PROCUREMENT PLAN (Textual Part) Project information: KHYBER PAKHTUNKHWA HUMAN CAPITAL INVESTMENT PROJECT(P166309) Project Implementation agency: 1- PMU- Department of Health Government of Khyber Pakhtunkhwa (GoKP) 2- PMU Elementary &Secondary Education Department, GoKP Date of the Procurement Plan: July 14, 2021 Period covered by this Procurement Plan: July 2021- June 2022 Preamble In accordance with paragraph 5.9 of the “World Bank Procurement Regulations for IPF Borrowers” (July 2016, Revised November 2017, August 2018 and November 2020) (“Procurement Regulations”) the Bank’s Systematic Tracking and Exchanges in Procurement (STEP) system will be used to prepare, clear and update Procurement Plans and conduct all procurement transactions for the Project. This textual part along with the Procurement Plan tables in STEP constitute the Procurement Plan for the Project. The following conditions apply to all procurement activities in the Procurement Plan. The other elements of the Procurement Plan as required under paragraph 4.4 of the Procurement Regulations are set forth in STEP. The Bank’s Standard Procurement Documents (SPDs): shall be used for all contracts subject to international competitive procurement and those contracts as specified in the Procurement Plan tables in STEP. National Procurement Arrangements: In accordance with paragraph 5.3 of the Procurement Regulations, when approaching the national market (as specified in the Procurement Plan tables in STEP), the country’s own procurement procedures may be used. When the Borrower uses its own national open competitive procurement arrangements as set forth in KP Public Procurement Regulatory Authority (KPPRA) Act 2012 and KPPRA Procurement Rules 2014 (as amended from time to time), such arrangements shall be subject to paragraph 5.4 of the Procurement Regulations and the following conditions: 1) The eligibility of bidders shall be as defined under Section III of the Procurement Regulations. Accordingly, no bidder or potential bidder shall be declared ineligible for contracts financed by the Bank for reasons other than those provided in Section III of the Procurement Regulations. 2) For national open competitive procurement, only the model procurement documents acceptable to the World Bank, shall be used. (If there’s no acceptable model of procurement documents available, the Bank SPDs shall be used for Works, Goods, consultancy, and non- consultancy services following Open National Competition using Bank’s relevant standard procurement documents for National Competitive procurement) 3) The request for bids/request for proposals document shall require that Bidders/Proposers submitting Bids/Proposals present a signed acceptance (in the form attached) at the time of bidding, to be incorporated in any resulting contracts, confirming application of, and compliance with, the Bank’s Anti-Corruption Guidelines, including without limitation the Bank’s right to sanction and the Bank’s inspection and audit rights. 4) The Procurement Documents include sufficient provisions, as agreed with the Bank, to 5) adequately mitigate against environmental and social (including Sexual Exploitation and Abuse (SEA) and Sexual Harassment (SH)), risks and impacts. 6) Access to procurement opportunities shall not be restricted to firms that have pre-registered and/or paid a registration fee. 7) No preference of any kind shall be given to national bidders in the bidding process. 8) Publication of contract award information; 9) Rights for the Bank to review procurement documentation and activities; 10) An effective complaints mechanism; and 11) Maintenance of records of the Procurement Process. When other national procurement arrangements (other than national open competitive procurement) are applied by the Borrower, such arrangements shall be subject to paragraph 5.5 of the Procurement Regulations. Leased Assets as specified under paragraph 5.10 of the Procurement Regulations: Leasing may be used for those contracts identified in the Procurement Plan Letter of Acceptance of the World Bank’s Anticorruption Guidelines and Sanctions Framework1 Date: Invitation of Bids/Proposals No.