m high stack Refining gas G9 (particulate matter DA093; Selenium refining (selenium)) • Weekly check the integrity and airtightness of off-gas collection facilities; • Weekly check the pressure difference of the bag filter and replace the bag regularly; • Weekly check the absorption liquid level and concentration of alkali absorption, hydrogen peroxide absorption, sodium hypochlorite absorption, sodium polysulfide absorption, potassium permanganate oxidation, sodium Crushing Crushing gas G10 (particulate matter) sulfide absorption facilities, and timely supplement the absorption liquid; • Quarterly replace the activated carbon of the activated carbon adsorption facility; • Weekly check the operation of the low-temperature plasma-coupled reactor; • According to the requirements in Section 2.2, monitor air pollutants in the stack DA093 and factory boundary to verify the emission compliance. Washing wastewater W1 (pH, Na2SO3, Filter press • Update the wastewater management procedure, which specifies the NaHSO3) requirement of wastewater treatment and recycling measures, spot Crude mercury Crude mercury washing wastewater inspection, maintenance and self-monitoring; washing W2 (pH, Na2SO3) 7 ESMP of the Demonstration Sub-Project - Henan Yuguang Zinc Industry Co., Ltd. Selenium and Mercury Recovery System Green Upgrade Project Stage Main Activities Negative Impact Mitigation/Prevention Measures Alkali absorption Alkali absorbent W3 (pH, Na2SO4) • Washing wastewater, crude mercury washing wastewater, ground flushing Cleaning wastewater W4 (pH, Na2SO3, water, Venturi wet dust collector wastewater, off-gas oxidation absorption Cleaning Na2SO4) wastewater are discharged into the water treatment tank for pH adjustment Acidification of Acidification wastewater W5 (pH, and coagulation and precipitation treatment, temporarily stored in the reuse purification solution Na2SO4) tank, then all reused to production; Refining off-gas Refining off-gas alkali absorbent W6 • Alkali absorbent, cleaning wastewater, acidification wastewater, refining off- alkali absorption (pH, Na2SeO3) gas alkali absorbent is directly reused to production; Ground flushing water W7 (CODCr, SS, • The drainage of the circulating water system is temporarily stored in the SO42-, mercury and its compounds, circulating pool for reuse in production; Ground flushing lead and its compounds, arsenic and its • Weekly inspect the integrity of the wastewater treatment facilities. compounds) Circulating water Drainage of circulating water system system W8 (COD, SS) Venturi wet dust Effluent W9 (SS, SO42-) from Venturi collector wet dust collector Sodium hypochlorite absorption, sodium polysulfide Off-gas oxidation and absorption absorption, wastewater W10 (pH, sulfide, Cl-, potassium heavy metals) permanganate oxidation, etc.  After being treated by the domestic sewage treatment facilities of Yuguang Domestic sewage W11 (CODCr, SS, Employee living Zinc Industry, it is discharged into the Manghe River through the main Ammonia nitrogen, TN, TP) wastewater discharge outlet. 8 ESMP of the Demonstration Sub-Project - Henan Yuguang Zinc Industry Co., Ltd. Selenium and Mercury Recovery System Green Upgrade Project Stage Main Activities Negative Impact Mitigation/Prevention Measures  Reused as zinc concentrate raw material distribution of Yuguang Zinc Water treatment tank Neutralization residue S1 Industry. Condensation and Mercury soot S2  Reused for mixing and granulation of the demonstration project. mercury collection Sulfuric acid • Reused as zinc concentrate raw material distribution of Yuguang Zinc leaching and Sulfuric acid leaching filter residue S3 Industry. filtration Leaching by heating • Reused as zinc concentrate raw material distribution of Yuguang Zinc Leaching by heating filter residue S4 and filtration Industry. • Reused as zinc concentrate raw material distribution of Yuguang Zinc Selenium refining Refining residue S5 Industry. Off-gas treatment residue S6, waste Off-gas treatment activated carbon S7, waste dust S8, waste cloth bag S9 • Enter the rotary kiln firing of the demonstration project. Waste packaging contaminated with Production hazardous waste S10 Production Waste packaging S11 Working and living Domestic waste S12 • Be cleaned and disposed of by the local sanitation department. of employees • The ball mill, crusher and pump are arranged in the production workshop for building sound insulation and basic vibration isolation; Ball mill, crusher, Noise N1~N4 • The fan is equipped with base vibration isolation and muffler; pump, fan operation • Monitor the plant boundary noise (according to the requirements of section 2.2). Chemical leakage Soil and groundwater pollution • Conduct regular inspection of the workshop floor and keep records; 9 ESMP of the Demonstration Sub-Project - Henan Yuguang Zinc Industry Co., Ltd. Selenium and Mercury Recovery System Green Upgrade Project Stage Main Activities Negative Impact Mitigation/Prevention Measures • In case of chemical leakage, timely plugging or cleaning the leakage by adsorption according to the emergency plan for environmental emergencies; • According to the requirements in Section 2.2, monitoring the concentration of pollutants in soil and groundwater near the production workshop(according to the requirements of section 2.2). 10 ESMP of the Demonstration Sub-Project - Henan Yuguang Zinc Industry Co., Ltd. Selenium and Mercury Recovery System Green Upgrade Project Table 2-2 Social Impacts and Mitigation Measures of the Demonstration Project Social Factor Impact Mitigation Measures  Involve the construction personnel health and safety related terms in the construction contract of the construction party. Before the construction work, provide all construction personnel with the labor occupational health and safety In the process of construction, it is necessary to remove, knowledge, consciousness and ability training. transport and dispose of the waste facilities and  Measures such as sprinkling should be taken to reduce dust pollution during equipment in the factory, which may produce construction. occupational hazard factors such as dust, waste water  Integrate the daily environmental protection knowledge education of employees and harmful chemicals left by the old equipment. The into the enterprise management system. The enterprise should, in various forms, installation of new facilities and equipment may affect regularly carry on the environmental protection, the safe production education the health and safety of construction workers due to to the workers, and give corresponding examination. The target is to let the staff Occupational improper operation. understand the environmental protection situation, the discharge of all kinds of health and pollutants, and pollution control process and operation. safety of In the process of production and operation, although  Organize regular occupational health examination for employees; workers the modified equipment is expected to solve the  Improve and perfect the internal environmental management and monitoring problems of the old equipment, the hazard factors still system according to the production characteristics of the project; Carry out exist. For example, the equipment fails to achieve the regular tests on occupational-disease-inductive factors, formulate and adjust expected effect, or the equipment commissioning or occupational health management measures according to the test results, and operation is improper, it will still cause the leakage of keep relevant test records for future reference. hazardous wastes, which will affect the health of  Set up the emergency rescue headquarters, responsible for the leadership of the workers and even residents in the surrounding command. The workshop should set up the emergency rescue team, responsible communities. for the distribution of protective equipment and on-site rescue. All functional departments in the factory should take their own responsibility for the management of chemical toxicants, accident first aid, accident pollutants treatment. 11 ESMP of the Demonstration Sub-Project - Henan Yuguang Zinc Industry Co., Ltd. Selenium and Mercury Recovery System Green Upgrade Project Social Factor Impact Mitigation Measures  To fulfill the safety and fire protection procedures, the document storage and file management procedures should be improved, and the project change management process should be improved.  Regularly carry out electrical fire prevention tests for buildings related to the project, including high and low voltage transformer and distribution devices, low voltage electrical equipment, lighting devices, low voltage distribution lines, grounding and equipotential connections, etc.  Conduct a nighttime fire drill at least annually if there is still a nighttime production. During the construction period, the main operation area is located in the factory area of Yuguang Zinc Industry. Employees and residents of other  During the construction process of the project, daytime construction, noise surrounding enterprises cannot enter the construction reduction equipment, water sprinkling and other measures should be taken to site without permission. During the construction eliminate or reduce dust, noise, vibration and other pollution and harm to other period of the project, noise and dust are mainly enterprises and residential areas. During the project operation period, carry out Community generated. Since the construction area is more than 1 regular (routine) and irregular environmental and pollution source monitoring, health and km away from the surrounding communities, it is and timely deal with problems found; Formulate and improve the emergency safety expected that the construction noise and dust of the plan for emergencies, especially strengthen the publicity to the employees and project will not affect the nearby residential areas residents of surrounding enterprises, explain the harmfulness of the toxic and basically, but may affect the employees of the other harmful substances used and the protective measures, and evacuate quickly in four enterprises in the same factory. After the case of an accident. completion of the project construction, the impact will disappear. 12 ESMP of the Demonstration Sub-Project - Henan Yuguang Zinc Industry Co., Ltd. Selenium and Mercury Recovery System Green Upgrade Project Social Factor Impact Mitigation Measures During the operation period of the project, some materials used are corrosive, toxic and other dangerous. If there is improper management and operation, equipment failure and so on in the production, it will lead to the emission of a large number of soot and mercury or the leakage of toxic and harmful materials, which will affect the health and safety of the surrounding enterprise employees and community residents. In the production process design plan of the project, corresponding prevention and control measures will be formulated to reduce the impact of off-gas, wastewater and noise on the environment and reduce the incidence of accidents. Transportation of materials and equipment is involved  Transport vehicles operate during the day whenever possible to avoid or in the process of project construction and equipment minimize night operations. purchase. Through site investigation and interview, it  Try to travel during off-peak hours and reduce the length of stay of transport was found that the project was located in the vehicles on the road. demonstration zone of Jiyuan Industrial and Urban  The speed of transport vehicles should be controlled within 5 km/h when Road traffic Integration Zone with relatively sound road traffic entering and leaving the gate and driving in the construction site. Attention safety conditions. The construction materials and facilities of should be paid to safety and comity during the driving. Traffic should be the project mainly use public roads, and does not dispatched on site at the intersection of entering and leaving the vehicle to involve occupying or using village roads. However, ensure the safety of vehicles and pedestrians. there are a small number of residential houses, shops  Warning signs should be set 50m before and after the entrance and exit