__________ To: ___________________________________________________________________________ We, along with our sub-contractors, sub-consultants, service providers, suppliers, agents (whether declared or not) consultants and personnel, acknowledge and agree to abide by the World Bank’s policy regarding Fraud and Corruption (corrupt, fraudulent, collusive, coercive, and obstructive practices), as set out and defined in the World Bank’s Anti-Corruption Guidelines2 in connection with the procurement and execution of the contract (in case of award), including any amendments thereto. We declare and warrant that we, along our sub-contractors, sub-consultants, service providers, suppliers, agents (whether declared or not), consultants and personnel, are not subject to, and are not controlled by any entity or individual that is subject to, a temporary suspension, early temporary suspension, or debarment imposed by a member of the World Bank Group, including, inter alia, a cross-debarment imposed by the World Bank Group as agreed with other international financial institutions (including multilateral development banks), or through the application of a World Bank Group finding of non-responsibility on the basis of Fraud and Corruption in connection with World Bank Group corporate procurement. Further, we are not ineligible under the laws or official regulations of [Insert name of Employer as per bidding document] or pursuant to a decision of the United Nations Security Council. We confirm our understanding of the consequences of not complying with the World Bank’s Anti-Corruption Guidelines, which may include the following: a. rejection of our Proposal/Bid for award of contract; 1[Drafting note: This document shall be signed by bidders/proposers/consultants and submitted as part of their bids/proposals. In addition, this document shall be signed by the winning bidder/consultant and incorporated as part of the contract.] 2Guidelines on Preventing and Combating Fraud and Corruption in Projects Financed by International Bank for Reconstruction and Development Loans and the International Development Agency Credits and Grants, dated October 15, 2006, and revised in January 2011 and July 2016, as they may be revised from time to time. b. in the case of award, termination of the contract, without prejudice to any other remedy for breach of contract; and c. sanctions, pursuant to the Bank’s Anti-Corruption Guidelines and in accordance with its prevailing sanctions policies and procedures as set forth in the Bank’s Sanctions Framework. This may include a public declaration of ineligibility, either indefinitely or for a stated period of time, (i) to be awarded or otherwise benefit from a Bank-financed contract, financially or in any other manner;3 (ii) to be a nominated4 sub-contractor, sub-consultant, consultant, manufacturer or supplier, or service provider of an otherwise eligible firm being awarded a Bank-financed contract; and (iii) to receive the proceeds of any loan made by the Bank or otherwise to participate further in the preparation or implementation of any Bank- financed project. We understand that we may be declared ineligible as set out above upon: a. completion of World Bank Group sanctions proceedings according to its prevailing sanctions procedures; b. cross-debarment as agreed with other international financial institutions (including multilateral development banks); c. the application of a World Bank Group finding of non-responsibility on the basis of Fraud and Corruption in connection with World Bank Group corporate procurement; or d. temporary suspension or early temporary suspension in connection with an ongoing World Bank Group sanctions proceeding. For avoidance of doubt, the foregoing effects of ineligibility do not extend to a sanctioned firm’s or individual’s execution of its ongoing Bank-financed contracts (or its ongoing sub-agreements under such contracts) that are not the subject of a material modification, as determined by the Bank. We shall permit, and shall cause our sub-contractors, sub-consultants, agents (whether declared or not), personnel, consultants, service providers or suppliers, to permit the Bank to inspect5 all accounts, records, and other documents relating to 3 For the avoidance of doubt, a sanctioned party’s ineligibility to be awarded a contract shall include, without limitation, (i) applying for pre-qualification or initial selection), expressing interest in a consultancy, and bidding, either directly or as a nominated sub-contractor, nominated consultant, nominated manufacturer or supplier, or nominated service provider, in respect of such contract, and (ii) entering into an addendum or amendment introducing a material modification to any existing contract. 4A nominated sub-contractor, nominated consultant, nominated manufacturer or supplier, or nominated service provider (different names are used depending on the bidding document) is one which has been: (i) included by the bidder in its pre-qualification or initial selection application or bid because it brings specific and critical experience and know-how that allow the bidder to meet the qualification requirements for the particular bid; or (ii) appointed by the Borrower. 5Inspections in this context are usually investigative (i.e., forensic) in nature: they involve fact- finding activities undertaken by the Bank or persons appointed by the Bank to address specific the procurement process and/or contract execution (in the case of award), and to have them audited by auditors appointed by the Bank. We agree to preserve all accounts, records, and other documents (whether in hard copy or electronic format) related to the procurement and execution of the contract. Name of the Bidder/Proposer/Consultant: Name of the person duly authorized to sign the Bid/Proposal on behalf of the Bidder/Proposer/ Consultant: Title of the person signing the Letter: matters related to investigations/audits, such as evaluating the veracity of an allegation of possible Fraud and Corruption, through the appropriate mechanisms. Such activity includes but is not limited to accessing and examining a firm's or individual's financial records and information, and making copies thereof as relevant; accessing and examining any other documents, data, and information (whether in hard copy or electronic format) deemed relevant for the investigation/audit, and making copies thereof as relevant; interviewing staff and other relevant individuals; performing physical inspections and site visits; and obtaining third-party verification of information. PROCUREMENT Pakistan : Khyber Pakhtunkhwa Human Capital Investment Project PLAN General Information Country: Pakistan 2021-09-03 Bank’s Approval Date of the Original Procurement Plan: 2022-11-28 Revised Plan Date(s): (comma delineated, leave blank if none) Project ID: P166309 GPN Date: 2021-08-24 Project Name: Khyber Pakhtunkhwa Human Capital Investment Project Loan / Credit No: IDA / 67140 Project Management Unit of Education Department Executing Agency(ies): WORKS Activity Reference No. / Estimated Actual Am Bid Evaluation Report Loan / Credit N Market Approac Procurement Pro Prequalification High SEA/SH R Procurement D Process St Draft Pre-qualification Prequalification Evalu Draft Bidding Docum Specific Procurement Bidding Documents a Proposal Submission / Contract Complet Description Component Review Type Method Amount (U ount (US$ and Recommendation Signed Contract o. h cess (Y/N) isk ocument Type atus Documents ation Report ent / Justification Notice / Invitation s Issued Opening / Minutes ion S$) ) for Award Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned GOODS Activity Reference No. / Bid Evaluation Report Loan / Credit N Market Approac Procurement Pro Prequalification Estimated Am Actual Amount Process St Draft Pre-qualification Prequalification Evalu Draft Bidding Docum Specific Procurement Bidding Documents a Proposal Submission / Description Component Review Type Method and Recommendation Signed Contract Contract Completion o. h cess (Y/N) ount (US$) (US$) atus Documents ation Report ent / Justification Notice / Invitation s Issued Opening / Minutes for Award Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual PK-EDUPMU-281651-GO-RFQ Component 3. Strengthening Request for Quota Single Stage - One E Pending Impl / Procurement of Furniture fo IDA / 67140 community engagement and Post Limited 44,950.00 0.00 2022-03-15 2022-05-10 2022-11-06 tions nvelope ementation r PMU accountability PK-EDUPMU-287028-GO-RFQ Component 2. Improving av Request for Quota Single Stage - One E Pending Impl / Procurement of Office Equi IDA / 67140 ailability and quality of educ Post Open - National 16,556.00 0.00 2022-04-09 2022-06-04 2022-12-01 tions nvelope ementation pment for PMU of HCIP ation services PK-EDUPMU-287038-GO-RFQ Component 2. Improving av Request for Quota Single Stage - One E Pending Impl / Procurement of IT equipme IDA / 67140 ailability and quality of educ Post Open - National 46,950.00 0.00 2022-04-10 2022-06-05 2022-12-02 tions nvelope ementation nt for PMU of HCIP. ation services PK-EDUPMU-287046-GO-RFQ Component 2. Improving av Request for Quota Single Stage - One E Pending Impl / Procurement of Generator f IDA / 67140 ailability and quality of educ Post Open - National 13,900.00 0.00 2022-04-11 2022-06-06 2022-12-03 tions nvelope ementation or PMU Office HCIP. ation