of and other enterprises along the road, and the transport construction vehicles to remind them to slow down. vehicles may cause congestion, inconvenience or traffic 13 ESMP of the Demonstration Sub-Project - Henan Yuguang Zinc Industry Co., Ltd. Selenium and Mercury Recovery System Green Upgrade Project Social Factor Impact Mitigation Measures accidents on the surrounding roads, threatening the  Vehicle drivers are strictly prohibited from fatigue driving to ensure the safety safety of residents and enterprise employees along the of construction. road. But after the construction of the project, the  Drivers should receive special training and pass the examination before going impact will disappear. During the operation period of on duty. the project, sulfuric acid used as auxiliary material is  It is suggested to entrust the unit with the hazardous goods transport 98% concentrated sulfuric acid, which is transported qualification issued by the transport department to undertake the transport, into the plant by special tank truck. Concentrated using special hazardous goods vehicles, drivers and escorts, and hazardous sulfuric acid has strong oxidation and corrosion. In the goods transport vehicles hanging hazard labels. process of transportation, if the valve is not tightly  All the transport vehicles are transported by box trucks, and the glass fiber sealed, the tank truck crashes, turns over and other reinforced plastic is used for anti-corrosion treatment. The materials used can traffic accidents, it will pose a threat to the travel or effectively prevent leakage. personal safety of the employees and residents of the  Make a necessary emergency response plan. Make sure transport vehicles are surrounding enterprises, especially the elderly, equipped with necessary tools and communication equipment, in order to take children and women. timely measures to eliminate or mitigate hazards when accidents occur. During the implementation of the project, the  Include provisions on prevention and control of HIV/AIDS/STDS, COVID-19 construction party has some on-site workers. These and other infectious diseases in the contract bidding documents, such as taking workers may come from domestic, regional and local all necessary precautions to maintain the health and safety of the contractor labor markets. They may need to live on site, live in a personnel; Appoint a health and safety officer on site; Work with local health Spread town or city near their workplace, or return home after authorities to ensure that medical personnel, emergency facilities, beds, infectious work. In addition, it includes workers who supply the ambulance services and any other medical services designated are readily diseases conventional goods and services required by the available on site and in any accommodation. project (including supplies essential to the project, such  Assess the characteristics of the workforce, consider ways to minimize access to as fuel, food and water). External construction and from the site, and ask workers who live at the site to minimize contact with personnel and other relevant personnel in Jiyuan City people near the site. as well as the factory has the potential to cause 14 ESMP of the Demonstration Sub-Project - Henan Yuguang Zinc Industry Co., Ltd. Selenium and Mercury Recovery System Green Upgrade Project Social Factor Impact Mitigation Measures epidemic and infection rates rise, especially the  Control and record the movement of workers and other personnel (including COVID-19 during the epidemic prevention and support personnel and suppliers) into and out of the site. control, is likely to enlarge the infection scope of local  Communicate and monitor general health requirements, including organizing disease, and the project may experience illness of a lot public health and communicable disease prevention education and training of labor force. It can cause stress to the medical facilities activities for construction workers, service providers and surrounding residents; of the project location, impact local emergency and increase the use of pamphlets, posters and picture books to educate construction medical services and may impair the construction and workers and local community residents on the prevention and control of project schedules. infectious diseases; Formulate measures to maintain the health of construction personnel, including providing soap, disinfectant, masks, temperature monitoring facilities and other protective materials during the epidemic prevention and control.  Regularly and thoroughly clean all site facilities, including offices, dormitories, dining halls and public Spaces; Review cleaning procedures for critical construction equipment (especially when equipment is operated by different workers).  Consider adjusting work processes and schedules to reduce or minimize contact between workers.  Equip necessary medical facilities, including project infrastructure, medical staff, equipment and supplies, procedures and training, etc.  Establish communication and infectious disease prevention and control mechanisms with local medical institutions.  Maintain communication and contact with the community, regularly communicate and exchange information about the project, including the prevention and control measures and procedures of infectious diseases. 15 ESMP of the Demonstration Sub-Project - Henan Yuguang Zinc Industry Co., Ltd. Selenium and Mercury Recovery System Green Upgrade Project Social Factor Impact Mitigation Measures After the construction of the demonstration project is  Establish and implement a good information preservation and disclosure completed and put into operation, the labor quota will mechanism; be reduced. However, Yuguang Zinc Industry will  Release project post adjustment demand information as soon as possible; arrange estimated 20 workers through internal staff  Employees can obtain job information for free and unconditionally; adjustment. These workers need to learn new  Organize staff symposia to introduce and explain to employees the possible Labor rights technologies and know whether new equipment will impact of equipment upgrade and procurement projects to workers, what and interests create new health and safety hazards. The current labor necessary learning and preparation workers should undertake, and what management system of Yuguang Zinc Industry is support the enterprise can provide during this period. relatively sound. It has established a standardized  Listen to workers' opinions on the equipment upgrade and procurement projects employee management system, and timely collects and through effective channels, and incorporate these opinions into project design feedback employees' opinions through the labor union and operation management. organization. 16 ESMP of the Demonstration Sub-Project - Henan Yuguang Zinc Industry Co., Ltd. Selenium and Mercury Recovery System Green Upgrade Project 2.2. Monitoring Plan (1) Monitoring plan during construction The construction period of the demonstration project will last about one year, and the monitoring plan is shown in the table below. The monitoring points are listed in Figure 2-1. Table 2-3 Monitoring Plan During Construction Monitoring Type Pollutant Frequency Discharge Standard Point 4 monitoring Equivalent Noise Emission Standard points around Noise continuous A Monthly for Construction Site the factory sound level Boundary (GB 12523-2011) boundary (2) Monitoring plan during operation According to the requirements of Technical Guide for Self-Monitoring of Pollution Disposal Units for Industrial Solid Waste and Hazardous Waste Management (HJ 1250-2022), which specifies the monitoring requirements for hazardous waste treatment and disposal factories in China, the self-monitoring plan of the demonstration project during operation is shown in the table below. The monitoring points are listed in Figure 2-1. Table 2-4 Monitoring Plan During Operation Monitoring Type Pollutant Frequency Discharge Standard Point Particulate matter, SO2, On-line NOx monitoring Monthly in the first Mercury and its year after Stack DA092 compounds, lead and its operation. compounds, arsenic and Quarterly Emission Standard of Air its compounds, smoke since the Pollutants from Industrial blackness 2nd year Furnaces of Henan Province Air after (DB41/1066-2020) and Emission operation Integrated Emission Standard Factory of Air Pollutants (GB16297- boundary (one 1996) monitoring Particulate matter, point up wind, mercury and its Semi- three compounds, lead and its annually monitoring compounds points down wind, based on 17 ESMP of the Demonstration Sub-Project - Henan Yuguang Zinc Industry Co., Ltd. Selenium and Mercury Recovery System Green Upgrade Project Monitoring Type Pollutant Frequency Discharge Standard Point the wind direction the day when monitoring is conducted) Four monitoring Noise Emission Standard of Equivalent continuous A Noise points around Quarterly Industrial Enterprise sound level the factory Boundary (GB12348-2008) boundary Two Soil environmental Quality: monitoring Soil Pollution Risk Control Soil points next to Mercury, lead, arsenic Annually Standard for Construction the production Land (Trial) (GB36600-2018) workshop Two monitoring Ground Water level, mercury, Groundwater Quality points next to Annually water lead, arsenic Standard (GB/T14848-2017) the production workshop 18 ESMP of the Demonstration Sub-Project - Henan Yuguang Zinc Industry Co., Ltd. Selenium and Mercury Recovery System Green Upgrade Project Crude Selenium Selenium Fine Selenium Sulfuric Acid Sedimentation Leaching Sedimentation Proportional Scale Overhead Tank Tank Tank Tank Selenium Crude Fine Selenium Legend Lime Storage Drying Precipitation Mixer Slag Selenium Materials Tank Storage Storage Storage Project Red Line Sulfuric Acid Acidification Belt Conveyor Drying Oven Leaching Tank Tank Stock Bin Buildings & Structures Stock Bin Disk Feeder Filter Press Air Emission Outlet 土壤 Soil 厂界噪声 Factory Boundary 地下水 Noise Groundwater Production Workshop 6.50m Equipment Layout Plan Vent Stack Fine Selenium DA092 Sulfuric Acid Acidification Precipitation Oxidation Leaching Tank Tank Tank Absorption Water Sealed Mercury Condenser Fan Collection Tank Vacuum Distillation Rotary Kiln Furnace Crude Selenium Fine Selenium Low Temperature Activated Plasma Coupled Carbon Selenium Leaching Precipitation Reactor Adsorption Ball Grinder Sedimentation Tank Tank Feeding Screw Tank Crude Sulfuric Selenium Crude Mercury Acid Stock Bin Sedimentation Washing Device Leaching Tank Tank Sulfuric Acid Leaching Reserve Zone Acid Sludge Pre-Treatment Tank Water Treatment Tank Liquid Storage Concentrated Sulfuric Acid Storage Tank Bag Filter Recycling Water Reuse Water Emergency Road Tank Tank Water Tank Ball Grinding Filter Press Filter Press Seriflux Storage Tank Electricity Distribution Room General Solid Selenium Raw Materials Online Base Hazardous Raw Materials Rest Control Room Waste Temporary Station Drying Room Waste Depot Depot 1 Depot 2 Room Storage Room Office Auxiliary Spare Part Spare Part Product Product Materials Depot Depot 1 Depot 2 Depot 1 Depot 2 Auxiliary Materials Temporary Storage Room Production Workshop 0.00m Equipment Layout Plan Figure 2-1 Monitoring Points of the Demonstration Project 19 ESMP of the Demonstration Sub-Project - Henan Yuguang Zinc Industry Co., Ltd. Selenium and Mercury Recovery System Green Upgrade Project 3. Management Organization and Responsibilities 3.1. Organization Setup Many parties are involved in the implementation of the demonstration project. In order to make the project run smoothly and ensure that the demonstration project complies with the environmental and social standards of the World Bank and the regulations and policies in China, it is proposed to set up an environmental and social management organization for the demonstration project consisting of the following parties, as shown in Figure 3-1. For this demonstration project, Yuguang Zinc Industry will set up a special project team, with the project manager as the general leader of the project, responsible for project management and external contact. The project team is responsible for the specific implementation work. Figure 3-1 Environmental and Social Management Organization Of The Demonstration Project 3.2. Organization Responsibilities The responsibilities of the environmental and social management organizations in the demonstration project are detailed in the table below. 20 ESMP of the Demonstration Sub-Project - Henan Yuguang Zinc Industry Co., Ltd. Selenium and Mercury Recovery System Green Upgrade Project Table 3-1 Environmental and Social Management Organization Requirements for Relevant Party Stage Duties Personnel • Contact with GEF/the World Bank executive for day-to-day coordination and management at the project level; • Conduct supervision and inspection of the ESMP implementation in the demonstration enterprise to determine whether environmental and social mitigation measures are being implemented, meet the requirements of relevant domestic administrative authorities, and meet Project During the World Bank policy Management construction & / requirements; Office (FECO) operation • Organize environmental and social risk screening for the demonstration project and determine the environmental and social risk management procedures; • Responsible for arranging field trips by the World Bank environmental experts; • Prepare reports from different stages of the demonstration project and submit them to the World Bank for review. • Organize the preparation of environmental and social procedures such as environmental and social assessment and management plan, and carry out stakeholder consultation activities in Yuguang Zinc During accordance with the ESMP Industry construction & requirements; Project Team Project Team operation • Incorporate environmental and social impact mitigation measures into the project implementation plan and ensure compliance with the environmental and social documentation; • Work with FECO and the third- 21 ESMP of the Demonstration Sub-Project - Henan Yuguang Zinc Industry Co., Ltd. Selenium and Mercury Recovery System Green Upgrade Project Requirements for Relevant Party Stage Duties Personnel party monitoring agency to collect information and data on the environmental and social performance of projects; • Understand the specific management requirements of local administrative departments for the demonstration project and convey them to the design party, construction party, supervision party, monitoring party, etc.; • Follow up environmental and social objectives and mitigation measures during construction and operation, and monitor whether the production and operation of the demonstration project meet the ESMP requirements during operation; • Update the management procedure, which specifies the environmental and social management requirement, especially all mitigation measures and equipment needs checking; • Submit progress reports and monitoring reports to FECO. Professional and technical • Establish an organizational structure personnel, person Design Party, that meets the needs of the in charge of the Construction environmental and social construction site, Party, management, assign people to be EHS manager of Supervision During responsible for environmental and the construction Party, construction & social management, and participate party, construction Monitoring operation in training; personnel, Party, • Work in accordance with the ESMP supervision Consultation relevant environmental and social personnel, Party requirements in the provision of monitoring services. personnel, consultants Third Party During • The third-party supervision agency Professionals Supervision operation will be annually entrusted by FECO 22 ESMP of the Demonstration Sub-Project - Henan Yuguang Zinc Industry Co., Ltd. Selenium and Mercury Recovery System Green Upgrade Project Requirements for Relevant Party Stage Duties Personnel Agency to evaluate the performance of demonstration sub-project during demonstration period. • Collect performance data and information on the environmental and social management plan of the demonstration project; • Verify the implementation of environmental and social measures in the demonstration project; • Assess the applicability and adequacy of environmental and social measures for the demonstration project and provide recommendations of improvements; • Prepare environmental and social external supervision reports. • Including Jiyuan Municipal Bureau of Ecology and Environment, Jiyuan Municipal Public Security Bureau, Local During Jiyuan Economic and Technology Functional construction & Development Zone Administrative / Department operation Committee, Jiyuan Municipal Health Commission, etc., to supervise and enforce the law on the demonstration project activities. 23 ESMP of the Demonstration Sub-Project - Henan Yuguang Zinc Industry Co., Ltd. Selenium and Mercury Recovery System Green Upgrade Project 4. Capacity Building and Training Plan In order to enhance the awareness and ability of Yuguang Zinc Industry personnel, contractors and other relevant personnel to ensure the effective implementation of the environmental and social management plan of the demonstration project, the demonstration project capacity building and training are needed. During the implementation of the demonstration project, the external consultants entrusted by FECO will conduct the environmental and social management capacity building training for Yuguang Zinc Industry. Yuguang Zinc Industry or its external consultants should conduct environmental and social related training for the external contractors during the construction and operation of the demonstration project. The training content, target and frequency are shown in the table below. Table 4-1 Capacity Building and Training Plan Training Training Target Content Frequency Party • Domestic environmental and social policies and regulatory requirements related to the project; • Environmental and social commitment plan for the demonstration project; • ESMP, especially the mitigation measures and monitoring defined for the At least annually Yuguang Zinc operation phase; External during the Industry • Stakeholder engagement consultants implementation plan; period • Labor management procedures and labor grievance processing mechanisms, including training on sexual exploitation and abuse and sexual harassment (SEA/SH) prevention and response, code of conduct. • Environmental and social Once before the Yuguang Zinc Contractors of management measures and demonstration Industry or Yuguang Zinc requirements related to the project starts; External Industry demonstration project and At least annually consultants the corrective requirements during the operation 24 ESMP of the Demonstration Sub-Project - Henan Yuguang Zinc Industry Co., Ltd. Selenium and Mercury Recovery System Green Upgrade Project Training Training Target Content Frequency Party in ESDD; phase • Labor management procedures and labor grievance processing mechanisms, including SEA/SH prevention and response, code of conduct; • Occupational health and safety considerations for workers. 25 ESMP of the Demonstration Sub-Project - Henan Yuguang Zinc Industry Co., Ltd. Selenium and Mercury Recovery System Green Upgrade Project 5. Public Participation and Information Disclosure 5.1. Objective The overall goal of public participation is to disclose project construction information to relevant stakeholders and the public as early as possible, so that those interested in the project can have easy access to project information. To receive and collect public opinions on the project design and construction, provide feedback on whether the design and construction management of the project has adopted relevant suggestions and feedback through appropriate channels and within the prescribed schedule. Participation should begin as early as possible and continue throughout the project implementation. 5.2. Participation Process and Main Findings In the preparation stage of the demonstration project, Yuguang Zinc Industry has carried out some information disclosure and public participation activities to collect public opinions and provide information support for further improving the technical transformation plan. On the whole, the public paid relatively little attention to the demonstration project and generally held a supportive attitude. No major conflicts of interest or factors that might cause community conflicts have been found. Table 5-1 Information Disclosure and Public Participation Activities that have been Carried Out Time Content Form Participant Conducted the discussion meeting with the enterprise management to understand the Yuguang Zinc 12/20/2021- company's overall production and operation Discussion Industry 12/23/2021 business, the main stakeholders of the enterprise, meeting Management and the relevant environmental and social system Personnel and management. Conducted the discussion meeting with front-line Yuguang Zinc employees of the enterprise, representatives of Industry staff, surrounding communities, and representatives of Liandong local residents, to understand social impacts of the Community project on the environment from ordinary staff neighborhood Discussion 3/1/2022- perceptions and their opinions on the project committee, Pei meeting, 3/1/2022 construction operations, surrounding Village questionnaire communities’ understanding of the overall neighborhood impression of the project, the cognition to the committee, project situation and opinions of the community environmental and social management and resident construction and operation of the project. representatives The first draft of the environmental and social Website All potentially 8/1/2022 impact assessment report was published on publicity affected 26 ESMP of the Demonstration Sub-Project - Henan Yuguang Zinc Industry Co., Ltd. Selenium and Mercury Recovery System Green Upgrade Project Time Content Form Participant Yuguang Zinc Industry's official website for persons and public opinions, including the project the public background, technical transformation plan, concerned environmental and social impacts, potential risks about the and mitigation measures. project The revised environmental and social impact All potentially assessment report was published on Yuguang affected Zinc Industry's official website for public persons and Website 9/19/2022 opinions, including the project background, the public publicity technical transformation plan, environmental and concerned social impacts, potential risks and mitigation about the measures, to collection public opinions. project In addition, the environmental and social impact assessment report of the demonstration project will be published on the company's official website and community bulletin board once finalized. 5.3. Information Disclosure of the Next Stage During the implementation and operation of the demonstration project, Yuguang Zinc Industry will carry out further public participation activities, collect public comments, suggestions or complaints in a timely manner, and give feedback. The public participation plan is detailed below. Meanwhile, the project party should do a good job in recording and filing related materials, including information disclosure and public participation materials, so as to facilitate other stakeholders to obtain the demonstration project information during the implementation of the demonstration project or after the completion of the demonstration project. The subsequent information disclosure plan is shown in the table below. Table 5-2 Information Disclosure and Public Participation Plan of the Next Stage Objective Method Time Agency Participant Content Provide basic demonstration project information and schedule arrangement; Explanation of potential risks Maintenance of Community During Surrounding Yuguang and mitigation measures for community meetings, constructio neighborhood Zinc the demonstration project; communication Wechat n & committees Industry Understand surrounding mechanisms groups operation and residents residents' opinions and suggestions on the project implementation process, and answer public questions. After Yuguang Publicize the completion of Completion Official All affected completion Zinc demonstration projects and acceptance website people of the Industry collect public opinions. 