services PK-EDUPMU-287050-GO-RFQ Component 2. Improving av Request for Quota Single Stage - One E Pending Impl / Procurement of telephone e IDA / 67140 ailability and quality of educ Post Open - National 5,560.00 0.00 2022-04-12 2022-06-07 2022-12-04 tions nvelope ementation xchange for PMU Office HCIP. ation services PK-EDUPMU-287055-GO-RFQ Component 2. Improving av Request for Quota Single Stage - One E Pending Impl / Procurement of UPS/Inverte IDA / 67140 ailability and quality of educ Post Open - National 1,700.00 0.00 2022-04-13 2022-06-08 2022-12-05 tions nvelope ementation r for PMU office HCIP. ation services PK-EDUPMU-287151-GO-RFQ Component 2. Improving av Request for Quota Single Stage - One E Pending Impl / Procurement of Camera for IDA / 67140 ailability and quality of educ Post Open - National 890.00 0.00 2022-04-13 2022-06-08 2022-12-05 tions nvelope ementation PMU HCIP. ation services PK-EDUPMU-288869-GO-RFB Component 2. Improving av Single Stage - One E / Procurement of vehicles for IDA / 67140 ailability and quality of educ Post Request for Bids Open - National 167,800.00 0.00 Canceled 2022-04-20 2022-04-25 2022-06-06 2022-07-06 2022-08-10 2023-02-06 nvelope PMU HCIP. ation services PK-EDUPMU-291923-GO-DIR Component 2. Improving av Pending Impl / Procurement of Vehicles for IDA / 67140 ailability and quality of educ Post Direct Selection Direct 167,800.00 0.00 2022-05-06 2022-05-11 2022-06-15 2022-12-12 ementation PMU office HCIP ation services PK-EDUPMU-315175-GO-RFQ Component 2. Improving av Request for Quota Single Stage - One E Pending Impl / Procurement of Video Confe IDA / 67140 ailability and quality of educ Post Limited 4,040.00 0.00 2022-09-21 2022-11-16 2023-05-15 tions nvelope ementation rencing equipment for HCIP P ation services MU. PK-EDUPMU-315177-GO-RFQ Component 2. Improving av Request for Quota Single Stage - One E Pending Impl / Procurement of 2 nos. phot IDA / 67140 ailability and quality of educ Post Limited 12,000.00 0.00 2022-09-21 2022-11-16 2023-05-15 tions nvelope ementation ocopiers (Heavy Duty) for HC ation services IP PMU. PK-EDUPMU-319180-GO-RFQ Component 2. Improving av / Procurement of IT Equipme Request for Quota Single Stage - One E Pending Impl IDA / 67140 ailability and quality of educ Post Limited 56,600.00 0.00 2022-10-16 2022-12-11 2023-06-09 nt for DPD Elementary & Sec tions nvelope ementation ation services ondary Education Departmen t. PK-EDUPMU-319173-GO-RFB Component 2. Improving av / Procurement of materials fo Single Stage - One E Pending Impl IDA / 67140 ailability and quality of educ Post Request for Bids Open - National 1,010,000.00 0.00 2022-10-11 2022-10-16 2022-11-27 2022-12-27 2023-01-31 2024-01-26 r Establishment of ECE rooms nvelope ementation ation services in target districts. NON CONSULTING SERVICES Activity Reference No. / Bid Evaluation Report Loan / Credit N Market Approac Procurement Pro Prequalification Estimated Am Actual Amount Process St Draft Pre-qualification Prequalification Evalu Draft Bidding Docum Specific Procurement Bidding Documents a Proposal Submission / Description Component Review Type Method and Recommendation Signed Contract Contract Completion o. h cess (Y/N) ount (US$) (US$) atus Documents ation Report ent / Justification Notice / Invitation s Issued Opening / Minutes for Award Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual CONSULTING FIRMS Activity Reference No. / Combined Evaluation Loan / Credit N Market Approac Contract Type Estimated Amo Actual Amount Expression of Interest Short List and Draft R Request for Proposals Opening of Technical Evaluation of Technic Description Component Review Type Method Process Status Terms of Reference Report and Draft Neg Signed Contract Contract Completion o. h unt (US$) (US$) Notice equest for Proposals as Issued Proposals / Minutes al Proposal otiated Contract Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual PK-EDUPMU-297871-CS-QCB Component 1. Improving del Quality And Cost- S / Procurement of Design an IDA / 67140 ivery of quality primary heal Prior Open - National 1,650,000.00 0.00 Under Review 2022-06-30 2022-08-24 2022-07-21 2022-08-29 2022-09-03 2022-10-01 2022-10-31 2022-12-05 2023-01-09 2024-01-09 Based Selection d Supervision firm. th care services INDIVIDUAL CONSULTANTS Activity Reference No. / Loan / Credit N Market Approac Contract Type Estimated Amo Actual Amount Invitation to Identifie Draft Negotiated Cont Description Component Review Type Method Process Status Terms of Reference Signed Contract Contract Completion o. h unt (US$) (US$) d/Selected Consultant ract Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual PK-EDUPMU-240230-CS-IND Component 3. Strengthening Individual Consult Under Implement V / Hiring of Financial Manag IDA / 67140 community engagement and Post Open 29,197.00 0.00 2021-09-07 2021-09-08 2021-10-16 2021-10-31 2021-12-05 2022-12-05 ant Selection ation ement Specialist accountability Page 1 PK-EDUPMU-240232-CS-IND Component 3. Strengthening Individual Consult Under Implement V / Hiring of Procurement Sp IDA / 67140 community engagement and Post Open 29,197.00 0.00 2021-09-07 2021-09-08 2021-10-16 2021-10-31 2021-12-05 2022-12-05 ant Selection ation ecialist accountability PK-EDUPMU-240234-CS-IND Component 3. Strengthening Individual Consult Under Implement V / Hiring of Education Specia IDA / 67140 community engagement and Post Open 29,197.00 0.00 2021-09-07 2021-09-08 2021-10-16 2022-01-31 2021-10-31 2022-02-11 2021-12-05 2022-12-05 ant Selection ation list accountability PK-EDUPMU-240236-CS-IND Component 3. Strengthening Individual Consult Under Implement V / Hiring of Infrastructure De IDA / 67140 community engagement and Post Open 29,197.00 0.00 2021-09-07 2021-09-08 2021-10-16 2021-10-31 2021-12-05 2022-12-05 ant Selection ation velopment Specialist accountability Component 3. Strengthening PK-EDUPMU-240239-CS-IND Individual Consult Under Implement IDA / 67140 community engagement and Post Open 29,197.00 0.00 2021-09-07 2021-09-08 2021-10-16 2021-10-31 2021-12-05 2022-12-05 V / Hiring of M&E Specialist ant Selection ation accountability PK-EDUPMU-251430-CS-IND Component 3. Strengthening Individual Consult Under Implement V / Hiring of Deputy Project D IDA / 67140 community engagement and Post Open 32,846.00 0.00 2021-09-07 2021-09-08 2021-10-16 2021-10-31 2021-12-05 2022-12-05 ant Selection ation irector accountability PK-EDUPMU-267674-CS-IND Component 3. Strengthening Individual Consult V / Hiring of Gender Specialis IDA / 67140 community engagement and Post Open 29,197.00 0.00 Under Review 2021-12-15 2021-12-19 2022-01-23 2022-02-07 2022-03-14 2023-03-14 ant Selection t accountability PK-EDUPMU-267675-CS-IND Component 3. Strengthening Individual Consult V / Hiring of Social Developm IDA / 67140 community engagement and Post Open 29,197.00 0.00 Under Review 2021-12-15 2021-12-19 2022-01-23 2022-02-07 2022-03-14 2023-03-14 ant Selection ent Specialist accountability PK-EDUPMU-267676-CS-IND Component 3. Strengthening Individual Consult V / Hiring of Environment Spe IDA / 67140 community engagement and Post Open 29,197.00 0.00 Under Review 2021-12-15 2021-12-19 2022-01-23 2022-02-07 2022-03-14 2023-03-14 ant Selection cialist accountability PK-EDUPMU-319166-CS-IND V / Hiring of Individual consul Component 2. Improving av Individual Consult Pending Impleme tant for Functional review of IDA / 67140 ailability and quality of educ Post Open - National 13,100.00 0.00 2022-10-12 2022-11-05 2022-11-08 2022-11-12 2023-02-10 ant Selection ntation assessment wing of DCTE to i ation services dentify gaps and areas of su pport. PK-EDUPMU-319162-CS-CQS / Individual Consultant for Fu Component 2. Improving av Individual Consult Pending Impleme nctional Review of Directorat IDA / 67140 ailability and quality of educ Post Open - National 13,100.00 0.00 2022-10-11 2022-11-04 2022-11-07 2022-11-11 2023-02-09 ant Selection ntation e Professional Development t ation services o identify gaps and areas of s upport PK-EDUPMU-320776-CS-IND Component 2. Improving av Individual Consult Pending Impleme V / Education Specialist hirin IDA / 67140 ailability and quality of educ Post Open - National 58,200.00 0.00 2022-10-16 2022-11-07 2022-11-10 2022-11-15 2025-06-30 ant Selection ntation g for PMU HCIP. ation services PK-EDUPMU-319169-CS-IND V / Hiring of Individual Consul Component 2. Improving av Individual Consult Pending Impleme tant for Development of Com IDA / 67140 ailability and quality of educ Post Open - National 2,200.00 0.00 2022-10-11 2022-11-04 2022-11-07 2022-11-11 2023-02-09 ant Selection ntation munication and Visibility stra ation services tegy and action plan for HCIP . PK-EDUPMU-327653-CS-IND Component 2. Improving av V / Hiring of individual Consul Individual Consult Pending Impleme IDA / 67140 ailability and quality of educ Post Open - National 8,600.00 0.00 2022-11-23 2022-12-17 2022-12-21 2022-12-28 2023-01-03 tant for Review of current stu ant Selection ntation ation services dent and teacher assessment practices of DCTE. Page 2