27 ESMP of the Demonstration Sub-Project - Henan Yuguang Zinc Industry Co., Ltd. Selenium and Mercury Recovery System Green Upgrade Project Objective Method Time Agency Participant Content demonstrat ion project Implementation of environmental and social Questionnair Monitoring impact mitigation measures; Monitoring and e survey and During and All affected Opinions and suggestions of assessment random operation assessment people the surrounding residents on interview institution the operation process of the demonstration project; Appeal and settlement status. 5.4. Grievance Mechanism Considering the potential risks and impacts of the demonstration project of Yuguang Zinc Industry, the grievance mechanism of the demonstration project includes two types: community grievance mechanism and labor grievance mechanism. Among them, the community grievance mechanism is mainly aimed at the project preparation, construction and operation period, affected residents and other potential affected people in the surrounding communities, including the public concerned about the demonstration project activities related to the project complaints, complaints receipt, registration, processing and tracking feedback mechanism. The labor grievance mechanism is mainly aimed at receiving, registering, handling and tracking and feedback of complaints that may be raised by project workers, including direct workers, contract workers and contractor employees, during the construction and operation period of the project, including labor injuries, termination of labor relations, economic compensation, unpaid wages and other issues. 5.4.1. Community Grievance Mechanism In view of the potential environmental and social risks and impacts during the implementation and operation of the demonstration project, Yuguang Zinc Industry has established a relatively complete community grievance mechanism to solve the issues of timely receiving, processing, giving feedback to the affected people, recording and archiving of the complaints, which is mainly divided into four stages:  Stage 1: if the affected people in the project area are dissatisfied with the implementation of the project, they can make oral or written appeals to the village committee or Yuguang Zinc Industry; If it is an oral complaint, it should be handled by the village committee or Yuguang Zinc Industry and recorded in writing. The village committee or Yuguang Zinc Industry should organize relevant personnel to check and solve the problem on site within 2 weeks, and feedback the handling opinions to the village committee. The affected people can also call the appeal hotline 12345 or the environmental protection hotline 12369 directly. 28 ESMP of the Demonstration Sub-Project - Henan Yuguang Zinc Industry Co., Ltd. Selenium and Mercury Recovery System Green Upgrade Project  Phase 2: If the affected people in the project area are still not satisfied with the treatment decision of Phase 1, they can raise a complaint to the sub- district/township and relevant institutions (the Letters and Visits Bureau) after receiving the decision, and the management organization should make a response within 2 weeks.  Phase 3: If the affected people in the project area are still not satisfied with the decision in Phase 2, after receiving the decision, they may appeal to the administrative authority with jurisdiction level by level for arbitration according to the Administrative Procedure Law of the People's Republic of China.  Stage 4: If they are still not satisfied with the decision, they may, upon receiving the decision, bring a suit in the Civil Court under the Civil Procedure Law. The appeal process is shown in Figure 5-1. Figure 5-1 Flow Chart of Community Grievance Mechanism The affected people can sue against any aspect of the construction of the project. Before the implementation of the project, the above-mentioned appeal channels, contacts and contact information (refer to Table 6 7) should be informed to the affected people through public announcements and other means, so make sure that the affected people fully understand their right to appeal. Table 5-3 Contact Information of Appeal Channels of the Community Appeal Mechanism Community/Unit Contact Tel. Henan Yuguang Zinc Industry Office 0391-6759000 Co. Ltd 29 ESMP of the Demonstration Sub-Project - Henan Yuguang Zinc Industry Co., Ltd. Selenium and Mercury Recovery System Green Upgrade Project Community/Unit Contact Tel. Convenient hotline Municipal hotline platform for government 12345 services Municipal environmental Bureau of Ecology and 12369 protection hotline Environment Jiyuan Industrial and Urban Integration Demonstration Zone Office 0391-8321678 Management Committee Liandong Village Fan Xiaobing 15203913890 Pei Village Kong Jianwei 13782708555 5.4.2. Labor Grievance Mechanism In case of labor and personnel disputes within Yuguang Zinc Industry, employees of the company may appeal through the internal grievance mechanism of the company. If the complaint is not reasonably resolved, the project workers have the right to appeal to the arbitration procedure or judicial system. Project workers can also appeal directly to arbitration proceedings or the judicial system. For any cases related to women’s rights and interests or SEA/SH cases, employee can approach to the Women’s Federation for help to defense their rights. The internal grievance process is as follows: • First: Employees can submit their opinions and complaints to their superiors, party branches, labor union leaders, discipline inspection commission or general manager in written or oral ways, to reflect their opinions and complaints level by level, and the company's human resources department will keep relevant records. • Second: Employees can also lodge complaints or complaints through the mailbox of the general manager of the enterprise or the complaint mailbox of the discipline inspection commission. The human resources department of the enterprise will collect opinions monthly and submit them to the corresponding management level for investigation and solution. For any cases related to women’s rights and interests or SEA/SH cases, employee can raise their complaints to the women’s organization under the labor union. • Third: Employees can put forward their feedback through the staff proposal collecting activity organized in April every year or the staff congress twice a year, which will be fed back by the trade union to the corresponding department for negotiation and settlement. 5.4.3. Grievance Record and Reporting System Yuguang Zinc Industry will disclose the project complaint handling mechanism on the company's website. After receiving a complaint, it will be recorded in the complaint log or bulletin by the enterprise environment and social specialist, and investigated and processed. The complaint log or brief should include: the date of receipt of the complaint, the name of the complainant, a brief description of the complaint, the action taken (including the remedy/resolution/result), and the date of the final resolution of 30 ESMP of the Demonstration Sub-Project - Henan Yuguang Zinc Industry Co., Ltd. Selenium and Mercury Recovery System Green Upgrade Project the complaint. The professional should immediately notify the complainant of the decision/solution/action in writing/by telephone/text message to the complainant. The grievance mechanism shall be equipped to receive, register, and facilitate the resolution of SEA/SH complaints, including through the referral of survivors to relevant gender-based violence service providers, all in a safe, confidential, and survivor-centered manner. In the enterprise labor grievance mechanism, complaints related to gender-based violence can be received through both real-name and anonymous means, in order to respect the complainant 's request for confidentiality. At the same time, the appeal recipient of the project enterprise should include both male and female staff. The record template of complaint processing and feedback is shown in Table 5-4. The environmental and social specialist of the project enterprise should regularly classify and analyze the complaint records or briefs, including complaints’ main sources, types, processing progress, processing results, evaluation and complainants’ experience summary. Table 5-4 Appeal Registration Form Receiving unit Time： Location Name of Complainant Contact /Anonymity Content A．Labor and working conditions B． Community health and safety Type C． Land use and resettlement D． Information disclosure and public engagement E． Others, please explain. Measures taken Progress Whether satisfied with the solution A. Yes B. No, please explain the reason. plan Advice to avoid similar incidents in the future Note: 1. The recorder should truthfully record the contents and requirements of the complainant's complaint. 2. The grievance process should be free from any interference or 31 ESMP of the Demonstration Sub-Project - Henan Yuguang Zinc Industry Co., Ltd. Selenium and Mercury Recovery System Green Upgrade Project obstacle. 3. The proposed solution should be replied to the complainant within the specified time. 5.4.4. Organization Structure In general, Yuguang Zinc Industry is experienced and standardized in the management of community complaints and labor complaints. It respects the opinions of communities and employees, and is able to conduct timely investigation and take mitigation measures against the opinions or complaints raised by community residents and employees. During the implementation and operation period of the demonstration project, the General Manager Office of Yuguang Zinc Industry will arrange special personnel to be responsible for contact and communication with the community. 32 ESMP of the Demonstration Sub-Project - Henan Yuguang Zinc Industry Co., Ltd. Selenium and Mercury Recovery System Green Upgrade Project 5.5. Monitoring and Reporting Mechanism In order to ensure the effective implementation of the environmental impact and social impact mitigation measures proposed by ESMP, Yuguang Zinc Industry should develop internal and external reporting systems and regularly prepare internal and external monitoring reports during the implementation of the demonstration project, as shown in the table below. Yuguang Zinc Industry and the construction party of the demonstration project should record and archive all related information disclosure and public participation activities communication with the stakeholders of the project, as well as the complaints received, handling methods, handling results and other information, and include them in the supervision report. Table 5-5 Submission Plan of Supervision Report Category Prepared by Prepared for Time or Frequency Contractor (such Yuguang Zinc Internal as the Semi-annually during Industry, FECO, Monitoring Report construction construction the World Bank party) Third-party Yuguang Zinc External Once after construction and consultation Industry, FECO, Monitoring Report before operation company the World Bank Yuguang Zinc Internal Yuguang Zinc Semi-annually during Industry, FECO, Monitoring Report Industry operation the World Bank Third-party Yuguang Zinc External consultation Industry, FECO, Annually during operation Monitoring Report company the World Bank The recommended framework of the external monitoring report is as follows: • Project overview. • Environmental and social management and monitoring authorities. • Project progress. • Environmental and social performance and progress of rectification of problems identified in environmental and social audit. • Environmental and social monitoring results and analysis. • Capacity building and training. • Use of funds. • Compliance analysis and issues of ESMP requirements, especially the mitigation measures. • Working focus and rectification measures for the next reporting period. • Attachments (project implementation photos, environmental monitoring reports, training records and summaries, etc.) 33 ESMP of the Demonstration Sub-Project - Henan Yuguang Zinc Industry Co., Ltd. Selenium and Mercury Recovery System Green Upgrade Project 6. Schedule and Cost Estimation 6.1. Schedule The general construction progress of the demonstration project is shown in the following table. Table 6-1 Construction Progress Schedule Project Arrangement Complete project feasibility study, design and record September 2023 – December 2023 work Complete procedures related to safety and January 2024 – June 2024 environmental protection; Equipment ordering, civil construction The equipment installation and commissioning is July 2024 – December 2024 completed, and the trial production is carried out Stabilized operation, to ensure the production index can January 2025 – June 2025 reach the design index Project experience summary, demonstration technology July 2025 – December 2025 promotion 6.2. Cost Estimation The cost estimation of the ESMP implementation in this demonstration project is shown in the following table. During the operation period, the budget for emergency measures to publicize accidents to surrounding residents is about 10,000 yuan/year, which is suggested to be supplemented by the enterprise itself. Other costs are derived from GEF aid funds and supporting engineering measures, as well as management fees during the daily operation of the enterprise. Table 6-2 Cost Estimation of ESMP Costs and Funding Source Suggested Type Stage Main Work Planned Supplementary budget Budget Isolation fence, keep the construction site clean, sprinkling water on the ground, enclosure 500,000 Environmental and air filter in the storage area, yuan; Impact During use fuel that meets the project / Mitigation construction requirements, use construction measure fee Measures machinery and transport vehicles /GEF aid with waste emissions that meet fund the national standards, construction wastewater 34 ESMP of the Demonstration Sub-Project - Henan Yuguang Zinc Industry Co., Ltd. Selenium and Mercury Recovery System Green Upgrade Project Costs and Funding Source Suggested Type Stage Main Work Planned Supplementary budget Budget treatment, construction waste disposal, etc. 200,000 Off-gas treatment, wastewater yuan/year; During treatment, solid waste disposal, enterprise / operation noise pollution control management fee Construction dust control; Dust 100,000 and noise control; yuan; During Construction process with project / construction personal protective equipment; measure fee Communicate with the /GEF aid surrounding community. fund Set up safety warning signs; Equipped with personal protective equipment; Social Impact Equipped with fire fighting 300,000 Mitigation equipment and other emergency yuan/year; Measures During supplies; Enterprise / operation Emergency plan training and management drill; fee Occupational health and safety physical examination for employees. Publicize emergency measures to During 10,000 surrounding residents in case of / operation yuan/year accident. 10,000 yuan; During enterprise Plant boundary noise monitoring / construction management fee Monitoring 200,000 Off-gas, plant boundary noise, yuan/year; During soil and groundwater monitoring; enterprise / operation Occupational health monitoring. management fee 100,000 Before construction, train all During yuan; Training construction personnel of labor / construction enterprise occupational health and safety management 35 ESMP of the Demonstration Sub-Project - Henan Yuguang Zinc Industry Co., Ltd. Selenium and Mercury Recovery System Green Upgrade Project Costs and Funding Source Suggested Type Stage Main Work Planned Supplementary budget Budget protection knowledge, to raise fee /GEF aid awareness and ability training; funds Public health and infectious disease prevention training and education 50,000 Enterprise staff environmental yuan/year; During protection, staff health, safety enterprise / operation training and assessment management fee 20,000 yuan; enterprise Internal supervision report / During management Reporting construction fee & operation 50,000 yuan; External supervision report GEF aid / funds 36 Appendix 1: ESMP of the Demonstration Project 37 Adverse Mitigation/Prevention Executive Monitoring Supervision Stage Frequency Acceptance Standard Fees Impact Measures Party Indicator Party  According to the engineering environmental protection design, the construction is Yuguang  Three  Three Simultaneities Yuguang / conducted together Zinc Simultaneities / system is / Zinc Industry with the main project, Industry system implemented and the Three Simultaneities system should be strictly implemented.  Mixing gas, During Design Stirring gas, granulation gas, drying granulation gas, crushing gas first gas, drying enter the bag filter  Designed off-gas gas, roasting treatment, and then  The designed collection and gas, filling gas, into the off-gas Yuguang off-gas treatment measures; Yuguang leaching gas, comprehensive Zinc collection and /  Complete off-gas / Zinc Industry reduction gas, treatment system. The Industry treatment collection facilities acidification roasting smoke first measures with good gas, refining condenses, then enters airtightness; gas, crushing the bag filter, and gas finally enters the off- gas comprehensive 38 Adverse Mitigation/Prevention Executive Monitoring Supervision Stage Frequency Acceptance Standard Fees Impact Measures Party Indicator Party treatment system. Filling gas directly enters the off-gas comprehensive treatment system. The leaching gas, reduction gas and acidification gas are absorbed by alkali and then enter the comprehensive off- gas treatment system. The refining gas is only treated with alkali absorption;  Off-gas comprehensive treatment system process is hydrogen peroxide absorption + sodium hypochlorite absorption + sodium polysulfide absorption + Venturi wet dust removal desulfurizer + potassium 39 Adverse Mitigation/Prevention Executive Monitoring Supervision Stage Frequency Acceptance Standard Fees Impact Measures Party Indicator Party permanganate oxidation + sodium sulfide absorption + double activated carbon adsorption + low temperature plasma coupling reactor. The above off- gas treatment is discharged into the atmosphere through the 15m high stack DA093;  Regularly check the integrity and airtightness of off-gas collection facilities;  Regularly check the pressure difference of the bag filter and replace the bag regularly;  Regularly check the absorption liquid level 40 Adverse Mitigation/Prevention Executive Monitoring Supervision Stage Frequency Acceptance Standard Fees Impact Measures Party Indicator Party and concentration of alkali absorption, hydrogen peroxide absorption, sodium hypochlorite absorption, sodium polysulfide absorption, potassium permanganate oxidation, sodium sulfide absorption facilities, and timely supplement the absorption liquid Washing  Washing wastewater, wastewater, crude mercury crude mercury washing wastewater,  The designed washing ground flushing water, waste water  Designed waste water Yuguang wastewater, Venturi wet dust treatment, treatment, recycling Yuguang Zinc / / alkali collector wastewater, recycling and and discharge Zinc Industry Industry absorption off-gas oxidation discharge measures solution, absorption wastewater measures cleaning are discharged into the wastewater, water treatment tank 41 Adverse Mitigation/Prevention Executive Monitoring Supervision Stage Frequency Acceptance Standard Fees Impact Measures Party Indicator Party acidified for pH adjustment and wastewater, coagulation and refined off-gas precipitation alkali treatment, temporarily absorption stored in the reuse solution, tank, then all reused to ground production; flushing  Alkali absorbent, water, cleaning wastewater, circulating acidification water system wastewater, refining drainage, off-gas alkali absorbent Venturi wet is directly reused to dust collector production; wastewater,  The drainage of the off-gas circulating water oxidation system is temporarily absorption stored in the circulating wastewater, pool for reuse in circulating production water system drainage Domestic  Domestic sewage sewage treatment facilities 42 Adverse Mitigation/Prevention Executive Monitoring Supervision Stage Frequency Acceptance Standard Fees Impact Measures Party Indicator Party incorporated into Yuguang Zinc Industry are discharged into the Manghe River through the main wastewater outlet after treatment  Reused for zine refined Neutralization concentrate raw residue material distribution of Yuguang Zinc Industry  Reused in the demonstration project Mercury soot  The designed for mixing and Yuguang waste  Designed waste granulation Yuguang Zinc treatment and / treatment and / Sulfuric acid Zinc Industry Industry disposal disposal measures leaching filter measures residue,  Reused for zine refined leaching filter concentrate raw by heating material distribution of residue, Yuguang Zinc Industry refining residue 43 Adverse Mitigation/Prevention Executive Monitoring Supervision Stage Frequency Acceptance Standard Fees Impact Measures Party Indicator Party Off-gas treatment residue, waste activated carbon, waste dust, waste  Enter the cloth bags, demonstration project contaminated rotary kiln for roasting with hazardous waste packaging, waste packaging Employees  The local sanitation produce department will clean domestic up and dispose of it waste  Low noise equipment; Ball mill,  The ball mill, crusher crusher, Yuguang  The designed and pump are  Designed noise Yuguang pump, fan Zinc noise control / / arranged in the control measures Zinc Industry operation Industry measures production workshop noise for building sound 44 Adverse Mitigation/Prevention Executive Monitoring Supervision Stage Frequency Acceptance Standard Fees Impact Measures Party Indicator Party insulation, and the basic vibration isolation is set;  The fan is equipped with base vibration isolation and muffler  Liquid materials, wastewater pipelines and connectors should be designed and constructed according to the specifications;  The designed Chemical  Production workshop soil and  Designed soil and leakage cause Yuguang ground is strengthened groundwater groundwater Yuguang soil and Zinc / / with anti-corrosion pollution pollution prevention Zinc Industry groundwater Industry and seepage measures, prevention measures contamination to meet the measures requirements of Hazardous Waste Storage Pollution Control Standard (GB18597- 2001) 45 Adverse Mitigation/Prevention Executive Monitoring Supervision Stage Frequency Acceptance Standard Fees Impact Measures Party Indicator Party  Construction site Earth  Isolation fence;  Construction site boundary fence excavation,  Construction boundary is equipped isolation; loading, site status; with fence isolation;  Construction site construction  Whether the  Keep the construction should keep clean; machinery ground is site clean and tidy;  There is no obvious operation off- sprayed with  Ground sprinkling The ground spillover of dust from gas water is sprayed the construction area  Material sprinkling twice a day, Loading and water to keep wet; the vehicle  Keep building Yuguang unloading of  Enclosure measures  Enclosure needs to be material storage areas Zinc Included in building should be set around Construction measures; cleaned clean and tidy; During Construction Industry, the project materials and the storage area, and Party  Condition of every time  There is no obvious Supervision measure fee open stacking the storage materials storage area in and out, spillover of dust from Party off-gas should be covered or and others the construction area air filter should be laid have the  Speed limit inspection  Water sprinkling on  Set up speed limit Construction sign; daily the ground of signs at appropriate machinery,  Vehicle tires; construction area; locations; transport  Whether the  Slow down, <20km/h  There is no soil or vehicles ground inside the plant, only a small amount moving off- sprinkles <60km/h outside the of soil on the vehicle gas water; plant; tires;  Vehicle speed; 46 Adverse Mitigation/Prevention Executive Monitoring Supervision Stage Frequency Acceptance Standard Fees Impact Measures Party Indicator Party  Clean the tires when  The speed is <5km/h vehicles enter and exit inside the plant and the construction site <60km/h outside the plant  Use diesel fuels that meets requirements of Automobile Diesel Fuels (GB 19147-2016)  Use construction machinery and Construction  Construction transport vehicles  Condition of machinery, machinery and whose exhaust construction transport vehicles in good emissions meet Limits machinery and vehicles working condition; and measurement vehicles; running off-  Purchase oil products methods for emissions  Oil quality gas of good quality from diesel fuelled heavy- （China VI） duty vehicles ;  Construction machinery conforms to national health protection standards Earth  After treated by the site Construction  Wastewater can be Yuguang Included in  Simple excavation, simple sedimentation Party, Weekly efficiently collected Zinc the project sedimentation construction, tank sand treatment, External and treated Industry, measure fee 47 Adverse Mitigation/Prevention Executive Monitoring Supervision Stage Frequency Acceptance Standard Fees Impact Measures Party Indicator Party vehicle discharged into the Supervision tank, drainage Supervision washing plant domestic sewage Agency ditch Party produce treatment facilities sludge water, with domestic sewage, foundation pit and then discharged wastewater, into the Manghe River vehicle washing wastewater Construction Once when  Domestic sewage workers  Enter the domestic  Domestic the enters the domestic produce sewage treatment sewage construction / sewage treatment domestic facilities in the plant discharge area is facilities in the plant sewage completed  Construction  Construction  Whether the noise Excavator, machinery and machinery and source during transport transport vehicles transport construction is vehicle, crane, outside Yuguang Zinc vehicles are controlled according Yuguang chainsaw, Industry factory limits Construction forbidden to to ESMP Zinc Industry Weekly / concrete mixer should avoid noise- Party sound their requirements; , Supervision and other sensitive areas horns during  There were no Party operation (residential areas) and the running complaints from noise sensitive hours lines and residents about the (nighttime), and slow periods noise effects of 48 Adverse Mitigation/Prevention Executive Monitoring Supervision Stage Frequency Acceptance Standard Fees Impact Measures Party Indicator Party down when passing outside the construction highways near factory machinery and residential areas such boundary transport vehicles as East Xu Village and Liandong Village  Try to avoid night  Factory  Comply with the construction, or high boundary Noise Emission Yuguang Included in External noise equipment noise Standard of Zinc Industry the Supervision Monthly construction at night (equivalent Construction Site , Supervision environmental Agency  Monitor plant continuous A Boundary (GB 12523- Party monitoring fee boundary noise sound level) 2011) Workshop demolition, Workshop  Disposed of by the  Construction waste construction,  Construction municipal construction disposal contract; equipment Construction waste Monthly waste disposal Proper collection and Yuguang Included in installation Party, destination enterprises disposal Zinc Industry the generated Yuguang , Supervision engineering construction Zinc Party measure fee waste Industry Hazardous  For equipment that can  Hazardous  Hazardous waste waste no longer be used, it waste Monthly disposal contract, generated by will be outsourced as destination management ledger dismantling hazardous waste to 49 Adverse Mitigation/Prevention Executive Monitoring Supervision Stage Frequency Acceptance Standard Fees Impact Measures Party Indicator Party mercury- licensed hazardous containing waste treatment equipment vendors outside the Yugang Zinc. Those equipment should be legally treated.  For the equipment to Non- be used, temporarily hazardous stored in the east side  Non- industrial of the vacant plant, the  Non-hazardous hazardous solid waste is plant has concrete industrial solid waste industrial Monthly generated ground, can prevent contract, solid waste from soil and groundwater management ledger destination equipment pollution dismantling  Transported to the material recovery unit  Domestic waste Construction cleaning and workers  The local sanitation  Domestic transportation produce department will clean waste / contract; Proper domestic up and dispose of it destination collection and waste disposal Leakage of  Storage, loading and Construction  Storage and  The ground Yuguang Included in Weekly chemicals or unloading of fuel and Party handling areas hardening of the Zinc Industry the 50 Adverse Mitigation/Prevention Executive Monitoring Supervision Stage Frequency Acceptance Standard Fees Impact Measures Party Indicator Party fuels used in chemicals used in for fuel and storage and loading ; Supervision engineering construction construction should be chemicals and unloading areas Party measure fee activities may carried out at the used in for the fuel and contaminate designated site, which construction; chemicals used in the soil and should be hardened  Whether there construction can be groundwater ground and protected are chemical or protected from wind, from wind, rain and fuel leaks; rain and sun sun;  Whether to protection;  Standardize the install  There is no obvious construction operation, plugging fuel leakage in the if leakage occurs, equipment or construction process, immediately plug the adsorption as well as the leakage or use materials at chemicals leakage; adsorption materials, the  Construction site is collect the leakage of construction set up with plugging chemicals or fuel, as site equipment or hazardous waste adsorption materials disposal The residual  Include the  Contents of Supervision Included in Construction dust, waste construction personnel occupational  Health and safety Party, the Party, water, toxic health and safety health and Semi- training logs External environmental Yuguang and harmful related terms in the safety training annually  No major safety Supervision monitoring fee Zinc substances construction contract for workers accidents occur Agency, / engineering Industry and improper for the construction and the Jiyuan measure fee 51 Adverse Mitigation/Prevention Executive Monitoring Supervision Stage Frequency Acceptance Standard Fees Impact Measures Party Indicator Party operation in party. Before the number of Bureau of the construction work, participants; Ecology and construction provide training to all  Allocation of Environment, process will construction personnel, full-time Jiyuan affect the including the labor ambulance Disease health and occupational health personnel and Surveillance safety of and safety knowledge, facilities; Center construction consciousness and  Safety workers ability training. operation  Measures such as manual; sprinkling should be  Types of taken to reduce dust protective pollution during equipment; construction.  Safety check log  During the  Number of Supervision Construction construction process of complaints Party, noise, dust etc. Included in the project, daytime Construction made by External may cause the construction should be Party, surrounding  Whether the Supervision certain impact Semi- environmental carried out, noise Yuguang residents or complaint has been Agency, on the annually monitoring fee reduction equipment, Zinc enterprise reasonably settled Jiyuan employees of / engineering water sprinkling and Industry employees Bureau of other 4 measure fee other measures should through Ecology and enterprises in be adopted to eliminate 12369/12345 Environment, 52 Adverse Mitigation/Prevention Executive Monitoring Supervision Stage Frequency Acceptance Standard Fees Impact Measures Party Indicator Party the same or reduce dust, noise, or community Jiyuan factory vibration and other committees, Disease pollution and harm to complaint Surveillance other enterprises and content, Center residential areas. solution measures and progress  Transport vehicles Construction operate during the day vehicles may whenever possible to cause avoid or minimize congestion on  Number of night operations. the complaints  Try to travel during off- surrounding made through External peak hours and reduce Construction roads, 12369/12345 Supervision Included in the length of stay of Party,  Whether the inconvenience or community Semi- Agency, the transport vehicles on Yuguang complaint has been or traffic committee, annually Jiyuan Traffic engineering the road. Zinc reasonably settled accidents, and complaints Management measure fee  The speed of transport Industry threaten the content, Bureau vehicles should be safety of solutions and controlled within 5 residents and progress km/h when entering employees and leaving the gate along the and driving in the roads construction site. 53 Adverse Mitigation/Prevention Executive Monitoring Supervision Stage Frequency Acceptance Standard Fees Impact Measures Party Indicator Party Attention should be paid to safety and comity during the driving. Traffic should be dispatched on site at the intersection of entering and leaving the vehicle to ensure the safety of vehicles and pedestrians.  Warning signs should be set 50m before and after the entrance and exit of construction vehicles to remind them to slow down.  Vehicle drivers are strictly prohibited from fatigue driving to ensure the safety of construction.  Drivers should receive special training and pass the examination 54 Adverse Mitigation/Prevention Executive Monitoring Supervision Stage Frequency Acceptance Standard Fees Impact Measures Party Indicator Party before they can go on duty.  Include provisions on prevention and control The entry of of HIV/AIDS/STDS, external COVID-19 and other construction infectious diseases in personnel and the contract bidding other related  Health External documents, such as  Health and health personnel into protection Supervision taking all necessary protection measures Jiyuan City measures; Agency, precautions to have been put in and the plant Construction  Health Jiyuan maintain the health place Included in may lead to an Party, training, time, Municipal and safety of the Semi-  Health training the increase in Yuguang place, content, Health contractor personnel; annually records engineering epidemic Zinc number of Commission, Appoint a health and  During the measure fee outbreaks and Industry participants Jiyuan safety officer on site; construction of the infection rates, and quantity Disease Work with local health project, no infectious especially of publicity Surveillance authorities to ensure diseases are spread during the materials Center that medical personnel, period of emergency facilities, COVID-19 beds, ambulance prevention services and any other and control medical services designated are readily 55 Adverse Mitigation/Prevention Executive Monitoring Supervision Stage Frequency Acceptance Standard Fees Impact Measures Party Indicator Party available on site and in any accommodation.  Assess the characteristics of the workforce, consider ways to minimize access to and from the site, and ask workers who live at the site to minimize contact with people near the site.  Control and record the movement of workers and other personnel (including support personnel and suppliers) into and out of the site.  Communicate and monitor general health requirements, including organizing public health and communicable disease 56 Adverse Mitigation/Prevention Executive Monitoring Supervision Stage Frequency Acceptance Standard Fees Impact Measures Party Indicator Party prevention education and training activities for construction workers, service providers and surrounding residents; increase the use of pamphlets, posters and picture books to educate construction workers and local community residents on the prevention and control of infectious diseases; Formulate measures to maintain the health of construction personnel, including providing soap, disinfectant, masks, temperature monitoring facilities and other protective materials during the 57 Adverse Mitigation/Prevention Executive Monitoring Supervision Stage Frequency Acceptance Standard Fees Impact Measures Party Indicator Party epidemic prevention and control.  Regularly and thoroughly clean all site facilities, including offices, dormitories, dining halls and public Spaces; Review cleaning procedures for critical construction equipment (especially when equipment is operated by different workers).  Consider adjusting work processes and schedules to reduce or minimize contact between workers.  Equip necessary medical facilities, including project infrastructure, medical staff, equipment and 58 Adverse Mitigation/Prevention Executive Monitoring Supervision Stage Frequency Acceptance Standard Fees Impact Measures Party Indicator Party supplies, procedures and training, etc.  Establish communication and infectious disease prevention and control mechanisms with local medical institutions.  Maintain communication and contact with the community, regularly communicate and exchange information about the project, including the prevention and control measures and procedures of infectious diseases. Interest and  The project party and Included in Construction  Stakeholder  Implement the External demands of the construction party Semi- the Party, engagement in stakeholder Monitoring different should also carry out annually engineering Yuguang the program engagement plan Party stakeholder the planning of measure 59 Adverse Mitigation/Prevention Executive Monitoring Supervision Stage Frequency Acceptance Standard Fees Impact Measures Party Indicator Party groups during stakeholders, identify Zinc  Grievance  The relevant fee/enterprise the project and analyze the Industry record complaints are management construction methods and forms of reasonably settled fee period participation of stakeholders, identify and analyze the appeal mechanism, etc., and start the information disclosure and public participation in the process of project implementation as early as possible. Stirring gas,  Mixing gas,  Normal operation of granulation granulation gas, drying  Integrity and off-gas treatment gas, drying gas, crushing gas first airtightness of facilities, keep gas, roasting enter the bag filter off-gas inspection and Included in gas, filling gas, treatment, and then Yuguang collection maintenance records; Yuguang the enterprise During Operation leaching gas, into the off-gas Zinc facilities; weekly  The pressure Zinc Industry management reduction gas, comprehensive Industry  Operation difference of the bag fee acidification treatment system. The status of off- filter is within the gas, refining roasting smoke first gas treatment normal value range; gas, crushing condenses, then enters facilities;  Alkali absorption, gas the bag filter, and hydrogen peroxide 60 Adverse Mitigation/Prevention Executive Monitoring Supervision Stage Frequency Acceptance Standard Fees Impact Measures Party Indicator Party finally enters the off-  Cloth bag filter absorption, sodium gas comprehensive pressure hypochlorite treatment system. difference; absorption, sodium Filling gas directly  Alkali polysulfide enters the off-gas absorption, absorption, comprehensive hydrogen potassium treatment system. The peroxide permanganate leaching gas, reduction absorption, oxidation, sodium gas and acidification sodium sulfide absorption gas are absorbed by hypochlorite facilities of the alkali and then enter absorption, absorption liquid the comprehensive off- sodium level and gas treatment system. polysulfide concentration to The refining gas is only absorption, maintain within the treated with alkali potassium normal value range; absorption; permanganate  Replace the activated  Off-gas comprehensive oxidation, carbon every six treatment system sodium sulfide months process is hydrogen absorption peroxide absorption + facility sodium hypochlorite absorption absorption + sodium liquid level polysulfide absorption and + Venturi wet dust concentration 61 Adverse Mitigation/Prevention Executive Monitoring Supervision Stage Frequency Acceptance Standard Fees Impact Measures Party Indicator Party removal desulfurizer + potassium permanganate oxidation + sodium sulfide absorption + double activated carbon adsorption + low temperature plasma coupling reactor. The above off- gas treatment is discharged into the atmosphere through the 15m high stack vent DA093;  Regularly check the integrity and airtightness of off-gas collection facilities;  Regularly check the pressure difference of the bag filter and replace the bag regularly; 62 Adverse Mitigation/Prevention Executive Monitoring Supervision Stage Frequency Acceptance Standard Fees Impact Measures Party Indicator Party  Regularly check the absorption liquid level and concentration of alkali absorption, hydrogen peroxide absorption, sodium hypochlorite absorption, sodium polysulfide absorption, potassium permanganate oxidation, sodium sulfide absorption facilities, and timely supplement the absorption liquid;  Regularly replace the activated carbon of the activated carbon adsorption facility;  Regularly check the operation of the low- temperature plasma- coupled reactor 63 Adverse Mitigation/Prevention Executive Monitoring Supervision Stage Frequency Acceptance Standard Fees Impact Measures Party Indicator Party  Stack DA093:  Stack DA093: Particulate matter, particulate concentration: Stack matter, DB41/1066-2020 DA093: mercury and Table 1, rate: Particulate its GB16297-1996 Table 2 matter, SO2, compounds, Class 2; NOx: on-line lead and its Mercury and its monitoring; compounds, compounds, Yuguang Other arsenic and its concentration: Zinc  Monitor air pollutants pollutants: compounds, DB41/1066-2020 Industry , Included in in the stack DA093 and External monthly in SO2, NOx, Table 2, rate: Jiyuan the factory boundary to Supervision the first year smoke GB16297-1996 Table 2 Municipal environmental verify the emission Agency after blackness; Class 2; Bureau of monitoring fee compliance. operation  Factory Lead and its Ecology and and boundaries: compounds, Environment quarterly Particulate concentration: since the 2nd matter, DB41/1066-2020 year after mercury and Table 2, rate: operation its GB16297-1996 Table 2 compounds, Class 2; lead and its Arsenic and its compounds compounds, concentration: 64 Adverse Mitigation/Prevention Executive Monitoring Supervision Stage Frequency Acceptance Standard Fees Impact Measures Party Indicator Party DB41/1066-2020 Table 2; SO2, concentration: DB41/1066-2020 Table 1, rate: GB16297-1996 Table 2 Class 2; NOx, concentration: DB41/1066-2020 Table 1; Smoke blackness, DB41/1066-2020 Table 1. Factory bound: Concentration of SO2, NOx, particulate matter, mercury and its compounds, lead and its compounds: Integrated emission Standard for air pollutants (GB16297- 1996) Table 2 65 Adverse Mitigation/Prevention Executive Monitoring Supervision Stage Frequency Acceptance Standard Fees Impact Measures Party Indicator Party Washing  Washing wastewater,  Washing  Washing wastewater, wastewater, crude mercury wastewater, crude mercury crude mercury washing wastewater, crude mercury washing wastewater, washing ground flushing water, washing ground washing wastewater, Venturi wet dust wastewater, water, Venturi wet alkali collector wastewater, ground dust collector absorption off-gas oxidation washing wastewater, off-gas solution, absorption wastewater water, Venturi oxidation absorption cleaning are discharged into the wet dust wastewater treatment wastewater, water treatment tank collector and then used for acidified for pH adjustment and wastewater, Included in Yuguang production; wastewater, coagulation and off-gas Yuguang the enterprise Zinc Daily  Alkali absorption refined off-gas precipitation oxidation Zinc Industry management Industry solution, cleaning alkali treatment, temporarily absorption fee wastewater, absorption stored in the reuse wastewater, acidification solution, tank, then all reused to alkali wastewater, refining ground production; absorption off-gas alkali flushing  Alkali absorbent, solution, absorption solution water, cleaning wastewater, cleaning directly back to circulating acidification wastewater, production; water system wastewater, refining acidification  Normal operation of drainage, off-gas alkali absorbent wastewater, wastewater treatment Venturi wet is directly reused to refining off- facilities, keep dust collector production; gas alkali 66 Adverse Mitigation/Prevention Executive Monitoring Supervision Stage Frequency Acceptance Standard Fees Impact Measures Party Indicator Party wastewater,  The drainage of the absorption inspection and off-gas circulating water solution, the maintenance records; oxidation system is temporarily drainage of the  The index after absorption stored in the circulating circulating wastewater treatment wastewater, pool for reuse in water system; is within the set value circulating production;  Dosage of range water system  Regularly inspect the wastewater drainage integrity of the treatment wastewater treatment agent facilities.  Domestic sewage treatment facilities incorporated into  Domestic sewage Yuguang  Destination of Domestic Yuguang Zinc Industry enters the domestic Yuguang Zinc domestic / / sewage are discharged into the sewage treatment Zinc Industry Industry sewage Manghe River through facilities in the plant the main wastewater outlet after treatment  Reused for zine refined  Temporary  Hazardous waste Yuguang Neutralization concentrate raw status of should be properly Yuguang Zinc weekly / residue material distribution of hazardous stored temporarily, Zinc Industry Industry Yuguang Zinc Industry waste and and hazardous waste 67 Adverse Mitigation/Prevention Executive Monitoring Supervision Stage Frequency Acceptance Standard Fees Impact Measures Party Indicator Party  Reused in the non- temporary storage demonstration project hazardous room should meet the Mercury soot for mixing and industrial requirements of granulation solid waste in Hazardous Waste Sulfuric acid the plant; Storage Pollution leaching filter  The Control Standard residue,  Reused for zine refined destination of (GB18597-2001) and leaching filter concentrate raw hazardous its amendment; by heating material distribution of waste and  Non-hazardous residue, Yuguang Zinc Industry non- industrial solid waste refining hazardous temporary storage residue industrial should meet the Off-gas solid waste leakage, rain and dust treatment prevention residue, waste requirements; activated  The neutralization carbon, waste residue, sulfuric acid  Enter the dust, waste leaching filter demonstration project cloth bags, residue, heating rotary kiln for roasting contaminated leaching filter residue with and refining residue hazardous are used in raw waste material ingredients packaging, of zinc concentrate in 68 Adverse Mitigation/Prevention Executive Monitoring Supervision Stage Frequency Acceptance Standard Fees Impact Measures Party Indicator Party waste Yuguang Zinc packaging Industry. The mercury-soot is used in the demonstration project of mixing and granulation, off-gas treatment residue, waste activated carbon, waste dust, waste cloth bag and waste packaging contaminated with hazardous waste. Waste packaging is roasted in rotary kiln of the demonstration project. Employees Included in  The local sanitation Yuguang  Destination of  Domestic waste is produce Yuguang the enterprise department will clean Zinc domestic / properly collected domestic Zinc Industry management up and dispose of it Industry waste and disposed of waste fee Ball mill,  Low noise equipment; Yuguang  Location of Once after  Whether low noise Yuguang Included in crusher,  The ball mill, crusher Zinc noise construction equipment is selected Zinc Industry the pump, fan and pump are Industry equipment; 69 Adverse Mitigation/Prevention Executive Monitoring Supervision Stage Frequency Acceptance Standard Fees Impact Measures Party Indicator Party operation arranged in the  Sound is for ball mill, crusher, engineering noise production workshop insulation and completed pump and fan; measure fee for building sound noise  Whether the ball mill, insulation, and the reduction crusher and pump are basic vibration measures for arranged inside the isolation is set; noise sources production workshop  The fan is equipped for building sound with base vibration insulation and isolation and muffler whether the basic vibration isolation is set;  Whether the fan is equipped with base vibration isolation and muffler Yuguang  Meet the limit value Zinc of Class 2 zone in the Industry , Included in External  Equivalent Noise Emission  Monitor plant Jiyuan the Supervision continuous A Quarterly Standard of Industrial boundary noise Municipal environmental Agency sound level Enterprise Factory Bureau of monitoring fee Boundary (GB 12348- Ecology and 2008) Environment 70 Adverse Mitigation/Prevention Executive Monitoring Supervision Stage Frequency Acceptance Standard Fees Impact Measures Party Indicator Party  Check the actual  Integrity of conditions of liquid liquid materials, wastewater materials, pipelines and wastewater connectors of the pipelines and actual construction, to  Regularly check the connectors; make sure there is no floor of the production  Production leakage; workshop and keep workshop  Production workshop records; Chemical ground anti- ground anti-  In case of chemical Included in leakage cause Yuguang corrosion and corrosion and leakage, plug the Yuguang the soil and Zinc seepage Weekly seepage measures to leakage or clean the Zinc Industry engineering groundwater Industry measures are meet the leakage by adsorption measure fee contamination intact; requirements of in time according to the  Check Hazardous Waste emergency plan for whether a leak Storage Pollution environmental plugging Control Standard emergencies device or (GB18597-2001); adsorption  Production workshop material is floor regular installed on inspection record; site  Install plugging equipment or 71 Adverse Mitigation/Prevention Executive Monitoring Supervision Stage Frequency Acceptance Standard Fees Impact Measures Party Indicator Party adsorption materials on site  Soil: 2  Soil: the class II land monitoring use screening value of points near the meets the Soil production Environmental Quality workshop, the Yuguang Soil Pollution Risk indicators are Zinc  Monitor the Control Standards for mercury, lead, Industry , Included in concentration of External Construction Land arsenic; Jiyuan the pollutants in soil and Supervision Annually (Trial) (GB 36600-  Groundwater: Municipal environmental groundwater near the Agency 2018); 2 monitoring Bureau of monitoring fee production workshop  Groundwater: meet points beside Ecology and the Class III the production Environment requirements of the workshop. The Groundwater Quality indicators are Standard (GB/T mercury, lead 14848-2017) and arsenic  Based on the current environmental Yuguang  Environmental Environmental management Yuguang Zinc management /  / / management procedures, add new Zinc Industry Industry procedure requirements, especially the 72 Adverse Mitigation/Prevention Executive Monitoring Supervision Stage Frequency Acceptance Standard Fees Impact Measures Party Indicator Party mitigation measures and monitoring, during the participation of demonstration project.  Sign the environmental The boundary responsibility of agreement with Jiyuan responsibility Weixin Industrial Co., Yuguang  Environmental Yuguang for Ltd to clarify the Zinc Responsibility /  / / Zinc Industry environmental boundary of Industry Agreement management environmental is unclear management responsibility Equipment  Involve the  Complete production External  Contents of Included in that does not construction personnel safety and Supervision occupational the work as health and safety occupational health Agency, health and environmental expected, or is related terms in the Yuguang management system Jiyuan safety training Semi- monitoring fee not properly construction contract of Zinc  Occupational health Municipal for workers annually /Included in adjusted or the construction party. Industry and safety training Bureau of and the the enterprise operated, can Before the construction records of workers; Ecology and number of management still cause work, provide all  Safety protection Environment, participants; fee leakage of construction personnel equipment in place; Jiyuan Work 73 Adverse Mitigation/Prevention Executive Monitoring Supervision Stage Frequency Acceptance Standard Fees Impact Measures Party Indicator Party hazardous with the labor  Allocation of  Regular test report of Safety waste and occupational health full-time occupational hazard Bureau, health effects and safety knowledge, ambulance factors; Jiyuan for workers consciousness and personnel and  Establish employee Disease and even ability training. facilities; health management Surveillance residents of  According to the  Safety files; Center surrounding engineering operation  Whether the communities environmental manual; complaint has been protection design, the  Types of reasonably settled construction is protective  No major health and conducted together equipment; safety accidents with the main project,  Safety check occurr and the Three log; Simultaneities system  Annual should be strictly occupational implemented. health  Measures such as examination sprinkling should be results; taken to reduce dust  Accident pollution during occurrence construction. record, etc.  Integrate the daily environmental protection knowledge 74 Adverse Mitigation/Prevention Executive Monitoring Supervision Stage Frequency Acceptance Standard Fees Impact Measures Party Indicator Party education of employees into the enterprise management system. The enterprise should, in various forms, regularly carry on the environmental protection, the safe production education to the workers, and give corresponding examination. The target is to let the staff understand the environmental protection situation, the discharge of all kinds of pollutants, and pollution control process and operation.  Organize regular occupational health 75 Adverse Mitigation/Prevention Executive Monitoring Supervision Stage Frequency Acceptance Standard Fees Impact Measures Party Indicator Party examination for employees;  Improve and perfect the internal environmental management and monitoring system according to the production characteristics of the project; Carry out regular tests on occupational-disease- inductive factors, formulate and adjust occupational health management measures according to the test results, and keep relevant test records for future reference.  Set up the emergency rescue headquarters, responsible for the 76 Adverse Mitigation/Prevention Executive Monitoring Supervision Stage Frequency Acceptance Standard Fees Impact Measures Party Indicator Party leadership of the command. The workshop should set up the emergency rescue team, responsible for the distribution of protective equipment and on-site rescue. All functional departments in the factory should take their own responsibility for the management of chemical toxicants, accident first aid, accident pollutants treatment.  To fulfill the safety and fire protection procedures, the document storage and file management procedures should be 77 Adverse Mitigation/Prevention Executive Monitoring Supervision Stage Frequency Acceptance Standard Fees Impact Measures Party Indicator Party improved, and the project change management process should be improved.  Regularly carry out electrical fire prevention tests for buildings related to the project, including high and low voltage transformer and distribution devices, low voltage electrical equipment, lighting devices, low voltage distribution lines, grounding and equipotential connections, etc.  Conduct a nighttime fire drill at least once a year if there is still a nighttime production. 78 Adverse Mitigation/Prevention Executive Monitoring Supervision Stage Frequency Acceptance Standard Fees Impact Measures Party Indicator Party  Carry out regular During (routine) and irregular production, if environmental and there is pollution source improper monitoring, and deal  Number of management with problems in a complaints and operation, timely manner; made by External equipment Formulate and surrounding Supervision failure, etc., improve the residents or Agency, Included in resulting in a emergency plan for enterprise Jiyuan the large number emergencies, especially employees Municipal environmental of soot and Yuguang strengthen the through Semi-  Relevant complaints Bureau of monitoring fee mercury Zinc publicity to the 12369/12345 annually are properly resolved Ecology and /Included in emission or Industry employees and or community Environment, the enterprise toxic and residents of committees, Jiyuan management harmful surrounding complaint Disease fee materials enterprises, explain the content, Surveillance leakage, will harmfulness of the solution Center affect the toxic and harmful measures and health and substances used and progress safety of the the protective surrounding measures, and enterprise evacuate quickly in employees and case of an accident. 79 Adverse Mitigation/Prevention Executive Monitoring Supervision Stage Frequency Acceptance Standard Fees Impact Measures Party Indicator Party community residents In the process  Vehicle drivers are of strictly prohibited from transportation fatigue driving to  Transport of the auxiliary ensure the safety of contract and materials used construction. qualification in the  Drivers should receive for hazardous production, if special training and wastes the valve is not pass the examination  Emergency tightly sealed, External before going on duty. response plan  No major road traffic the tank truck Supervision Included in  It is recommended to Yuguang  Residents accidents occur has a collision, Semi- Agency, the enterprise entrust the unit with Zinc through  The relevant rollover and annually Jiyuan Traffic management the dangerous goods Industry 12369/12345 complaints are other traffic Management fee transport qualification or community properly resolved accidents, to Bureau issued by the transport committee the department to complaints, surrounding undertake the complaints enterprise transport, using special content, employees and dangerous goods solutions and residents, vehicles, drivers and progress especially the escorts, and dangerous elderly, goods transport children, 80 Adverse Mitigation/Prevention Executive Monitoring Supervision Stage Frequency Acceptance Standard Fees Impact Measures Party Indicator Party women and vehicles hanging other travel or danger labels. personal safety  All the transport threat. vehicles are transported by box trucks, and the glass fiber reinforced plastic is used for anticorrosion treatment, the materials used can effectively prevent leakage.  Make necessary emergency response plan, transport vehicles equipped with necessary tools and communication equipment, in order to take timely measures to eliminate or mitigate hazards when accidents occur. 81 Adverse Mitigation/Prevention Executive Monitoring Supervision Stage Frequency Acceptance Standard Fees Impact Measures Party Indicator Party After the  Establish and technical implement a good transformation information of the preservation and demonstration disclosure mechanism; project is  Release project post External completed and adjustment demand Supervision put into information as soon as Agency, production, it possible;  Information Jiyuan is expected  Employees can obtain  Employee disclosure and Federation of that the work job information for free Included in Yuguang complaint employee interview Trade scope or skills and unconditionally; Semi- the enterprise Zinc record; records Unions, of 20 workers  Organize staff annually management Industry  Arbitration  The relevant Jiyuan will be symposia to introduce fee records complaints are Human updated. The and explain to reasonably settled Resources workers will employees the possible and Social need to master impact of equipment Security the new upgrade and Bureau technology procurement projects and to workers, what understand necessary learning and whether the preparation workers new should undertake, and equipment what support the 82 Adverse Mitigation/Prevention Executive Monitoring Supervision Stage Frequency Acceptance Standard Fees Impact Measures Party Indicator Party will create new enterprise can provide health and during this period. safety hazards  Listen to workers' opinions on the equipment upgrade and procurement projects through effective channels, and incorporate these opinions into project design and operation management. 83